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Previous: EASTERN UTILITIES ASSOCIATES, U5S, 1997-04-30 |
Next: EIS INTERNATIONAL INC /DE/, 10-K/A, 1997-04-30 |
<PAGE> 0
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
AMENDMENT TO APPLICATION OR REPORT
Filed Pursuant to Section 13 or 15 (d) of
The Securities Exchange Act Of 1934
Eastman Kodak Company
(Exact name of registrant as specified in its charter)
AMENDMENT NO. 1
The undersigned registrant hereby amends the following items, financial
statements, exhibits, or other portions of its Annual Report on Form 10-K for
the year ended December 31, 1996 as set forth below:
The exhibit listed below and attached hereto is hereby added to the
registrant's Annual Report on Form 10-K for the year ended December 31, 1996.
Exhibit
(99) Eastman Kodak Employees' Savings and Investment Plan Annual Report
on Form 11-K for the fiscal year ended December 30, 1996.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this amendment to be signed on its behalf by the
undersigned, thereunto duly authorized.
Eastman Kodak Company
(Registrant)
David J. FitzPatrick
Controller and Vice President
Date: April 30, 1997
<PAGE>
<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
[X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [FEE REQUIRED]
For the fiscal year ended December 30, 1996
-----------------
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED]
For the transition period from to
-------- --------
Commission file number 1-87
---------
A. Full title of the plan and the address of the plan, if different
from that of the issuer named below:
EASTMAN KODAK EMPLOYEES'
SAVINGS AND INVESTMENT PLAN
B. Name of issuer of the securities held pursuant to the plan and
the address of its principal executive office:
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER, NEW YORK 14650
<PAGE>
<PAGE> 2
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
INDEX TO FINANCIAL STATEMENTS, SCHEDULES AND EXHIBIT
DECEMBER 30, 1996
Page No.
(a) Financial Statements
Report of Independent Accountants 3
Statement of Net Assets 4
Statement of Changes in Net Assets 5
Notes to Financial Statements 6-19
(b) Schedules
I. Schedule of Investments 20-47
II. Allocation of Net Assets to
Investment Funds 48-54
III. Allocation of Changes in Net
Assets to Investment Funds 55-64
(c) Exhibit
Consent of Independent Accountants 65
<PAGE>
<PAGE> 3
<AUDIT-REPORT>
REPORT OF INDEPENDENT ACCOUNTANTS
To the Savings and Investment
Plan Committee and the Participants of the
Eastman Kodak Employees' Savings
and Investment Plan
In our opinion, the financial statements and related schedules listed in
the index appearing on page 2 of this Annual Report on Form 11-K present
fairly, in all material respects, the net assets of the Eastman Kodak
Employees' Savings and Investment Plan at December 30, 1996 and 1995, and
the changes in net assets for each of the three fiscal years in the period
ended December 30, 1996, in conformity with generally accepted accounting
principles. These financial statements are the responsibility of the
Plan's management; our responsibility is to express an opinion on these
financial statements based on our audits. We conducted our audits of
these statements in accordance with generally accepted auditing standards
which require that we plan and perform the audit to obtain reasonable
assurance about whether the financial statements are free of material
misstatement. An audit includes examining, on a test basis, evidence
supporting the amounts and disclosures in the financial statements,
assessing the accounting principles used and significant estimates made by
management, and evaluating the overall financial statement presentation.
We believe that our audits provide a reasonable basis for the opinion
expressed above.
PRICE WATERHOUSE LLP
Rochester, New York
April 11, 1997
</AUDIT-REPORT>
<PAGE>
<PAGE> 4
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
STATEMENT OF NET ASSETS
(in thousands)
<CAPTION>
December 30,
----------------------
1996 1995
---- ----
<S> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company common stock $ 596,907 $ 501,602
Eastman Chemical Company common stock 46,277 40,174
Other common stocks 483,481 156,596
Mutual funds 264,776 474,403
Interest in common/collective
trusts (pooled) funds 325,813 132,721
Short-term interest funds 14,687 4,798
U.S. government securities 1,480 -
Investments at Contract Value:
Group annuity contracts 3,407,997 3,305,515
Loans to participants 74,102 62,609
Employer contributions receivable 235 3,600
Dividends and interest receivable 4,053 3,576
Receivables for securities sold 3,737 1,337
Miscellaneous receivable 233 139
Cash - 36
---------- ----------
Total assets (cost: 1996 - $4,899,891
1995 - $4,396,944)
5,223,778 4,687,106
---------- ----------
LIABILITIES
Distributions payable to participants 14,552 15,275
Distributions payable to successor plans 562,094 522,627
Payables for securities purchased 3,338 700
Accrued expenses 2,854 3,201
---------- ----------
Total liabilities 582,838 541,803
---------- ----------
Net assets $4,640,940 $4,145,303
========== ==========
(See accompanying notes to financial statements)
</TABLE>
<PAGE>
<PAGE> 5
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
STATEMENT OF CHANGES IN NET ASSETS
(in thousands)
<CAPTION>
For the fiscal year ended December 30,
----------------------------------------------
1996 1995 1994
---- ---- ----
<S> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,671 $ 12,413 $ 12,081
Dividends on Eastman Chemical
Company common stock 1,201 499 490
Other dividends 20,322 13,641 13,666
Interest 275,973 272,618 261,888
Income from common/collective
trusts (pooled) funds 1,526 684 804
Miscellaneous income 36 4 -
Net realized and unrealized
gains from investments 263,017 291,817 34,325
Employer contributions 169,235 150,533 152,802
---------- ---------- ----------
Total Additions 743,981 742,209 476,056
---------- ---------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (201,802) (155,879) (153,825)
Distributions to successor plans (39,469) (62,655) (459,973)
Administrative expenses (7,073) (6,494) (5,907)
---------- ---------- ----------
Total Deductions 248,344 225,028 619,705
---------- ---------- ----------
Increase (Decrease) in net assets 495,637 517,181 (143,649)
Net assets at beginning of year 4,145,303 3,628,122 3,771,771
---------- ---------- ----------
Net assets at end of year $4,640,940 $4,145,303 $3,628,122
========== ========== ==========
(See accompanying notes to financial statements)
</TABLE>
<PAGE>
<PAGE> 6
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS
NOTE 1: DESCRIPTION OF PLAN
General
The Eastman Kodak Employees' Savings and Investment Plan (the Plan or SIP) is
a defined contribution plan of a controlled group of corporations consisting
of Eastman Kodak Company and certain United States subsidiaries operating in
the United States (Kodak). Regular full-time, regular part-time,
supplementary or conditional employees of these corporations are eligible to
participate in the Plan. Limited service employees, co-ops and special
program employees are not eligible. The Plan is subject to the Employee
Retirement Income Security Act of 1974.
The Plan is administered by the Savings and Investment Plan Committee (SIPCO),
which is the Plan Administrator and Named Fiduciary. The Trusts, forming part
of the Plan, are administered by Boston Safe Deposit and Trust Company (Boston
Safe) and Fidelity Management Trust Company (Fidelity) (together the Plan
Trustees).
Plan Amendments and Other Changes
During 1996 two new investment options were made available to Eastman Chemical
Company participants. Effective December 1, 1996 the maximum salary deferral
rate was increased from 15 percent to 18 percent of pay for eligible Kodak
participants.
On December 31, 1993, Kodak spun off its worldwide chemical business, Eastman
Chemical Company (ECC or Eastman). Subsequent to the spin-off, account
balances of the ECC participants were liquidated and the proceeds invested in
seven newly-created funds within the Plan that are managed by Fidelity, the
trustee for ECC participants. Effective January 1, 1994, all salary deferrals
of ECC participants have been contributed to the Eastman Investment Plan
(EIP). The provisions of the Plan described below with respect to loans and
distributions apply equally to the ECC participants in the Plan. Upon
receiving updated determination letters from the IRS with respect to the SIP
and EIP plans, the account balances of ECC participants will be transferred
from SIP to EIP. See Federal Income Tax Status footnote. The balances of the
ECC participants are reflected as a liability in the accompanying financial
statements.
Effective November 30, 1994, Kodak sold its Clinical Diagnostics Division
(CDD); the CDD employees remained employees of Kodak and active participants
in the Plan until December 26, 1994. Upon receiving a determination letter
from the IRS with respect to the SIP Plan and successor plan sponsored by the
purchaser of CDD, the account balances of the CDD employees will be
transferred from SIP to such successor plan. The balances of the CDD
employees are reflected as a liability in the accompanying financial
statements.
<PAGE>
<PAGE> 7
Administrative Expenses
The Plan provides for the payment of certain administrative expenses by the
Trusts, including fees for investment advisors, recordkeepers, the Plan
Trustees, attorneys and accountants. The recordkeepers are Hewitt Associates
and Fidelity.
Contributions
The Plan includes a salary reduction provision allowing eligible Kodak
participants to defer up to 18% of qualifying compensation as defined in the
Plan. The maximum deferral for a Plan year is limited to 18% of the aggregate
of wage dividend and qualifying compensation, but not more than the statutory
limit of $9,500 for calendar year 1996 ($9,240 for calendar years 1995 and
1994). Participants' salary deferrals are contributed to the Plan by Kodak on
behalf of the participants. All contributions are immediately vested. Boston
Safe will invest the amount contributed to the Plan into the investment funds
described in the Investments footnote, as directed by the participant.
Participants may make transfers among the funds once a month.
Loans
The Plan Administrator may grant a loan to a participant provided that the
aggregate of the participant's outstanding loans will not exceed the lesser
of: 1) $50,000 less the highest outstanding loan balance during the previous
12 months, or 2) 50% of the current value of the participant's account. A
new loan must be at least $1,000 and repaid within five years of the date of
the loan. In accordance with the Plan provisions, the rate of interest is
fixed at the discretion of the Plan Administrator. Interest is charged at the
lesser of the maximum legal rate or the prime rate.
Distributions
Distributions from the Plan are made under the following circumstances:
1. No portion of an account may be withdrawn without the
approval of the Plan Administrator or its designee.
Approval of hardship withdrawals will only be granted in
order to meet obligations relating to the payment of
substantial out-of-pocket medical (or dental) bills for the
participant, the participant's spouse or any of the
participant's dependents, the purchase or construction of a
primary residence, tuition, room and board or other
post-secondary educational expenses, or payments to prevent
eviction/foreclosure.
2. Upon attaining age 59 1/2, a participant may elect to
receive a lump sum cash distribution from the Plan while
still actively employed.
<PAGE>
<PAGE> 8
Distributions (Cont'd)
3. Upon separation from service for any reason except death,
the full value of a participant's account is distributed as
a lump sum if the account balance is less than $3,500 and
the participant is not retirement eligible. Otherwise, the
full value of the account is distributed when and as
designated by the participant in a lump sum payment, or in
monthly or annual installments. If an appropriate
designation is not made by the participant, the account is
paid in a lump sum cash payment in February following the
year the participant turns age 65.
4. In the event of death, the value of a participant's account
is paid in a lump sum to a designated beneficiary, if any,
or to the decedent's estate, except that if there is a
surviving spouse, then the entire sum will be paid to such
spouse unless the spouse consents to the beneficiary
designation of the participant.
5. The Plan Trustees are authorized to honor "qualified
domestic relations orders" issued and served in accordance
with Section 414(p) of the Internal Revenue Code.
Plan Termination
While Kodak expects to continue the Plan, it has the right to discontinue
contributions and amend or terminate the Plan at any time. In the event that
contributions to the Plan are discontinued, the Plan Trustees will continue
to administer the Trusts. In the event of the termination of the Trusts as a
result of or incident to termination of the Plan, the pro rata value of the
participants' accounts will be paid in accordance with the provisions of the
Plan.
NOTE 2: SUMMARY OF ACCOUNTING POLICIES
Basis of Accounting
The Plan operates on a fiscal year ending December 30.
The Plan's financial statements have been prepared on the accrual basis of
accounting. Distributions payable to participants are recorded when the
request for payment meeting the provisions of the Plan is received.
Employer contributions represent qualifying compensation withheld from the
participants by Kodak for contribution to the Plan.
<PAGE>
<PAGE> 9
Investment Valuation and Income Recognition
The group annuity contracts included in the Fixed Income Fund and Fidelity
Managed Income Portfolio are valued at cost plus interest reinvested.
American Institute of Certified Public Accountant's (AICPA's) Statement of
Position (SOP) 94-4, "Reporting of Investment Contracts Held by Health and
Welfare Benefit Plans and Defined-Contribution Pension Plans", which is
effective for the plan year ended December 30, 1995, requires that guaranteed
investment contracts be valued at cost plus interest reinvested if they are
fully benefit responsive, as defined by SOP 94-4. The Plan Administrator
believes that the group annuity contracts held by the Plan are fully benefit
responsive. In aggregate, the recorded value of the group annuity contracts
approximates their fair value. Interest in common or collective trusts
(pooled) funds reflect market values as certified by the managers of such
funds. Fair values of all other investments are based upon active market
quotations on national exchanges, if available, at December 30, or, if not
available, upon amounts believed by the Plan Administrator to be realizable
at that time.
Purchases and sales of securities are recorded on a trade-date basis.
Interest income is recorded on the accrual basis. Dividends are recorded on
the ex-dividend date.
Use of Estimates
The preparation of financial statements in conformity with generally accepted
accounting principles requires management to make estimates and assumptions
that affect the reported amounts of assets and liabilities and disclosure of
contingent assets and liabilities at year end and the reported amounts of
revenues and expenses during the reporting period. Actual results could
differ from those estimates.
NOTE 3: INVESTMENTS
All contributions are paid to Boston Safe. No bond is furnished by the Plan
Trustees in connection with the custody of security investments or other
assets of the Plan.
The Plan Trustees are authorized to keep any portion of any of the foregoing
funds in cash or liquid investments as they may deem advisable.
All dividends, interest or gains derived from investments in each Fund are
reinvested in the respective Fund by the Plan Trustees.
<PAGE>
<PAGE> 10
Funds at Boston Safe
The Kodak Stock Fund consists primarily of shares of Eastman Kodak Company
common stock. Purchases of Kodak stock are made daily as required by
participant activity. When Kodak spun off ECC on December 31, 1993,
shareholders received one share of ECC for every four Kodak shares owned. In
1994, 1,279,321 shares of ECC stock were sold at an average price of $46.10
per share and the proceeds were used to acquire shares of Kodak stock.
