<PAGE> 0
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-K/A
AMENDMENT TO APPLICATION OR REPORT
Filed Pursuant to Section 13 or 15 (d) of
The Securities Exchange Act Of 1934
Eastman Kodak Company
(Exact name of registrant as specified in its charter)
AMENDMENT NO. 1
The undersigned registrant hereby amends the following items, financial
statements, exhibits, or other portions of its Annual Report on Form 10-K for
the year ended December 31, 1998 as set forth below:
The exhibit listed below and attached hereto is hereby added to the
registrant's Annual Report on Form 10-K for the year ended December 31, 1998.
Exhibit
(99) Eastman Kodak Employees' Savings and Investment Plan Annual Report
on Form 11-K for the fiscal year ended December 30, 1998.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this amendment to be signed on its behalf by the
undersigned, thereunto duly authorized.
Eastman Kodak Company
(Registrant)
E. Mark Rajkowski
Controller
Date: May 14, 1999
<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
[X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [FEE REQUIRED]
For the fiscal year ended December 30, 1998
-----------------
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED]
For the transition period from to
-------- --------
Commission file number 1-87
----------
A. Full title of the plan and the address of the plan, if
different from that of the issuer named below:
EASTMAN KODAK EMPLOYEES'
SAVINGS AND INVESTMENT PLAN
B. Name of the issuer of the securities held pursuant to the plan
and the address of its principal executive office:
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER, NEW YORK 14650
<PAGE> 2
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
INDEX TO FINANCIAL STATEMENTS, SCHEDULES AND EXHIBIT
DECEMBER 30, 1998
(a) Financial Statements Page No.
Report of Independent Accountants 3
Statement of Net Assets 4
Statement of Changes in Net Assets 5
Notes to Financial Statements 6-30
(b) Schedules
I. Schedule of Investments 31-65
II. Allocation of Net Assets to
Investment Funds 66-81
III. Allocation of Changes in Net
Assets to Investment Funds 82-103
(c) Exhibit
Consent of Independent Accountants 104
<PAGE> 3
REPORT OF INDEPENDENT ACCOUNTANTS
To the Savings and Investment
Plan Committee and the Participants of the
Eastman Kodak Employees' Savings
and Investment Plan
In our opinion, the financial statements and related schedules
listed in the index appearing on page 2 of this Annual Report on
Form 11-K present fairly, in all material respects, the net
assets of the Eastman Kodak Employees' Savings and Investment
Plan at December 30, 1998 and 1997, and the changes in net assets
for each of the three fiscal years in the period ended December
30, 1998, in conformity with generally accepted accounting
principles. These financial statements are the responsibility of
the Plan's management; our responsibility is to express an
opinion on these financial statements based on our audits. We
conducted our audits of these statements in accordance with
generally accepted auditing standards which require that we plan
and perform the audit to obtain reasonable assurance about
whether the financial statements are free of material
misstatement. An audit includes examining, on a test basis,
evidence supporting the amounts and disclosures in the financial
statements, assessing the accounting principles used and
significant estimates made by management, and evaluating the
overall financial statement presentation. We believe that our
audits provide a reasonable basis for the opinion expressed
above.
PricewaterhouseCoopers LLP
Rochester, New York
April 23, 1999
<PAGE> 4
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
STATEMENT OF NET ASSETS
(in thousands)
<CAPTION>
December 30,
---------------------
1998 1997
---- ----
<S> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company common stock $ 375,444 $ 430,921
Eastman Chemical Company common stock - 30,910
Other common stocks 386,484 503,430
Mutual funds 664,589 653,851
Interest in common/collective
trusts (pooled) funds 566,633 458,389
Short-term interest funds - 102,364
U.S. government securities 783 496
Loans to participants 68,381 89,098
Investments at Contract Value:
Group annuity contracts 3,292,898 3,287,171
Other Assets:
Dividends and interest receivable 3,099 4,137
Receivables for securities sold 1,007 534
Miscellaneous receivables 114 612
---------- ----------
Total assets (cost: 1998 - $5,101,493
1997 - $5,351,143)
5,359,432 5,561,913
---------- ----------
LIABILITIES
Distributions payable to participants 6,832 6,567
Distributions payable to successor plans - 696,328
Payables for securities purchased 331 3,400
Accrued expenses 692 1,655
Reverse repurchase agreements - 192
---------- ----------
Total liabilities 7,855 708,142
---------- ----------
Net assets $5,351,577 $4,853,771
========== ==========
(See accompanying notes to financial statements)
</TABLE>
<PAGE> 5
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
STATEMENT OF CHANGES IN NET ASSETS
(in thousands)
<CAPTION>
For the fiscal year ended December 30,
-------------------------------------------
1998 1997 1996
---- ---- ----
<S> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,944 $ 12,680 $ 12,705
Dividends on Eastman Chemical
Company common stock 537 1,094 1,203
Other dividends 18,886 21,980 20,322
Interest 276,183 280,928 277,499
Net realized and unrealized
gains from investments 249,964 95,733 263,017
Employee contributions 377,194 206,426 169,235
---------- ---------- ----------
Total Additions 932,708 618,841 743,981
---------- ---------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (463,531) (262,093) (201,802)
Distributions to successor plans 37,816 (134,234) (39,469)
Administrative expenses (9,187) (9,683) (7,073)
---------- ---------- ----------
Total Deductions 434,902 406,010 248,344
---------- ---------- ----------
Increase in net assets 497,806 212,831 495,637
Net assets at beginning of year 4,853,771 4,640,940 4,145,303
---------- ---------- ----------
Net assets at end of year $5,351,577 $4,853,771 $4,640,940
========== ========== ==========
(See accompanying notes to financial statements)
</TABLE>
<PAGE> 6
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS
NOTE 1: DESCRIPTION OF PLAN
General
The Eastman Kodak Employees' Savings and Investment Plan (the Plan or SIP) is
a defined contribution plan of a controlled group of corporations consisting
of Eastman Kodak Company and certain United States subsidiaries operating in
the United States (Kodak). The principal provisions of the Plan are described
below and are provided for general information purposes only. Participants
should refer to the Plan document for a more complete description of the
Plan's provisions. Regular full-time, regular part-time, supplementary or
conditional employees of Kodak are eligible to participate in the Plan.
Limited service employees, co-ops and special program employees are not
eligible to participate in the Plan. The Plan is subject to the Employee
Retirement Income Security Act of 1974.
The Plan is administered by the Savings and Investment Plan Committee (SIPCO),
which is the Plan Administrator and Named Fiduciary. The Trusts, forming part
of the Plan, are administered by Boston Safe Deposit and Trust Company (Boston
Safe) and until September 1998, Fidelity Management Trust Company (Fidelity)
(together the Plan Trustees).
Plan Amendments and Other Changes
Effective December 31, 1998, the Plan renamed two of the funds as follows:
the Morgan Stanley Dean Witter Institutional International Equity Fund
(formerly the Morgan Stanley Institutional International Equity Fund) and the
Newport Tiger Fund (formerly the Colonial Newport Tiger Fund). Effective
December 31, 1998, the maximum salary deferral rate was increased from 18
percent to 20 percent of pay for eligible Kodak participants.
During plan years ended December 30, 1997 and 1994, Kodak sold the sales,
marketing and equipment service operations of its Office Imaging business to
Danka Business Systems PLC (Danka) and its Clinical Diagnostics Division (CDD)
to Johnson & Johnson, respectively. Since those plan years, the account
balances of the Office Imaging and CDD participants were reported as a
liability in the accompanying financial statements. In June 1998, a
determination letter was received from the IRS with respect to the SIP and the
successor plans. In September 1998, the account balances of active Office
Imaging and CDD participants were transferred to the respective successor
plans. The account balances of Office Imaging and CDD participants who
terminated or retired prior to September 1998 were not transferred to the
successor plans and continue to remain in SIP. An adjustment to reflect the
account balances of these participants was recorded in 1998.
<PAGE> 7
Plan Amendments and Other Changes (Cont'd)
On December 31, 1993, Kodak spun off its worldwide chemical business, Eastman
Chemical Company (ECC or Eastman). Subsequent to the spin-off, account
balances of the ECC participants were liquidated and the proceeds invested in
newly-created funds within the Plan that were managed until September 1998 by
Fidelity, the trustee for ECC participants. Since January 1, 1994, all salary
deferrals of ECC participants have been contributed to the Eastman Investment
Plan (EIP). The provisions of the Plan described below with respect to loans
and distributions applied equally to the ECC participants in the Plan until
September 1998. Updated determination letters from the IRS with respect to
the SIP and EIP plans have been received, and the account balances of ECC
participants were transferred from SIP to EIP in September 1998. Until that
time, the balances of these participants were reflected as a liability in the
accompanying financial statements.
Administrative Expenses
The Plan provides for the payment of certain administrative expenses by the
Trusts, including fees for investment advisors, recordkeepers, the Plan
Trustees, attorneys and accountants. The recordkeepers are Hewitt Associates
and Fidelity.
Contributions
The Plan includes a salary reduction provision allowing eligible Kodak
participants to defer up to a certain percentage of qualifying compensation as
defined in the Plan. The maximum deferral for Plan years 1998, 1997, and 1996
was limited to 18% of the aggregate of wage dividend and qualifying
compensation, but not more than the statutory limit of $10,000 for calendar
year 1998 ($9,500 for calendar years 1997 and 1996). Participants' salary
deferrals are contributed to the Plan by Kodak on behalf of the participants.
All contributions to the Plan are immediately vested. Boston Safe invests
contributions to the Plan into the investment funds described in Note 3, as
directed by the participant. Participants are eligible to make transfers
between investment funds on a daily basis.
Loans
The Plan Administrator may grant a loan to a participant provided that the
aggregate of the participant's outstanding loans will not exceed the lesser
of: 1) $50,000 less the highest outstanding loan balance during the previous
12 months, or 2) 50% of the current value of the participant's account. A new
loan must be at least $1,000 and repaid within four years of the date of the
loan. In accordance with the Plan provisions, the rate of interest is fixed
at the discretion of the Plan Administrator. Interest is charged at the
lesser of the maximum legal rate or the prime rate. (See Note 4.)
<PAGE> 8
Distributions
Distributions from the Plan are made under the following circumstances:
1. Approval of hardship withdrawals is made by the Plan
Administrator or its designee. Hardship withdrawals will
only be granted a) in order to meet obligations relating to
the payment of substantial out-of-pocket medical (or dental)
bills for the participant, the participant's spouse or any of
the participant's dependents, b) for the purchase or construction
of a primary residence, c) for tuition, room and board or other
post-secondary educational expenses, or d) for payments to
prevent eviction/foreclosure.
2. Upon attaining age 59 1/2, a participant may elect to
receive a lump sum cash distribution from the Plan while
still actively employed.
3. Upon separation from service for any reason except death,
the full value of a participant's account is distributed as
a lump sum if the account balance is less than a certain amount
as defined in the Plan and the participant is not retirement
eligible. Otherwise, the full value of the account is distributed
when and as designated by the participant in a lump sum payment,
or in monthly or annual installments. If an appropriate
designation is not made by the participant, the account is paid
in a lump sum cash payment in February following the year the
participant turns age 65.
4. In the event of death, the value of a participant's account
is paid in a lump sum to a designated beneficiary, if any,
or to the decedent's estate, except that if there is a
surviving spouse, then the entire sum will be paid to such
spouse unless the spouse consents to the beneficiary
designation of the participant.
5. The Plan Trustees are authorized to honor "qualified
domestic relations orders" issued and served in accordance
with Section 414(p) of the Internal Revenue Code.
Plan Termination
While Kodak expects to continue the Plan, it has the right to discontinue
contributions and amend or terminate the Plan at any time. In the event that
contributions to the Plan are discontinued, the Plan Trustees will continue to
administer the Trusts. In the event of the termination of the Trusts as a
result of or incident to termination of the Plan, the pro rata value of the
participant's accounts will be paid in accordance with the provisions of the
Plan.
<PAGE> 9
NOTE 2: SUMMARY OF ACCOUNTING POLICIES
Basis of Accounting
The Plan operates on a fiscal year ending December 30.
The Plan's financial statements have been prepared on the accrual basis of
accounting. Distributions payable to participants are recorded when the
request for payment meeting the provisions of the Plan is received.
Investment Valuation and Income Recognition
The group annuity contracts included in the Fixed Income Fund and Fidelity
Managed Income Portfolio are included in the financial statements at contract
value because they are fully benefit responsive. In aggregate, the recorded
value of the group annuity contracts approximates their fair value. Interest
rates on these contracts remain fixed and are not reset until a contract
matures. There are no minimum crediting interest rates under the terms of the
contracts. Interest in common or collective trusts (pooled) funds reflect
market values as determined by the managers of such funds. Fair values of all
other investments are based upon active market quotations on national
exchanges, if available, at December 30, or, if not available, upon amounts
believed by the Plan Administrator to be realizable at that time.
Purchases and sales of securities are recorded on a trade-date basis.
Interest income is recorded on the accrual basis. Dividends are recorded on
the ex-dividend date.
Use of Estimates
The preparation of financial statements in conformity with generally accepted
accounting principles requires management to make estimates and assumptions
that affect the reported amounts of assets and liabilities and disclosure of
contingent assets and liabilities at year end and the reported amounts of
revenues and expenses during the reporting period. Actual results could
differ from those estimates.
Reclassifications
Certain reclassifications of 1997 and 1996 financial statement and related
schedule amounts have been made to conform with the 1998 presentation.
NOTE 3: INVESTMENTS
The Plan Trustees are not required to furnish a bond in connection with the
custody of investments or other assets of the Plan.
The Plan Trustees are authorized to keep any portion of any of the foregoing
funds in cash or liquid investments as they may deem advisable.
All dividends, interest or gains derived from investments in each Fund are
reinvested in the respective Fund by the Plan Trustees.
<PAGE> 10
NOTE 3: INVESTMENTS (Cont'd)
Funds at Boston Safe
TIER I: TIME HORIZON FUNDS - All Time Horizon Funds are pre-mixed portfolios
of TIER II Funds.
5 to 8 Year Time Horizon Fund
This fund is designed for participants who expect to withdraw from the Plan
and use these funds relatively soon, or for participants who have a low
tolerance for volatility. The fund is broadly diversified, and has a 45/55
mix of equity and fixed income.
8 to 20 Year Time Horizon Fund
This fund is designed for participants who expect to leave their funds
invested for a reasonably long period of time, and/or for participants who are
willing to accept some volatility. The fund is broadly diversified, but has a
75/25 mix of equity and fixed income.
20 or More Year Time Horizon Fund
This fund is designed for participants who expect to leave their funds
invested for a long period of time, and/or for participants who are willing to
accept more volatility. The fund is broadly diversified in equities.
TIER II: CORE FUNDS
Fixed Income Fund
The fund's assets are invested primarily in contracts with insurance
companies. Effective annual yields on these contracts ranged between 5.08%
and 10.10% in 1998 (6.72% and 10.10% in 1997) depending on the date of the
contribution, transfer or rollover. The blended rate of return on the Fixed
Income Fund was approximately 7.9% in 1998 (8.3% in 1997 and 8.4% in 1996).
Lehman Brothers Aggregate Bond Index Fund
This fund is designed to duplicate the total return of the overall U.S. bond
market. It is composed of securities found in the Lehman Brothers
Government/Corporate Bond Index, Mortgage-Backed Securities Index, and Asset-
Backed Securities Index.
S&P 500 Large Stock Index Fund
This fund, known as the Large Stock Index Fund in 1996, invests in all 500
stocks that compose the Standard & Poor's 500 Index.
<PAGE> 11
Funds at Boston Safe (Cont'd)
Non-U.S. Stock Index Fund
This fund is composed of two indices: one covering securities from non-U.S.
developed countries (MSCI EAFE Index), and the other covering securities from
non-U.S. developing countries (MSCI Emerging Markets Free Index ex-Malaysia).
Russell 2000 Small Stock Index Fund
This fund is designed to replicate the returns of the Russell 2000 Index,
which represents the small company segment of the U.S. stock market. The
index consists of the 2,000 smallest securities of the largest 3,000 U.S.
stocks and is recognized as a standard measure of performance for the small
company segment of the U.S. stock market.
Kodak Stock Fund
This fund consists primarily of shares of Eastman Kodak Company common stock.
TIER III: MANAGED FUNDS
PIMCO Total Return Fund
This is an intermediate maturity bond fund with a total return orientation.
The average quality rating of bonds in the portfolio is investment grade,
including U.S. government, corporate, and mortgage-backed securities. Up to
10% of assets may be in "high yield," below investment grade bonds, and up to
20% may be in foreign bonds of currencies other than the U.S. dollar but
generally hedged back to the dollar.
MAS High Yield Fund
This is a corporate, credit sensitive bond fund seeking to provide a
combination of high current income and long-term total return. Securities
with high yields are usually rated below investment grade and are commonly
referred to as "junk bonds."
Fidelity Puritan Fund
This fund, known as the Balanced Mutual Fund in 1996, is a balanced fund of
stocks and bonds managed to produce high current income with preservation of
capital and consideration for potential growth of capital.
T. Rowe Price Equity Income Fund
This is a large company stock fund with a current income orientation. Its
goal is to provide substantial dividend income and also long-term capital
appreciation.
<PAGE> 12
Funds at Boston Safe (Cont'd)
Fidelity Growth and Income Fund
This is a large company stock fund managed with a value orientation. Its goal
is high total return through a combination of current income and capital
appreciation.
Putnam Investors Fund
This is a large company stock fund managed with a blended growth/value
orientation. Its goal is long-term growth of capital from a portfolio
primarily consisting of quality common stock.
Putnam Vista Fund
This is a mid-size company stock fund with a growth orientation. The goal is
above-average growth.
PBHG Growth Fund
This is a mid-size company stock fund with an aggressive growth orientation.
The fund's goal is capital appreciation.
T. Rowe Price Small-Cap Value Fund
This is a small company stock fund with a value orientation. The fund seeks
long-term capital growth.
Skyline Special Equity Fund
This is a small company stock fund with a value orientation. Its goal is
maximum capital appreciation. Since February 1998, this fund had been closed
to transfers but remained open to salary and wage dividend deferrals. After
April 8, 1999, this fund will again accept transfers and rollovers.
Putnam OTC & Emerging Growth Fund
This is a small company fund with an aggressive growth orientation. The fund
seeks capital appreciation.
MAS Value Fund
This is a multi-sized company stock fund with a value orientation. Its goal
is to provide above-average long-term total return consisting of both capital
appreciation and income.
<PAGE> 13
Funds at Boston Safe (Cont'd)
RogersCasey Smaller Stock Fund
This fund, known as the Smaller Stock Fund in 1996, is a multi-sized company
stock fund, with a smaller sized company orientation, utilizing a multiple
manager approach. The fund seeks to provide consistency of total returns over
time through use of experienced investment managers with a blend of growth,
value, and benchmark-related styles.
MFS Institutional Research Fund
This is a multi-sized company stock fund with a blended growth/value
orientation. Its goal is long-term growth of capital and future income.
Putnam Voyager Fund
This is a multi-sized company stock fund with an aggressive growth
orientation. The fund seeks maximum growth.
Cohen & Steers Realty Fund
This is a specialty stock fund investing primarily in Real Estate Investment
Trusts. The fund seeks maximum total return through both current income and
capital appreciation.
First Eagle Fund of America
This is a specialty stock fund investing primarily in stocks of undervalued
companies that are being restructured to increase returns to shareholders.
The fund's goal is capital appreciation.