The Smaller Stock Fund consists primarily of investments in U.S. stocks made
through mutual funds, group trusts, or separate accounts, all of which are
selected by an Investment Manager appointed by the Plan Administrator.
The Fixed Income Fund's assets are invested primarily in contracts with
insurance companies. Effective annual yields on these contracts ranged
between 5.83% and 12.97% depending on the date of the contribution, transfer
or rollover. The blended rate of return on the Fixed Income Fund was
approximately 8.4% in 1996 (8.7% in 1995 and 8.5% in 1994).
The Balanced Mutual Fund is composed of a single mutual fund selected by the
Plan Administrator, the Fidelity Puritan Fund, which is a balanced fund that
seeks current income consistent with preservation of capital by investing in
a broadly diversified portfolio of high-yielding equity and debt securities.
The Large Stock Index Fund invests in all 500 stocks that compose the
Standard & Poor's 500 Index.
The International Stock Fund invests in a large number of widely diversified
stocks in more than 30 countries around the world.
Funds at Fidelity
The Kodak Stock Fund consists of shares of Eastman Kodak Company common
stock.
The Eastman Stock Fund consists primarily of shares of Eastman Chemical
Company common stock.
The Fidelity Managed Income Portfolio is a fixed income fund consisting of
investment contracts with one or more financial institutions that pay
interest to the fund. The rate of interest paid to the fund will change from
time to time as investment contracts mature and new contracts are purchased.
Effective annual yields on these contracts ranged between 5.35% and 12.97%
depending on the date of the contribution, transfer or rollover. The
blending of earnings in the Fidelity Managed Income Portfolio produced an
effective yield of approximately 8.0% in 1996 (8.5% in 1995 and 9.0% in
1994).
<PAGE>
<PAGE> 11
Funds at Fidelity (Cont'd)
The Fidelity Fund seeks long-term capital growth and reasonable current
income. It focuses on investments in companies that the fund's manager
believes are marked by solid balance sheets and good prospects for growth.
Investments will be diversified across a variety of market sectors.
The Fidelity Puritan Fund is a balanced fund that seeks current income
consistent with preservation of capital by investing in a broadly diversified
portfolio of high-yielding equity and debt securities.
The Fidelity Magellan Fund is a growth fund seeking long-term capital
appreciation by investing in stocks, and corporate securities convertible
into stocks, of domestic, multinational and foreign companies that the fund's
manager believes offer potential for growth, which also leads to a
correspondingly higher level of risk.
The Fidelity Contrafund is a growth fund seeking long-term capital
appreciation by investing primarily in securities of companies believed by
the fund's manager to be out of favor and undervalued.
The Fidelity International Growth & Income Fund, a growth and income mutual
fund that invests internationally, seeks to increase the value of investments
over the long term through capital growth while also providing current income.
The Fidelity U.S. Equity Index Portfolio is an index mutual fund that seeks
to duplicate the composition and total return of the Standard & Poor's
Composite Index of 500 Stocks.
<PAGE>
<PAGE> 12
The number of participants in each fund was as follows:
December 30,
----------------------
1996 1995
---- ----
Boston Safe Funds:
Kodak Stock Fund 25,919 28,744
Smaller Stock Fund 26,571 28,940
Fixed Income Fund 52,584 60,635
Balanced Mutual Fund 9,480 9,019
Large Stock Index Fund 11,419 7,874
International Stock Fund 8,114 8,040
December 30,
----------------------
1996 1995
---- ----
Fidelity Funds:
Kodak Stock Fund 2,084 2,240
Eastman Stock Fund 3,106 2,778
Fidelity Managed Income Portfolio 9,674 10,079
Fidelity Fund 2,027 1,965
Fidelity Puritan Fund 2,477 2,581
Fidelity Magellan Fund 3,844 4,239
Fidelity Contrafund 2,207 2,147
Fidelity International Growth &
Income Fund 124 0
Fidelity U.S. Equity Index Portfolio 187 0
The total number of participants in the Plan was less than the sum of the
number of participants shown above because many participants invest in more
than one fund.
NOTE 4: LOANS TO PARTICIPANTS
The Plan Trustees make loans to participants in accordance with Plan
provisions. The Plan's receivable for loans made after 1993 is recorded as an
asset of the Loan Funds. The Plan's receivable for loans made prior to 1994
was recorded as an asset of each of the funds from which the participants made
the loan election. Loans made are accounted for as a transfer from the fund
directed by the participant to the loan fund. The principal portion of loan
repayments reduces the Loan Fund receivable. The principal and interest
repaid are directed to funds to which the participant's current contributions
are directed; the principal is accounted for as a transfer and the interest
accounted for as income in the fund to which the participant's current
contributions are directed.
<PAGE>
<PAGE> 13
NOTE 4: LOANS TO PARTICIPANTS (Cont'd)
Interest income earned on loans to participants for the fiscal years ended
December 30 is:
(in thousands)
1996 1995 1994
------ ------ ------
Boston Safe Funds:
Kodak Stock Fund $ 586 $ 564 $ 666
Smaller Stock Fund 785 823 1,080
Fixed Income Fund 2,818 1,874 538
Balanced Mutual Fund 133 71 21
Large Stock Index Fund 138 51 9
International Stock Fund 76 42 14
------ ------ ------
Total $4,536 $3,425 $2,328
====== ====== ======
1996 1995 1994
------ ------ ------
Fidelity Funds:
Kodak Stock Fund $ 13 $ 9 $ 11
Eastman Stock Fund 41 27 13
Fidelity Managed Income
Portfolio 393 310 179
Fidelity Fund 20 14 9
Fidelity Puritan Fund 34 28 16
Fidelity Magellan Fund 76 61 51
Fidelity Contrafund 28 22 18
Fidelity International
Growth & Income Fund 1 - -
Fidelity U.S. Equity
Index Portfolio 2 - -
------ ------ ------
Total $ 608 $ 471 $ 297
====== ====== ======
The interest income from loans shown above is included in "interest" on the
Statement of Changes in Net Assets.
<PAGE>
<PAGE> 14
<TABLE>
NOTE 5: NET REALIZED AND UNREALIZED GAINS (LOSSES) FROM INVESTMENTS
Components of net realized and unrealized gains (losses) from investments and
proceeds from sales of investments for the fiscal years ended on December 30 are:
<CAPTION>
(in thousands)
Unrealized Net Realized
Realized gains and Unrealized Proceeds
gains (losses) gains (losses) from
from from from sales of
investments investments investments investments
----------- ----------- -------------- -----------
<S> <C> <C> <C> <C>
1996
Boston Safe Kodak
common stock $ 14,781 $ 99,296 $114,077 $ 119,466
Fidelity Kodak common
stock 2,706 2,061 4,767 45,435
Fidelity Eastman stock 1,607 (5,585) (3,978) 97,535
Other securities 101,561 46,590 148,151 773,195
-------- -------- -------- ----------
$120,655 $142,362 $263,017 $1,035,631
======== ======== ======== ==========
1995
Boston Safe Kodak
common stock $17,500 $127,190 $144,690 $ 105,480
Fidelity Kodak common
stock 4,880 2,352 7,232 26,772
Fidelity Eastman stock 4,553 2,102 6,655 89,992
Other securities 38,851 94,389 133,240 169,336
------- -------- -------- ----------
$65,784 $226,033 $291,817 $ 391,580
======= ======== ======== ==========
1994
Boston Safe Kodak
common stock $19,846 $ 2,845 $ 22,691 $ 25,142
Fidelity Kodak common
stock 1,172 3,359 4,531 16,828
Fidelity Eastman stock 829 2,043 2,872 26,521
Other securities 20,730 (16,499) 4,231 724,197
------- -------- -------- ----------
$42,577 $ (8,252) $ 34,325 $ 792,688
======= ======== ======== ==========
</TABLE>
Consistent with Department of Labor regulations, the components of net realized
and unrealized gains and losses from investments are calculated for purposes of
Form 5500 based on an investment's current value at the beginning of the year,
or acquisition cost if acquired during the year (revalued cost). For purposes
of determining realized gains and losses, the revalued costs of investments
sold are determined based upon a weighted average basis.
<PAGE>
<PAGE> 15
<TABLE>
BOSTON SAFE FUNDS
NOTE 6: UNIT VALUES AND PARTICIPANT UNITS
(in thousands, except per unit value data)
Following are the funds' month-end unit values and participants' units as calculated by the Trustees.
<CAPTION>
Kodak Smaller Fixed Balanced Large Stock International
Stock Fund Stock Fund Income Fund Mutual Fund Index Fund Stock Fund
---------------- ---------------- ----------------- ---------------- ---------------- ----------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
----- ----- ----- ----- ----- ----- ----- ----- ----- ----- ----- -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1996
----
Jan. 31 $22.9819 23,788 $21.6775 21,798 $14.1412 209,624 $12.0728 7,398 $14.1296 6,009 $10.6631 6,725
Feb. 29 22.5174 24,895 22.3661 21,506 14.2316 206,470 12.2159 7,861 14.2179 6,584 10.6866 7,189
Mar. 31 22.3114 25,357 22.8201 21,889 14.3316 206,832 12.4157 8,153 14.3528 7,024 10.9109 7,225
Apr. 30 24.0296 24,648 23.7503 22,480 14.4277 205,321 12.4219 8,496 14.5622 7,485 11.3051 7,760
May 31 23.4673 25,374 24.5698 22,813 14.5275 202,979 12.5041 8,396 14.9442 7,838 11.2291 8,115
June 30 24.5111 25,272 24.0986 23,117 14.6254 202,154 12.5605 8,314 14.9978 8,127 11.2994 8,151
July 31 23.5275 25,328 22.8726 22,903 14.7257 201,976 12.3166 8,191 14.3447 8,320 10.8736 8,122
Aug. 31 22.9829 25,914 23.7268 22,563 14.8267 201,187 12.4338 8,093 14.6335 8,369 10.9660 7,986
Sep. 30 24.8705 23,305 24.7264 22,622 14.9246 201,099 12.9281 8,113 15.4521 8,621 11.1930 7,854
Oct. 31 25.1575 22,381 24.8296 22,514 15.0257 206,593 13.2397 8,174 15.8683 8,986 11.1270 7,617
Nov. 30 25.7505 22,115 25.8954 22,506 15.1244 205,380 13.9025 8,306 17.0624 9,406 11.5337 7,437
Dec. 30 26.1515 21,913 26.0138 22,557 15.2233 204,544 13.8667 8,471 17.0009 9,868 11.4238 7,418
1995
----
Jan. 31 $15.0685 26,008 $17.2073 22,038 $13.0164 213,600 $ 9.7775 6,112 $10.2868 2,748 $ 9.1940 4,721
Feb. 28 15.7864 25,165 17.7324 21,743 13.1009 214,881 10.0723 6,086 10.6743 2,806 9.0807 4,573
Mar. 31 16.4715 24,234 18.1159 21,782 13.1944 217,663 10.3041 6,141 10.9885 3,056 9.4996 4,698
Apr. 30 17.7611 23,160 18.4164 21,711 13.2854 218,367 10.5114 6,338 11.3028 3,274 9.7944 4,902
May 31 18.7554 23,702 18.8146 21,517 13.3800 217,214 10.7334 6,483 11.7387 3,462 9.8095 4,991
June 30 18.8246 24,672 19.3313 21,528 13.4718 215,772 10.8543 6,498 12.0151 3,641 9.7335 4,837
July 31 17.8873 25,487 20.0670 21,636 13.5671 213,797 11.2170 6,593 12.3953 4,013 10.3433 4,801
Aug. 31 18.0442 25,566 20.4823 21,628 13.6630 213,204 11.2698 6,673 12.4269 4,145 10.1110 4,973
Sep. 30 18.5041 24,993 20.9314 21,691 13.7564 213,433 11.4284 6,727 12.9388 4,248 10.2605 5,001
Oct. 31 19.5477 24,123 20.2634 21,782 13.8526 213,496 11.2441 6,862 12.8935 4,760 9.9805 5,071
Nov. 30 21.4281 23,091 20.9552 21,831 13.9463 213,978 11.6399 7,013 13.4240 5,203 10.1649 5,171
Dec. 30 21.0227 23,837 21.3790 21,857 14.0400 211,742 11.9054 6,985 13.6526 5,437 10.4931 5,592
</TABLE>
<PAGE>
<PAGE> 16
<TABLE>
FIDELITY FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Kodak Eastman Fidelity Managed Fidelity Fidelity
Stock Fund Stock Fund Income Portfolio Fidelity Fund Puritan Fund Magellan Fund
---------------- ---------------- ---------------- ---------------- ---------------- ----------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
----- ----- ----- ----- ----- ----- ----- ----- ----- ----- ----- -----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1996
----
Jan. 31 $16.74 1,285 $14.82 2,035 $1.00 317,798 $23.16 484 $17.25 1,072 $87.22 490
Feb. 29 16.32 1,434 16.16 1,840 1.00 318,378 23.45 547 17.47 1,081 86.65 487
Mar. 31 16.20 1,431 15.51 2,377 1.00 313,447 23.79 556 17.64 1,079 87.51 477
Apr. 30 17.43 1,294 15.14 2,911 1.00 308,169 24.17 538 17.65 1,059 88.08 464
May 31 16.92 1,366 15.09 2,802 1.00 308,831 24.64 532 17.76 1,049 74.87 545
June 30 17.68 1,183 13.76 3,391 1.00 303,950 24.65 564 17.68 1,048 74.80 521
July 31 16.99 1,276 11.85 4,092 1.00 296,973 23.58 535 17.34 1,018 71.32 505
Aug. 31 16.53 1,335 12.66 4,165 1.00 296,568 22.68 579 17.50 1,009 73.12 497
Sep. 30 17.87 1,189 13.21 3,731 1.00 306,085 23.76 607 16.48 1,113 76.05 490
Oct. 31 18.16 1,165 13.07 3,918 1.00 305,920 24.15 595 16.88 1,107 77.85 482
Nov. 30 18.41 1,177 12.92 3,681 1.00 310,310 25.60 623 17.73 1,093 82.89 469
Dec. 30 18.72 1,191 12.64 3,741 1.00 311,767 25.06 611 17.46 1,101 81.43 464
1995
----
Jan. 31 $11.21 1,720 $11.14 2,491 $1.00 281,150 $18.45 450 $14.74 1,102 $66.12 502
Feb. 28 11.75 1,683 12.23 1,928 1.00 292,008 19.08 438 15.19 1,081 69.83 481
Mar. 31 12.23 1,616 12.50 1,654 1.00 299,504 19.67 435 15.42 1,077 72.44 469
Apr. 30 13.20 1,461 12.74 2,037 1.00 299,870 20.15 428 15.73 1,056 75.81 459
May 31 13.94 1,445 13.43 1,609 1.00 307,370 20.49 430 16.07 1,037 77.59 459
June 30 13.99 1,486 13.36 1,750 1.00 307,884 21.04 428 16.15 1,044 83.50 448
July 31 13.25 1,724 14.25 1,616 1.00 307,937 22.00 429 16.69 1,028 89.91 454
Aug. 31 13.33 1,762 14.39 1,723 1.00 307,750 21.77 437 16.77 1,022 90.69 453
Sep. 30 13.70 1,644 14.33 2,366 1.00 302,453 22.31 438 16.78 1,030 92.37 446
Oct. 31 14.34 1,435 13.27 2,974 1.00 298,380 22.05 444 16.51 1,031 89.99 447
Nov. 30 15.63 1,355 14.60 2,173 1.00 312,378 22.98 450 17.10 1,012 91.99 450
Dec. 30 15.39 1,363 13.97 2,911 1.00 302,030 22.61 479 17.01 1,052 85.98 488
</TABLE>
<PAGE>
<PAGE> 17
<TABLE>
FIDELITY FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Fidelity Fidelity International Fidelity U.S. Equity
Contrafund Growth & Income Fund Index Portfolio
---------------- ---------------------- --------------------
Unit Unit Unit
Value Units Value Units Value Units
----- ----- ----- ----- ----- -----
<S> <C> <C> <C> <C> <C> <C>
1996
----
Jan. 31 $38.88 486
Feb. 29 37.11 523
Mar. 31 38.14 518
Apr. 30 39.32 540
May 31 39.65 556 18.74 1 24.55 5
June 30 39.34 563 18.87 54 24.53 47
July 31 37.51 547 18.43 66 23.44 72
Aug. 31 38.94 548 18.66 74 23.93 80
Sep. 30 40.54 562 19.11 74 25.15 81
Oct. 31 41.84 564 19.09 75 25.84 100
Nov. 30 44.27 568 20.04 84 27.79 120
Dec. 30 42.44 600 19.44 86 27.43 127
1995
----
Jan. 31 $29.79 454
Feb. 28 30.99 444
Mar. 31 32.12 432
Apr. 30 33.57 429
May 31 34.38 420
June 30 36.56 416
July 31 39.36 424
Aug. 31 39.88 427
Sep. 30 40.61 426
Oct. 31 39.87 433
Nov. 30 40.92 437
Dec. 30 38.02 486
</TABLE>
<PAGE>
<PAGE> 18
<TABLE>
NOTE 7: SIGNIFICANT INVESTMENTS
The following table represents investments having a value equal to or greater
than 5% of net assets at December 30, 1996:
<CAPTION>
(in thousands)
Principal Fair or
Maturity Interest Amount or Contract
Investment Date Rate Shares Cost Value
---------- -------- -------- --------- ---- ----------
<S> <C> <C> <C> <C> <C>
Eastman Kodak Company
common stock N/A N/A 7,246 $342,033 $ 596,907
John Hancock Life Ins.
GAC #4481 3/1/1999 8.84% $259,903 259,903 259,903
John Hancock Life Ins.
GAC #5702 10/3/2002 10.1% $262,814 262,814 262,814
-------- ----------
TOTAL $864,750 $1,119,624
======== ==========
</TABLE>
NOTE 8: FEDERAL INCOME TAX STATUS
In February 1988, the Plan received a favorable tax determination letter from
the Internal Revenue Service in which the Internal Revenue Service stated that
the Plan, as then designed, was in compliance with the applicable requirements
of the Internal Revenue Code. The Plan has been amended since receiving such
letter. The Plan Administrator and the Plan's tax counsel believe that the
Plan is currently designed and being operated in compliance with the
applicable requirements of the Internal Revenue Code. Therefore, no provision
for income taxes has been included in the Plan's financial statements.
The Plan Administrators of the Plan and EIP have requested tax determination
letters from the Internal Revenue Service pursuant to the requirements of the
Tax Reform Act of 1986, which the Plan Administrators expect to receive. Upon
receiving such determination letters, the account balances of ECC participants
will be transferred to EIP.
NOTE 9: RELATED PARTY TRANSACTIONS
Certain Plan investments are shares of mutual funds managed by Fidelity
Investments. Fidelity Management Trust Company is the trustee for ECC
participants; therefore, these transactions constitute related party
transactions. Fees paid by the Plan to Fidelity Investments for management
services amounted to $63,000 and $43,000 for the fiscal years ended December
30, 1996 and 1995, respectively.
<PAGE>
<PAGE> 19
NOTE 10: COMMITMENTS
A portion of administrative expenses consist of fees for recordkeeping, trust,
and investment management services provided to the Plan by various parties.
The contracts under which these services are provided are long-term in nature,
but can be cancelled by either party with advance notice. Such contracts
contain both fixed- and activity-based variable fee structures.
NOTE 11: SUBSEQUENT EVENTS
On December 31, 1996, Danka Business Systems PLC (Danka) and Kodak entered into
an agreement for Danka to acquire the sales, marketing, and equipment service
operations of Kodak's Office Imaging business, as well as Kodak's facilities
management business known as Kodak Imaging Services. Upon receiving a
determination letter from the IRS with respect to the SIP Plan and successor
plan sponsored by Danka, the account balances of the Office Imaging and Kodak
Imaging Services employees will be transferred from SIP to such successor plan.
Effective January 27, 1997 SIP accounts will be valued on a daily basis rather
than monthly; participants can request transfers (either a dollar amount or a
percentage of a fund balance) or reallocations (percentages) of investments any
day; and, the number of fund options available at Boston Safe will be expanded
from 6 to 36.
* * * * *
<PAGE>
<PAGE> 20
<TABLE>
Schedule I
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
BOSTON SAFE FUNDS
KODAK STOCK FUND
Eastman Kodak Company Common
Stock 6,976 $323,748 $574,683
======== ========
Common/Collective Trust
TBC Inc. Daily Liquidity Fund $1,584 $ 1,584 $ 1,584
======== ========
SMALLER STOCK FUND
Mutual Funds
Babson Enterprises Fd Inc. 699 $ 10,834 $ 11,287
CMC Small Cap 256 14,421 13,572
Mutual Qualified Income Fund 653 17,895 21,195
-------- --------
Total $ 43,150 $ 46,054
======== ========
Common Stocks
ABM Inds. Inc. 19 $ 325 $ 338
ABR Information Svcs. Inc. Com. 4 168 165
ACC Corp. 18 532 456
ACX Technologies Inc. Com. 33 597 658
ADE Corp. Mass. 25 374 425
AM Intl. Inc. New 14 83 63
Aames Financial Corp. 11 455 395
Acceptance Ins. Cos. Inc. 12 237 229
Actel Corp. Com. 35 708 847
Advanced Marketing Svcs. Inc. 3 31 31
Advanced Technology Labs Inc. 14 400 438
Advanced Health Corp. 30 445 397
Advent Software Inc. 2 64 60
Aeroflex Inc. 4 18 19
Agouron Pharmaceuticals Inc. 7 408 507
Alabama Natl. Bancorporation Del. 7 128 126
Alberto Culver Co. CL B Conv. 18 852 883
Alco Std. Corp. 45 1,767 2,275
Alexander & Baldwin Inc. 64 1,669 1,616
Aliant Communications Inc. 7 121 124
Alliance Gaming Corp. 97 344 384
</TABLE>
<PAGE>
<PAGE> 21
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Allied Cap. Coml. Corp. 4 96 98
Alltrista Corp. Com. 20 484 500
Alpha Inds. Inc. 47 360 356
Altron Inc. Com. 33 520 689
Alumax Inc. Com. 4 118 142
Ambac Inc. Com. 14 888 894
Amcast Indl. Corp. 12 242 294
Amerco Inc. Com. 13 580 465
Amdahl Corp. Com. 10 126 130
American Homepatient Inc. 20 480 525
American Natl. Ins. Co. 9 634 634
American Oilfield Divers Inc. 10 119 120
American Std. Cos. Inc. Del. 64 2,361 2,385
American Stores Co. New 43 911 1,749
American Woodmark Corp. 10 108 140
Americredit Corp. Com. 46 904 904
Amerisource Health Corp. CL A 19 760 864
Ameron International Corp. 5 248 276
Ames Dept. Stores Inc. Com. New 25 119 110
Amresco Inc. Com. 32 696 857
Ampco Pittsburgh Corp. 11 152 134
Amre Corp. Com. 120 582 225
Analog Devices Inc. 30 892 1,014
Analogic Corp. Com. 23 487 734
Analysis & Technology Inc. 5 70 69
Angelica Corp. Com. 32 626 610
Applied Signal Technology Inc.
Com. 5 21 20
Aquila Gas Pipeline Corp. Com. 9 125 139
Arkansas Best Corp. Del. 67 430 293
Armstrong World Inds. Inc. Com. 26 1,894 1,813
Arrow Intl. Inc. 14 373 384
Aspen Technology Inc. Com. 9 678 650
Atrion Corp. 6 96 91
Autodesk Inc. Com. 19 658 539
Avalon PPTYS Inc. Com. 3 76 87
Avnet Inc. Com. 39 2,144 2,270
Aydin Corp. 21 262 199
BISYS Group Inc. 43 1,613 1,636
</TABLE>
<PAGE>
<PAGE> 22
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
BJ Svcs. Co. Com. 15 731 792
BNH Bancshares Inc. New Com. 12 120 140
Badger Meter Inc. 2 58 58
Baker Michael Corp. 15 91 95
Baker J. Inc. Com. 63 465 336
Baldwin Technology Inc. CL A 83 353 198
Ball Corp. Com. 45 1,114 1,170
Bancfirst Corp. 1 26 26
Bancorpsouth Inc. 7 191 187
Banctec Inc. Com. 50 969 1,052
Bank UTD Corp. 38 944 998
Barefoot Inc. 140 1,449 2,205
Barnes & Noble Inc. Com. 79 2,169 2,076
Barnes Group Inc. Com. 4 251 251
Bausch & Lomb Inc. Com. 10 335 356
Beazer Homes USA Inc. 8 122 149
Beckman Instrs. Inc. New 5 144 166
Belden Inc. Com. 8 258 270
Bell Inds. Inc. 9 158 185
Bemis Inc. Com. 22 618 807
Bergen Brunswig Corp. CL A 8 203 231
Berlitz Intl. Inc. New 6 109 116
Beverly Enterprises Inc. Com. 85 1,049 1,080
Billing Info. Concepts Corp. 27 812 785
Bindley Westn. Inds. Inc. Com. 34 513 649
Bio Rad Labs Inc. CL A 11 334 333
Birmingham Stl. Corp. Com. 2 41 43
Black Box Corp. Del. Com. 29 1,164 1,187
Block Drug Inc. CL A 10 430 450
Bob Evans Farms Inc. 5 62 67
Bon Ton Stores Inc. Com. 18 103 108
Boole Babbage Inc. 19 361 449
Borg Warner Automotive Inc. Com. 12 471 468
Boston Acoustics Inc. 3 49 45
Boston Technology Inc. New Com. 21 400 565
Bowne & Co. Inc. Com. 18 417 448
Bre-X Minerals LTD 6 104 96
Brinker Intl. Inc. Com. 25 464 409
Bro-X Minerals LTD 1 2 1
</TABLE>
<PAGE>
<PAGE> 23
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Brunswick Corp. Com. 84 2,111 2,030
Buffton Corp. Com. 1 0 0
Burlington Coat Factory Whse.
Corp. Com. 73 881 944
Burlington Inds. Inc. New Com. 47 514 517
Bush Boake Allen Inc. 20 447 525
Bush Inds. Inc. Com. 36 624 681
Butler Mfg. Co. Del. 6 236 235
CB Bancshares Inc. 4 127 125
CBT Group PLC ADR 13 708 712
CDI Corp. Com. 11 319 317
CKE Restaurants Inc. Com. 18 518 619
CMAC Invt. Corp. Com. 21 793 767
CMC Inds. Inc. 9 98 85
CMI Corp. Okla. CL A 75 366 339
CML Group Inc. 88 596 296
CTS Corp. 1 52 55
CUC Intl. Inc. Com. 34 706 820
CUNO Inc. Com. 23 315 338
CVS Corp. 17 636 710
Caci Intl. Inc. CL A 11 221 226
California Microwave Inc. Com. 51 757 751
California Wtr. Svc. Co. 8 292 340
Calmat Co. Com. 20 361 370
Camco Intl. Inc. Com. 53 1,845 2,404
Cameron Ashley Bldg. Prods. Inc. 2 30 27
Canandaigua Wine Inc. CL A 18 495 515
Cape Cod BK & TR Co. Hyannis MA 5 108 102
Capital One Finl. Corp. 24 828 852
Capitol Bancorp LTD 7 106 105
Capstone Pharmacy Svcs. Inc. Com. 43 458 479
Capstar Hotel Co. 51 977 982
Carematrix Corp. 14 195 192
Caretenders Healthcorp Com. 7 44 44
Caribiner Intl. Inc. 33 1,450 1,612
Carlisle Cos. Inc. Com. 12 670 737
Carmike Cinemas Inc. CL A 11 282 272
Carson Inc. CL A 12 181 165
Carson Pirie Scott & Co. Ill Com. 8 225 205
</TABLE>
<PAGE>
<PAGE> 24
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Catellus Dev. Corp. Com. 66 529 742
Catherines Stores Corp. Com. 61 400 350
Cavco Inds. Inc. 5 107 137
Centocor Inc. Com. 17 486 608
Central European Media
Enterprises LTD Com. 30 839 907
Central Newspapers Inc. CL A 4 149 174
Central Tractor Farm & Ctry. Inc. 12 166 167
Century Alum Co. 21 330 352
Century Tel. Enterprises Inc. 100 3,094 3,116
Champion Enterprises Inc. Com. 68 1,363 1,362
Channell Coml. Corp. 11 118 121
Charles J. W. Finl. Svcs. Inc. 3 27 33
Chart House Enterprises Inc. Com. 44 254 222
Chattem Inc. Com. 10 90 88
Checkpoint Svcs. Inc. Com. 62 1,477 1,473
Chemed Corp. 5 204 195
Cherry Corp. CL A 40 416 670
Chock Full O Nuts Corp. 91 526 443
Chris Craft Inds. Inc. Com. 14 561 547
Cleveland Cliffs Inc. 9 418 418
Coachmen Inds. Inc. 16 400 458
Cognitronics Corp. 8 33 28
Cole Nate Corp. New CL A 13 299 323
Comdisco Inc. Del. Com. 18 524 579
Commerce Bancshares Inc. 18 820 868
Commercial Assets Inc. 17 105 109
Commercial BK NY 2 27 26
Commercial Fed. Corp. 21 1,006 980
Commercial Intertech Corp. Com. 51 544 701
Commercial Metals Co. 4 131 132
Commonwealth Energy Sys. SH
Ben. Int. 16 402 389
Community BK Sys. Inc. Com. 3 128 123
Community First Bankshares Inc.