T. Rowe Price Blue Chip Growth Fund
This is a specialty stock fund investing primarily in stocks of large- and
mid-size companies that are "blue chip" - that is, high-quality growth
companies. The fund seeks long-term growth of capital; income is secondary.
T. Rowe Price New Era Fund
This is a specialty stock fund investing primarily in companies that own or
develop natural resources and other basic commodities intended to act as a
hedge against inflation. The fund seeks long-term capital appreciation.
T. Rowe Price Science & Technology Fund
This is an aggressive specialty stock fund investing in multi-sized companies
expected to benefit from scientific and technological progress. The fund
seeks long-term growth of capital.
<PAGE> 14
Funds at Boston Safe (Cont'd)
Morgan Stanley Dean Witter Institutional International Equity Fund
This is an international stock fund investing primarily in developed countries
with a large company, value orientation. The fund seeks long-term capital
appreciation.
Russell International Stock Fund
This fund, known as the International Stock Fund in 1996, is an international
stock fund using a multiple manager approach, with 90% allocated to managers
of stocks in developed markets and 10% allocated to managers of stocks in
emerging markets. The fund seeks to provide consistency of total returns over
time through use of experienced investment managers with a blend of growth,
value, and benchmark-related styles.
Acorn International Fund
This is an international stock fund with an all-markets approach, investing in
small- to mid-size companies with a value orientation primarily in developed
countries but also in emerging markets. The fund seeks long-term growth of
capital.
State Street Emerging Markets Index Fund
This is an indexed emerging markets stock fund, diversified across regions,
countries, and securities in the benchmark. The fund seeks maximum capital
appreciation.
Templeton Developing Markets Fund
This is an emerging markets stock fund, diversified across regions and
countries, with a value orientation. The fund seeks long-term capital
appreciation.
Newport Tiger Fund
This is an emerging markets stock fund with a regional focus on the Pacific
Basin excluding Japan. The fund seeks capital appreciation. This fund will
not accept transfers or rollovers after March 19, 1999 (deferrals will still
be permitted).
Scudder Latin America Fund
This is an emerging markets stock fund with a regional focus on Latin America.
The fund seeks long-term capital appreciation.
<PAGE> 15
Funds at Fidelity
As discussed in Note 1, the Funds at Fidelity have been transferred to the
successor plan as of September 1998. However, these funds are described below
for purposes of understanding the financial statements herein.
The Kodak Stock Fund consists of shares of Eastman Kodak Company common stock.
The Eastman Stock Fund consists primarily of shares of Eastman Chemical
Company common stock.
The Fidelity Managed Income Portfolio is a fixed income fund consisting of
investment contracts with one or more financial institutions that pay interest
to the fund. The rate of interest paid to the fund changes as investment
contracts mature and new contracts are purchased.
The Fidelity Fund seeks long-term capital growth and reasonable current
income. It focuses on investments in companies that the fund's manager
believes are marked by solid balance sheets and good prospects for growth.
Investments are diversified across a variety of market sectors.
The Fidelity Puritan Fund is a balanced fund of stocks and bonds managed to
produce high current income with preservation of capital and consideration for
potential growth of capital.
The Fidelity Magellan Fund is a growth fund seeking long-term capital
appreciation by investing in stocks, and corporate securities convertible into
stocks, of domestic, multinational and foreign companies that the fund's
manager believes offer potential for growth, which also leads to a
correspondingly higher level of risk.
The Fidelity Contrafund is a growth fund seeking long-term capital
appreciation by investing primarily in securities of companies believed by the
fund's manager to be out of favor and undervalued.
The Fidelity International Growth & Income Fund, a growth and income mutual
fund that invests internationally, seeks to increase the value of investments
over the long term through capital growth while also providing current income.
The Fidelity U.S. Equity Index Portfolio is an index mutual fund that seeks to
duplicate the composition and total return of the Standard & Poor's Composite
Index of 500 Stocks.
<PAGE> 16
The number of participants in each fund was as follows:
December 30,
------------------
1998 1997
---- ----
Boston Safe Funds:
5 to 8 Year Time Horizon Fund 1,209 786
8 to 20 Year Time Horizon Fund 2,003 1,426
20 or More Year Time Horizon Fund 1,709 1,436
Fixed Income Fund 43,568 48,173
Lehman Brothers Aggregate Bond Index Fund 764 481
S&P 500 Large Stock Index Fund 14,883 13,848
Non-U.S. Stock Index Fund 699 603
Russell 2000 Small Stock Index Fund 2,282 2,314
Kodak Stock Fund 18,958 22,385
PIMCO Total Return Fund 823 405
MAS High Yield Fund 1,112 1,114
Fidelity Puritan Fund 7,169 8,222
T. Rowe Price Equity Income Fund 2,506 2,935
Fidelity Growth and Income Fund 5,108 3,382
Putnam Investors Fund 4,076 1,534
Putnam Vista Fund 1,865 1,277
PBHG Growth Fund 1,416 1,803
T. Rowe Price Small-Cap Value Fund 2,506 3,103
Skyline Special Equity Fund 2,167 3,354
Putnam OTC & Emerging Growth Fund 1,856 1,508
MAS Value Fund 1,764 2,446
RogersCasey Smaller Stock Fund 15,328 20,669
MFS Institutional Research Fund 1,147 664
Putnam Voyager Fund 2,508 1,478
Cohen & Steers Realty Fund 854 1,354
First Eagle Fund of America 2,091 1,088
T. Rowe Price Blue Chip Growth Fund 3,601 2,580
T. Rowe Price New Era Fund 300 355
T. Rowe Price Science & Technology Fund 4,761 2,637
Morgan Stanley Dean Witter Institutional
International Equity Fund 3,522 3,039
Russell International Stock Fund 3,474 4,737
Acorn International Fund 900 660
State Street Emerging Markets Index Fund 228 245
Templeton Developing Markets Fund 783 1,004
Newport Tiger Fund 850 939
Scudder Latin America Fund 788 1,357
<PAGE> 17
The number of participants in each fund was as follows: (Cont'd)
December 30,
------------------
1998 1997
---- ----
Fidelity Funds:
Kodak Stock Fund 0 1,992
Eastman Stock Fund 0 2,388
Fidelity Managed Income Portfolio 0 9,186
Fidelity Fund 0 2,117
Fidelity Puritan Fund 0 2,438
Fidelity Magellan Fund 0 3,730
Fidelity Contrafund 0 2,299
Fidelity International Growth & Income Fund 0 217
Fidelity U.S. Equity Index Portfolio 0 488
The total number of participants in the Plan was less than the sum of the
number of participants shown above because many participants invest in more
than one fund.
NOTE 4: LOANS TO PARTICIPANTS
The Plan Trustees make loans to participants in accordance with Plan
provisions. A loan made to a participant of the Plan is accounted for as a
fund-to-fund transfer from the participant's participant-directed investment
account to a fund known as the "Loan Fund." The Plan's receivables for
participant loan notes receivable are recorded as assets of the Loan Fund. As
the loan is repaid, both the principal and interest are allocated to fund(s)
to which the participant's current contributions are directed. The portion of
the loan payment representing principal is accounted for as a fund-to-fund
transfer from the Loan Fund to the participant's investment fund(s) and the
portion of the loan payment representing interest is accounted for as income
in the same fund(s). No plan participant benefits from the interest earned on
a loan other than the participant who originated the loan.
<PAGE> 18
NOTE 4: LOANS TO PARTICIPANTS (Cont'd)
Interest income earned on loans to participants for the fiscal years ended
December 30 was:
(in thousands)
1998 1997 1996
------ ------ ------
Boston Safe Funds:
5 to 8 Year Time Horizon Fund $ 26 $ 16 $ -
8 to 20 Year Time Horizon Fund 69 38 -
20 or More Year Time Horizon Fund 62 37 -
Fixed Income Fund 2,910 3,192 2,818
Lehman Brothers Aggregate Bond Index Fund 7 2 -
S&P 500 Large Stock Index Fund 345 248 138
Non-U.S. Stock Index Fund 6 5 -
Russell 2000 Small Stock Index Fund 40 22 -
Kodak Stock Fund 496 698 586
PIMCO Total Return Fund 6 1 -
MAS High Yield Fund 11 8 -
Fidelity Puritan Fund 149 157 133
T. Rowe Price Equity Income Fund 31 19 -
Fidelity Growth and Income Fund 54 18 -
Putnam Investors Fund 44 - -
Putnam Vista Fund 13 8 -
PBHG Growth Fund 19 21 -
T. Rowe Price Small-Cap Value Fund 31 19 -
Skyline Special Equity Fund 62 21 -
Putnam OTC & Emerging Growth Fund 18 12 -
MAS Value Fund 24 15 -
RogersCasey Smaller Stock Fund 734 860 785
MFS Institutional Research Fund 7 6 -
Putnam Voyager Fund 19 10 -
Cohen & Steers Realty Fund 9 10 -
First Eagle Fund of America 18 3 -
T. Rowe Price Blue Chip Growth Fund 32 17 -
T. Rowe Price New Era Fund 3 3 -
T. Rowe Price Science & Technology Fund 38 28 -
Morgan Stanley Dean Witter Institutional
International Equity Fund 32 19 -
Russell International Stock Fund 50 71 76
Acorn International Fund 5 4 -
State Street Emerging Markets Index Fund 1 2 -
Templeton Developing Markets Fund 7 7 -
Newport Tiger Fund 12 9 -
Scudder Latin America Fund 20 18 -
------ ------ ------
Total $5,410 $5,624 $4,536
====== ====== ======
<PAGE> 19
NOTE 4: LOANS TO PARTICIPANTS (Cont'd)
Interest income earned on loans to participants for the fiscal years ended
December 30 was:
(in thousands)
1998 1997 1996
---- ---- ----
Fidelity Funds:
Kodak Stock Fund $ 8 $ 12 $ 13
Eastman Stock Fund 18 35 41
Fidelity Managed Income Portfolio 261 399 393
Fidelity Fund 17 23 20
Fidelity Puritan Fund 26 33 34
Fidelity Magellan Fund 60 80 76
Fidelity Contrafund 21 30 28
Fidelity International Growth & Income Fund 1 1 1
Fidelity U.S. Equity Index Portfolio 5 7 2
---- ---- ----
Total $417 $620 $608
==== ==== ====
The interest income from loans shown above is included in "interest" on the
Statement of Changes in Net Assets.
<PAGE> 20
<TABLE>
NOTE 5: NET REALIZED AND UNREALIZED GAINS (LOSSES) FROM INVESTMENTS
Components of net realized and unrealized gains (losses) from investments and
proceeds from sales of investments for the fiscal years ended on December 30
are:
<CAPTION>
(in thousands)
Unrealized Net Realized
Realized gains and Unrealized Proceeds
gains (losses) (losses) gains (losses) from
from from from sales of
investments investments investments investments
------------- ----------- -------------- -----------
<S> <C> <C> <C> <C>
1998
Boston Safe Kodak
stock $ 53,579 $ 37,314 $ 90,893 $ 272,504
Fidelity Kodak stock 4,483 (2) 4,481 36,197
Fidelity Eastman stock (3,062) (5) (3,067) 56,122
Other securities (12,850) 170,507 157,657 1,327,463
-------- --------- --------- ----------
$ 42,150 $ 207,814 $ 249,964 $1,692,286
======== ========= ========= ==========
1997
Boston Safe Kodak
stock $ (5,101) $(144,519) $(149,620) $ 159,602
Fidelity Kodak stock (1,608) (4,617) (6,225) 50,265
Fidelity Eastman stock 1,869 1,069 2,938 46,205
Other securities 98,910 149,730 248,640 1,045,625
-------- --------- --------- ----------
$ 94,070 $ 1,663 $ 95,733 $1,301,697
======== ========= ========= ==========
1996
Boston Safe Kodak
stock $ 14,781 $ 99,296 $ 114,077 $ 119,466
Fidelity Kodak stock 2,706 2,061 4,767 45,435
Fidelity Eastman stock 1,607 (5,585) (3,978) 97,535
Other securities 101,561 46,590 148,151 773,195
-------- --------- --------- ----------
$120,655 $ 142,362 $ 263,017 $1,035,631
======== ========= ========= ==========
</TABLE>
Consistent with Department of Labor regulations, the components of net
realized and unrealized gains and losses from investments are calculated for
purposes of Form 5500 based on an investment's current value at the beginning
of the year, or acquisition cost if acquired during the year (revalued cost).
For purposes of determining realized gains and losses, the revalued costs of
investments sold are determined based upon a weighted average basis.
<PAGE> 21
<TABLE>
BOSTON SAFE FUNDS
NOTE 6: UNIT VALUES AND PARTICIPANT UNITS
(in thousands, except per unit value data)
Following are the funds' month-end unit values and participants' units as calculated by the Trustees.
<CAPTION>
5 to 8 Year 8 to 20 Year 20 or More Year Lehman Brothers S&P 500 Large
Time Time Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
---------------- --------------- --------------- ----------------- --------------- ----------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1998
----
Jan. 31 $11.5427 2,192 $11.6600 3,231 $11.6884 1,875 $16.5959 188,325 $11.1262 404 $22.5344 11,301
Feb. 28 11.9184 2,376 12.2604 3,249 12.4780 1,917 16.6950 188,821 11.1224 434 24.1580 11,773
Mar. 31 12.1898 2,558 12.6626 3,515 12.9952 1,948 16.8055 188,123 11.1587 433 25.3899 12,141
Apr. 30 12.2912 2,882 12.7882 3,681 13.1433 2,038 16.9125 188,809 11.2214 442 25.6443 12,374
May 31 12.2154 2,947 12.5640 3,744 12.7326 2,087 17.0236 188,382 11.3372 458 25.1977 12,347
June 30 12.3921 3,094 12.7410 3,764 12.8810 2,091 17.1318 187,779 11.4290 486 26.2141 12,313
July 31 12.3684 3,212 12.6817 3,980 12.7892 2,161 17.2428 190,216 11.4543 508 25.9325 12,908
Aug. 31 11.6127 3,093 11.2649 3,912 10.7562 2,115 17.3545 187,845 11.6628 591 22.1842 12,677
Sep. 30 11.9472 2,865 11.6375 3,875 11.2048 2,046 17.4629 185,129 11.8998 676 23.6039 12,517
Oct. 31 12.3746 2,765 12.3539 3,784 12.1216 1,935 17.5744 185,588 11.7943 793 25.5441 12,181
Nov. 30 12.7280 2,817 12.8859 3,829 12.7944 1,974 17.6826 183,906 11.8612 715 27.0835 12,529
Dec. 30 13.0288 2,842 13.3145 3,861 13.3101 1,947 17.7915 184,532 11.8784 708 28.7043 12,447
1997
----
Jan. 31 $10.1164 206 $10.1466 314 $10.1675 170 $15.3301 202,635 $10.0688 50 $17.7631 9,812
Feb. 28 10.1751 1,014 10.2181 1,687 10.2496 749 15.4217 196,329 10.0987 118 17.9037 10,017
Mar. 31 10.0039 1,276 9.9739 2,108 9.9248 1,035 15.5266 193,122 9.9923 160 17.1643 9,759
Apr. 30 10.2566 1,189 10.2723 2,150 10.2731 1,066 15.6298 193,491 10.1400 178 18.1923 9,771
May 31 10.5977 1,344 10.7968 2,271 10.9412 1,259 15.7320 193,302 10.2238 183 19.2991 10,113
June 30 10.8697 1,564 11.1962 2,576 11.4465 1,416 15.8389 191,741 10.3509 202 20.1577 10,547
July 31 11.2519 1,728 11.6575 2,896 11.9912 1,538 15.9476 188,336 10.6272 227 21.7550 10,975
Aug. 31 10.9824 1,959 11.1880 3,054 11.3518 1,691 16.0566 187,829 10.5422 228 20.5368 11,016
Sep. 30 11.3176 2,039 11.6785 3,032 11.9698 1,741 16.1590 186,434 10.6964 239 21.6607 10,929
Oct. 31 11.1283 1,970 11.2081 3,049 11.2359 1,842 16.2685 186,069 10.8373 273 20.9532 11,052
Nov. 30 11.2903 1,957 11.3685 3,097 11.3995 1,820 16.3751 185,037 10.8869 293 21.9185 11,030
Dec. 30 11.4080 2,008 11.5084 3,170 11.5637 1,829 16.4820 186,062 10.9591 320 22.2951 11,148
</TABLE>
<PAGE> 22
<TABLE>
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
--------------- ---------------- ---------------- --------------- ---------------- ----------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1998
----
Jan. 31 $10.6792 394 $12.0116 2,215 $21.4456 20,304 $11.2231 444 $11.6766 1,205 $16.8815 6,804
Feb. 28 11.3513 408 12.8933 2,133 21.6957 19,477 11.1931 497 11.7834 1,351 17.5364 6,800
Mar. 31 11.7247 434 13.4293 2,177 21.4650 19,041 11.2335 511 11.9740 1,232 18.0817 6,883
Apr. 30 11.8171 440 13.4955 2,297 23.7971 17,372 11.2739 501 12.0581 1,345 18.1846 6,911
May 31 11.5866 439 12.7683 2,233 23.6934 18,065 11.3999 554 11.9593 1,473 18.1569 6,792
June 30 11.5299 443 12.7209 2,199 24.2428 18,087 11.5194 596 11.9705 1,452 18.5392 6,775