Com. 10 267 277
Compass Bancshares Inc. 6 197 214
Compression Labs Inc. 50 348 184
Computer Data Sys. Inc. 2 51 52
</TABLE>
<PAGE>
<PAGE> 25
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Computer Task Group Inc. Com. 8 324 330
Computervision Corp. New 49 404 447
Comstock Res. Inc. New 20 252 258
Comverse Technology Inc. Com. 23 758 850
Concurrent Computer Corp. New New 148 246 264
Cone MLS Corp. N C 138 1,130 1,088
Congoleum Corp. CL A 56 627 781
Conseco Inc. Com. 18 930 1,163
Contifinancial Corp. 16 640 581
Convest Energy Corp. Tex. 17 104 94
Corrections Corp. Amer. Com. 17 423 510
Cort Business Svcs. Corp. 14 307 285
Credit Accep. Corp. Mich. 44 1,039 1,050
Crown Books Corp. 20 282 209
Cruise Amer. Inc. 5 27 26
Cubic Corp. Com. 7 149 166
Cullen Frost Bankers Inc. Com. 14 429 460
Culligan Water Technologies 1 23 23
Cummins Engine Inc. Com. 3 151 158
Curative Health Svcs. Inc. Com. 24 555 629
DQE Inc. Com. 7 171 194
DST Sys. Inc. Del. 17 554 545
Dallas Semiconductor Corp. 19 406 423
Daniel Inds. Inc. Com. 54 710 745
Danka Business Sys. PLC Sponsor
ADR 103 3,514 3,692
Darling Intl. Inc. 6 181 165
Data Gen. Corp. Com. 47 514 711
Dataram Corp. Com. 2 17 18
Davel Communications Group Inc. 3 47 45
Dean Foods Co. 33 932 1,090
Decorator Inds. Inc. Com. 3 33 37
Del Labs Inc. Com. 1 27 27
Delta Woodside Inds. Inc. New 122 817 686
Designer Hldgs. LTD 15 242 231
Destec Energy Inc. 17 259 269
Detroit Diesel Corp. 8 180 178
Dewolfe Cos. Inc. 7 39 38
Dexter Corp. Com. 24 629 768
</TABLE>
<PAGE>
<PAGE> 26
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Dialogic Corp. 11 339 352
Digital Sys. Intl. Inc. 9 136 141
Dixie Yarns Inc. 89 618 699
Donnelly Corp. 2 42 41
Doubletree Corp. Com. 12 501 570
Downey Finl. Corp. Com. 38 574 736
Dress Barn Inc. Com. 35 378 530
Duff & Phelps CR Rating Co. 6 147 150
Dura Pharmaceuticals Inc. Com. 7 234 316
Durakon Inds. Inc. 86 1,088 1,094
Dynamics Resh. Corp. Com. 10 96 91
ELXSI Corp. New 10 58 53
ESCO Electrs. Corp. Com. TR Rcpt. 12 120 119
ETEC Sys. Inc. 8 283 304
Eagle Food Ctrs. Inc. 1 3 3
Eastern Enterprises 3 111 121
Eaton Vance Corp. Non Vtg. 9 265 425
Eckerd Corp. Del. Com. 2 38 72
Edwards A. G. Inc. Com. 64 1,915 2,175
El Chico Restaurants Inc. 8 64 63
Elcor Corp. Com. 50 1,027 1,075
Electro Rent Corp. 9 211 221
Elsag Bailey Process Auto NV 42 788 735
Encore Wire Corp. 7 112 122
Endosonics Corp. Com. 25 283 369
Energy Ventures Inc. Com. 12 608 622
Enhance Finl. Svcs. Group Inc. 22 607 794
Enron Corp. Com. 8 307 343
Envoy Corp. New Com. 11 387 404
Equitable Iowa Cos. New 12 507 564
Equitrac Corp. 1 11 12
Escalade Inc. 2 17 17
Esterline Technologies Corp. 11 262 296
Evans & Sutherland Computer 21 359 507
Everest Reins. Hldgs. Inc. Com. 20 574 561
Exabyte Corp. Com. 46 623 612
Exar Corp. Com. 25 348 389
F N B Corp. PA Com. 11 255 253
F Y I Inc. 6 122 125
</TABLE>
<PAGE>
<PAGE> 27
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Failure Group Inc. 20 99 115
Family Golf Centers Inc. 8 259 249
Fansteel Inc. Del. 45 307 281
Farah Inc. 14 90 105
Farr Co. 1 17 17
Federal Express Corp. Com. 60 1,923 2,677
Federal Mogul Corp. Com. 72 1,513 1,513
Federal Screw WKS Com. 2 65 70
Ferro Corp. 21 576 598
Fibreboard Corp. New 10 347 335
Figgie Intl. Hldgs. Inc. CL A 40 489 475
Filenet Corp. 8 252 248
Financial Sec. Assurn. Hldgs.
LTD Com. 9 271 289
Finova Group Inc. Com. 40 2,534 2,484
First Amern. Finl. Corp. Calif. 11 378 446
First Citizens Bancshares Inc.
N C CL A 9 655 642
First Empire St. Corp. 3 797 835
First Miss Corp. Com. 5 147 149
First Rep. Bancorp Inc. 9 154 145
1st Source Corp. 3 70 69
First USA Paymentech Inc. 13 426 427
First USA Inc. Com. 63 1,793 2,255
Fiserv Inc. Com. 111 3,526 4,027
Fleetwood Enterprises Inc. Com. 28 995 788
Flightsafety Intl. Inc. 5 247 249
Florida Rock Inds. Inc. 14 427 462
Fluke Corp. 3 126 128
Fluor Daniel/GTI Inc. 33 349 257
Footstar Inc. Com. 1 13 16
Forcenergy Inc. 15 405 542
Forest Labs Inc. CL A Com. 35 1,352 1,130
Foster L. B. Co. CL A 50 191 185
Franklin Select Rlty. TR Com.
SER A 10 50 55
Frequency Electrs. Inc. 9 92 110
Frontier Corp. Com. 10 263 220
Frontier Ins. Group Inc. New 3 73 115
</TABLE>
<PAGE>
<PAGE> 28
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Fuller H. B. Co. Com. 20 775 928
Furon Co. 40 781 853
G & K Svcs. Inc. 10 336 365
GSE Systems Inc. 6 47 56
Galoob Toys Inc. Com. 33 955 492
Garden Fresh Restaurant Corp.
CA Com. 5 48 49
Gaylord Container Corp. CL A 55 403 344
General Binding Corp. Com. 16 420 470
General Datacomm Inds. Inc. Com. 50 537 544
General Growth PPTYS Inc. 26 717 835
Genesco Inc. Com. 83 572 768
Genesis Health Ventures Inc. Com. 10 272 307
Genlyte Group Inc. Com. 1 8 12
Genovese Drug Stores Inc. CL A 14 197 211
Gerber Scientific Inc. 31 423 450
Getchell Gold Corp. 2 102 86
Giant Food Inc. CL A 6 191 221
Gibson Greetings Inc. 33 468 670
Giga Tronics Inc. 6 47 46
Glatfelter P. H. Co. 20 372 360
Glendale Fed. BK Fed. Svgs. BK
Calif. New Com. 30 624 690
Global Directmail Corp. 9 401 383
Global Marine Inc. New 14 274 286
Globalstar Telecommunications LTD 8 576 492
Golden Books Family Entmt. Inc.
Com. 61 669 681
Good Guys Inc. 55 449 386
Good Mark Foods Inc. 50 856 887
Goodrich B. F. Co. 3 90 106
Gradco Sys. Inc. 2 7 7
Graham Corp. 4 36 33
Granite St. Bankshares Inc. 4 89 89
Graphic Inds. Inc. Com. 4 37 38
Great Lakes Chem. Corp. Com. 1 34 23
Green A. P. Inds. Inc. Com. 11 114 112
Greenbrier Cos. Inc. Com. 10 95 102
Greenfield Inds. Inc. Del. 37 1,028 1,110
</TABLE>
<PAGE>
<PAGE> 29
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Greenpoint Finl. Corp. Com. 4 113 203
Grey Advertising Inc. 1 264 279
Griffon Corp. Com. 104 982 1,252
Gtech Hldgs. Corp. Com. 59 1,768 1,876
Guarantee Life Cos. Inc. Com. 12 232 220
Gucci Grp. NV SHS NY Registry 4 294 257
Gundle/SLT Environmental Inc. 88 581 558
HFS Inc. 42 1,597 2,393
HSN Inc. Com. 37 842 897
HUBCO Inc. 2 38 38
Hadco Corp. 10 337 470
Halliburton Co. Com. 7 303 405
Hampshire Group LTD 7 89 91
Hampton Inds. Inc. 10 51 56
Handleman Co. Del. 3 27 26
Handy & Harman Com. 15 248 260
Harborside Healthcare Corp. Com. 17 156 198
Harcourt Gen. Inc. 37 1,611 1,753
Harland John H. Co. Com. 27 841 871
Harley Davidson Inc. Com. 34 1,170 1,530
Harper Group Inc. Com. 25 449 584
Harris Corp. Del. Com. 4 230 282
Harsco Corp. 4 235 288
Harte Hanks Communications Inc.
New Com. 20 525 564
Hartmarx Corp. 110 537 605
Harvey Entertainment 1 2 2
Haverty Furniture Cos. Inc. 5 63 59
Health Care & Retirement Corp.
Del. 27 727 740
Health Images Inc. Com. 3 37 46
Healthsource Inc. Com. 395 4,381 5,184
Heartland Express Inc. Com. 10 214 227
Heilig Meyers Co. 103 1,621 1,601
Heist C. H. Corp. 3 23 22
Helmerich & Payne Inc. Com. 21 1,162 1,137
Hexcel Corp. New 32 251 513
Hibernia Corp. 30 372 405
Highland Ins. Group Inc. Com. 7 143 145
</TABLE>
<PAGE>
<PAGE> 30
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Highwoods PPTYS Inc. Com. 27 828 884
Holly Corp. 7 188 192
Hollywood Park Inc. 46 441 703
Home Health Corp. Amer. Inc. Com. 25 266 291
Home St. Hldgs. Inc. Com. 142 1,814 1,064
Hooper Holmes Inc. Com. 29 245 520
Host Marriot Svcs. Corp. 51 354 468
Host Marriott Corp. Com. 12 132 189
Houghton Mifflin Co. Com. 13 670 747
Houston Expl. Co. 44 764 764
Howell Corp. 3 42 45
Hub Group Inc. CL A 20 480 507
Huffy Corp. Com. 50 690 714
Hunt J. B. Trans. Svcs. Inc. 1 21 17
IBP Inc. Com. 6 160 145
ICG Communications Inc. Com. 111 2,323 1,911
IDEC Pharmaceuticals Corp. Com. 24 560 567
IPC Information Sys. Inc. 7 109 102
IQ Software Corp. 5 120 116
I STAT Corp. Com. 22 546 535
Illinova Corp. Com. 65 1,786 1,809
Imo Inds. Inc. 84 528 251
Imperial Credit Inds. 56 1,050 1,129
Inacom Corp. 11 375 445
Indus. Group Inc. 36 740 891
Infinity Broadcasting Corp. CL A 5 146 178
Information Res. Inc. 21 260 298
Insituform East Inc. 10 30 27
Insituform Technologies Inc. CL A 58 480 421
Instron Corp. 1 12 12
Insurance Auto Auctions Inc. 11 111 102
Inter Regl. Finl. Group Inc. 12 279 412
Intergraph Corp. 45 455 478
Interleaf Inc. 51 157 96
International Specialty Prods.
Inc. 22 263 267
Intertan Inc. 85 543 391
Intuit Com. 55 2,242 1,734
JLG Inds. Inc. Com. 83 1,404 1,286
</TABLE>
<PAGE>
<PAGE> 31
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
James Riv. Corp VA Com. 1 9 10
Jefferies Group Inc. 11 385 433
John Alden Finl. Corp. Com. 29 569 542
John Nuveen Co. CL A 8 177 197
Juno LTG Inc. 40 630 620
Justin Inds. Inc. 40 431 460
K Swiss Inc. CL A 19 287 186
K Tron Intl. Inc. 4 42 41
K2 Inc. Com. 23 594 613
Kaman Corp. CL A 118 1,345 1,533
Kansas City Life Ins. Co. 1 64 71
Kansas City Southn. Inds. Inc.
Com. 94 3,929 4,207
Katy Inds. Inc. 10 127 145
Keane Inc. 6 148 175
Kellwood Co. 35 581 702
Kelly Svcs. Inc. CL A 35 955 942
Kerr McGee Corp. 1 23 29
Keystone Heritage Group Inc. 4 92 92
Kimball Intl. Inc. CL B 16 653 652
King World Prodtns. Inc. Com. 22 801 807
Kitty Hawk Inc. 24 300 249
Knight Ridder Inc. 117 3,898 4,636
LCI Intl. Inc. Com. 241 5,925 5,009
LTV Corp. New Com. 36 384 419
La Quinta Inns Inc. 71 1,353 1,343
Lafarge Corp. 2 37 39
Lakeview Finl. Corp. 4 101 108
Lamson & Sessions Co. 44 318 324
Lancaster Colony Corp. Com. 34 1,473 1,529
Lear Corp. Com. 10 356 336
Lee Enterprises Inc. Com. 9 199 203
Lennar Corp. Com. 78 1,901 2,102
Leslie Bldg. Prods. Inc. 21 25 65
Lexington Corp. PPTYS Inc. 1 18 20
Lexmark Intl. Group Inc. CL A 119 2,739 3,109
Libbey Inc. Com. 29 764 760
Liberty Finl. Cos. Inc. Com. 6 190 246
Liberty Homes CL A 6 83 78
</TABLE>
<PAGE>
<PAGE> 32
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Liberty Technologies Inc. 11 34 34
Life RE Corp. Com. 11 398 417
Life Technologies Inc. Com. New 12 282 310
Lindberg Corp. 1 1 1
Liposome Inc. Com. 30 542 598
Little Switz Inc. 37 254 169
Litton Inds. Inc. Com. 3 106 128
Liuski Intl. Inc. 11 27 19
Loehmann's Inc. Com. New 16 470 364
Logicon Inc. Com. 11 424 395
Longs Drug Stores Corp. Com. 13 599 611
Louis Dreyfus Nat. Gas Corp. Com. 4 64 63
Louisiana Pac. Corp. Com. 47 1,097 1,022
Lowrance Electrs. Inc. 7 52 70
Lubys Cafeterias Inc. Com. 20 451 424
Lufkin Inds. Inc. Com. 28 547 703
Lunar Corp. 18 581 644
MFS Communication Co. Inc. Com. 5 224 278
MFRI Inc. Com. 9 71 72
MGM Grand Inc. 13 482 453
ML Bancorp Inc. Com. 18 261 254
MMI Cos. Inc. Com. 10 304 307
MTL Inc. 6 122 115
MTS Sys. Corp. 11 232 229
MYR Group Inc. 1 11 13
Mac Frugals Bargains Close Outs
Inc. Com. 21 286 543
Macdermid Inc. 7 244 197
Macneal Schwendler Corp. 71 692 541
Magnetek Inc. Com. 127 1,502 1,656
Mahaska Invt. Co. 4 82 80
Marcam Corp. 52 633 651
Mark VII Inc. Com. 6 169 162
Marlton Technologies Inc. 10 40 37
Marquette Med. Sys. Inc. 14 228 305
Massbank Corp. Reading Mass. Com. 2 74 76
Maxwell Shoe Inc. CL A 9 60 60
Maxwell Technologies Inc. 29 203 632
Max & Ermas Restaurants Inc. 9 62 59
</TABLE>
<PAGE>
<PAGE> 33
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Maxicare Health Plans Inc. New 20 415 455
McClain Inds. Inc. 1 5 5
McClatchy Newspapers Inc. CL A 35 934 1,215
McLeod Inc. 27 777 694
Measurex Corp. Com. 19 443 456
Media Gen. Inc. CL A 18 557 550
Medimmune Inc. 26 392 443
Medquist Inc. Com. 1 16 17
Medpartners Inc. New Com. 100 2,122 2,030
Mentor Corp. Minn. Com. 29 814 839
Mercantile Bankshares Corp. 8 255 248
Mercantile Stores Inc. Com. 9 468 455
Meredith Corp. Com. 8 251 406
Methode Electrs. Inc. CL A 38 746 722
Meyer Fred Inc. Del. Com. 24 793 868
Micros Sys. Inc. Com. 22 654 682
Microage Inc. Com. 15 356 306
Microchip Technology Inc. Com. 7 344 347
Midcom Communications 40 459 356
Midconn BK Kensington Conn. 2 48 47
Midwest Express Hldgs. Inc. 7 213 234
Midway Games Inc. 11 231 211
Mine Safety Appliances Co. 1 14 15
Minerals Technologies Inc. Com. 75 2,503 3,066
Mitchell Energy & Dev. Corp. CL B 37 754 839
Molex Inc. CL A 1 2 2
Money Store Inc. Com. 12 347 327
Montana Pwr. Co. Com. 5 108 105
Moog Inc. CL A 8 178 177
Moore Med. Corp. 18 209 180
Morgan Keegan Inc. 18 302 304
Morrison Health Care Inc. Com. 46 583 670
Morrison Fresh Cooking Inc. Com. 52 344 242
Mortons Restaurant Group Inc. 8 114 126
Mosinee Paper Corp. 10 320 375
Movado Group Inc. Com. 7 178 185
Mueller Paul Co. 1 12 11
Mueller Inds. Inc. Com. 16 627 599
Multicare Cos. Inc. 19 352 378
</TABLE>
<PAGE>
<PAGE> 34
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
NBT Bancorp Inc. 10 180 171
NCI Bldg. Sys. Inc. Com. 20 595 696
Nabisco Hldgs. Corp. CL A 32 977 1,244
Nashua Corp. 24 447 296
National Bancorp Alaska Inc. 4 315 310
National Beverage Corp. Com. 23 178 202
National City Bancorporation 8 171 168
National Computer Sys. Inc. Com. 46 989 1,155
National Data Corp. Com. 55 2,188 2,386
National Home Health Care Corp. 4 23 21
National Picture & Frame Co. 75 729 696
National Semiconductor Corp. Com. 9 225 219
National Svc. Inds. Inc. 26 878 980
National Westn. Life Ins. Co. 1 85 89
Neiman Marcus Group Inc. Com. 13 400 335
Nelson Thomas Inc. 41 475 600
Network Appliance Inc. Com. 5 185 246
Network Equip. Technologies 20 301 315
Network Gen. Corp. Com. 51 1,269 1,479
New Brunswick Scientific Inc. 7 51 46
New England Elec. Sys. Com. 25 865 885
New Milford BK & TR Co. Com. 5 66 65
Newell Co. Com. 26 671 845
Newmill Bancorp Inc. 8 70 70
Nice Systems LTD Sponsored ADR 16 293 283
Noble Drilling Corp. Com. 75 1,380 1,518
Nordson Corp. 6 350 391
Norstan Inc. 11 183 190
Nortek Inc. 11 171 223
North Amern. Vaccine Inc. Com. 15 353 355
North Face Inc. 19 443 372
Northwest Pipe Co. Com. 28 431 448
Novacare Inc. 118 998 1,298
Nuevo Energy Co. 45 1,949 2,351
O Charleys Inc. 6 65 74
OEA Inc. 35 1,407 1,602
OHM Corp. 64 566 531
Oakwood Homes Corp. N C Com. 21 460 478
Ocwen Finl. Corp. 13 338 348
</TABLE>
<PAGE>
<PAGE> 35
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Office Depot Inc. Com. 5 109 86
Oilgear Co. Com. 3 44 42
Old Rep. Intl. Corp. Com. 126 3,359 3,323
Omnicare Inc. 21 634 660
Onbancorp Inc. 7 254 245
Optical Coating Lab Inc. 8 86 83
Orion Cap. Corp. 45 2,177 2,733
Ornda Healthcorp Com. 37 1,081 1,076
Orthodontic Ctrs. Amer. Inc. Com. 41 598 618
Oryx Energy Co. Com. 9 183 226
Oshkosh B Gosh Inc. CL A 2 25 25
Ostex Intl. Inc. Com. 1 2 2
Outboard Marine Corp. Com. 62 1,101 975
Owens & Minor Inc. New 42 428 433
Owosso Corp. 66 504 414
PCA Intl. Inc. 29 464 457
PMI Group Inc. 29 1,402 1,626
PMT Svcs. Inc. Com. 39 790 668
PXRE Corp. Com. 7 170 175
Pacific Enterprises Com. 6 151 192
Pacificare Health Sys. Inc. CL B 15 1,156 1,317
Paine Webber Group Inc. 88 1,531 2,530
Parker Drilling Co. Com. 32 190 316
Patrick Inds. Inc. 8 120 120
Peoples Heritage Finl. Group
Inc. Com. 4 73 114
Perini Corp. 19 188 150
Perkin Elmer Corp. Com. 36 1,989 2,127
Perseptive Biosystems Inc. 1 0 0
Perseptive Biosystems Inc. WT
To Purchase CL G Exp. 9/11/2003 1 0 0
Personnel Group Amer. Inc. Com. 54 1,207 1,226
Petroleum Geo Svcs. A S Spon. ADR 122 3,570 4,769
Petroleum Helicopters Inc. Non
VTG 7 118 112
Phar-Mor Inc. 58 433 332
Pharmhouse Corp. 3 29 29
Philip Environmental Inc. Com. 18 194 257
Philips Electrs. NV N Y SHS 117 4,266 4,665
</TABLE>
<PAGE>
<PAGE> 36
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Phymatrix Corp. 14 218 215
Phycor Inc. Com. 12 373 353
Physician Computer Network Inc. 21 170 186
Physicians Resources Group Inc. 18 425 317
Physio Control Intl. Corp. Com. 66 1,314 1,494
Piccadilly Cafeterias Inc. Com. 13 119 122
Pinkertons Inc. New 19 337 480
Pinnacle West Cap. Corp. Com. 3 82 106
Pioneer Group Inc. 173 4,472 4,066
Pioneer Standard Electrs. Inc. 40 465 507
Pitt Desmoines Inc. Com. 1 16 17
Pittston Co. Burlington Group
Com. 19 381 378
Planet Hollywood Intl. Inc. CL A 11 254 224
Plenum Publishing Corp. 5 158 159
Plexus Corp. 8 142 129
Ply Gem Inds. Inc. 34 436 423
Polaroid Corp. Com. 10 425 460
Policy Mgmt. Sys. Corp. 2 114 108
Pope & Talbot Inc. 16 257 258
Portec Inc. 17 192 164
Powell Inds. Inc. Com. 7 75 74
Precision Drilling Corp. CL A 3 88 94
Precision Response Corp. 9 331 315
Premark Intl. Inc. Com. 10 220 223
Premiere Technologies Inc. 3 74 84
Primesource Corp. 29 291 216
Primus Telecommunications Group
Inc. Com. 26 288 332
Proffits Inc. Com. 10 393 373
Progressive Corp. Ohio Com. 15 768 1,048
Providence Energy Corp. 2 36 37
Provident Cos. Inc. Com. 41 1,841 2,018
Public Svc. Co. Colo. Com. 2 68 74
Public Svc. Co. N. Mex. Com. 6 112 125
Pulitzer Pubg. Co. Com. 6 300 291
QMS Inc. 43 232 226
Quaker Chem. Corp. Com. 42 565 674
Quaker Oats Co. Com. 56 1,782 2,163
</TABLE>
<PAGE>
<PAGE> 37
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Quanex Corp. 1 21 22
Quantum Corp. Com. 44 1,046 1,251
Questar Corp. 8 248 314
Quick & Reilly Group Inc. Com. 3 87 99
Quipp Inc. 5 50 46
Quixote Corp. 12 117 116
Quorum Health Group Inc. Com. 53 1,478 1,532
RPC Inc. 6 92 91
Ralston Purina Co.-Ralston
Purina Group 23 870 1,702
Raptor Sys. Inc. Com. 16 362 306
Rational Software Corp. New Com. 33 1,297 1,303
Raymond Corp. 35 620 599
Raymond James Finl. Inc. Com. 15 416 459
Rayonier Inc. Com. 110 4,225 4,221
Raytel Med. Corp. Com. 30 289 304
Read Rite Corp. Com. 1 7 7
Reading & Bates Corp. New Com. 51 1,508 1,364
Reality Income Corp. 28 680 676
Red Roof Inns Inc. 13 203 197
Regal Cinemas Inc. 17 544 496
Regency Rlty. Corp. 12 304 314
Registry Inc. 14 641 634
Renaissance Hotel Group 19 230 313
Renaissance Solutions Inc. Com. 24 828 1,044
Renal Care Group Inc. 11 354 349
Renal Treatment Ctrs. Inc. Com. 35 980 888
Renters Choice Inc. 59 1,091 869
Republic Group Inc. Com. 12 208 183
Republic Inds. Inc. Com. 7 101 206
Resource Amer. Inc. New 5 69 84
Revco D S Inc. New 45 1,432 1,596
Rex Stores Corp. 19 157 157
Rexhall Inds. Inc. 1 11 11
Reynolds & Reynolds Co. CL A 54 1,198 1,394
Richardson Electrs. LTD 35 201 284
Riser Foods Inc. CL A 10 272 308
Roadway Express Inc. Del. 16 272 307
Robert Half Intl. Inc. Com. 55 2,186 1,880
</TABLE>
<PAGE>
<PAGE> 38
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Robinson Nugent Inc. 1 5 5
Rochester Gas & Elec. Corp. Com. 19 371 372
Rock-Tenn. Co. CL A 21 424 416
Rogers Corp. 21 490 570
Rollins Inc. 35 661 696
Romac Intl. Inc. 14 337 308
Roper Inds. Inc. New Com. 30 1,282 1,189
Rotech Med. Corp. Com. 25 407 534
Royal Bank of PA CL A 11 117 122
Ruby Tuesday Inc. 18 294 325
Ruddick Corp. Com. 20 264 278
Rykoff S E & Co. 61 903 973
SCI Sys. Inc. Com. 24 1,369 1,100
SJW Corp. 1 14 14
SPS Technologies Inc. 9 217 605
SPX Corp. 12 352 476
Saks Holdings Inc. 10 331 260
Samsonite Corp. 11 413 414
Sands Regent 11 29 32
Sanmina Corp. Com. 16 705 884
Santa Cruz Operation Inc. 71 473 500
Santa Fe Energy Res. Inc. Com. 26 238 377
Sbarro Inc. Com. 12 313 300
Scandinavia Inc. 1 1 1
Schawk Inc. CL A 45 390 365
Scherer R. P. Corp. Del. 25 1,050 1,261
Scholastic Corp. 13 749 868
Schult Homes Corp. 5 117 124
Scotsman Inds. Inc. 5 119 120
Scotts Co. CL A 40 730 790
Sea Containers LTD CL A 29 449 445
Seagram LTD Com. 10 267 403
Seacor Holdings Inc. 16 1,031 1,031
Seagull Energy Corp. Com. 16 368 356
Seaway Food Town Inc. 4 101 102
Selas Corp. Amer. 2 35 37
Selective Ins. Group Inc. Com. 3 87 99
Shelter Components Corp. 12 148 147
Sheridan Healthcare Inc. 2 12 10
</TABLE>
<PAGE>
<PAGE> 39
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Sherwood Group Inc. 15 158 156
Shiloh Inds. Inc. 8 137 126
Shopko Stores Inc. Com. 27 349 413
Sholodge Inc. 37 496 473
Sigma Aldrich Corp. 16 919 946
Silicon Valley Bancshares 20 590 630
Siliconix Inc. New 12 263 262
Skyline Corp. 11 288 263
Skywest Inc. Com. 40 556 545
Smithfield Foods Inc. 22 730 845
Snap On Inc. Com. 5 149 169
Snyder Oil Corp. 1 23 24
Sofamor Danek Group Inc. Com. 12 317 360
Software Spectrum Inc. 10 250 299
Solectron Corp. 5 294 266
Southdown Inc. 15 474 475
Southwest Secs. Group Inc. 11 144 160
Spacelabs Med. Inc. Com. 40 928 846
Specialty Paperboard Inc. Com. 5 85 93
Spelling Entmt. Group Inc. 68 574 491
Sphere Drake Holdings LTD SHS 53 596 479
Spiegel Inc. CL A Non-VTG 52 448 385
Springs Inds. Inc. CL A 1 59 56
Standard Fed. Bancorpation Inc.