July 31 11.6729 432 11.6796 2,033 27.7951 15,406 11.5490 700 12.0812 1,451 18.4937 6,809
Aug. 31 9.9852 423 9.4250 2,057 26.0525 15,159 11.7388 786 11.2199 1,385 16.6770 6,488
Sep. 30 9.8179 411 10.1661 2,084 25.7634 16,180 12.0864 844 11.2065 1,344 17.2993 6,297
Oct. 31 10.8658 422 10.5712 2,366 25.8509 16,776 12.0017 978 11.0859 1,310 18.1471 6,125
Nov. 30 11.4751 464 11.1201 2,444 24.4014 16,362 12.0540 949 11.8243 1,312 18.8516 6,078
Dec. 30 11.7944 412 11.5223 2,296 24.3802 16,023 12.1153 974 11.8005 1,278 19.4936 6,023
1997
----
Jan. 31 $10.0953 89 $10.0951 280 $27.4925 21,468 $10.0865 23 $10.0750 247 $14.1612 8,150
Feb. 28 10.2555 240 9.8543 791 28.5076 21,548 10.1109 100 10.2990 677 14.3744 7,707
Mar. 31 10.2646 328 9.3808 909 24.3266 24,580 9.9827 112 10.0619 646 13.8919 7,393
Apr. 30 10.3495 362 9.3989 921 26.6776 24,481 10.1574 141 10.1950 685 14.4584 7,209
May 31 11.0000 388 10.4502 1,054 26.6139 23,462 10.2587 151 10.5008 789 15.0424 7,097
June 30 11.6002 419 11.0143 1,182 24.7234 23,080 10.3854 171 10.7081 805 15.6007 7,003
July 31 11.8064 411 11.5247 1,407 21.7067 23,453 10.6717 232 11.0729 765 16.4391 7,036
Aug. 31 10.8552 419 11.7851 1,534 21.3391 22,780 10.5763 226 11.0720 840 15.7191 6,960
Sep. 30 11.4509 415 12.6306 2,032 21.2207 22,252 10.7546 236 11.3506 834 16.3507 6,887
Oct. 31 10.4116 421 12.0734 2,240 19.6474 21,868 10.8741 308 11.2454 873 16.0146 6,837
Nov. 30 10.2502 408 11.9900 2,252 20.0295 21,789 10.9265 274 11.3243 953 16.3985 6,818
Dec. 30 10.3649 408 12.1214 2,257 19.8105 21,565 11.0199 349 11.4381 1,062 16.7102 6,814
</TABLE>
<PAGE> 23
<TABLE>
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
---------------- ---------------- --------------- --------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1998
----
Jan. 31 $12.5998 2,996 $12.9743 2,901 $13.1517 922 $11.4449 934 $ 9.4864 1,881 $12.4048 3,264
Feb. 28 13.2072 3,292 13.7781 3,434 14.2274 1,166 12.7275 983 10.3677 1,819 13.0957 3,401
Mar. 31 13.8050 3,542 14.3938 3,917 15.1639 1,434 13.3136 1,069 10.8271 1,671 13.5918 3,576
Apr. 30 13.7351 3,547 14.4161 4,005 15.2321 1,737 13.4418 1,144 10.8684 1,637 13.7312 3,689
May 31 13.5129 3,559 14.2469 4,123 14.8835 1,866 13.0129 1,176 9.8704 1,585 13.2383 3,583
June 30 13.4775 3,453 14.8211 4,225 15.9817 1,976 13.8077 1,166 10.4179 1,597 12.9671 3,513
July 31 13.0959 3,226 14.7255 4,490 15.8183 2,584 13.4185 1,322 9.4585 1,535 11.9556 3,269
Aug. 31 11.8302 3,020 12.7207 4,409 13.1787 2,699 10.7019 1,279 7.1305 1,472 10.2150 3,047
Sep. 30 12.4647 2,939 13.5916 4,414 14.0684 2,686 11.3976 1,258 7.6814 1,420 10.3492 2,981
Oct. 31 13.2241 2,868 14.5969 4,384 14.8308 2,480 11.6751 1,200 7.8533 1,483 10.4406 3,005
Nov. 30 13.7544 2,860 15.4473 4,741 15.8245 2,600 12.4400 1,234 8.5615 1,466 10.7747 3,042
Dec. 30 13.8137 2,765 16.3664 4,798 17.5476 2,683 13.7632 1,215 9.4882 1,444 10.8683 2,943
1997
----
Jan. 31 $10.1311 476 $10.2461 419 $10.3262 68 $10.1743 250 $10.0805 699 $10.1061 502
Feb. 28 10.3705 1,450 10.3603 1,015 10.2410 223 9.7234 682 9.0006 1,620 10.0899 1,394
Mar. 31 10.1440 1,779 9.9356 1,243 9.7347 228 8.9970 716 8.0857 1,727 9.8054 1,642
Apr. 30 10.3980 2,008 10.4637 1,314 10.4387 215 9.4367 760 8.1194 1,832 9.7690 1,731
May 31 10.8890 2,407 11.0269 1,497 10.9637 257 10.3628 787 9.1204 2,081 10.4154 2,045
June 30 11.2995 2,586 11.5963 1,678 11.5308 274 10.6005 795 9.5073 2,019 11.0063 2,156
July 31 11.9511 2,586 12.3835 1,984 12.6029 495 11.4898 842 10.1628 2,046 11.4960 2,388
Aug. 31 11.6397 2,674 11.7102 2,148 11.8971 582 11.1584 894 9.9470 2,048 11.8490 2,529
Sep. 30 12.1878 2,631 12.3379 2,177 12.6114 568 11.8457 928 10.6600 2,074 12.6471 3,212
Oct. 31 11.8745 2,662 12.0079 2,328 12.3158 627 11.2116 936 10.0643 2,053 12.4589 3,214
Nov. 30 12.3215 2,714 12.4801 2,431 12.8716 682 11.4767 940 9.7450 2,012 12.4326 3,232
Dec. 30 12.6739 2,805 12.7541 2,497 12.9791 745 11.6946 934 9.5485 1,990 12.5464 3,252
</TABLE>
<PAGE> 24
<TABLE>
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- --------------- --------------- ---------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1998
----
Jan. 31 $13.3952 3,545 $10.8234 1,153 $11.8852 2,520 $33.0111 15,992 $12.1158 533 $12.2461 1,021
Feb. 28 14.3092 3,375 11.8736 1,186 12.7703 2,699 35.5478 15,588 13.0497 549 13.2823 1,097
Mar. 31 14.9986 3,272 12.5735 1,188 13.2698 2,807 37.3892 15,465 13.7259 573 14.0626 1,214
Apr. 30 15.0285 3,159 12.6129 1,344 13.2617 2,886 37.9402 15,274 13.8393 611 14.0228 1,301
May 31 14.6103 3,099 11.6080 1,313 13.0637 2,868 36.4834 15,033 13.5901 637 13.5323 1,352
June 30 14.1798 2,970 12.6715 1,366 12.7709 2,784 36.9806 14,841 14.0754 646 14.3230 1,383
July 31 13.3510 2,723 11.6869 1,374 12.2301 2,555 34.7517 14,548 13.7404 708 13.7488 1,517
Aug. 31 11.0480 2,489 8.6817 1,268 10.3601 2,374 28.3699 13,330 11.3936 676 11.2245 1,474
Sep. 30 11.2711 2,379 9.2939 1,242 10.3319 2,340 29.3997 12,848 12.0123 676 12.0023 1,458
Oct. 31 11.5127 2,238 9.5154 1,300 11.2940 2,254 31.0987 12,451 12.7359 647 12.7736 1,414
Nov. 30 12.1711 2,192 10.2962 1,304 11.8689 2,214 33.1342 12,241 13.6976 684 13.6155 1,456
Dec. 30 12.2320 2,101 11.6785 1,454 11.6760 2,107 34.3519 11,913 14.5933 694 14.9625 1,490
1997
----
Jan. 31 $10.1371 167 $10.1484 295 $10.1024 274 $26.7778 21,656 $10.1843 74 $10.1874 179
Feb. 28 10.2071 425 9.1083 791 10.2699 834 26.6148 20,039 10.1100 307 9.8598 508
Mar. 31 10.2060 513 8.2708 885 9.9853 1,028 25.5107 19,165 9.5395 366 9.2538 628
Apr. 30 10.2981 594 8.2159 945 10.3719 1,218 25.6629 18,454 9.9701 398 9.6460 669
May 31 11.4052 833 9.5438 1,102 11.0189 1,610 28.0482 17,860 10.6850 449 10.4613 747
June 30 12.1721 1,082 10.1095 1,125 11.4418 1,849 29.5846 17,557 11.1063 466 10.8534 783
July 31 12.6100 1,528 10.7965 1,281 12.1157 2,098 31.4386 17,241 11.9681 501 11.7835 836
Aug. 31 13.1245 1,936 10.7214 1,293 12.0053 2,236 31.8729 17,073 11.4715 516 11.4077 868
Sep. 30 14.0777 2,814 11.6105 1,307 12.3812 2,404 34.1730 17,000 12.0670 508 12.1443 905
Oct. 31 13.4895 3,037 10.7667 1,314 11.7871 2,535 32.9324 16,823 11.4328 507 11.7442 940
Nov. 30 13.3449 3,080 10.6635 1,294 11.9998 2,565 32.9571 16,679 11.7989 534 11.9911 945
Dec. 30 13.3528 3,179 10.7030 1,242 12.0554 2,628 32.9868 16,486 11.8306 541 12.1634 966
</TABLE>
<PAGE> 25
<TABLE>
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Morgan Stanley
Cohen T. Rowe Price T. Rowe Price Dean Witter
& Steers First Eagle Blue Chip T. Rowe Price Science & Institutional
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund Int'l. Equity Fund
--------------- --------------- --------------- ---------------- --------------- ------------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1998
----
Jan. 31 $11.9008 1,459 $12.8025 579 $12.6321 2,268 $10.6331 211 $10.0026 2,244 $12.0664 2,959
Feb. 28 11.7430 1,383 13.7823 795 13.5853 2,446 11.1257 196 11.2543 2,425 12.7565 3,213
Mar. 31 11.9332 1,365 14.5051 899 14.2082 2,617 11.8169 241 11.4318 2,142 13.5414 3,469
Apr. 30 11.5471 1,205 14.7803 1,087 14.3567 2,688 12.1747 240 11.9479 2,218 13.7096 3,714
May 31 11.3535 1,123 14.5751 1,166 13.9997 2,745 11.5196 235 10.9458 2,291 13.8439 3,819
June 30 11.3672 1,058 15.2253 1,231 14.6379 2,785 11.2570 226 11.5419 2,306 13.7344 3,884
July 31 10.5657 1,004 14.9082 1,522 14.4768 2,958 10.1928 232 10.9767 2,299 13.7264 3,943
Aug. 31 9.5157 936 12.3149 1,532 12.1453 2,923 8.4665 211 8.4973 2,366 12.1204 3,810
Sep. 30 10.0138 939 13.1690 1,514 12.8711 2,860 9.8578 223 9.5483 2,337 11.9569 3,725
Oct. 31 9.8586 881 14.1612 1,479 13.9731 2,732 10.2408 195 10.6984 2,395 13.1138 3,687
Nov. 30 10.1292 858 14.5279 1,587 14.8378 2,820 9.9874 183 12.0129 2,474 13.4783 2,622
Dec. 30 9.7971 817 15.1368 1,513 15.9326 2,839 9.7091 200 13.8581 2,749 13.6658 3,611
1997
----
Jan. 31 $10.1087 423 $10.2418 94 $10.2154 480 $ 9.9771 70 $10.2432 674 $10.1445 523
Feb. 28 10.1144 907 10.3484 306 10.2401 1,461 10.0293 162 9.1111 1,493 10.4748 1,409
Mar. 31 10.2440 1,125 9.7183 334 9.7976 1,669 9.8348 212 8.4032 1,662 10.6545 1,765
Apr. 30 9.8416 1,120 9.9915 322 10.2328 1,780 9.7958 195 8.6160 1,892 10.7019 2,031
May 31 10.1274 1,180 10.6944 343 10.8320 1,894 10.6022 227 9.8970 2,142 11.2671 2,463
June 30 10.6757 1,235 11.0964 351 11.2928 2,022 10.8665 234 10.0144 2,051 11.8083 2,610
July 31 10.9262 1,269 11.9471 406 12.0871 2,216 11.5365 251 11.2328 2,351 12.0662 2,772
Aug. 31 10.8166 1,234 11.7728 425 11.5474 2,223 11.4635 252 11.0776 2,470 11.4989 2,826
Sep. 30 11.8293 1,330 12.3033 442 12.1107 2,133 12.0954 252 11.3199 2,412 12.2208 2,877
Oct. 31 11.4170 1,352 11.8921 461 11.8122 2,175 11.3668 245 10.3791 2,400 11.6837 2,930
Nov. 30 11.7199 1,344 12.2846 474 12.1856 2,178 10.8999 249 10.3848 2,439 11.5265 2,934
Dec. 30 12.0950 1,406 12.6456 473 12.4269 2,219 10.8746 236 9.8687 2,384 11.6473 2,922
</TABLE>
<PAGE> 26
<TABLE>
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Russell Acorn State Street Templeton
International International Emerging Mkts. Developing Newport Scudder Latin
Stock Fund Fund Index Fund Markets Fund Tiger Fund America Fund
---------------- --------------- --------------- ---------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1998
----
Jan. 31 $12.1695 3,300 $ 9.9904 565 $ 8.1282 129 $ 7.6501 775 $ 5.5304 1,297 $11.1563 1,028
Feb. 28 13.0024 3,173 10.7931 585 8.6774 118 8.4468 805 6.7181 1,096 11.7157 947
Mar. 31 13.5648 3,151 11.6385 674 8.9702 128 8.8372 811 6.6516 1,293 12.5918 908
Apr. 30 13.7534 3,078 11.8785 737 9.0305 118 8.8692 774 6.0423 1,541 12.3059 772
May 31 13.6513 3,043 12.0810 731 7.7286 114 7.6660 723 5.1326 1,041 10.7345 729
June 30 13.5334 2,990 11.8684 726 7.0025 106 6.9139 717 4.5753 1,224 10.3664 704
July 31 13.6628 2,939 11.9438 729 7.2499 101 6.9590 705 4.2437 1,172 10.8567 690
Aug. 31 11.6273 2,721 10.4199 715 5.1207 95 5.2466 675 3.5826 1,164 7.3350 584
Sep. 30 11.2898 2,670 9.9605 708 5.5153 104 5.4944 649 4.2129 1,084 8.0688 614
Oct. 31 12.1816 2,590 10.2927 735 6.0885 114 6.3041 670 5.5334 1,628 8.7289 598
Nov. 30 12.8187 2,554 10.8758 687 6.5622 128 6.9960 696 5.7956 1,269 9.1179 583
Dec. 30 13.0717 2,509 11.3214 717 6.4419 116 6.7934 648 5.8074 1,469 8.5494 545
1997
----
Jan. 31 $11.3655 6,619 $10.0802 179 $ 9.8619 17 $ 9.9758 149 $ 9.9327 189 $10.1876 98
Feb. 28 11.5468 5,320 10.2047 404 10.1713 71 10.2664 367 9.9174 416 10.8102 497
Mar. 31 11.5181 4,783 10.0531 487 9.9930 94 10.0535 434 9.3061 444 10.6083 655
Apr. 30 11.6668 4,538 9.9065 525 10.2111 113 10.1553 476 9.1453 474 11.1919 587
May 31 12.3063 4,237 10.3369 569 10.4916 135 10.6804 590 9.9577 531 11.7317 815
June 30 12.9253 4,117 10.6471 590 11.0976 151 11.1330 693 10.3792 578 12.5858 1,210
July 31 13.2268 4,009 10.7162 573 11.4394 145 11.6037 767 10.5396 554 13.4615 1,348
Aug. 31 12.2698 3,899 10.1476 565 10.2175 145 10.5869 829 8.7396 535 12.2870 1,340
Sep. 30 12.9736 3,830 10.5725 570 10.6063 158 11.1725 793 9.0739 571 13.5498 1,247
Oct. 31 11.9055 3,707 9.9989 576 8.7619 145 9.0616 809 6.8593 640 10.9537 1,199
Nov. 30 11.7224 3,630 9.8917 543 8.4603 148 8.4624 799 6.6840 727 11.4761 1,225
Dec. 30 11.8097 3,523 9.8359 540 8.6783 140 8.3640 804 6.6018 796 12.1816 1,170
</TABLE>
<PAGE> 27
<TABLE>
FIDELITY FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Kodak Eastman Fidelity Managed Fidelity Fidelity
Stock Fund Stock Fund Income Portfolio Fidelity Fund Puritan Fund Magellan Fund
--------------- --------------- ---------------- ---------------- ---------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1998
----
Jan. 31 $14.84 1,141 $13.43 2,228 $1.00 314,230 $29.96 703 $19.55 1,090 $ 96.30 451
Feb. 28 14.92 1,086 14.74 1,830 1.00 320,209 32.03 725 20.31 1,084 103.60 432
Mar. 31 14.76 1,093 15.16 1,576 1.00 323,466 33.62 727 20.78 1,086 108.81 421
Apr. 30 16.38 968 15.44 1,435 1.00 326,340 33.87 738 20.90 1,086 110.07 420
May 31 16.20 1,001 15.04 1,427 1.00 326,575 33.66 724 20.87 1,083 105.15 440
June 30 16.58 980 14.00 1,559 1.00 326,389 35.22 720 21.14 1,101 109.63 436
July 31 19.02 864 12.79 1,876 1.00 322,668 35.37 738 21.09 1,089 108.81 433
Aug. 31 17.70 844 11.64 2,192 1.00 317,632 28.79 781 19.02 1,091 91.96 434
Sep. 30 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0
Oct. 31
Nov. 30
Dec. 30
1997
----
Jan. 31 $19.69 1,192 $12.36 3,651 $1.00 311,041 $25.74 610 $17.83 1,074 $ 84.19 451
Feb. 28 20.30 1,263 12.47 3,473 1.00 311,929 25.99 632 18.10 1,068 83.06 448
Mar. 31 17.24 1,351 12.17 3,342 1.00 313,889 24.63 632 17.34 1,073 80.20 446
Apr. 30 18.93 1,271 11.56 3,397 1.00 313,272 26.06 632 18.05 1,063 83.78 441
May 31 18.81 1,298 13.44 3,160 1.00 316,840 27.49 623 18.78 1,072 87.43 445
June 30 17.43 1,314 14.32 2,854 1.00 321,832 28.83 634 19.32 1,047 91.05 439
July 31 15.26 1,357 13.66 2,626 1.00 323,621 31.26 651 20.36 1,048 98.69 439
Aug. 31 14.89 1,364 13.50 2,546 1.00 322,606 28.74 673 19.47 1,059 94.30 437
Sep. 30 14.80 1,395 13.98 2,350 1.00 319,132 30.19 668 19.54 1,091 99.85 431
Oct. 31 13.66 1,402 13.45 2,210 1.00 317,866 29.35 665 19.14 1,102 96.45 443
Nov. 30 13.83 1,331 13.62 2,268 1.00 318,948 30.65 689 19.60 1,099 98.33 441
Dec. 30 13.68 1,312 13.39 2,346 1.00 316,248 29.75 726 19.35 1,133 94.94 463
</TABLE>
<PAGE> 28
<TABLE>
FIDELITY FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Fidelity Fidelity International Fidelity U.S. Equity
Contrafund Growth & Income Fund Index Portfolio
---------------- ---------------------- --------------------
Unit Unit Unit
Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C>
1998
----
Jan. 31 $46.50 618 $19.88 155 $35.37 255
Feb. 28 49.74 607 20.97 152 37.90 256
Mar. 31 52.28 600 22.09 153 39.69 290
Apr. 30 52.87 597 22.64 154 39.75 322
May 31 51.75 588 22.59 149 39.05 320
June 30 54.61 585 22.52 151 40.49 312
July 31 54.79 593 22.94 149 40.06 330
Aug. 31 46.68 593 18.76 161 34.27 327
Sep. 30 0.00 0 0.00 0 0.00 0
Oct. 31
Nov. 30
Dec. 30
1997
----
Jan. 31 $43.79 598 $19.40 120 $28.63 155
Feb. 28 41.94 598 19.63 131 28.85 174
Mar. 31 40.85 597 19.63 135 27.54 161
Apr. 30 41.77 586 19.65 146 29.07 162
May 31 44.28 571 20.63 144 30.84 186
June 30 46.11 566 21.54 170 32.06 207
July 31 50.02 567 22.09 172 34.61 219
Aug. 31 48.38 578 20.76 166 32.67 241
Sep. 30 51.61 571 22.09 162 34.31 241
Oct. 31 50.04 598 20.88 164 33.17 265
Nov. 30 49.96 595 20.80 155 34.69 251
Dec. 30 46.32 643 19.72 184 35.00 266
</TABLE>
<PAGE> 29
<TABLE>
NOTE 7: SIGNIFICANT INVESTMENTS
The following table represents investments having a value equal to or greater
than 5% of net assets at December 30, 1998:
<CAPTION>
(in thousands)
Principal Fair or
Maturity Interest Amount or Contract
Investment Date Rate Shares/Units Cost Value
---------- ---------- -------- ------------ ---- --------
<S> <C> <C> <C> <C> <C>
Eastman Kodak Company
common stock N/A N/A 5,242 $315,668 $ 375,444
Principal Mutual Life
Ins. #4-20445-2 11/15/2007 7.7% $394,341 394,341 394,341
Kodak S&P 500 Fund N/A N/A 13,990 288,732 401,655
-------- ----------
TOTAL $998,741 $1,171,440
======== ==========
</TABLE>
NOTE 8: FEDERAL INCOME TAX STATUS
In June 1998, the Plan received a favorable tax determination letter from the
Internal Revenue Service in which the Internal Revenue Service stated that the
Plan is in compliance with the applicable requirements of the Internal Revenue
Code. The Plan has been amended since receiving such letter. The Plan
Administrator and the Plan's tax counsel believe that the Plan is currently
designed and being operated in compliance with the applicable requirements of
the Internal Revenue Code. Therefore, no provision for income taxes has been
included in the Plan's financial statements.