Com. 13 454 722
Standard Microsystems Corp. 56 647 503
Standard Register Co. Com. 14 394 462
Stanley Furniture Inc. New 4 57 64
Stanhome Inc. VTG 27 839 718
Stant Corp. Com. 22 250 329
Star Banc Corp. 3 156 250
Starrett L. S. Co. CL A 7 205 207
Stepan Chem. Co. Com. 8 148 167
Steris Corp. Com. 15 518 636
Sterling Bancorp Com. 6 92 94
Sterling Comm. Inc. Com. 18 569 635
Stewart Enterprises Inc. CL A 28 685 937
Stewart Information Svcs. Corp. 8 165 162
Storage Technology Corp Com. 50 2,394 2,389
</TABLE>
<PAGE>
<PAGE> 40
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Stratus Computer Inc. 6 165 163
Strober Organization Inc. 11 63 62
Structural Dynamics Resh. Corp. 19 378 376
Suffolk Bancorp 4 150 152
Sun Healthcare Group Inc. 34 422 432
Sundstrand Corp. Com. 25 967 1,059
Sunglass Hut Intl. Inc. Com. 52 380 367
Sunrise Med. Inc. Com. 20 284 310
Swift Transn. Inc. 15 326 349
Sybron Chem. Inc. 36 591 558
Sybron Intl. Corp. Com. 35 830 1,089
Symix Sys. Inc. 8 63 64
Synbiotics Corp. 1 2 2
TIG Hldgs. Inc. Com. 56 1,461 1,918
TRC Cos. Inc. 15 67 67
Tab Prods. Co. 1 11 12
Tandem Computers Inc. Com. 102 1,384 1,387
Tandycrafts Inc. 85 624 533
Taubman Centers Inc. 25 313 322
Tecumseh Prods. Co. CL B 15 809 857
Tel. Save Hldgs. Inc. Com. 48 1,069 1,355
Teleflex Inc. Com. 16 802 851
Teletech Hldgs. Inc. 14 443 348
Telxon Corp. 34 446 406
Terra Inds. Inc. 34 506 502
Tetra Technologies Inc. Del. 31 783 774
Tetra Tech. Inc. New 33 686 634
Texas Inds. Inc. Com. 10 545 487
Texas Regl. Bancshares Inc.
CL A VTG 15 513 514
Thermatrix Inc. Com. 28 262 250
Thomas Inds. Inc. 12 231 251
Thornburg Mtg. Asset Corp. Com. 18 323 372
360 Communications Co. Com. 205 4,751 4,920
Timken Co. 21 967 973
Titanium Metals Corp. Com. 18 424 592
Tokheim Corp. 35 296 289
Topps Inc. 117 601 517
Toro Co. 4 147 151
</TABLE>
<PAGE>
<PAGE> 41
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Tower Automotive Inc. 11 330 330
Toy Biz Inc. 12 213 229
Tracor Inc. New Com. 22 480 473
Trans World Entmt. Corp. 14 115 106
Transitional Hosps. Corp. Com. 48 405 453
Transocean Offshore Inc. Com. 1 77 75
Tranzonic Cos. Class A 6 102 102
Tredegar Inds. Inc. 8 329 305
Tridex Corp. 7 90 93
Trinet Corp. Rlty. TR Inc. Com. 12 394 397
Trizec Hahn Corp. Sub VTG 115 1,589 2,501
True North Communications Inc.
Com. 26 518 560
Twin Disc Inc. Com. 3 63 63
Tyco Intl. LTD Com. 16 620 849
UCAR Intl. Inc. Com. 11 418 396
UMB Finl. Corp. 14 532 562
UNC Inc. 63 453 669
URS Corp. New 4 29 32
USA Waste Svcs. Inc. Com. 51 1,470 1,593
USG Corp. New Com. 76 1,851 2,556
UST Inc. Com. 28 856 945
USX Delh. Group Com. 11 151 176
Unifi Inc. 35 961 1,138
Union Acceptance Corp. CL A 19 357 328
Union Corp. 2 49 51
Union Tex. Pete Hldgs. Inc. Com. 74 1,687 1,688
Unionbancal Corp. 3 173 170
Uniphase Corp. 7 359 355
Unison Software Inc. Com. 20 560 520
United Healthcare Corp. Com. 66 2,220 2,978
United Wtr. Res. 9 134 135
Universal Foods Corp. Com. 20 723 710
Universal Health Svcs. Inc. CL B 5 109 144
Uslife Corp. Com. 27 802 874
VLSI Technology Inc. Com. 10 127 241
VWR Scientific Products Corp. 27 301 454
Varsity Spirit Corp. 59 795 938
Viacom Inc. Class A 2 66 74
</TABLE>
<PAGE>
<PAGE> 42
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Viatel Inc. 25 227 225
Vicorp Restaurants Inc. 41 607 513
Viewlogic Sys. Inc. Com. 30 329 331
Viking Office Prods. Inc. 15 448 386
Village Super Mkt. Inc. CL A New 2 18 16
Virco Mfg. Co. 1 4 4
Vista Bancorp Inc. 8 106 99
Visx Inc. Del. 19 509 428
Vivra Inc. Com. 10 331 270
Vmark Software Inc. Com. 60 531 424
Vons Cos. Inc. Com. 4 79 218
Vulcan Matls. Co. Com. 4 227 230
WFS Financial Inc. 7 156 134
WMX Technologies Inc. Com. 50 1,230 1,669
WSFS Finl. Corp. 3 30 31
Waban Inc. Com. 37 956 961
Wainwright BK & TR Co. Boston
Mass. 3 21 19
Wallace Computer Svcs. Inc. 35 1,129 1,225
Wang Labs Inc. New Com. 74 1,527 1,467
Warnaco Group Inc. CL A 70 1,438 2,065
Warren Bancorp Inc. 3 38 39
Washington Federal Inc. 1 1 2
Watson Pharmaceuticals Inc. Com. 14 545 616
Watts Inds. Inc. CL A 18 393 425
Wausau Paper Mls. Co. Com. 25 501 463
Weatherford Enterra Inc. 42 1,304 1,271
Wendys Intl. Inc. Com. 105 2,253 2,238
Werner Enterprises Inc. 13 221 229
West Inc. 15 423 424
Westamerica Bancorporation Com. 10 513 578
Westbridge Cap. Corp. 11 88 105
Western Beef Inc. Del. Com. 2 18 18
Western Digital Corp. Del. Com. 21 1,172 1,191
Weston Roy F. Inc. New Ser. A 52 331 190
Weyco Group Inc. 1 54 52
Williams Clayton Energy Inc. 13 204 230
Wilmar Inds. Inc. Com. 10 238 253
Winnebago Inds. Inc. 65 503 472
</TABLE>
<PAGE>
<PAGE> 43
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
SMALLER STOCK FUND (Cont'd)
Common Stocks (Cont'd)
Wiser Oil Co. 10 186 200
Worthington Inds. Inc. Com. 59 1,147 1,123
Wyman Gordon Co. 29 392 635
Wynns Intl. Inc. 11 318 354
Xilinx Inc. Com. 8 345 297
York Intl. Corp. New Com. 8 419 428
Zeigler Coal Hldg. Co. Com. 17 324 351
Zenith Electrs. Corp. Com. 41 452 477
Zenith Natl. Ins. Corp. 2 53 55
Zero Corp. 25 395 506
Zurn Inds. Inc. 105 2,200 2,756
-------- --------
Total $452,164 $483,481
======== ========
U.S. Government Securities 1,500 $ 1,480 $ 1,480
======== ========
Common/Collective Trusts
TBC Inc. Daily Liquidity Fund $54,866 $ 54,866 $ 54,866
======== ========
</TABLE>
<PAGE>
<PAGE> 44
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
<S> <C> <C> <C>
FIXED INCOME FUND
Group Annuity Contracts
Aetna Life Insurance Co. 01/03/01-04/01/03 6.72%- 9.25% $ 732,163
Bankers Trust 12/31/02 7.58% 101,586
Continental Assurance Co. 01/02/97-03/01/01 8.86%- 9.42% 156,972
John Hancock Mutual Life
Insurance Co. 09/02/97-10/03/02 8.84%-10.10% 767,023
Lehman 06/15/99 8.53% 70,500
New York Life Insurance Co. 01/16/97-10/01/07 5.83%- 8.39% 285,565
Principal Mutual Life
Insurance Co. 11/23/03-11/15/07 6.85%- 7.70% 359,757
Provident National Assurance
Co. 12/01/00 8.40% 80,182
The Prudential Life Insurance
Co. of America 03/02/98-10/02/06 7.75%- 9.21% 477,180
Mitsubishi Bank Limited 07/02/98 9.39% 79,034
----------
Total $3,109,962
==========
</TABLE>
<TABLE>
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
Common/Collective Trusts
TBC Inc. Daily Liquidity Fund $22,847 $22,847 $22,847
======= =======
</TABLE>
<PAGE>
<PAGE> 45
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
BALANCED MUTUAL FUND
Fidelity Puritan Fund 6,629 $108,500 $115,749
======== ========
Common/Collective Trust
TBC Inc. Daily Liquidity Fund $ 264 $ 264 $ 264
======== ========
LARGE STOCK INDEX FUND
Common/Collective Trust
S&P 500 Flagship Fund 1,320 $160,667 $160,367
TBC Inc. Daily Liquidity Fund $ 374 374 374
-------- --------
Total $161,041 $160,741
======== ========
INTERNATIONAL STOCK FUND
Common/Collective Trusts
Russell Frank Invt. Co.
Int'l. Fd. 4,120 $ 68,568 $ 76,742
Russell Frank Invt. Co.
Emerging Mkts. Fd. 428 7,602 8,566
TBC Inc. Daily Liquidity Fund $ 203 203 203
-------- --------
Total $ 76,373 $ 85,511
======== ========
</TABLE>
<PAGE>
<PAGE> 46
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
FIDELITY FUNDS
KODAK STOCK FUND
Eastman Kodak Company
Common Stock 270 $18,285 $22,224
======= =======
EASTMAN STOCK FUND
Eastman Chemical Company
Common Stock 828 $51,114 $46,277
======= =======
Short-Term Interest Fund $938 $ 938 $ 938
======= =======
</TABLE>
<TABLE>
<CAPTION>
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
<S> <C> <C> <C>
*FIDELITY MANAGED INCOME
PORTFOLIO (FIXED INCOME FUND)
Group Annuity Contracts
Aetna Life Insurance Co. 01/03/01-04/01/03 6.72%- 9.25% $ 70,279
Continental Assurance Co. 01/02/97-03/01/01 8.86%- 9.42% 17,734
Deutsche Bank 01/15/97-05/15/99 6.01%- 6.35% 19,910
John Hancock Mutual
Life Insurance Co. 09/01/97-10/03/01 8.84%-10.10% 89,307
Mitsubishi Bank Limited 07/02/98 8.98% 8,922
New York Life 03/31/98 6.20% 5,399
Protective Life 03/31/97 7.05% 11,260
Provident National Assurance Co. 02/02/02 8.40% 8,421
The Prudential Life Insurance
Co. of America 03/01/98 9.21% 8,724
Peoples Security Life 12/15/97-07/31/99 6.62%- 7.12% 24,197
Security Life of Denver 03/31/99 6.41% 9,114
SunAmerica Life Insurance 06/30/97 6.45% 14,269
Transamerica 06/30/97 5.35% 10,499
--------
Total $298,035
========
*Investment held by Related Party.
</TABLE>
<PAGE>
<PAGE> 47
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1996
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares Cost Value
----------- --------- ---- --------
<S> <C> <C> <C>
*FIDELITY MANAGED INCOME
PORTFOLIO (FIXED INCOME
FUND) (Cont'd)
Short-Term Interest Fund $13,749 $13,749 $13,749
======= =======
*FIDELITY FUND
Fidelity Fund 611 $13,056 $15,318
======= =======
*FIDELITY PURITAN FUND
Puritan Fund 1,101 $18,087 $19,228
======= =======
*FIDELITY MAGELLAN FUND
Magellan Fund 464 $34,351 $37,801
======= =======
*FIDELITY CONTRAFUND
Contrafund 600 $21,174 $25,479
======= =======
*FIDELITY INTERNATIONAL
GROWTH & INCOME FUND
International Growth & Income Fund 86 $ 1,625 $ 1,677
======= =======
*FIDELITY U.S. EQUITY
INDEX FUND
U.S. Equity Index Fund 127 $ 3,199 $ 3,470
======= =======
*Investment held by Related Party.