NOTE 9: RELATED PARTY TRANSACTIONS
Certain Plan investments were shares of mutual funds managed by Fidelity
Investments. Fidelity Management Trust Company was the trustee for ECC
participants until September 1998; therefore, these transactions constitute
related party transactions. Fees paid by the Plan to Fidelity Investments for
management services amounted to $41,000, $56,000 and $63,000 for the fiscal
years ended December 30, 1998, 1997 and 1996, respectively.
<PAGE> 30
NOTE 10: COMMITMENTS
A portion of administrative expenses consist of fees for accounting, legal,
trustee, and investment management services provided to the Plan by various
parties. The contracts under which these services are provided are long-term
in nature, but can be cancelled by either party with advance notice. Such
contracts contain both fixed- and activity-based variable fee structures.
* * * * *
<PAGE> 31
<TABLE>
Schedule I
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
BOSTON SAFE FUNDS
5 TO 8 YEAR TIME HORIZON FUND
Kodak GIC Fund 563 $ 9,331 $ 10,008
Kodak Russell 2000 Fund 163 1,845 1,877
Kodak EAFE Equity Index 235 2,659 2,997
Kodak Lehman Aggregate Fund 839 9,236 9,976
Kodak S&P 500 Fund 387 8,779 11,128
Kodak Stock Fund 15 353 345
Kodak Emerging Mkts. Index 110 829 712
-------- --------
Total $ 33,032 $ 37,043
======== ========
Percent of Net Assets 0.7%
8 TO 20 YEAR TIME HORIZON FUND
Kodak GIC Fund 352 $ 5,774 $ 6,261
Kodak Russell 2000 Fund 448 4,977 5,168
Kodak EAFE Equity Index 808 8,987 10,315
Kodak Lehman Aggregate Fund 525 5,704 6,243
Kodak S&P 500 Fund 699 14,961 20,081
Kodak Stock Fund 41 994 951
Kodak Emerging Mkts. Index 380 3,008 2,448
-------- --------
Total $ 44,405 $ 51,467
======== ========
Percent of Net Assets 1.0%
20 OR MORE YEAR TIME HORIZON FUND
Kodak Russell 2000 Fund 337 $ 3,785 $ 3,889
Kodak EAFE Equity Index 507 5,687 6,476
Kodak S&P 500 Fund 434 9,390 12,466
Kodak Stock Fund 31 743 716
Kodak Emerging Mkts. Index 381 3,073 2,455
-------- --------
Total $ 22,678 $ 26,002
======== ========
Percent of Net Assets 0.5%
</TABLE>
<PAGE> 32
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
<S> <C> <C> <C>
FIXED INCOME FUND
Group Annuity Contracts
Aetna Life Insurance Co. 01/03/01-04/01/03 6.72%- 9.25% $ 562,591
Bankers Trust 12/31/02 7.58% 116,989
CDC Capital 03/31/04 6.21% 138,891
Continental Assurance Co. 03/01/01 8.86% 65,845
John Hancock Mutual Life
Insurance Co. 03/01/99-03/31/04 6.21%-10.10% 610,999
Lehman Collateralized GIC 06/15/99 8.53% 82,630
Metropolitan Life Insurance Co. 01/12/02 5.08% 67,076
New York Life Insurance Co. 12/31/04-10/01/07 8.15%- 8.39% 155,158
Principal Mutual Life
Insurance Co. 11/23/03-11/01/08 6.31%- 7.70% 919,426
Provident National Assurance
Co. 12/01/00 8.40% 93,753
The Prudential Life Insurance
Co. of America 12/31/03-10/02/06 7.75%- 7.97% 463,271
----------
Total $3,276,629
==========
Percent of Net Assets 61.2%
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
Common/Collective Trusts
TBC Inc. Daily Liquidity Fund $2,265 $ 2,265 $ 2,265
======== ========
Percent of Net Assets 0.0%
LEHMAN BROTHERS AGGREGATE
BOND INDEX FUND
Kodak Lehman Aggregate Fund 710 $ 8,086 $ 8,431
======== ========
Percent of Net Assets 0.2%
</TABLE>
<PAGE> 33
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
S&P 500 LARGE STOCK INDEX FUND
Kodak S&P 500 Fund 12,470 $255,602 $357,980
======== ========
Percent of Net Assets 6.7%
NON-U.S. STOCK INDEX FUND
Kodak EAFE Equity Index 340 $ 3,903 $ 4,334
Kodak Emerging Mkts. Index 91 642 587
-------- --------
Total $ 4,545 $ 4,921
======== ========
Percent of Net Assets 0.1%
RUSSELL 2000 SMALL STOCK
INDEX FUND
Kodak Russell 2000 Fund 2,305 $ 25,936 $ 26,557
======== ========
Percent of Net Assets 0.5%
KODAK STOCK FUND
Eastman Kodak Company Common
Stock 5,155 $313,578 $373,432
======== ========
Percent of Net Assets 7.0%
Common/Collective Trust
TBC Inc. Daily Liquidity Fund $15,194 $ 15,194 $ 15,194
======== ========
Percent of Net Assets 0.3%
PIMCO TOTAL RETURN FUND
PIMCO Funds Pac.
Investment Mgmt. Ser. 1,135 $ 12,246 $ 11,961
======== ========
Percent of Net Assets 0.2%
</TABLE>
<PAGE> 34
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
MAS HIGH YIELD FUND
MAS Funds High Yield
Securities Portfolio 1,704 $ 16,293 $ 15,101
======== ========
Percent of Net Assets 0.3%
FIDELITY PURITAN FUND
Fidelity Puritan Tr
Puritan Fund 5,852 $101,261 $117,455
======== ========
Percent of Net Assets 2.2%
T. ROWE PRICE EQUITY
INCOME FUND
T. Rowe Price Equity
Income Fund 1,458 $ 36,618 $ 38,289
======== ========
Percent of Net Assets 0.7%
FIDELITY GROWTH AND INCOME FUND
Fidelity Securities Fund
Growth & Income Portfolio 1,714 $ 66,700 $ 78,523
======== ========
Percent of Net Assets 1.5%
PUTNAM INVESTORS FUND
Putnam Investors Fund Inc.
Com. 3,182 $ 40,973 $ 46,967
======== ========
Percent of Net Assets 0.9%
PUTNAM VISTA FUND
Putnam Vista Fund Inc. Com. 1,320 $ 16,079 $ 16,830
======== ========
Percent of Net Assets 0.3%
</TABLE>
<PAGE> 35
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
PBHG GROWTH FUND
PBHG Funds Inc. Growth Fund 551 $ 13,330 $ 13,642
======== ========
Percent of Net Assets 0.3%
T. ROWE PRICE SMALL-CAP
VALUE FUND
T. Rowe Price Small Cap. Value
Fund Inc. Cap. Stk. 1,721 $ 37,555 $ 32,075
======== ========
Percent of Net Assets 0.6%
SKYLINE SPECIAL EQUITY FUND
Skyline Fund Special
Equities Portfolio 1,331 $ 29,890 $ 25,758
======== ========
Percent of Net Assets 0.5%
PUTNAM OTC & EMERGING GROWTH
FUND
Putnam OTC & Emerging
Growth Fund 1,009 $ 15,722 $ 16,884
======== ========
Percent of Net Assets 0.3%
MAS VALUE FUND
MAS Funds Value Portfolio 1,717 $ 30,129 $ 24,661
======== ========
Percent of Net Assets 0.5%
</TABLE>
<PAGE> 36
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
Preferred Stock
Price Enterprises Inc. Cum.
Pfd. Ser. A 2 $ 28 $ 28
======== ========
Percent of Net Assets 0.0%
Common Stocks
Abacus Direct Corp. Com. 3 $ 148 $ 114
Abercrombie & Fitch Co. CL A 21 1,121 1,488
Abrams Inds. Inc. 5 35 25
ABT Bldg. Prods. Corp 2 34 22
Acnielsen Corp. 50 1,154 1,365
Action Performance Cos. Inc. 1 16 28
ACX Technologies Inc. Com. 34 563 430
Acxiom Corp. Com. 121 2,204 3,410
ADC Telecommunications Inc. 46 1,118 1,519
Advanced Energy Inds. Inc. 1 26 30
Advanced Marketing Svcs. Inc. 3 33 60
Advo Inc. 6 95 155
Aeroquip-Vickers Inc. Com. 2 140 68
Affiliated Managers Group
Inc. Com. 20 509 595
Agribrands Intl. Inc. Com. 2 29 69
Alaska Air Group Inc. 1 49 52
Alberto Culver Co. CL A 22 525 555
Alexander & Baldwin Inc. 64 1,669 1,312
Allen Telecom Inc. Com. 63 608 421
Allergan Inc. Com. 17 785 1,040
Allied Resh Corp. 2 21 14
Allied Waste Inds. Inc. New
Com. 36 701 783
Allou Health & Beauty Cate Inc.
CL A 3 12 34
Alltrista Corp. Com. 13 299 310
Amazon Com. Inc. Com. 3 319 803
Ambanc Hldg. Inc. 1 16 15
American Annuity Group Inc. 1 27 28
</TABLE>
<PAGE> 37
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
American Biltrite Inc. 2 36 31
American Eagle Outfitters Inc. 8 372 495
American Eco Corp. 1 2 2
American Natl. Ins. Co. 8 604 672
American Pac. Corp. 17 122 129
American Retirement Corp.
Com. 21 322 299
American Res. Offshore Inc. Com. 2 2 0
American Tower Corp. 21 522 604
American Woodmark Corp. 8 101 255
Americredit Corp. Com. 74 832 943
Amerisource Health Corp. CL A
Com. 9 469 551
Ameron International Corp. 3 140 109
Ampco Pittsburgh Corp. 11 152 115
Amplicon Inc. 2 25 25
Amtran Inc. 3 56 70
Anadigics Inc. 38 491 428
Analysis & Technology Inc. 3 27 56
Andersen Group Inc. 5 36 14
Annuity and Life RE Hldgs. 19 334 496
Applied Micro Circuits Corp. CD
Com. 6 234 206
Applied Pwr. Inc. CL A Com. 40 894 1,387
Applied Signal Technology
Inc. Com. 5 56 48
Arch Coal Inc. Com. 7 127 111
Arden Group Inc. CL A 2 23 66
Ardent Software Inc. Com. 9 76 195
Ark Restaurants Corp. 1 9 8
Arkansas Best Corp. Del. 37 256 212
Arm Finl. Group Inc. CL A 5 118 112
Arrow Electrs. Inc. Com 17 219 406
Arterial Vascular Engr. Inc. 7 267 382
Artesyn Technologies Inc. Com. 111 2,083 1,568
Arvin Inds. Inc. Com. 3 108 117
Ascent Entertainment Group 30 312 228
</TABLE>
<PAGE> 38
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Assisted Living Concepts Inc. Com. 25 392 291
Astec Inds. Inc. 6 77 347
Atlantic Tele-Network Inc. Com.
New 3 33 30
Audiovox Corp. CL A 2 12 13
Authentic Fitness Corp. 15 212 266
Avant Corp. Com. 8 119 113
Avondale Inds. Inc. Com. 14 360 393
B & H Ocean Carriers LTD 3 10 7
BA Merchant Svcs. Inc. CL A 45 817 911
BFX Hospitality Group Inc.
Com. 1 3 1
BISYS Group Inc. Com. 27 1,032 1,358
BJS Whsl. Club Inc. Com. 26 944 1,174
Back Bay Restaurant Group
Inc. 5 16 46
Badger Meter Inc. 2 35 64
Baker Michael Corp. 14 84 124
Baker J. Inc. Com. 46 302 254
Baldwin Technology Inc. CL A 54 230 312
Ball Corp. Com. 34 935 1,489
Ballard Med Prods. Com. 1 22 27
Baltek Corp. 1 6 9
Bancfirst Corp. 1 26 36
Banctec Inc. Com. 26 542 318
Bank UTD Corp. Com. 16 531 612
Banknorth Group Inc. Del.
Com. 12 253 421
Barnes Group Inc. Com. 5 96 138
Barnwell Inds. Inc. 1 9 6
Bausch & Lomb Inc. Com. 33 1,364 1,911
Beazer Homes USA Inc. 5 125 127
Bed Bath & Beyond Inc. Com. 46 744 1,562
Bel Fuse Inc. CL A 1 30 46
Bel Fuse Inc. CL B 1 28 40
Bell Inds. Inc. 28 450 313
Bell Microproducts Inc. Com. 5 45 41
</TABLE>
<PAGE> 39
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Ben & Jerrys Homemade Inc.
CL A 13 176 300
Berkley W. R. Corp. Com. 9 357 294
Berlitz Intl. Inc. New 5 94 138
Best Buy Inc. Com 9 292 537
Billing Concepts Corporation 32 511 362
Bio Rad Labs Inc. CL A 10 248 202
Biogen Inc. Com. 14 564 1,163
Black Box Corp. Del. Com. 17 582 646
Black Hills Corp. 17 393 436
Block Drug Inc. CL A 12 508 500
Bluegreen Corp. 9 76 62
Blyth Inds. Inc. 55 1,460 1,652
BNCCORP Inc. 2 17 19
Bob Evans Farms Inc. 29 476 765
Boca Resh Inc. Com. 15 86 43
Boole Babbage Inc. 10 229 301
Borg Warner Automotive Inc.
Com. 5 222 250
Boston Beer Inc. CL A 25 210 208
Boundless Corp. Com. New 3 19 13
Bowne & Co. Inc. Com. 34 388 563
Brauns Fashions Corp. 2 19 21
Briggs & Stratton Corp. 6 265 314
Bright Horizons Family Solutions
Inc. Com. 1 9 10
Brinker Intl. Inc. Com. 7 150 199
British Stl. PLC ADR Fnl. Instal.
Com. 30 463 442
Broadvision Inc. 1 37 35
Buffets Inc. 10 105 110
Burlington Coat Factory Whse.
Corp. Com. 40 579 633
Burlington Inds. Inc. New
Com. 102 1,146 1,062
Burr Brown Corp. Com. 12 224 262
Bush Inds. Inc. Com. 42 717 520
</TABLE>
<PAGE> 40
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
CB Bancshares Inc. 4 127 130
CBL & Assoc. PPTYS Inc. Com. 1 25 25
C COR Electrs. Inc. 19 203 261
CDI Corp. Com. 9 276 154
CDW Computer Ctrs. Inc. Com. 20 1,113 1,888
CFI Proservices Inc. Com 4 64 42
CHS Electronics Inc. Com.
New 37 618 611
CMAC Invt. Corp. Com. 14 605 628
CMC Inds. Inc. 4 38 17
CMI Corp. Okla. CL A 30 145 235
CPI Corp. 5 107 119
CSK Auto Corp. Com. 38 929 917
CSG Sys. Intl. Inc. 18 800 1,350
CTS Corp. 4 63 182
CUNO Inc. Com. 12 191 191
California Micro Devices
Corp. 29 183 62
California Microwave Inc.
Com. 24 313 200
Calmat Co. Com. 1 13 22
Cambrex Corp. Com. 2 56 53
Cameron Ashley Bldg. Prods.,
Inc. 7 109 85
Canadian Pac. LTD New Com. 200 4,816 3,700
Canandaigua Brands Inc. CL A
Com. 18 671 1,018
Capital RE Corp. Com. 15 252 286
Carbide Graphite Corpgroup 12 247 183
Castle & Cooke Inc. 9 132 134
Catalina Mktg. Corp. Com. 26 1,187 1,670
Catellus Dev. Corp. Com. 7 55 98
Catherines Stores Corp. Com. 52 337 516
Centex Constr. Prods. Inc. 9 354 343
Central Hudson Gas & Elec. Corp.
Com. 2 69 76
Century Alum. Co. Com. 21 322 191
</TABLE>
<PAGE> 41
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Cerner Corp. 14 342 375
Champion Enterprises Inc.
Com. 60 1,318 1,564
Championship Auto Racing Team
Inc. Com. 4 112 126
Chart House Enterprises Inc.
Com. 25 142 148
Checkpoint Software Tech. 4 154 152
Cheesecake Factory (The) 21 411 599
Chemed Corp. 3 112 100
Chemfirst Inc. Com. 1 11 10
Chiquita Brands Intl. Inc. 2 23 20
Chock Full O Nuts Corp. 63 386 400
Choicepoint Inc. Com. 4 201 223
Chris Craft Inds. Inc. Com. 14 561 670
Cintas Corp. 22 612 1,467
Citrix Sys. Inc. Com. 6 419 522
Civic Bancorp 1 1 1
Clarcor Inc. 8 141 157
Cleveland Cliffs Inc. Com. 9 418 362
Cobra Electrs. Corp. 6 39 24
Cognitronics Corp. 5 21 46
Comair Hldgs. Inc. Com. 25 764 805
Comfort Systems USA Inc. 40 745 715
Commerce Bancshares Inc. 13 341 531
Commercial Assets Inc. 16 106 95
Commercial BK NY 2 27 29
Commercial Fed. Corp. Com. 22 475 500
Commercial Intertech Corp.
Com. 8 84 97
Commercial Metals Co. 5 130 142
Commercial Net Lease Rlty Inc.
Com. 1 12 9
Commscope Inc. Com. 84 995 1,375
Community Finl. Group Inc. 1 22 16
Complete Business Solutions Inc.
Com. 13 287 430
</TABLE>
<PAGE> 42
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Comverse Technology Inc. Com. 3 214 216
Concord EFS Inc. Com. 71 1,182 2,811
Concord Fabrics Inc. CL A 3 25 18
Cone MLS Corp N C 145 1,176 696
Congoleum Corp. CL A 30 315 250
Conmed Corp. Com. 9 222 284
Consolidated Freightways
Corp. Com. 16 263 251
Continental Matls. Corp. Com. 3 63 116
Cooker Restaurant Corp. New
Com. 3 32 18
Cooper Cos. Inc. Com. New 8 201 158
Cooper Life Sciences Inc. New 1 39 31
Coors Adolph Co. CL B 29 1,045 1,555
Core Laboratories N V 26 692 444
Correctional PPTYS TR Com. 22 396 404
Corus Bankshares Inc. 1 11 10
Cost Plus Inc. Calif. 8 269 257
Cotelligent Inc. Com. 12 312 243
Covance Inc. Com. 78 1,647 2,030
Covenant Trans. Inc. CL A 15 216 272
Cree Resh Inc. 8 252 367
Crestline Cap. Corp. 32 496 499
Cubic Corp. Com. 1 27 15
Cumulus Media Inc. CL A 5 68 73
D I Y Home Warehouse Inc. 3 12 1
DST Sys. Inc. Del. 9 358 509
Dallas Semiconductor Corp. 33 1,120 1,307
Danaher Corp. Com. 47 1,045 2,434
Darden Restaurants Inc. 95 1,507 1,676
Data Gen. Corp. Com. 25 377 420
Dataram Corp. Com. 4 17 41
Datascope Corp. 6 162 130
Dave & Busters Inc. 15 354 343
Dawson Geophysical Co. Com. 4 65 29
Day Runner Inc. 44 910 610
Dean Foods Co. Com. 20 1,099 820
</TABLE>
<PAGE> 43
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Decorator Inds. Inc. Com. 8 52 59
Defiance Inc. 2 12 10
Del Labs Inc. Com. 2 27 43
Delta Woodside Inds. Inc. New 84 505 504
Devry Inc. Del. Com. 37 632 1,113
Dewolfe Cos. Inc. 7 39 50
Dexter Corp. Com. 17 498 497
Digital Microwave Corp. 38 376 236
Dixie Group Inc. CL A 28 207 223
Dollar Thrifty Automotive Group
Inc. Com. 15 164 183
Downey Finl. Corp. Com. 15 413 378
Drug Emporium Inc. 8 40 40
Duane Reade Inc. Com. 10 364 369
Dura Automotive Sys. Inc. Com. 7 229 236
Dynamics Resh. Corp. Com. 6 45 31
EG & G Inc. 7 143 203
ESCO Electrs. Corp. Com. TR Rcpt. 5 82 45
Eagle Geophysical Inc. Com. 4 12 12
Earthgrains Co. 26 563 801
Earthlink Network Inc. Com. 5 253 274
Eastern Enterprises 15 594 632
Eaton Vance Corp. Non Vtg.
Com. 18 283 351
Echostar Communications Corp.
New CL A 27 730 1,266
Education Mgmt. Corp. 4 79 94
Elan PLC ADR 29 1,177 1,994
Elcor Corp. Com. 35 565 1,137
Electroglas Inc. 50 738 574
Electro Rent Corp. 9 115 136
Electronic Arts 31 1,070 1,621
Electronics Boutique Hldgs.
Corp. Com. 22 280 433
Emcon 6 24 19
EMPI Inc. 1 21 30
Energy East Corp. Co. 35 1,144 1,959
</TABLE>
<PAGE> 44
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Enesco Group Inc. Com. 13 302 291
Enterprise Software Inc. Com. 12 108 64
Escalade Inc. 2 17 36
Ethyl Corp. Com. 10 54 55
Evans & Sutherland Computer 19 332 320
Everen Capital Corp. Com. 1 20 16
Everest Reins Hldgs. Inc.
Com. 13 469 484
Exabyte Corp. Com. 48 466 272
Excel Legacy Corp. Com. 23 45 80
Exponent Inc. Com. 1 8 6
Express Scripts Inc. CL A Com. 5 221 298
Ezcorp Inc. CL A Non Vtg. 3 29 24
F & M Natl. Corp. 2 66 71
FMC Corp. New Com. 5 251 261
F Y I Inc. 15 328 474
Fahnestock Viner Hldgs. Inc.
CL A 10 175 178
Family Golf Centers Inc. 12 261 240
Fansteel Inc. Del. 28 193 156
Farmer Bros. Co. 1 59 60
Farr Co. 7 80 72
FDX Corp. Com. 75 2,864 6,689
Federal Mogul Corp. Com. 10 227 574
Federal Screw Wks. Com. 2 65 112
Federal Signal Corp. 3 65 65
Federated Invs. Inc. PA CL B 9 163 172
Ferro Corp. Com. 21 587 530
Fibermark Inc. Com. 6 123 79
Fidelity Natl. Finl. Corp. 13 347 388
First Amern. Finl. Corp.
Calif. 32 429 1,057
First Citizens Bancshares
Inc. N C CL A 5 347 403
First Comm Bancshares Inc. 1 10 10
First Merchants Corp. Com. 1 18 22
Fiserv Inc. Com. 45 1,377 2,283
</TABLE>
<PAGE> 45
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Flagstar Bancorp Inc. Com. 1 3 3
Fleetwood Enterprises Inc. Com. 1 46 42
Flextronics International LTD 7 291 586
Florida Rock Inds. Inc. 19 301 576
Flowserve Corp. Com. 69 1,732 1,121
Foremost Corp. Amer. 2 44 36
Forest City Enterprises Inc.
CL A 10 193 262
Forest Oil Corp. 23 304 185
Franchise Mtg. Accep. Co.
Com. 20 326 157
Franklin Covey Co. Com. 14 257 227
Franklin Select Rlty. TR Com.
SER A 11 57 74
French Fragrances Inc. 20 327 140
Fritz Cos. Inc. 44 484 480
Frontier Ins. Group. Inc. New 10 117 120
Fruit of the Loom Inc. CL A 31 468 415
Furon Co. 23 346 377
GZA Geoenvironmental
Technolog Inc. 3 8 12
Gainsco Inc. 27 223 172
Garden Fresh Restaurant Corp.
CA Com. 4 80 59
Gartner Group Inc. New CL A 51 1,449 1,033
Gehl Co. 6 105 81
Gencor Inds. Inc. 4 33 30
General Binding Corp. Com. 4 97 143
General Instr. Corp. Del. Com. 71 1,965 2,386
General Semiconductor Inc.
Com. 123 1,385 995
Genlyte Group Inc. Com. 32 513 606
Genrad Inc. 16 458 244
Geocities Com. 9 366 305
Georgia Pac. Corp. Com. Timber
Group 169 3,512 3,824
Gerber Scientific Inc. Com. 13 317 308
</TABLE>
<PAGE> 46
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Gibson Greetings Inc. 24 326 278
Gilead Sciences Inc. Com. 12 345 463
Glatfelter P. H. Co. 63 1,095 756
Gleason Corp. Com. 8 207 143
Global Indl. Technologies
Inc. Com. 9 166 98
Good Guys Inc. 53 354 315
Gottschalks Inc. 4 26 27
Gradco Sys. Inc. 4 27 12
Graham Corp. 4 45 30
Grand Casinos Inc. Com. 11 206 93
Greenbrier Cos. Inc. Com. 11 177 150
Greenpoint Finl. Corp. Com. 52 1,902 1,797
Grey Advertising Inc. 1 168 253
Griffon Corp. Com. 130 1,629 1,219
Gtech Hldgs. Corp. Com. 29 933 730
Gulfstream Aerospace Corp. Com.
New 7 319 353
HCC Ins. Hldgs. Inc. Com. 33 856 564
HCR Manor Care Inc. Com. 31 960 915
HNC Software Inc. Com. 9 307 349
Hadco Corp. 25 1,183 815
Haemonetics Corp. Mass. Com. 4 96 100
Halter Marine Group Inc. 25 383 122
Hampton Inds. Inc. 11 51 66
Hanover Compressor Co. Com. 8 202 212
Harding Lawson Assoc. Group 6 39 34
Hardinge Inc. 3 52 56
Harley Davidson Inc. Com. 57 1,236 2,674
Harman Intl. Inds. Inc. New Com. 13 496 488
Harsco Corp. 20 793 560
Hartmarx Corp. 43 221 227
Haskel Intl. Inc. CL A 4 35 40
Hawthorne Finl. Corp. 2 32 30
Healthcare Realty Trust Inc. 11 279 236
Healthcare Recoveries Inc. 16 236 264
Healthplan Services Corp. 6 55 65
</TABLE>
<PAGE> 47
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Hector Communications Corp. 2 18 19
Heilig Meyers Co. 42 481 268
Heist C. H. Corp. 6 41 36
Heller Finl. Inc. CL A 14 406 394
Heska Corp. Com. 16 167 67
Hibernia Corp. CL A Com. 86 1,597 1,424
Highland Ins. Group Inc. Com. 9 105 108
Highwoods PPTYS Inc. Com. 25 629 620
Hilton Hotels Corp. Com. 185 4,824 3,688
Holly Corp. 3 54 41
Hollywood Park Inc. 17 170 141
Home Port Bancorp Inc. 2 27 39
Home Prods Intl. Inc. Com. 5 49 47
Hospitality Worldwide Svcs. Inc.
Com. 4 16 22
Host Marriott Corp. New Com. 325 6,793 4,421
Houghton Mifflin Co. Com. 1 32 38
Houston Expl. Co. 19 330 367
Hovnanian Enterprises Inc. CL A 3 35 27
Howmet Intl. Inc. 16 238 234
Huffy Corp. Com. 11 157 181
Hughes Supply Inc. Com. 12 311 331
Hussman Intl. Inc. Com. 63 898 1,166
ICG Communications Inc. Com. 90 1,924 1,721
IDEC Pharmaceuticals Corp. Com. 18 628 826
IHOP Corp. Com. New 3 124 131
ILX Inc. Com. New 2 10 4
ISS Group Inc. OC-Com. 1 37 64
ITC Deltacom Inc. Com. 8 121 112
ITLA Cap. Corp. 4 57 53
In Focus Sys. Inc. 40 342 364
Infoseek Corp. 3 103 150
Infousa Inc. New CL B 10 35 43
Inhale Therapeutic Sys. Com. 5 142 162
Inland Entertainment Corp.
Com. 7 38 28
Insituform Technologies Inc.
CL A 10 85 140
</TABLE>
<PAGE> 48
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Inspire Ins. Solutions Inc. Com. 1 32 25
Instron Corp. 1 12 15
Integra Inc. Com. 20 87 23
Integrated Electrical Svcs. Inc.
Com. 19 272 406
Inter Tel. Inc. Com. 10 227 217
Intercontinential Life Corp. 1 10 10
Interface Inc. CL A 18 251 157
Interim Svcs. Inc. 45 885 965
Intergraph Corp. 29 288 156
Interleaf Inc. 51 154 35
Intermedia Communications 20 537 319
International Aircraft Invs.
Com. 2 12 11
International Bancshares Corp.
Com. 6 371 284
International Rectifier Corp.
Com. 68 609 622
Interpublic Group Cos. Inc.
Com. 36 1,310 2,878
Intertan Inc. 42 220 236
Intervoice Inc. 8 233 292
Invacare Corp. 16 411 363
Investment Technology Group Inc. 2 46 92
Iron Mountain Inc. Del. 47 1,062 1,627
Itron Inc. 35 518 247
JSB Finl. Inc. 3 165 172
Jabil Circuit Inc. Com. 21 869 1,534
Jacobs Engr. Group Inc. Com. 2 73 97
Jakks Pac. Inc. 1 7 7
Jefferies Group Inc. 2 41 109
John Nuveen Co. CL A 5 173 166
Jones Intercable Inc. CL A 6 71 200
Jos. A. Bank Clothiers Inc. 3 24 24
Justin Inds. Inc. 49 539 649
JWGenesis Finl. Corp. Com. 8 58 45
K N Energy Inc. 5 186 165
</TABLE>
<PAGE> 49
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
K Tron Intl. Inc. 4 42 74
Kaman Corp. CL A 68 820 1,092
Kansas City Life Ins. Co. 2 115 141
Katy Inds. Inc. 11 141 189
Kaufman & Broad Home Corp. Com. 9 260 277
Keithley Instrs. Inc. Com. 7 44 62
Kellwood Co. 16 478 393
Kelly Svcs. Inc. CL A 17 457 501
Kendle Intl. Inc. 17 416 414
Kennametal Inc. Com. 66 1,972 1,240
Kewaunee Scientific Corp. 2 13 21
Keystone Automotive Inds.
Inc. 32 608 668
Kimball Intl. Inc. CL B 37 753 697
King World Prodtns. Inc. Com. 35 666 977
Knoll Inc. Com. 16 316 464
Knight Ridder Inc. 54 1,838 2,749
Knight Transn. Inc. Com. 63 1,022 1,731
Komag Inc. Com. 80 463 795
Krug Intl. Corp. 1 8 2
LINC Cap. Inc. Com. 3 22 22
LNR PPTY Corp. Com. 17 387 326
LTC Healthcare Inc. Com. 1 1 0
LTC PPTYS Inc. Com. 1 25 22
Labor Ready Inc. 1 7 6
Lafarge Corp. Com. 14 428 530
Lamson & Sessions Co. 40 285 194
Lancaster Colony Corp. Com. 25 697 735
Landamerica Finl. Group Inc. Com. 9 448 487
Landstar Sys. Inc. Com. 1 24 30
Lasmo PLC Sponsored ADR 130 804 688
Lason Inc. 12 536 666
Lecroy Corp. Com. 40 650 625
Legato Sys. Inc. Com. 1 70 74
Level One Communications Inc. 2 55 65
Lexford Residential TR SH Ben.
Int. 7 89 130
</TABLE>
<PAGE> 50
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Liberty Finl. Cos. Inc. Com. 1 19 19
Lincoln Elec. Hldgs. Inc. Com. 31 570 690
Linear Technology Corp. Com. 17 787 1,492
Litton Inds. Inc. Com. 1 55 57
Louis Dreyfus Nat. Gas Corp.
Com. 12 212 177
Lufkin Inds. Inc. Com. 18 436 315
Lycos Inc. 6 285 320
M & F Worldwide Corp. Com. 9 92 93
MAF Bancorp Inc. 1 5 5
MFRI Inc. Com. 9 71 43
M/I Schottenstein Homes Inc.
New Com 6 150 139
MMC Networks Inc. 40 468 485
MSC Indl. Direct Inc. CL A 41 638 925
MYR Group Inc. 2 11 19
Macneal Schwendler Corp. 52 486 362
Magnetek Inc. Com. 78 1,015 883
Mahaska Invt. Co. 7 82 120
Mallinckrodt Inc. New 37 1,182 1,146
Mark VII Inc. Com. 20 300 338
Marlton Technologies Inc. 1 2 1
Marriott Intl. Inc. New CL A 152 4,356 4,560
Massbank Corp. Reading Mass.
Com. 4 112 160
Mastech Corp. Com. 10 251 252
Matewan Bancshares Inc. Com. 1 17 29
Maxtor Corp. Com. New 14 127 188
Maxxim Med. Inc. Com. 1 31 33
Max & Ermas Restaurants Inc. 9 62 65
Maynard Oil Co. 2 35 15
McLeod USA Inc. CL A 18 515 531
Mead Corp. Com. 1 26 25
Meade Instrs. Corp. Com. 30 211 347
Media Gen. Inc. CL A 5 168 259
Medicis Pharmaceutical Corp. CL
A New Com. 2 141 141
</TABLE>
<PAGE> 51
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Medimmune Inc. Com. 4 282 427
Medstone Intl. Inc. 3 23 20
Mentor Corp. Minn. Com. 22 615 492
Mentor Graphics Corp. Com. 12 98 100
Mercury Interactive Corp. 4 169 236
Meridan Medical Technology Inc. 1 5 3
Meridian Indl. TR Inc. 8 164 198
Merix Corp. 38 563 219
Merrill Corp. Com. 10 207 184
Mesa Air Group Inc. 17 109 136
Mestek Inc. 1 19 22
Metamor Worldwide Inc. Com. 12 334 288
Metris Cos. Inc. 15 692 721
Metronet Communications Corp.
CL B Non Vtg. 8 155 240
Metzler Group Inc. 4 146 167
Micrel Inc. 19 722 996
Micro Focus Group PLC Sponsored
ADR 10 93 90
Micros Sys. Inc. Com. 33 581 1,029
Microchip Technology Inc. Com. 5 172 184
Micromuse Inc. 25 503 446
Millenium Chemicals Inc. 15 353 280
Mindspring Enterprises Inc. 4 171 263
Mine Safety Appliances Co. 3 149 178
Minerals Technologies Inc.
Com. 5 170 193
Mitel Corp. 7 65 48
Monro Muffler Brake Inc. 7 105 49
Montana Pwr. Co. Com. 1 4 6
Mony Group Inc. Com. 5 155 153
Moore Prods. Co. 1 40 27
Morrison Health Care Inc.
Com. 14 181 273
Morrison Knudsen Corp. New Com. 5 53 50
Motivepower Inds. Inc. Com. 13 295 419
Motor Cargo Inds. Inc. 20 250 158
</TABLE>
<PAGE> 52
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Movie Gallery Inc. Com. 12 85 90
Mueller Inds. Inc. Com. 13 250 259
Mutual Risk Mgmt. LTD Com. 39 893 1,480
Myers Inds. Inc. 4 78 95
NCH Corp. 1 74 81
NCI Bldg. Sys. Inc. Com. 24 474 692
NCO Group Inc. 11 261 490
NCS Healthcare Inc. CL A 28 890 646
NMBT Corp. Com. 3 35 46
Nacco Inds. Inc. CL A 3 278 268
Nathans Famous Inc. New 4 16 17
National Bancorp Alaska Inc. 7 120 219
National City Bancorporation 1 1 1
National Computer Sys. Inc.
Com. 9 180 329
National Data Corp. Com. 14 555 672
National Disc Brokers Group
Inc. Com. 2 19 43
National Health Invs. Inc. Com. 2 47 43
National Home Health Care
Corp. 4 23 18
National Svc. Inds. Inc. Com. 11 380 388
National Westn. Life Ins. Co. 2 155 211
Nelson Thomas Inc. 28 327 379
Network Appliance Inc. Com. 4 121 159
New Brunswick Scientific Inc. 9 51 51
New Plan Excel Rlty. TR Inc. Com. 24 554 526
Newmill Bancorp Inc. 5 40 55
News Corp. LTD ADR New Com. 225 4,055 5,864
Nine West Group Inc. Com. 30 761 451
Norrell Corp. GA Com. 5 73 64
Norstan Inc. 4 63 68
North Cent Bancshares Inc. 1 11 8
Northeast Utils. Com. 71 1,149 1,123
Nova Corp. GA 20 647 665
Novacare Inc. 112 490 336
Novel Denim Hldgs. LTD 13 330 275
</TABLE>
<PAGE> 53
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Nuevo Energy Co. Com. 8 272 85
OEA Inc. Com. 100 2,524 1,175
Oceaneering Intl. Inc. Com. 10 211 114
Ocular Sciences Inc. Com. 26 580 702
Office Depot Inc. Com. 45 1,045 1,618
Oilgear Co. Com. 5 59 60
Olin Corp. Com. 4 171 106
Olsten Corp. Com. 60 628 401
Omnicare Inc. Com. 57 1,490 1,920
Omega Healthcare Invs. Inc. Com. 12 388 360
Omega Protein Corp. Com. 36 600 356
Oneok Inc. New Com. 18 658 658
Orbit Intl. Corp. 1 1 1
Orbital Sciences Corp. Com. 12 347 516
Oregon Stl. Mls. Inc. Com. 23 374 267
Oshkosh B Gosh Inc. CL A 14 205 264
O Sullivan Corp. Com. 1 11 11
O Sullivan Inds. Hldgs. Com. 59 659 627
Owens & Minor Inc. New 20 217 326
Oxford Inds. Inc. Com. 3 67 68
PLM Intl. Inc. Com. New 18 69 105
PMC Sierra Inc. 17 776 1,046
PMI Group Inc. 1 10 10
PMR Corp. Com. 4 24 29
Pacific Centy. Finl. Corp.
Com. 60 1,404 1,343
Pacific Gateway Exchange Inc. 10 461 478
Pacific Gateway PPTYS Inc. 3 12 16
Parexel Intl. Corp. 38 1,280 905
Pathogenesis Corp. 4 204 245
Patrick Inds. Inc. 5 70 72
Paul Harris Stores Inc. New
Com. 4 35 28
Paxar Corp. 52 454 442
Paychex Inc. Com. 14 283 691
Pechiney Sponsored ADR 1 18 18
</TABLE>
<PAGE> 54
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Penn. Engr. & Mgr. Corp.
Non-Vtg. 15 363 319
Penn. VA Corp. 6 117 104
Perini Corp. 2 12 10
Personnel Group Amer. Inc.
Com. 78 1,176 1,332
Petersen Cos. Inc. CL A Com. 13 241 424
Petroleum Dev. Corp. 1 6 3
Petroleum Helicopters Inc.