</TABLE>
<PAGE>
<PAGE> 48
<TABLE>
Schedule II
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1996
(in thousands)
<CAPTION>
Kodak Smaller Fixed Balanced Large Stock International
Stock Fund Stock Fund Income Fund Mutual Fund Index Fund Stock Fund
---------- ---------- ----------- ----------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $574,683
Other common stocks $483,481
Mutual funds 46,054 $115,749
Interest in common/collective
trusts (pooled) funds 1,584 54,866 $ 22,847 264 $160,741 $85,511
Short-term interest funds
U.S. government securities 1,480
Investments at Contract Value:
Group annuity contracts 3,109,962
Loans to participants 109 272 80 4 5 2
Employer contributions
receivable 59 34 21 36 71 14
Dividends/Interest receivable 2,832 613 142 1 1 1
Receivables for securities sold 3,688
Miscellaneous receivable 52
-------- -------- ---------- -------- -------- -------
Total assets 579,267 590,540 3,133,052 116,054 160,818 85,528
-------- -------- ---------- -------- -------- -------
LIABILITIES
Pending loans to participants 336 320 782 23 97 43
Distributions payable to
participants 1,880 1,416 10,382 257 297 148
Distributions payable to
successor plans 7,001 15,036 38,065 3,455 3,732 1,104
Payable for securities purchased 2,906
Accrued expenses 57 675 1,454 279 36 217
Transfers among funds 3,936 (1,569) 6,602 (1,970) (7,377) 378
-------- -------- ---------- -------- -------- -------
Total liabilities/transfers 13,210 18,784 57,285 2,044 (3,215) 1,890
-------- -------- ---------- -------- -------- -------
Net assets $566,057 $571,756 $3,075,767 $114,010 $164,033 $83,638
======== ======== ========== ======== ======== =======
</TABLE>
<PAGE>
<PAGE> 49
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule II (Cont'd)
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1996
(in thousands)
<CAPTION>
Sub-total
Loan Boston Kodak Eastman Fidelity Managed Fidelity
Fund Safe Funds Stock Fund Stock Fund Income Portfolio Fund
-------- ---------- ---------- ---------- ---------------- --------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 574,683 $22,224
Eastman Chemical Company
common stock $46,277
Other common stocks 483,481
Mutual funds 161,803 $15,318
Interest in common/collective
trusts (pooled) funds 325,813
Short-term interest funds 938 $ 13,749
U.S. government securities 1,480
Investments at Contract Value:
Group annuity contracts 3,109,962 298,035
Loans to participants $65,620 66,092
Employer contributions
receivable 235
Dividends/Interest receivable 3,590 106 357
Receivables for securities sold 3,688 49
Miscellaneous receivable 52 181
------- ---------- ------- ------- -------- -------
Total assets 65,620 4,730,879 22,379 47,753 311,784 15,318
------- ---------- ------- ------- -------- -------
LIABILITIES
Pending loans to participants (1,601) 0
Distributions payable to
participants 172 14,552
Distributions payable to
successor plans 1,367 69,760 22,297 47,287 311,767 15,318
Payable for securities purchased 2,906 432
Accrued expenses 3 2,721 82 34 17
Transfers among funds 0
------- ---------- ------- ------- -------- -------
Total liabilities/transfers (59) 89,939 22,379 47,753 311,784 15,318
------- ---------- ------- ------- -------- -------
Net assets $65,679 $4,640,940 $ 0 $ 0 $ 0 $ 0
======= ========== ======= ======= ======== =======
</TABLE>
<PAGE>
<PAGE> 50
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule II (Cont'd)
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1996
(in thousands)
<CAPTION>
Fidelity Fidelity International
Puritan Magellan Fidelity Growth & U.S. Equity Loan
Fund Fund Contrafund Income Fund Index Portfolio Fund
-------- -------- ---------- ------------- --------------- --------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Eastman Chemical Company
common stock
Other common stocks
Mutual funds $19,228 $37,801 $25,479 $1,677 $3,470
Interest in common/collective
trusts (pooled) funds
Short-term interest funds
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants $8,010
Employer contributions
receivable
Dividends/Interest receivable
Receivables for securities sold
Miscellaneous receivable
------- ------- ------- ------ ------ ------
Total assets 19,228 37,801 25,479 1,677 3,470 8,010
------- ------- ------- ------ ------ ------
LIABILITIES
Pending loans to participants
Distributions payable to
participants
Distributions payable to
successor plans 19,228 37,801 25,479 1,677 3,470 8,010
Payable for securities purchased
Accrued expenses
Transfers among funds
------- ------- ------- ------ ------ ------
Total liabilities/transfers 19,228 37,801 25,479 1,677 3,470 8,010
------- ------- ------- ------ ------ ------
Net assets $ 0 $ 0 $ 0 $ 0 $ 0 $ 0
======= ======= ======= ====== ====== ======
</TABLE>
<PAGE>
<PAGE> 51
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule II (Cont'd)
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1996
(in thousands)
<CAPTION>
Sub-total
Fidelity TOTAL
Investments ALL FUNDS
----------- -----------
<S> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 22,224 $ 596,907
Eastman Chemical Company
common stock 46,277 46,277
Other common stocks 483,481
Mutual funds 102,973 264,776
Interest in common/collective
trusts (pooled) funds 325,813
Short-term interest funds 14,687 14,687
U.S. government securities 1,480
Investments at Contract Value:
Group annuity contracts 298,035 3,407,997
Loans to participants 8,010 74,102
Employer contributions
receivable 235
Dividends/Interest receivable 463 4,053
Receivables for securities sold 49 3,737
Miscellaneous receivable 181 233
-------- ----------
Total assets 492,899 5,223,778
-------- ----------
LIABILITIES
Pending loans to participants 0
Distributions payable to
participants 14,552
Distributions payable to
successor plans 492,334 562,094
Payable for securities purchased 432 3,338
Accrued expenses 133 2,854
Transfers among funds 0
-------- ----------
Total liabilities/transfers 492,899 582,838
-------- ----------
Net assets $ 0 $4,640,940
======== ==========
</TABLE>
<PAGE>
<PAGE> 52
<TABLE>
Schedule II
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1995
(in thousands)
<CAPTION>
Kodak Smaller Fixed Balanced Large Stock International
Stock Fund Stock Fund Income Fund Mutual Fund Index Fund Stock Fund
---------- ---------- ----------- ----------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $480,795
Other common stocks $156,596
Mutual funds 301,479 $83,757
Interest in common/collective
trusts (pooled) funds 119 6,917 $71,176 $54,509
Short-term interest funds
Investments at Contract Value:
Group annuity contracts $3,007,907
Loans to participants 1,792 2,910 628 34 30 13
Employer contributions
receivable 339 635 2,201 166 157 102
Dividends/Interest receivable 3,006 235 1
Receivables for securities sold 525 1
Cash 7 10 2 17
-------- -------- ---------- ------- ------- -------
Total assets 486,058 469,297 3,010,746 83,960 71,381 54,624
-------- -------- ---------- ------- ------- -------
LIABILITIES
Pending loans to participants 205 195 409 16 11 9
Distributions payable to
participants 1,405 1,086 12,205 204 76 39
Distributions payable to
successor plans 6,575 12,289 36,662 2,756 1,881 1,027
Payable for securities purchased 520
Accrued expenses 34 678 1,516 5 18 128
Transfers among funds (16,704) (452) 23,768 571 (2,958) (4,225)
-------- -------- ---------- ------- ------- -------
Total liabilities/transfers (8,485) 14,316 74,560 3,552 (972) (3,022)
-------- -------- ---------- ------- ------- -------
Net assets $494,543 $454,981 $2,936,186 $80,408 $72,353 $57,646
======== ======== ========== ======= ======= =======
</TABLE>
<PAGE>
<PAGE> 53
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule II (Cont'd)
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1995
(in thousands)
<CAPTION>
Sub-total
Loan Boston Kodak Eastman Fidelity Managed Fidelity
Fund Safe Funds Stock Fund Stock Fund Income Portfolio Fund
-------- ---------- ---------- ---------- ---------------- --------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 480,795 $20,807
Eastman Chemical Company
common stock $40,174
Other common stocks 156,596
Mutual funds 385,236 $10,827
Interest in common/collective
trusts (pooled) funds 132,721
Short-term interest funds 361 $ 4,437
Investments at Contract Value:
Group annuity contracts 3,007,907 297,608
Loans to participants $49,596 55,003
Employer contributions
receivable 3,600
Dividends/Interest receivable 3,242 123 211
Receivables for securities sold 526 811
Miscellaneous receivable 58 81
Cash 36
------- ---------- ------- ------- -------- -------
Total assets 49,596 4,225,662 21,349 41,277 302,045 10,827
------- ---------- ------- ------- -------- -------
LIABILITIES
Pending loans to participants (845) 0
Distributions payable to
participants 260 15,275
Distributions payable to
successor plans 995 62,185 20,978 40,661 302,030 10,827
Payable for securities purchased 520 87 93
Accrued expenses 2,379 284 523 15
Transfers among funds 0
------- ---------- ------- ------- -------- -------
Total liabilities/transfers 410 80,359 21,349 41,277 302,045 10,827
------- ---------- ------- ------- -------- -------
Net assets $49,186 $4,145,303 $ 0 $ 0 $ 0 $ 0
======= ========== ======= ======= ======== =======
</TABLE>
<PAGE>
<PAGE> 54
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule II (Cont'd)
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1995
(in thousands)
<CAPTION>
Fidelity Fidelity Sub-total
Puritan Magellan Fidelity Loan Fidelity TOTAL
Fund Fund Contrafund Fund Investments ALL FUNDS
-------- -------- ---------- -------- ----------- -----------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 20,807 $ 501,602
Eastman Chemical Company
common stock 40,174 40,174
Other common stocks 0 156,596
Mutual funds $17,901 $41,958 $18,481 89,167 474,403
Interest in common/collective
trusts (pooled) funds 132,721
Short-term interest funds 4,798 4,798
Investments at Contract Value:
Group annuity contracts 297,608 3,305,515
Loans to participants $7,606 7,606 62,609
Employer contributions
receivable 3,600
Dividends/Interest receivable 334 3,576
Receivables for securities sold 811 1,337
Miscellaneous receivable 139 139
Cash 36
------- ------- ------- ------ -------- ----------
Total assets 17,901 41,958 18,481 7,606 461,444 4,687,106
------- ------- ------- ------ -------- ----------
LIABILITIES
Pending loans to participants 0
Distributions payable to
participants 15,275
Distributions payable to
successor plans 17,901 41,958 18,481 7,606 460,442 522,627
Payable for securities purchased 180 700
Accrued expenses 822 3,201
Transfers among funds 0
------- ------- ------- ------ -------- ----------
Total liabilities/transfers 17,901 41,958 18,481 7,606 461,444 541,803
------- ------- ------- ------ -------- ----------
Net assets $ 0 $ 0 $ 0 $ 0 $ 0 $4,145,303
======= ======= ======= ====== ======== ==========
</TABLE>
<PAGE>
<PAGE> 55
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule III
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1996
(in thousands)
<CAPTION>
Kodak Smaller Fixed Balanced Large Stock International
Stock Fund Stock Fund Income Fund Mutual Fund Index Fund Stock Fund
---------- ---------- ----------- ----------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,087
Other dividends $ 4,611 $ 3,717
Interest 583 786 $ 249,457 134 $ 139 $ 76
Income from common/collective
trusts (pooled) funds 116 1,377 4 14 15
Miscellaneous income
Net realized and unrealized
gains (losses) from
investments 114,077 98,941 12,082 26,864 7,293
Employer contributions 17,335 30,241 95,594 9,396 10,391 6,278
Transfers among funds (40,791) 10,002 (57,146) 12,567 59,508 15,860
-------- -------- ---------- -------- -------- -------
Total Additions 103,407 145,958 287,905 37,900 96,916 29,522
-------- -------- ---------- -------- -------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (22,935) (17,371) (140,911) (3,213) (2,693) (2,318)
Distributions to successor plans (426) (2,747) (1,404) (700) (1,852) (77)
Loans transfers, net (8,098) (6,607) (2,983) (303) (546) (270)
Administrative expenses (434) (2,458) (3,026) (82) (145) (865)
-------- -------- ---------- -------- -------- -------
Total Deductions 31,893 29,183 148,324 4,298 5,236 3,530
-------- -------- ---------- -------- -------- -------
Increase in net assets 71,514 116,775 139,581 33,602 91,680 25,992
Net assets at beginning
of year 494,543 454,981 2,936,186 80,408 72,353 57,646
-------- -------- ---------- -------- -------- -------
Net assets at end of year $566,057 $571,756 $3,075,767 $114,010 $164,033 $83,638
======== ======== ========== ======== ======== =======
</TABLE>
<PAGE>
<PAGE> 56
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule III (Cont'd)
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1996
(in thousands)
<CAPTION>
Sub-total
Loan Boston Kodak Eastman Fidelity Managed Fidelity
Fund Safe Funds Stock Fund Stock Fund Income Portfolio Fund
-------- ---------- ---------- ---------- ---------------- --------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,087 $ 584
Dividends on Eastman Chemical
Company common stock $ 1,201
Other dividends 8,328 $1,199
Interest 251,175 13 41 $24,583 20
Income from common/collective
trusts (pooled) funds 1,526
Miscellaneous income 34 2
Net realized and unrealized
gains (losses) from
investments 259,257 4,767 (3,978) 1,419
Employer contributions 169,235
Transfers among funds 0 (3,033) 10,088 (7,162) 1,938
------- ---------- ------- ------- ------- ------
Total Additions $ 0 701,608 2,365 7,354 17,421 4,576
------- ---------- ------- ------- ------- ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,942) (191,383) (786) (280) (7,856) (100)
Distributions to successor plans (372) (7,578) (1,319) (6,625) (9,737) (4,490)
Loans transfers, net 18,807 0 (248) (439) 195 15