Non Vtg. 4 66 72
Phar-Mor Inc. 36 255 273
Pharmaceutical Prod. Dev. Inc. 9 249 274
Philips Electrs. ADR N. Y.
Shs. 65 2,729 4,351
Photon Dynamics Inc. Com. 37 219 190
Photronics Inc. Com. 35 814 791
Physicians Resources Group
Inc. 21 270 5
Piccadilly Cafeterias Inc.
Com. 11 102 120
Piedmont Nat. Gas Inc. 1 9 11
Pilgrim Amer. Cap. Corp. Com. 1 11 9
Pillowtex Corp. Com. 12 480 310
Pioneer Group Inc. 173 4,472 3,092
Pioneer Nat. Res. Co. 200 4,429 1,588
Pioneer Standard Electrs.
Inc. 42 487 393
Pitt Desmoines Inc. Com. 9 119 209
Plantronics Inc. 5 275 388
Platinum Technology Intl. Inc.
Com. 28 637 530
Playtex Prods. Inc. 21 203 337
Polaroid Corp. Com. 28 1,157 515
Policy Mgmt. Sys. Corp. Com. 12 265 590
Polycom Inc. 8 146 171
Precision Drilling Corp. CL A 1 14 9
Premark Intl. Inc. Com. 36 1,036 1,231
</TABLE>
<PAGE> 55
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Price Enterprises Inc. Com. New 7 24 36
Primesource Corp. 16 160 105
Primex Technologies Inc. Com. 5 210 191
Prime Cap. Corp. 1 4 2
Progress Software Corp. 18 335 612
Promedco Management Co. Com. 9 57 46
Province Healthcare Co. Com. 15 413 512
Public Svc. Co. N. Mex. Com. 34 804 678
Pultte Corp. Com. 17 545 476
Quadramed Corp. 9 239 187
Quaker City Bancorp Inc. Com. 6 72 92
Quaker Chem. Corp. Com. 20 275 360
Quanta Svcs. Inc. Com. 7 99 161
Quest Diagnostics Inc. Com. 21 366 366
Questar Corp. 41 765 773
Quipp Inc. 1 13 24
Quorum Health Group Inc. Com. 22 434 262
RCN Corp. Com. 14 273 256
RPC Inc. 4 42 30
Railtex Inc. 1 11 11
Rainbow Technologies Inc. 2 27 35
Rational Software Corp. New Com. 29 430 758
Raymond James Finl. Inc. Com. 15 391 291
Rayonier Inc. Com. 110 4,225 4,950
Read Rite Corp. Com. 70 810 1,033
Real Networks Inc. Com. 1 35 35
Reeds Jewelers Inc. 1 1 2
Refac Technology Dev. Corp. 3 27 22
Regency Rlty. Corp. 3 76 70
Regis Corp. Minn. 24 593 930
Renaissance Worldwide Inc. Com. 6 98 35
Renal Care Group Inc. Com. 19 500 553
Rent Way Inc. Com. 8 207 197
Renters Choice Inc. Com. 32 603 1,008
Resmed Inc. 2 39 76
Rex Stores Corp. 33 306 425
Rexall Sundown Inc. Com. 23 413 302
</TABLE>
<PAGE> 56
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Reynolds & Reynolds Co. CL A 75 1,146 1,688
Richardson Electrs. LTD 37 247 349
Roanoke Elec. Stl. Corp. 6 72 90
Robert Half Intl. Inc. Com. 15 387 602
Roberts Pharmaceutical Corp.
Com. 4 77 77
Rock Bottom Restaurants Inc. 20 125 103
Rock-Tenn Co. CL A 8 83 136
Romac Intl. Inc. Com. 46 762 1,006
Royal Bank of PA CL A 1 9 14
Ruby Tuesday Inc. 1 18 26
Ruddick Corp. Com. 20 264 433
Russ Berrie & Co. Inc. Com. 4 88 97
Ryans Family Steak Houses
Inc. Com. 59 538 736
SEI Investment Co. Com. 6 379 547
SFX Entmt. Inc. CL A Com. 30 1,208 1,569
SJW Corp. 2 109 141
SL Inds. Inc. 5 45 57
S3 Inc. Com. 50 264 341
Sanmina Corp. Com. 3 69 149
Santa Cruz Operation Inc. 60 381 242
Santa Fe Energy Res. Inc.
Com. 25 155 168
Saville Sys. PLC Sponsored ADR 22 381 397
Schein Henry Inc. Com. 26 778 1,167
Scholastic Corp. Com. 12 465 649
School Specialty Inc.-Com. 14 202 294
Schweitzer Mauduit Intl. Inc.
Com. 24 738 360
Scientific Atlanta Inc. 60 893 1,343
Scotsman Inds. Inc. 18 361 358
Scott Technologies Inc. Com. 116 1,528 1,913
Scotts Co. CL A 10 293 383
Sea Containers LTD CL A 13 400 397
Seagram LTD Com. 159 5,168 5,935
Seaway Food Town Inc. 5 46 83
</TABLE>
<PAGE> 57
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Seitel Inc. New 16 208 199
Selas Corp. Amer. 3 35 26
Select Comfort Corp. Oc-Cap. Stk. 5 86 125
Select Appointments Hldgs. PLC
Sponsored ADR 14 274 284
Semtech Corp. 5 89 169
Service Experts Inc. 18 501 482
Shared Med. Sys. Corp. 18 872 919
Shaw Inds. Inc. Ga. Com. 30 339 660
Shiloh Inds. Inc. 6 105 78
Silicon Valley Bancshares
Com. 6 86 103
Silverleaf Resorts Inc. Com. 4 28 34
Skyline Corp. 3 81 98
Skytel Communications Inc. 14 315 306
Skywest Inc. Com. 12 281 367
Smart Modular Technologies Inc. 14 313 370
Smithfield Foods Inc. Com. 48 904 1,656
Snyder Communications Inc.
Com. 18 566 596
Sonosite Inc. Com. 1 1 1
Southdown Inc. 17 1,003 983
Southwest Bancorp Tex. Inc. Com. 14 222 252
Southwest Secs. Group Inc. 9 106 202
Spacehab Inc. 2 23 20
Spacelabs Med. Inc. Com. 39 840 825
Spaghetti Whse. Inc. 15 84 114
Sparton Corp. 4 28 21
Speedway Motorsports Inc. Com. 5 115 145
Speizman Inds. Inc. 7 38 32
Spelling Entmt. Group Inc. 46 392 324
Sport Chalet Inc. 21 63 133
Sport Haley Inc. Com. 24 205 207
Standard Microsystems Corp. 55 516 395
Standard Prods. Co. Com. 10 204 207
Standard Register Co. Com. 11 314 345
Standex Intl. Corp. Com. 1 9 10
</TABLE>
<PAGE> 58
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Stanley Furniture Inc. New 6 52 106
Starrett L. S. Co. CL A 3 73 88
Steris Corp. Com. 32 640 906
Sterling Bancorp Com. 15 226 328
Sterling Comm. Inc. Com. 38 1,172 1,661
Sterling Software Inc. Com. 48 956 1,255
Stewart & Stevenson Svcs. Inc. 3 38 25
Stewart Information Svcs. Corp. 5 204 299
Stillwater Mng. Co. Com. 1 35 42
Stone & Webster Inc. 6 293 201
Stoneridge Inc. Com. 8 163 172
Storage Technology Corp. Com. 9 232 308
Suffolk Bancorp 2 33 43
Sunglass Hut Intl. Inc. Com. 109 680 763
Superior Telecom Inc. 7 265 310
Swift Transn. Inc. Com. 10 198 283
Sylvan Learning Sys. Inc.
Com. 13 329 390
Symbol Technologies Inc. Com. 22 782 1,362
Syms Corp. 6 57 50
Syncor Intl. Corp. New 1 21 31
Systems & Computer Technology 11 214 151
TIG Hldgs. Inc. Com. 19 232 296
TNP Enterprises Inc. Com. 1 43 49
TRC Cos. Inc. 25 104 132
Tab Prods. Co. 1 11 8
Tandycrafts Inc. 63 454 201
Team Inc. 5 24 19
Tech Sym. Corp. Com. 1 17 17
Technology Solutions Co. 51 882 507
Tecumseh Prods. Co. CL B 13 718 596
Tektronix Inc. Com. 35 582 1,040
Tele Communications Inc. New
Com. New TCI Ventures Group 52 761 1,183
Teleflex Inc. Com. 23 850 1,008
Temtex Inds. Inc. 7 26 19
Teradyne Inc. Com. 7 249 280
</TABLE>
<PAGE> 59
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Tesoro Pete Corp. 22 383 268
Texas Inds. Inc. Com. 11 406 294
Thermo Optek Corp. 3 30 23
Thomas Inds. Inc. 5 66 97
Timberland Co. CL A 4 140 164
Tokheim Corp. 19 317 173
Toll Bros. Inc. Com. 17 423 386
Topps Inc. 74 382 369
Trans Lux Corp. 1 9 7
Trans World Entmt. Corp. 51 998 969
Transcoastal Marine Svcs. Com. 5 17 16
Transtechnology Corp. Com. 4 78 76
Transwitch Corp. 3 88 114
Travel Svcs. Intl. Inc. Com. 17 570 493
Trigon Healthcare Inc. Com. 44 1,204 1,636
Trinity Inds. Inc. 33 1,620 1,202
Trizec Hahn Corp. Sub Vtg. 115 1,589 2,336
True North Communications
Inc. Com. 11 212 276
Trust Co. NJ Jersey City New 1 19 19
Twin Disc Inc. Com. 3 63 60
UMB Finl. Corp. 14 532 654
URS Corp. New 2 20 52
USA Networks Inc. Com. 56 798 1,831
USG Corp. New Com. 1 49 51
UST Corp. Com. 11 280 248
US Foodservice Com. 58 1,810 2,696
Unicapital Corp. New Com. 60 786 405
Unifirst Corp. 1 10 9
Uniphase Corp. Com. 1 20 27
Unisource Worldwide Inc. Com. 107 1,179 669
United Asset Mgt. Corp. 36 891 918
United Cap. Corp. 1 9 10
United Indl. Corp. 4 28 39
United Retail Group Inc. 1 1 1
United Stationers Inc. Com. 1 22 23
Unitrode Corp. 48 675 818
</TABLE>
<PAGE> 60
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Universal Corp. VA 22 714 747
Universal Foods Corp. Com. 14 253 361
Universal Fst. Prods. Inc. 1 11 12
Universal Health Svcs. Inc. CL B 8 436 389
Univision Communications Inc.
CL A 29 616 1,017
Unova Inc. Com. 72 1,301 1,273
U. S. Freightsway Corp. Com. 3 74 82
USWEB Corp. Com. 51 889 1,248
VLSI Technology Inc. Com. 50 387 550
VTEL Corp. Com. 47 454 119
Value City Dept. Stores Inc. 9 188 115
Value Line Inc. 3 106 105
Varian Assoc. Inc. Com. 24 898 897
Varlen Corp. 15 308 352
Veritas Software Co. Com. 7 354 411
Vestcom Intl. Inc. Com. 13 183 108
Vertex Pharmaceuticals Inc. Com. 6 154 160
Veterinary Ctrs. Amer. Inc. Com. 10 181 200
Viatel Inc. 18 243 410
Vicon Inds. Inc. 4 39 27
Video Display Corp. 5 42 27
Village Super Mkt. Inc. CL A
New 7 67 96
Visio Corp. 24 891 872
Vishay Intertechnology Inc. Com. 61 739 789
Vista Bancorp Inc. 4 50 80
Visx Inc. Del. 8 525 696
Vitesse Semiconductor Corp. Com. 3 83 112
Wackenhut Corrections Corp. 14 302 400
Walter Inds. Inc. Com. 20 342 300
Wang Labs Inc. New Com. 29 607 761
Warren Bancorp Inc. 2 18 22
Washington Wtr. Pwr. Co. Com. 36 666 696
Waste Mgmt. Inc. Del. Com. 100 3,233 4,494
Waters Corp. Com. 18 1,141 1,544
</TABLE>
<PAGE> 61
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common Stocks (Cont'd)
Wausu-Mosinee Paper Corp.
Com. 25 481 433
Weider Nutrition Intl. Inc.
Com. 25 286 159
Weis Mkts. Inc. 3 91 115
Westaff Inc. Com. 3 46 15
Westamerica Bancorporation
Com. 10 201 363
Western Beef Inc. Del. Com. 2 18 12
Westfield Amer. Inc. Com. 18 295 301
Weston Roy F. Inc. New Ser. A 37 216 101
Whittaker Corp. 19 211 314
Whittman-Hart Inc. 3 58 74
Whole Foods Mkt. Inc. 28 954 1,342
Wilmar Inds. Inc. Com. 30 695 634
Windmere Durable Holdings 17 405 118
Winsloew Furniture Inc. 7 180 180
Winstar Communications Inc. Com. 24 765 936
Winston Hotels Inc. Com. 9 101 74
Xeta Corp. 1 24 21
Xilinx Inc. Com. 24 1,070 1,520
Xircom Com. 12 323 399
York Intl Corp. New Com. 62 2,718 2,441
Zale Corp. New Com. 32 777 1,016
Zebra Technologies Corp. CL A
Com. 36 1,249 1,041
-------- --------
Total $346,632 $386,456
======== ========
Percent of Net Assets 7.2%
U.S. Government Securities 790 $ 783 $ 783
======== ========
Percent of Net Assets 0.0%
</TABLE>
<PAGE> 62
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
(Cont'd)
Common/Collective Trusts
TBC Inc. Daily Liquidity Fund $21,406 $ 21,406 $ 21,406
======== ========
Percent of Net Assets 0.4%
MFS INSTITUTIONAL RESEARCH
FUND
MFS Institutional Tr
Research Fund 687 $ 8,869 $ 10,156
======== ========
Percent of Net Assets 0.2%
PUTNAM VOYAGER FUND
Putnam Voyager Fund
Inc. CL 1,033 $ 19,961 $ 22,275
======== ========
Percent of Net Assets 0.4%
COHEN & STEERS REALTY FUND
Cohen & Steers Realty
Shares Fund Com. 212 $ 9,710 $ 7,954
======== ========
Percent of Net Assets 0.1%
</TABLE>
<PAGE> 63
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
FIRST EAGLE FUND OF AMERICA
First Eagle Fund Amer.