Administrative expenses (7,010) (12) (10) (23) (1)
------- ---------- ------- ------- ------- ------
Total Deductions (16,493) 205,971 2,365 7,354 17,421 4,576
------- ---------- ------- ------- ------- ------
Increase in net assets 16,493 495,637 0 0 0 0
Net assets at beginning
of year 49,186 4,145,303 0 0 0 0
------- ---------- ------- ------- ------- ------
Net assets at end of year $65,679 $4,640,940 $ 0 $ 0 $ 0 $ 0
======= ========== ======= ======= ======= ======
</TABLE>
<PAGE>
<PAGE> 57
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule III (Cont'd)
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1996
(in thousands)
<CAPTION>
Fidelity Fidelity International
Puritan Magellan Fidelity Growth & U.S. Equity Loan
Fund Fund Contrafund Income Fund Index Fund Fund
-------- -------- ---------- ------------- ----------- --------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Dividends on Eastman Chemical
Company common stock
Other dividends $2,210 $6,466 $2,019 $ 55 $ 45
Interest 34 76 28 1 2
Income from common/collective
trusts (pooled) funds
Miscellaneous income
Net realized and unrealized
gains (losses) from
investments 640 (1,860) 2,413 67 292
Employer contributions
Transfers among funds (1,289) (8,032) 2,808 1,558 3,124
------ ------- ------ ------ ------ ------
Total Additions 1,595 (3,350) 7,268 1,681 3,463
------ ------- ------ ------ ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (326) (589) (249) (233)
Distributions to successor plans (1,328) 4,157 (6,998) (1,677) (3,470) (404)
Loans transfers, net 60 (208) (15) (4) 7 637
Administrative expenses (1) (10) (6)
------ ------- ------ ------ ------ ------
Total Deductions 1,595 (3,350) 7,268 1,681 3,463 0
------ ------- ------ ------ ------ ------
Increase in net assets 0 0 0 0 0 0
Net assets at beginning
of year 0 0 0 0 0 0
------ ------- ------- ------ ------ ------
Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $ 0
====== ======= ======= ====== ====== ======
</TABLE>
<PAGE>
<PAGE> 58
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule III (Cont'd)
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1996
(in thousands)
<CAPTION>
Sub-total
Fidelity TOTAL
Investments ALL FUNDS
----------- -----------
<S> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 584 $ 12,671
Dividends on Eastman Chemical
Company common stock 1,201 1,201
Other dividends 11,994 20,322
Interest 24,798 275,973
Income from common/collective
trusts (pooled) funds 1,526
Miscellaneous income 36 36
Net realized and unrealized
gains (losses) from
investments 3,760 263,017
Employer contributions 169,235
Transfers among funds 0 0
------- ----------
Total Additions 42,373 743,981
------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (10,419) (201,802)
Distributions to successor plans (31,891) (39,469)
Loans transfers, net 0 0
Administrative expenses (63) (7,073)
------- ----------
Total Deductions 42,373 248,344
------- ----------
Increase in net assets 0 495,637
Net assets at beginning
of year 0 4,145,303
------- ----------
Net assets at end of year $ 0 $4,640,940
======= ==========
</TABLE>
<PAGE>
<PAGE> 59
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule III
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1995
(in thousands)
<CAPTION>
Kodak Smaller Fixed Balanced Large Stock International
Stock Fund Stock Fund Income Fund Mutual Fund Index Fund Stock Fund
---------- ---------- ----------- ----------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,127
Other dividends $ 5,908 $ 2,168
Interest 563 823 $ 246,209 72 $ 51 $ 42
Income from common/collective
trusts (pooled) funds 54 619 1 6 4
Miscellaneous income 4
Net realized and unrealized
gains from investments 144,690 87,661 4 11,474 13,288 4,423
Employer contributions 11,255 26,697 96,413 6,769 4,704 4,695
Transfers among funds (31,011) (17,688) 7,316 5,556 30,815 5,012
-------- -------- ---------- ------- ------- -------
Total Additions 137,678 104,024 349,942 26,040 48,864 14,176
-------- -------- ---------- ------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (16,636) (13,377) (114,932) (1,744) (703) (1,089)
Distributions to successor plans (1,655) (1,878) (1,785) (845) (947) (80)
Loans transfers, net (7,488) (7,001) (7,540) (210) (170) (98)
Administrative expenses (362) (2,059) (3,396) (60) (71) (503)
-------- -------- ---------- ------- ------- -------
Total Deductions 26,141 24,315 127,653 2,859 1,891 1,770
-------- -------- ---------- ------- ------- -------
Increase in net assets 111,537 79,709 222,289 23,181 46,973 12,406
Net assets at beginning
of year 383,006 375,272 2,713,897 57,227 25,380 45,240
-------- -------- ---------- ------- ------- -------
Net assets at end of year $494,543 $454,981 $2,936,186 $80,408 $72,353 $57,646
======== ======== ========== ======= ======= =======
</TABLE>
<PAGE>
<PAGE> 60
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule III (Cont'd)
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1995
(in thousands)
<CAPTION>
Sub-total
Loan Boston Kodak Eastman Fidelity Managed Fidelity
Fund Safe Funds Stock Fund Stock Fund Income Portfolio Fund
-------- ---------- ---------- ---------- ---------------- --------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,127 $ 286
Dividends on Eastman Chemical
Company common stock $ 499
Other dividends 8,076 $ 810
Interest 247,760 9 27 $24,697 14
Income from common/collective
trusts (pooled) funds 684
Miscellaneous income 4
Net realized and unrealized
gains from investments 261,540 7,232 6,655 1,797
Employer contributions 150,533
Transfers among funds 0 (5,541) 8,962 2,371 (285)
------- ---------- ------- ------- ------- ------
Total Additions $ 0 680,724 1,986 16,143 27,068 2,336
------- ---------- ------- ------- ------- ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,148) (149,629) (388) (168) (4,420) (190)
Distributions to successor plans (273) (7,463) (1,349) (15,719) (21,827) (2,150)
Loans transfers, net 22,507 0 (238) (251) (807) 4
Administrative expenses (6,451) (11) (5) (14) 0
------- ---------- ------- ------- ------- ------
Total Deductions (21,086) 163,543 1,986 16,143 27,068 2,336
------- ---------- ------- ------- ------- ------
Increase in net assets 21,086 517,181 0 0 0 0
Net assets at beginning
of year 28,100 3,628,122 0 0 0 0
------- ---------- ------- ------- ------- ------
Net assets at end of year $49,186 $4,145,303 $ 0 $ 0 $ 0 $ 0
======= ========== ======= ======= ======= ======
</TABLE>
<PAGE>
<PAGE> 61
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule III (Cont'd)
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1995
(in thousands)
<CAPTION>
Fidelity Fidelity Sub-total
Puritan Magellan Fidelity Loan Fidelity TOTAL
Fund Fund Contrafund Fund Investments ALL FUNDS
-------- -------- ---------- -------- ----------- -----------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 286 $ 12,413
Dividends on Eastman Chemical
Company common stock 499 499
Other dividends $ 956 $2,390 $1,409 5,565 13,641
Interest 28 61 22 24,858 272,618
Income from common/collective
trusts (pooled) funds 684
Miscellaneous income 4
Net realized and unrealized
gains from investments 2,325 8,985 3,283 30,277 291,817
Employer contributions 150,533
Transfers among funds (1,999) (3,358) (150) 0 0
------ ------- ------ ------ ------- ----------
Total Additions 1,310 8,078 4,564 0 61,485 742,209
------ ------- ------ ------ ------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (375) (397) (149) (163) (6,250) (155,879)
Distributions to successor plans (933) (7,465) (4,359) (1,390) (55,192) (62,655)
Loans transfers, net (1) (209) (51) 1,553 0 0
Administrative expenses (1) (7) (5) (43) (6,494)
------ ------- ------ ------ ------- ----------
Total Deductions 1,310 8,078 4,564 0 61,485 225,028
------ ------- ------ ------ ------- ----------
Increase in net assets 0 0 0 0 0 517,181
Net assets at beginning
of year 0 0 0 0 0 3,628,122
------ ------- ------- ------ ------- ----------
Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $4,145,303
====== ======= ======= ====== ======= ==========
</TABLE>
<PAGE>
<PAGE> 62
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule III
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1994
(in thousands)
<CAPTION>
Kodak Smaller Fixed Balanced Large Stock International
Stock Fund Stock Fund Income Fund Mutual Fund Index Fund Stock Fund
---------- ---------- ----------- ----------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 11,392
Other dividends $ 8,059 $ 1,795 $ 14 $ 59
Interest 666 1,080 $ 236,349 21 9 14
Income from common/collective
trusts (pooled) funds 115 656 4 7 22
Net realized and unrealized
gains (losses) from
investments 22,691 21,966 (8,910) (2,301) 398 (1,025)
Employer contributions 9,039 30,844 99,184 4,426 1,885 2,956
Transfers among funds 51,115 (50,820) (126,481) 56,597 24,419 45,170
Transfers between plan trusts (35,183) (38,561) (305,007)
-------- -------- ---------- ------- ------- -------
Total Additions 59,835 (26,776) (104,865) 60,542 26,732 47,196
-------- -------- ---------- ------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (14,919) (13,172) (115,659) (1,018) (227) (456)
Distributions to successor plans (4,920) (10,412) (34,877) (1,910) (933) (948)
Loans transfers, net (7,038) (8,850) (12,463) (347) (164) (222)
Administrative expenses (287) (1,736) (3,457) (40) (28) (330)
-------- -------- ---------- ------- ------- -------
Total Deductions 27,164 34,170 166,456 3,315 1,352 1,956
-------- -------- ---------- ------- ------- -------
Increase (Decrease)
in net assets 32,671 (60,946) (271,321) 57,227 25,380 45,240
Net assets at beginning
of year 350,335 436,218 2,985,218 0 0 0
-------- -------- ---------- ------- ------- -------
Net assets at end of year $383,006 $375,272 $2,713,897 $57,227 $25,380 $45,240
======== ======== ========== ======= ======= =======
</TABLE>
<PAGE>
<PAGE> 63
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule III (Cont'd)
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1994
(in thousands)
<CAPTION>
Sub-total
Loan Boston Kodak Eastman Fidelity Managed Fidelity
Fund Safe Funds Stock Fund Stock Fund Income Portfolio Fund
-------- ---------- ---------- ---------- ---------------- --------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 11,392 $ 689
Dividends on Eastman Chemical
Company common stock $ 490
Other dividends 9,927 $ 593
Interest 238,139 64 30 $ 23,561 9
Income from common/collective
trusts (pooled) funds 804
Net realized and unrealized
gains (losses) from
investments 32,819 4,531 2,872 4 (784)
Employer contributions 148,334 107 2,632 224
Transfers among funds 0 (8,744) 15,659 (46,217) 8,687
Transfers between plan trusts (378,751) 23,736 5,993 309,161
------- ---------- ------- ------- -------- ------
Total Additions $ 0 62,664 20,276 25,151 289,141 8,729
------- ---------- ------- ------- -------- ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (262) (145,713) (242) (43) (7,233) (42)
Distributions to successor plans (722) (54,722) (19,629) (24,943) (280,202) (8,677)
Loans transfers, net 29,084 0 (397) (163) (1,697) (9)
Administrative expenses (5,878) (8) (2) (9) (1)
------- ---------- ------- ------- -------- ------
Total Deductions (28,100) 206,313 20,276 25,151 289,141 8,729
------- ---------- ------- ------- -------- ------
Increase (Decrease)
in net assets 28,100 (143,649) 0 0 0 0
Net assets at beginning
of year 0 3,771,771 0 0 0 0
------- ---------- ------- ------- -------- ------
Net assets at end of year $28,100 $3,628,122 $ 0 $ 0 $ 0 $ 0
======= ========== ======= ======= ======== ======
</TABLE>
<PAGE>
<PAGE> 64
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN Schedule III (Cont'd)
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1994
(in thousands)
<CAPTION>
Fidelity Fidelity Sub-total
Puritan Magellan Fidelity Loan Fidelity TOTAL
Fund Fund Contrafund Fund Investments ALL FUNDS
-------- -------- ---------- -------- ----------- -----------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 689 $ 12,081
Dividends on Eastman Chemical
Company common stock 490 490
Other dividends $ 1,428 $ 1,621 $ 97 3,739 13,666
Interest 16 51 18 23,749 261,888
Income from common/collective
trusts (pooled) funds 804
Net realized and unrealized
gains (losses) from
investments (1,958) (2,346) (813) 1,506 34,325
Employer contributions 416 691 398 4,468 152,802
Transfers among funds 17,319 (1,192) 14,488 0 0
Transfers between plan trusts 36,351 $3,510 378,751 0
------- ------- ------- ------ -------- ----------
Total Additions 17,221 35,176 14,188 3,510 413,392 476,056
------- ------- ------- ------ -------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (165) (321) (33) (33) (8,112) (153,825)
Distributions to successor plans (16,968) (34,493) (14,123) (6,216) (405,251) (459,973)
Loans transfers, net (88) (356) (29) 2,739 0 0
Administrative expenses (6) (3) (29) (5,907)
------- ------- ------- ------ -------- ----------
Total Deductions 17,221 35,176 14,188 3,510 413,392 619,705
------- ------- ------- ------ -------- ----------
Increase (Decrease)
in net assets 0 0 0 0 0 (143,649)
Net assets at beginning
of year 0 0 0 0 0 3,771,771
------- ------- ------- ------ -------- ----------
Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $3,628,122
======= ======= ======= ====== ======== ==========
</TABLE>
<PAGE>
<PAGE> 65
CONSENT OF INDEPENDENT ACCOUNTANTS
We hereby consent to the incorporation by reference in the Registration
Statement on Form S-8 (No. 33-65035) of Eastman Kodak Company of our report
dated April 11, 1997 appearing on page 3 of this Annual Report of the Eastman
Kodak Employees' Savings and Investment Plan on Form 11-K for the fiscal year
ended December 30, 1996.
PRICE WATERHOUSE LLP
Rochester, New York
April 28, 1997
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