Inc. Com. 1,094 $ 23,186 $ 23,072
======== ========
Percent of Net Assets 0.4%
T. ROWE PRICE BLUE CHIP GROWTH
FUND
T. Rowe Price Blue Chip Growth
Fund Inc. Com. 1,493 $ 35,619 $ 45,373
======== ========
Percent of Net Assets 0.8%
T. ROWE PRICE NEW ERA FUND
T. Rowe Price New Era Fund Inc.
Com. 99 $ 2,206 $ 1,934
======== ========
Percent of Net Assets 0.0%
T. ROWE PRICE SCIENCE &
TECHNOLOGY FUND
T. Rowe Price Science & Tech.
Fund Inc. Cap. Stk. 1,027 $ 31,686 $ 37,976
======== ========
Percent of Net Assets 0.7%
MORGAN STANLEY DEAN WITTER
INSTITUTIONAL INTERNATIONAL
EQUITY FUND
Morgan Stanley Institutional Fund
Inc. Intl. Equity Portfolio CL 2,732 $ 50,477 $ 49,593
======== ========
Percent of Net Assets 0.9%
</TABLE>
<PAGE> 64
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
RUSSELL INTERNATIONAL STOCK FUND
Common/Collective Trusts
Aim Int'l. CL Fund 2,876 $ 29,313 $ 32,854
======== ========
Percent of Net Assets 0.6%
ACORN INTERNATIONAL FUND
Acorn Investment Tr Int'l. Fund 434 $ 8,524 $ 9,004
======== ========
Percent of Net Assets 0.2%
STATE STREET EMERGING MARKETS
INDEX FUND
Kodak Emerging Markets Index 123 $ 919 $ 794
======== ========
Percent of Net Assets 0.0%
TEMPLETON DEVELOPING MARKETS FUND
Templeton Developing Mkts. Tr 430 $ 5,493 $ 4,420
======== ========
Percent of Net Assets 0.1%
NEWPORT TIGER FUND
Colonial Tr VII Newport Tiger
Fund CL 1,292 $ 10,083 $ 10,029
======== ========
Percent of Net Assets 0.2%
</TABLE>
<PAGE> 65
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1998
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
SCUDDER LATIN AMERICA FUND
Scudder Int'l. Fund Inc. Latin
Amer. Fund 264 $ 5,251 $ 4,657
======== ========
Percent of Net Assets 0.1%
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
PARTICIPANT LOANS
Participant Loans 1998-2002 6.0%-11.5% $ 68,381
========
Percent of Net Assets 1.3%
Total Plan Investments $5,355,212
==========
</TABLE>
<PAGE> 66
<TABLE>
Schedule II
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 345 $ 951 $ 716
Other common stocks
Mutual funds
Interest in common/collective
trusts (pooled) funds 26,690 44,255 25,286 $ 2,265 $8,431 $357,980
U.S. government securities
Investments at Contract Value:
Group annuity contracts 10,008 6,261 3,276,629
Loans to participants
Dividends/Interest receivable 2 6 5 26
Receivables for securities sold
Miscellaneous receivable
------- ------- ------- ---------- ------ --------
Total assets 37,045 51,473 26,007 3,278,920 8,431 357,980
------- ------- ------- ---------- ------ --------
LIABILITIES
Pending loans to participants 2 10 25 10
Distributions payable to
participants 19 188 392 108
Payable for securities purchased
Accrued expenses 4 7 4 273 1 34
Transfers among funds (14) (134) 93 (4,869) 22 556
------- ------- ------- ---------- ------ --------
Total liabilities/transfers 11 71 97 (4,179) 23 708
------- ------- ------- ---------- ------ --------
Net assets $37,034 $51,402 $25,910 $3,283,099 $8,408 $357,272
======= ======= ======= ========== ====== ========
</TABLE>
<PAGE> 67
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $373,432
Other common stocks
Mutual funds $11,961 $15,101 $117,455
Interest in common/collective
trusts (pooled) funds $4,921 $26,557 15,194
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants
Dividends/Interest receivable 2,361 57
Receivables for securities sold
Miscellaneous receivable
------ ------- -------- ------- ------- --------
Total assets 4,921 26,557 390,987 12,018 15,101 117,455
------ ------- -------- ------- ------- --------
LIABILITIES
Pending loans to participants 4 14 8
Distributions payable to
participants 9 29 51
Payable for securities purchased
Accrued expenses 1 3 33 1 1 9
Transfers among funds 57 84 296 170 21 33
------ ------- -------- ------- ------- --------
Total liabilities/transfers 58 100 372 222 22 50
------ ------- -------- ------- ------- --------
Net assets $4,863 $26,457 $390,615 $11,796 $15,079 $117,405
====== ======= ======== ======= ======= ========
</TABLE>
<PAGE> 68
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $38,289 $78,523 $46,967 $16,830 $13,642 $32,075
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants
Dividends/Interest receivable
Receivables for securities sold
Miscellaneous receivable
------- ------- ------- ------- ------- -------
Total assets 38,289 78,523 46,967 16,830 13,642 32,075
------- ------- ------- ------- ------- -------
LIABILITIES
Pending loans to participants 3
Distributions payable to
participants
Payable for securities purchased
Accrued expenses 3 6 4 1 1 3
Transfers among funds 92 (8) (126) 103 (62) 86
------- ------- ------- ------- ------- -------
Total liabilities/transfers 95 (2) (119) 104 (61) 89
------- ------- ------- ------- ------- -------
Net assets $38,194 $78,525 $47,086 $16,726 $13,703 $31,986
======= ======= ======= ======= ======= =======
</TABLE>
<PAGE> 69
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks $386,484
Mutual funds $25,758 $16,884 $24,661 $10,156 $22,275
Interest in common/collective
trusts (pooled) funds 21,406
U.S. government securities 783
Investments at Contract Value:
Group annuity contracts
Loans to participants 150
Dividends/Interest receivable 642
Receivables for securities sold 1,007
Miscellaneous receivable 114
------- ------- ------- -------- ------- -------
Total assets 25,758 16,884 24,661 410,586 10,156 22,275
------- ------- ------- -------- ------- -------
LIABILITIES
Pending loans to participants 22 1
Distributions payable to
participants 6
Payable for securities purchased 330 1
Accrued expenses 2 1 2 276 2
Transfers among funds 57 (95) 56 725 26 (25)
------- ------- ------- -------- ------- -------
Total liabilities/transfers 59 (94) 58 1,359 27 (22)
------- ------- ------- -------- ------- -------
Net assets $25,699 $16,978 $24,603 $409,227 $10,129 $22,297
======= ======= ======= ======== ======= =======
</TABLE>
<PAGE> 70
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
<S> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $ 7,954 $23,072 $45,373 $1,934 $37,976
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants
Dividends/Interest receivable
Receivables for securities sold
Miscellaneous receivable
------- ------- ------- ------ -------
Total assets 7,954 23,072 45,373 1,934 37,976
------- ------- ------- ------ -------
LIABILITIES
Pending loans to participants 1
Distributions payable to
participants 1
Payable for securities purchased
Accrued expenses 1 2 4 3
Transfers among funds (48) 174 134 (7) (129)
------- ------- ------- ------ -------
Total liabilities/transfers (47) 176 139 (7) (125)
------- ------- ------- ------ -------
Net assets $ 8,001 $22,896 $45,234 $1,941 $38,101
======= ======= ======= ====== =======
</TABLE>
<PAGE> 71
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
Morgan Stanley
Dean Witter Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
<S> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $49,593 $9,004 $4,420
Interest in common/collective
trusts (pooled) funds $32,854 $ 794
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants
Dividends/Interest receivable
Receivables for securities sold
Miscellaneous receivable
------- ------- ------ ------ ------
Total assets 49,593 32,854 9,004 794 4,420
------- ------- ------ ------ ------
LIABILITIES
Pending loans to participants 1
Distributions payable to
participants
Payable for securities purchased
Accrued expenses 4 3 1 1
Transfers among funds 244 48 882 44 18
------- ------- ------ ------ ------
Total liabilities/transfers 248 52 883 45 18
------- ------- ------ ------ ------
Net assets $49,345 $32,802 $8,121 $ 749 $4,402
======= ======= ====== ====== ======
</TABLE>
<PAGE> 72
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
Newport Scudder Latin Loan TOTAL
Tiger Fund America Fund Fund ALL FUNDS
---------- ------------- -------- ----------
<S> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 375,444
Other common stocks 386,484
Mutual funds $10,029 $ 4,657 664,589
Interest in common/collective
trusts (pooled) funds 566,633
U.S. government securities 783
Investments at Contract Value:
Group annuity contracts 3,292,898
Loans to participants $68,231 68,381
Dividends/Interest receivable 3,099
Receivables for securities sold 1,007
Miscellaneous receivable 114
------- ------- ------- ----------
Total assets 10,029 4,657 68,231 5,359,432
------- ------- ------- ----------
LIABILITIES
Pending loans to participants (101) 0
Distributions payable to
participants 6,029 6,832
Payable for securities purchased 331
Accrued expenses 1 692
Transfers among funds 1,498 (2) 0
------- ------- ------- ----------
Total liabilities/transfers 1,499 (2) 5,928 7,855
------- ------- ------- ----------
Net assets $ 8,530 $ 4,659 $62,303 $5,351,577
======= ======= ======= ==========
</TABLE>
<PAGE> 73
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
<CAPTION>
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 215 $ 684 $ 596
Other common stocks
Mutual funds
Interest in common/collective
trusts (pooled) funds 16,367 31,194 20,626 $ 8,818 $3,540 $248,362
Short-term interest funds 175 127 86,152
U.S. government securities
Investments at Contract Value:
Group annuity contracts 6,054 4,383 2,973,642
Loans to participants 74 11
Dividends/Interest receivable 2 5 4 43
Receivables for securities sold
Miscellaneous receivable
------- ------- ------- ---------- ------ --------
Total assets 22,813 36,393 21,226 3,068,729 3,540 248,373
------- ------- ------- ---------- ------ --------
LIABILITIES
Pending loans to participants 86 6
Distributions payable to
participants 1 888 41
Distributions payable to
successor plans 278 988 321 76,842 74 16,041
Payable for securities purchased
Accrued expenses 3 5 3 271 1 24
Transfers among funds (98) (97) 75 769 31 (243)
------- ------- ------- ---------- ------ --------
Total liabilities/transfers 183 897 399 78,856 106 15,869
------- ------- ------- ---------- ------ --------
Net assets $22,630 $35,496 $20,827 $2,989,873 $3,434 $232,504
======= ======= ======= ========== ====== ========
</TABLE>
<PAGE> 74
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
<CAPTION>
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $411,569
Other common stocks
Mutual funds $3,858 $12,225 $113,911
Interest in common/collective
trusts (pooled) funds $4,231 $26,815 14,124
Short-term interest funds
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants 85 7
Dividends/Interest receivable 3,126 16
Receivables for securities sold
Miscellaneous receivable
------ ------- -------- ------ ------- --------
Total assets 4,231 26,815 428,904 3,874 12,225 113,918
------ ------- -------- ------ ------- --------
LIABILITIES
Pending loans to participants 22 2
Distributions payable to
participants 76 7
Distributions payable to
successor plans 137 998 17,199 176 322 8,163
Payable for securities purchased
Accrued expenses 1 3 34 1 9
Transfers among funds (549) 1,566 33 75 40
------ ------- -------- ------ ------- --------
Total liabilities/transfers 138 452 18,897 209 398 8,221
------ ------- -------- ------ ------- --------
Net assets $4,093 $26,363 $410,007 $3,665 $11,827 $105,697
====== ======= ======== ====== ======= ========
</TABLE>
<PAGE> 75
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
<CAPTION>
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $35,115 $31,666 $9,547 $10,927 $18,960 $40,542
Interest in common/collective
trusts (pooled) funds
Short-term interest funds
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants 1
Dividends/Interest receivable
Receivables for securities sold
Miscellaneous receivable
------- ------- ------ ------- ------- -------
Total assets 35,115 31,667 9,547 10,927 18,960 40,542
------- ------- ------ ------- ------- -------
LIABILITIES
Pending loans to participants 1
Distributions payable to
participants 5 4 1
Distributions payable to
successor plans 1,692 1,954 529 741 800 1,534
Payable for securities purchased
Accrued expenses 3 3 1 1 2 3
Transfers among funds (439) (187) (122) 5 (48) (266)
------- ------- ------ ------- ------- -------
Total liabilities/transfers 1,256 1,775 409 747 758 1,272
------- ------- ------ ------- ------- -------
Net assets $33,859 $29,892 $9,138 $10,180 $18,202 $39,270
======= ======= ====== ======= ======= =======
</TABLE>
<PAGE> 76
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
<CAPTION>
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks $503,430
Mutual funds $42,068 $13,268 $31,738 $6,391 $11,783
Interest in common/collective
trusts (pooled) funds 41,400
Short-term interest funds
U.S. government securities 496
Investments at Contract Value:
Group annuity contracts
Loans to participants 1,401
Dividends/Interest receivable 583
Receivables for securities sold
Miscellaneous receivable 183
------- ------- ------- -------- ------ -------
Total assets 42,068 13,268 31,738 547,493 6,391 11,783
------- ------- ------- -------- ------ -------
LIABILITIES
Pending loans to participants 2 1 19
Distributions payable to
participants 4 89 5
Distributions payable to
successor plans 1,557 817 914 44,265 168 462
Payable for securities purchased 2,909 1
Accrued expenses 3 1 3 405 1
Transfers among funds (392) (30) 54 299 (4) 27
------- ------- ------- -------- ------ -------
Total liabilities/transfers 1,170 792 972 47,986 165 495
------- ------- ------- -------- ------ -------
Net assets $40,898 $12,476 $30,766 $499,507 $6,226 $11,288
======= ======= ======= ======== ====== =======
</TABLE>
<PAGE> 77
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
<CAPTION>
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
<S> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $16,773 $5,902 $27,490 $2,578 $23,546
Interest in common/collective
trusts (pooled) funds
Short-term interest funds
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants
Dividends/Interest receivable
Receivables for securities sold
Miscellaneous receivable
------- ------ ------- ------ -------
Total assets 16,773 5,902 27,490 2,578 23,546
------- ------ ------- ------ -------
LIABILITIES
Pending loans to participants 1 1
Distributions payable to
participants 4 1
Distributions payable to
successor plans 612 233 1,248 141 884
Payable for securities purchased
Accrued expenses 1 2 2
Transfers among funds (240) (83) (87) 9 17
------- ------ ------- ------ -------
Total liabilities/transfers 374 150 1,163 154 905
------- ------ ------- ------ -------
Net assets $16,399 $5,752 $26,327 $2,424 $22,641
======= ====== ======= ====== =======
</TABLE>
<PAGE> 78
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
<CAPTION>
Morgan Stanley Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
<S> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $33,948 $5,364 $6,632
Interest in common/collective
trusts (pooled) funds $41,707 $1,205
Short-term interest funds
U.S. government securities
Investments at Contract Value:
Group annuity contracts
Loans to participants 4
Dividends/Interest receivable
Receivables for securities sold
Miscellaneous receivable
------- ------- ------ ------ ------
Total assets 33,948 41,711 5,364 1,205 6,632
------- ------- ------ ------ ------
LIABILITIES
Pending loans to participants
Distributions payable to
participants 1
Distributions payable to
successor plans 1,067 2,570 164 14 337
Payable for securities purchased
Accrued expenses 3 3 1 1
Transfers among funds (87) 95 54 (9) (89)
------- ------- ------ ------ ------
Total liabilities/transfers 983 2,669 218 6 249
------- ------- ------ ------ ------
Net assets $32,965 $39,042 $5,146 $1,199 $6,383
======= ======= ====== ====== ======
</TABLE>
<PAGE> 79
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
<CAPTION>
Colonial Sub-total
Newport Scudder Latin Loan Boston Kodak Eastman
Tiger Fund America Fund Fund Safe Funds Stock Fund Stock Fund
---------- ------------- -------- ---------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 413,064 $17,857
Eastman Chemical Company
common stock $30,910
Other common stocks 503,430
Mutual funds $5,214 $14,223 523,669
Interest in common/collective
trusts (pooled) funds 458,389
Short-term interest funds 86,454 784
U.S. government securities 496
Investments at Contract Value:
Group annuity contracts 2,984,079
Loans to participants $80,173 81,756
Dividends/Interest receivable 3,779 132 226
Receivables for securities sold 534
Miscellaneous receivable 183 344 85
------ ------- ------- ---------- ------- -------
Total assets 5,214 14,223 80,173 5,055,299 18,867 32,005
------ ------- ------- ---------- ------- -------
LIABILITIES
Pending loans to participants (141) 0
Distributions payable to
participants 5,440 6,567
Distributions payable to
successor plans 72 707 6,234 191,255 17,946 31,409
Payable for securities purchased 2,910 110 380
Accrued expenses 1 1 796 619 216
Transfers among funds (45) (34) 0
Reverse repurchase agreements 0 192
------ ------- ------- ---------- ------- -------
Total liabilities/transfers 28 674 11,533 201,528 18,867 32,005
------ ------- ------- ---------- ------- -------
Net assets $5,186 $13,549 $68,640 $4,853,771 $ 0 $ 0
====== ======= ======= ========== ======= =======
</TABLE>
<PAGE> 80
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
<CAPTION>
Fidelity Fidelity International
Fidelity Managed Fidelity Puritan Magellan Fidelity Growth &
Income Portfolio Fund Fund Fund Contrafund Income Fund
---------------- -------- -------- -------- ---------- -------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $21,588 $21,914 $43,974 $29,768 $3,632
Interest in common/collective
trusts (pooled) funds
Short-term interest funds $ 15,126
U.S. government securities
Investments at Contract Value:
Group annuity contracts 303,092
Loans to participants
Dividends/Interest receivable
Receivables for securities sold
Miscellaneous receivable
-------- ------- ------- ------- ------- ------
Total assets 318,218 21,588 21,914 43,974 29,768 3,632
-------- ------- ------- ------- ------- ------
LIABILITIES
Pending loans to participants
Distributions payable to
participants
Distributions payable to
successor plans 318,194 21,588 21,914 43,974 29,768 3,632
Payable for securities purchased
Accrued expenses 24
Transfers among funds
-------- ------- ------- ------- ------- ------
Total liabilities/transfers 318,218 21,588 21,914 43,974 29,768 3,632
-------- ------- ------- ------- ------- ------
Net assets $ 0 $ 0 $ 0 $ 0 $ 0 $ 0
======== ======= ======= ======= ======= ======
</TABLE>
<PAGE> 81
<TABLE>
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1997
(in thousands)
<CAPTION>
Sub-total
U.S. Equity Loan Fidelity TOTAL
Index Portfolio Fund Investments ALL FUNDS
--------------- ------ ----------- ----------
<S> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 17,857 $ 430,921
Eastman Chemical Company
common stock 30,910 30,910
Other common stocks 503,430
Mutual funds $9,306 130,182 653,851
Interest in common/collective
trusts (pooled) funds 458,389
Short-term interest funds 15,910 102,364
U.S. government securities 496
Investments at Contract Value:
Group annuity contracts 303,092 3,287,171
Loans to participants $7,342 7,342 89,098
Dividends/Interest receivable 358 4,137
Receivables for securities sold 534 534
Miscellaneous receivable 429 612
------ ------ -------- ----------
Total assets 9,306 7,342 506,614 5,561,913
------ ------ -------- ----------
LIABILITIES
Pending loans to participants 0
Distributions payable to
participants 6,567
Distributions payable to
successor plans 9,306 7,342 505,073 696,328
Payable for securities purchased 490 3,400
Accrued expenses 859 1,655
Transfers among funds 0
Reverse repurchase agreements 192 192
------ ------ -------- ----------
Total liabilities/transfers 9,306 7,342 506,614 708,142
------ ------ -------- ----------
Net assets $ 0 $ 0 $ 0 $4,853,771
====== ====== ======== ==========
</TABLE>
<PAGE> 82
<TABLE>
Schedule III
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 8 $ 21 $ 17
Other dividends
Interest 751 511 63 $ 251,708 $ 7 $ 345
Net realized and unrealized
gains (losses) from
investments 3,245 5,576 2,969 460 74,736
Employee contributions 4,642 4,798 3,642 255,535 803 20,436
Transfers among funds 8,752 6,654 (190) 62,035 4,294 50,027
------- ------- ------- ---------- ------ --------
Total Additions 17,398 17,560 6,501 569,278 5,564 145,544
------- ------- ------- ---------- ------ --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,897) (1,851) (1,178) (285,822) (537) (18,126)
Distributions to successor plans 7 172 (142) 10,289 (48) (1,896)
Loans transfers, net (53) 101 (49) 2,885 6 (387)
Administrative expenses (51) (76) (49) (3,404) (11) (367)
------- ------- ------- ---------- ------ --------
Total Deductions 2,994 1,654 1,418 276,052 590 20,776
------- ------- ------- ---------- ------ --------
Increase in net assets 14,404 15,906 5,083 293,226 4,974 124,768
Net assets at beginning
of year 22,630 35,496 20,827 2,989,873 3,434 232,504
------- ------- ------- ---------- ------ --------
Net assets at end of year $37,034 $51,402 $25,910 $3,283,099 $8,408 $357,272
======= ======= ======= ========== ====== ========
</TABLE>
<PAGE> 83
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,610
Other dividends $ 464 $ 1,309 $ 3,892
Interest $ 6 $ 40 1,347 6 11 149
Net realized and unrealized
gains (losses) from
investments 566 (1,018) 90,893 241 (997) 13,678
Employee contributions 416 2,293 12,455 829 1,006 8,826
Transfers among funds 154 (106) (103,879) 7,672 2,902 (7,362)
------ ------- -------- ------- ------- --------
Total Additions 1,142 1,209 10,426 9,212 4,231 19,183
------ ------- -------- ------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (359) (1,476) (30,564) (902) (1,037) (9,263)
Distributions to successor plans (18) 436 3,009 (166) 63 1,764
Loans transfers, net 18 (38) (1,843) (5) 11 143
Administrative expenses (13) (37) (420) (8) (16) (119)
------ ------- -------- ------- ------- --------
Total Deductions 372 1,115 29,818 1,081 979 7,475
------ ------- -------- ------- ------- --------
Increase in net assets 770 94 (19,392) 8,131 3,252 11,708
Net assets at beginning
of year 4,093 26,363 410,007 3,665 11,827 105,697
------ ------- -------- ------- ------- --------
Net assets at end of year $4,863 $26,457 $390,615 $11,796 $15,079 $117,405
====== ======= ======== ======= ======= ========
</TABLE>
<PAGE> 84
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS OF NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 970 $ 557 $ 404
Interest 31 54 $ 44 $ 13 $ 19 31
Net realized and unrealized
gains (losses) from
investments 2,199 13,434 7,287 1,689 111 (5,966)
Employee contributions 3,483 4,639 1,958 1,024 1,596 3,693
Transfers among funds (357) 33,726 33,148 5,056 (5,634) (4,428)
------- ------- ------- -------- ------- -------
Total Additions 6,326 52,410 42,437 7,782 (3,908) (6,266)
------- ------- ------- -------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,070) (2,821) (2,543) (921) (876) (1,481)
Distributions to successor plans 163 (765) (1,835) (280) 372 526
Loans transfers, net (42) (133) (81) (21) (72) (23)
Administrative expenses (42) (58) (30) (14) (15) (40)
------- ------- ------- ------- ------- -------
Total Deductions 1,991 3,777 4,489 1,236 591 1,018
------- ------- ------- ------- ------- -------
Increase in net assets 4,335 48,633 37,948 6,546 (4,499) (7,284)
Net assets at beginning
of year 33,859 29,892 9,138 10,180 18,202 39,270
------- ------- ------- ------- ------- -------
Net assets at end of year $38,194 $78,525 $47,086 $16,726 $13,703 $31,986
======= ======= ======= ======= ======= =======
</TABLE>
<PAGE> 85
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 450 $ 4,186 $ 21
Interest $ 62 $ 18 24 2,717 7 $ 19
Net realized and unrealized
gains (losses) from
investments (2,653) 837 (1,714) 14,258 1,466 3,149
Employee contributions 2,744 1,336 2,552 20,656 618 1,423
Transfers among funds (14,440) 3,148 (6,287) (101,278) 2,235 7,798
-------- ------- ------- --------- ------- -------
Total Additions (14,287) 5,339 (4,975) (59,461) 4,347 12,389
-------- ------- ------- --------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,954) (990) (1,590) (37,695) (395) (1,047)
Distributions to successor plans 952 209 479 12,778 (43) (306)
Loans transfers, net 128 (42) (45) (1,848) 2 (10)
Administrative expenses (38) (14) (32) (4,054) (8) (17)
-------- ------- ------- --------- ------- -------
Total Deductions 912 837 1,188 30,819 444 1,380
-------- ------- ------- --------- ------- -------
Increase in net assets (15,199) 4,502 (6,163) (90,280) 3,903 11,009
Net assets at beginning
of year 40,898 12,476 30,766 499,507 6,226 11,288
------- ------- ------- --------- ------- -------
Net assets at end of year $25,699 $16,978 $24,603 $ 409,227 $10,129 $22,297
======= ======= ======= ========= ======= =======
</TABLE>
<PAGE> 86
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
<S> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 476 $ 27
Interest 9 $ 18 $ 32 3 $ 38
Net realized and unrealized
gains (losses) from
investments (3,083) 1,540 8,623 (374) 9,279
Employee contributions 875 1,083 2,984 137 2,211
Transfers among funds (6,603) 15,822 9,472 (137) 4,835
------- ------- ------- ------ -------
Total Additions (8,326) 18,463 21,111 (344) 16,363
------- ------- ------- ------ -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (488) (822) (2,009) (136) (932)
Distributions to successor plans 411 (443) (80) 14 49
Loans transfers, net 17 (37) (78) (14) 5
Administrative expenses (12) (17) (37) (3) (25)
------- ------- ------- ------ -------
Total Deductions 72 1,319 2,204 139 903
------- ------- ------- ------ -------
Increase in net assets (8,398) 17,144 18,907 (483) 15,460
Net assets at beginning
of year 16,399 5,752 26,327 2,424 22,641
------- ------- ------- ------ -------
Net assets at end of year $ 8,001 $22,896 $45,234 $1,941 $38,101
======= ======= ======= ====== =======
</TABLE>
<PAGE> 87
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Morgan Stanley
Dean Witter Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
<S> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 916 $ 59 $ 88
Interest 32 $ 50 5 $ 1 7
Net realized and unrealized
gains (losses) from
investments 4,953 3,958 845 (240) (1,316)
Employee contributions 3,124 3,095 476 107 464
Transfers among funds 8,789 (10,785) 2,118 (267) (1,271)
------- ------- ------ ------ ------
Total Additions 17,814 (3,682) 3,503 (399) (2,028)
------- ------- ------ ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,589) (3,388) (595) (50) (246)
Distributions to successor plans 211 822 61 0 282
Loans transfers, net (9) 46 14 5 16
Administrative expenses (47) (38) (8) (6) (5)
------- ------- ------ ------ ------
Total Deductions 1,434 2,558 528 51 (47)
------- ------- ------ ------ ------
Increase in net assets 16,380 (6,240) 2,975 (450) (1,981)
Net assets at beginning
of year 32,965 39,042 5,146 1,199 6,383
------- ------- ------ ------ ------
Net assets at end of year $49,345 $32,802 $8,121 $ 749 $4,402
======= ======= ====== ====== ======
</TABLE>
<PAGE> 88
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Sub-total
Newport Scudder Latin Loan Boston Kodak Eastman
Tiger Fund America Fund Fund Safe Funds Stock Fund Stock Fund
---------- ------------- -------- ------------ ---------- ----------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,656 $ 288
Dividends on Eastman Chemical
Company common stock $ 537
Other dividends $ 213 $ 93 14,125
Interest 12 20 258,210 8 18
Net realized and unrealized
gains (losses) from
investments 1,065 (2,851) 246,845 4,481 (3,067)
Employee contributions 632 603 377,194
Transfers among funds 1,513 (7,126) 0 (6,551) 562
------ ------- -------- ---------- ------- -------
Total Additions 3,435 (9,261) 0 906,030 (1,774) (1,950)
------ ------- -------- ---------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (171) (267) (8,692) (427,780) (1,414) (1,300)
Distributions to successor plans 57 650 948 28,702 3,259 3,243
Loans transfers, net 30 (4) 1,407 0 (62) 12
Administrative expenses (7) (8) (9,146) (9) (5)
------ ------- -------- ---------- ------- -------
Total Deductions 91 (371) 6,337 408,224 (1,774) (1,950)
------ ------- -------- ---------- ------- -------
Increase in net assets 3,344 (8,890) (6,337) 497,806 0 0
Net assets at beginning
of year 5,186 13,549 68,640 4,853,771 0 0
------ ------- -------- ---------- ------ -------
Net assets at end of year $8,530 $ 4,659 $ 62,303 $5,351,577 $ 0 $ 0
====== ======= ======== ========== ====== =======
</TABLE>
<PAGE> 89
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Fidelity Fidelity International
Fidelity Managed Fidelity Puritan Magellan Fidelity Growth &
Income Portfolio Fund Fund Fund Contrafund Income Fund
---------------- -------- -------- -------- ---------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 1,260 $ 2,052 $ 1,184 $ 43 $ 1
Interest $ 17,817 17 26 60 21 1
Net realized and unrealized
gains (losses) from
investments (104) (1,270) 1,191 1,925 (154)
Employee contributions
Transfers among funds 1,350 2,528 (91) (658) (344) (254)
-------- ------- ------- ------- ------- ------
Total Additions 19,167 3,701 717 1,777 1,645 (406)
-------- ------- ------- ------- ------- ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (24,134) (1,357) (1,195) (2,994) (1,923) (225)
Distributions to successor plans 4,868 (2,314) 446 1,328 353 632
Loans transfers, net 111 (29) 33 (104) (69) (1)
Administrative expenses (12) (1) (1) (7) (6)
-------- ------- ------- ------- ------- ------
Total Deductions 19,167 3,701 717 1,777 1,645 (406)
-------- ------- ------- ------- ------- ------
Increase in net assets 0 0 0 0 0 0
Net assets at beginning
of year 0 0 0 0 0 0
-------- ------- ------- ------- ------- ------
Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $ 0
======== ======= ======= ======= ======= ======
</TABLE>
<PAGE> 90
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Sub-total
U.S. Equity Loan Fidelity TOTAL
Index Portfolio Fund Investments ALL FUNDS
--------------- ------ ----------- ----------
<S> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 288 $ 9,944
Dividends on Eastman Chemical
Company common stock 537 537
Other dividends $ 221 4,761 18,886
Interest 5 17,973 276,183
Net realized and unrealized
gains (losses) from
investments 117 3,119 249,964
Employee contributions 377,194
Transfers among funds 3,458 0 0
------ ----- ------- ----------
Total Additions 3,801 0 26,678 932,708
------ ----- ------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (772) (437) (35,751) (463,531)
Distributions to successor plans (3,005) 304 9,114 37,816
Loans transfers, net (24) 133 0 0
Administrative expenses (41) (9,187)
------ ----- ------- ----------
Total Deductions 3,801 0 26,678 434,902
------ ----- ------- ----------
Increase in net assets 0 0 0 497,806
Net assets at beginning
of year 0 0 0 4,853,771
------ ----- ------- ----------
Net assets at end of year $ 0 $ 0 $ 0 $5,351,577
====== ===== ======= ==========
</TABLE>
<PAGE> 91
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 4 $ 12 $ 11
Other dividends
Interest 397 321 38 $ 248,587 $ 2 $ 249
Net realized and unrealized
gains (losses) from
investments 1,463 2,779 1,491 198 54,311
Employee contributions 896 2,362 2,460 113,749 302 14,273
Transfers among funds 20,554 31,555 17,332 (245,897) 3,037 19,034
------- ------- ------- ---------- ------ --------
Total Additions 23,314 37,029 21,332 116,439 3,539 87,867
------- ------- ------- ---------- ------ --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (418) (381) (128) (159,446) (17) (6,060)
Distributions to successor plans (278) (988) (321) (38,776) (74) (12,308)
Loans transfers, net 39 (116) (25) (43) (10) (751)
Administrative expenses (27) (48) (31) (4,068) (4) (277)
------- ------- ------- ---------- ------ --------
Total Deductions 684 1,533 505 202,333 105 19,396
------- ------- ------- ---------- ------ --------
Increase in net assets 22,630 35,496 20,827 (85,894) 3,434 68,471
Net assets at beginning
of year 0 0 0 3,075,767 0 164,033
------- ------- ------- ---------- ------ --------
Net assets at end of year $22,630 $35,496 $20,827 $2,989,873 $3,434 $232,504
======= ======= ======= ========== ====== ========
</TABLE>
<PAGE> 92
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,209
Other dividends $ 113 $ 740 $ 3,924
Interest $ 5 $ 22 1,791 1 8 157
Net realized and unrealized
gains (losses) from
investments 42 2,440 (149,620) 74 298 16,652
Employee contributions 308 1,154 15,574 107 795 8,351
Transfers among funds 3,930 24,196 3,151 3,561 10,467 (27,888)
------ ------- -------- ------ ------- --------
Total Additions 4,285 27,812 (116,895) 3,856 12,308 1,196
------ ------- -------- ------ ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (34) (374) (23,872) (6) (143) (4,409)
Distributions to successor plans (137) (998) (10,198) (176) (322) (4,708)
Loans transfers, net (12) (55) (4,392) (7) (8) (260)
Administrative expenses (9) (22) (693) (2) (8) (132)
------ ------- -------- ------ ------- --------
Total Deductions 192 1,449 39,155 191 481 9,509
------ ------- -------- ------ ------- --------
Increase in net assets 4,093 26,363 (156,050) 3,665 11,827 (8,313)
Net assets at beginning
of year 0 0 566,057 0 0 114,010
------ ------- -------- ------ ------- --------
Net assets at end of year $4,093 $26,363 $410,007 $3,665 $11,827 $105,697
====== ======= ======== ====== ======= ========
</TABLE>
<PAGE> 93
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS OF NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 723 $ 258 $ 32 $ 324
Interest 19 18 6 $ 8 $ 21 19
Net realized and unrealized
gains (losses) from
investments 5,262 3,984 858 1,371 (155) 5,515
Employee contributions 1,727 1,288 325 588 1,528 1,243
Transfers among funds 28,367 26,810 8,649 9,153 17,869 34,217
------- ------- ------ ------- ------- -------
Total Additions 36,098 32,358 9,870 11,120 19,263 41,318
------- ------- ------ ------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (453) (436) (172) (170) (174) (459)
Distributions to successor plans (1,692) (1,954) (529) (741) (800) (1,534)
Loans transfers, net (68) (56) (26) (20) (69) (29)
Administrative expenses (26) (20) (5) (9) (18) (26)
------- ------- ------ ------- ------- -------
Total Deductions 2,239 2,466 732 940 1,061 2,048
------- ------- ------ ------- ------- -------
Increase in net assets 33,859 29,892 9,138 10,180 18,202 39,270
Net assets at beginning
of year 0 0 0 0 0 0
------- ------- ------ ------- ------- -------
Net assets at end of year $33,859 $29,892 $9,138 $10,180 $18,202 $39,270
======= ======= ====== ======= ======= =======
</TABLE>
<PAGE> 94
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 424 $ 3,886 $ 26
Interest $ 21 $ 12 15 4,235 6 $ 10
Net realized and unrealized
gains (losses) from
investments 3,043 1,095 2,489 121,025 739 1,702
Employee contributions 789 869 976 23,946 423 751
Transfers among funds 38,983 11,620 28,130 (165,465) 5,274 9,485
------- ------- ------- -------- ------ -------
Total Additions 42,836 13,596 32,034 (12,373) 6,468 11,948
------- ------- ------- -------- ------ -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (246) (257) (296) (22,794) (72) (178)
Distributions to successor plans (1,557) (817) (914) (29,229) (168) (462)
Loans transfers, net (116) (35) (38) (3,910) 3 (11)
Administrative expenses (19) (11) (20) (3,943) (5) (9)
------- ------- ------- -------- ------ -------
Total Deductions 1,938 1,120 1,268 59,876 242 660
------- ------- ------- -------- ------ -------
Increase in net assets 40,898 12,476 30,766 (72,249) 6,226 11,288
Net assets at beginning
of year 0 0 0 571,756 0 0
------- ------- ------- -------- ------ -------
Net assets at end of year $40,898 $12,476 $30,766 $499,507 $6,226 $11,288
======= ======= ======= ======== ====== =======
</TABLE>
<PAGE> 95
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
<S> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 536 $ 136 $ 33
Interest 11 $ 3 17 3 $ 28
Net realized and unrealized
gains (losses) from
investments 1,951 886 4,276 121 (257)
Employee contributions 602 234 1,823 155 1,694
Transfers among funds 14,143 4,939 21,746 2,339 22,478
------- ------ ------- ------ -------
Total Additions 17,243 6,062 27,998 2,651 23,943
------- ------ ------- ------ -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (197) (69) (335) (72) (292)
Distributions to successor plans (612) (233) (1,248) (141) (884)
Loans transfers, net (22) (4) (66) (12) (105)
Administrative expenses (13) (4) (22) (2) (21)
------- ------ ------- ------ -------
Total Deductions 844 310 1,671 227 1,302
------- ------ ------- ------ -------
Increase in net assets 16,399 5,752 26,327 2,424 22,641
Net assets at beginning
of year 0 0 0 0 0
------- ------ ------- ------ -------
Net assets at end of year $16,399 $5,752 $26,327 $2,424 $22,641
======= ====== ======= ====== =======
</TABLE>
<PAGE> 96
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Morgan Stanley Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
<S> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 838 $ 107 $ 73
Interest 19 $ 71 4 $ 2 7
Net realized and unrealized
gains (losses) from
investments 1,927 2,366 (222) (229) (1,733)
Employee contributions 1,323 4,131 349 102 349
Transfers among funds 30,443 (47,385) 5,156 1,389 8,124
------- ------- ------ ------ ------
Total Additions 34,550 (40,817) 5,394 1,264 6,820
------- ------- ------ ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (441) (2,142) (77) (31) (81)
Distributions to successor plans (1,067) (1,466) (164) (14) (337)
Loans transfers, net (50) (103) (1) (12) (12)
Administrative expenses (27) (68) (6) (8) (7)
------- ------- ------ ------ ------
Total Deductions 1,585 3,779 248 65 437
------- ------- ------ ------ ------
Increase in net assets 32,965 (44,596) 5,146 1,199 6,383
Net assets at beginning
of year 0 83,638 0 0 0
------- ------- ------ ------ ------
Net assets at end of year $32,965 $39,042 $5,146 $1,199 $6,383
======= ======= ====== ====== ======
</TABLE>
<PAGE> 97
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Colonial Sub-total
Newport Scudder Latin Loan Boston Kodak Eastman
Tiger Fund America Fund Fund Safe Funds Stock Fund Stock Fund
---------- ------------- -------- ------------ ---------- ----------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,236 $ 444
Dividends on Eastman Chemical $ 1,094
Company common stock
Other dividends $ 38 $ 127 12,338
Interest 9 18 256,160 12 35
Net realized and unrealized
gains (losses) from
investments (1,811) 122 84,453 (6,225) 2,938
Employee contributions 393 483 206,422 3
Transfers among funds 6,686 13,818 0 2,970 (18,410)
------ ------- -------- ---------- ------ -------
Total Additions 5,315 14,568 0 571,609 (2,799) (14,340)
------ ------- -------- ---------- ------ -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (47) (167) (2,712) (227,658) (1,326) (1,203)
Distributions to successor plans (72) (707) (4,867) (121,493) 4,351 15,877
Loans transfers, net (5) (133) 10,540 0 (213) (324)
Administrative expenses (5) (12) (9,627) (13) (10)
------ ------- -------- ---------- ------ -------
Total Deductions 129 1,019 (2,961) 358,778 (2,799) (14,340)
------ ------- -------- ---------- ------ -------
Increase in net assets 5,186 13,549 2,961 212,831 0 0
Net assets at beginning
of year 0 0 65,679 4,640,940 0 0
------ ------- -------- ---------- ------ -------
Net assets at end of year $5,186 $13,549 $ 68,640 $4,853,771 $ 0 $ 0
====== ======= ======== ========== ====== =======
</TABLE>
<PAGE> 98
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Fidelity Fidelity International
Fidelity Managed Fidelity Puritan Magellan Fidelity Growth &
Income Portfolio Fund Fund Fund Contrafund Income Fund
---------------- -------- -------- -------- ---------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $1,793 $1,752 $2,850 $2,879 $ 199
Interest $24,548 23 33 80 30 1
Net realized and unrealized
gains (losses) from
investments 2,920 2,008 5,962 2,191 70
Employee contributions
Transfers among funds 7,358 2,422 (367) (952) 433 1,848
------- ------ ------ ------ ------ ------
Total Additions 31,906 7,158 3,426 7,940 5,533 2,118
------- ------ ------ ------ ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (26,100) (910) (768) (1,734) (1,273) (168)
Distributions to successor plans (6,427) (6,271) (2,686) (6,173) (4,289) (1,955)
Loans transfers, net 636 24 29 (23) 35 5
Administrative expenses (15) (1) (1) (10) (6)
------- ------ ------ ------ ------ ------
Total Deductions 31,906 7,158 3,426 7,940 5,533 2,118
------- ------ ------ ------ ------ ------
Increase in net assets 0 0 0 0 0 0
Net assets at beginning
of year 0 0 0 0 0 0
------- ------ ------ ------ ------ ------
Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $ 0
======= ====== ====== ====== ====== ======
</TABLE>
<PAGE> 99
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Sub-total
U.S. Equity Loan Fidelity TOTAL
Index Portfolio Fund Investments ALL FUNDS
--------------- ------ ----------- ----------
<S> <S> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 444 $ 12,680
Dividends on Eastman Chemical
Company common stock 1,094 1,094
Other dividends $ 169 9,642 21,980
Interest 6 24,768 280,928
Net realized and unrealized
gains (losses) from
investments 1,416 11,280 95,733
Employee contributions 1 4 206,426
Transfers among funds 4,698 0 0
------ ----- ------- ----------
Total Additions 6,290 0 47,232 618,841
------ ----- ------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (442) (511) (34,435) (262,093)
Distributions to successor plans (5,836) 668 (12,741) (134,234)
Loans transfers, net (12) (157) 0 0
Administrative expenses (56) (9,683)
------ ----- ------- ----------
Total Deductions 6,290 0 47,232 406,010
------ ----- ------- ----------
Increase in net assets 0 0 0 212,831
Net assets at beginning
of year 0 0 0 4,640,940
------ ----- ------- ----------
Net assets at end of year $ 0 $ 0 $ 0 $4,853,771
====== ===== ======= ==========
</TABLE>
<PAGE> 100
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1996
(in thousands)
<CAPTION>
Kodak Smaller Fixed Balanced Large Stock International
Stock Fund Stock Fund Income Fund Mutual Fund Index Fund Stock Fund
---------- ---------- ----------- ----------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,087
Other dividends $ 4,611 $ 3,717
Interest 699 2,163 $ 249,457 138 $ 153 $ 91
Net realized and unrealized
gains (losses) from
investments 114,077 98,941 12,082 26,864 7,293
Employee contributions 17,335 30,241 95,594 9,396 10,391 6,278
Transfers among funds (40,791) 10,002 (57,146) 12,567 59,508 15,860
-------- -------- ---------- -------- -------- -------
Total Additions 103,407 145,958 287,905 37,900 96,916 29,522
-------- -------- ---------- -------- -------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (22,935) (17,371) (140,911) (3,213) (2,693) (2,318)
Distributions to successor plans (426) (2,747) (1,404) (700) (1,852) (77)
Loans transfers, net (8,098) (6,607) (2,983) (303) (546) (270)
Administrative expenses (434) (2,458) (3,026) (82) (145) (865)
-------- -------- ---------- -------- -------- -------
Total Deductions 31,893 29,183 148,324 4,298 5,236 3,530
-------- -------- ---------- -------- -------- -------
Increase in net assets 71,514 116,775 139,581 33,602 91,680 25,992
Net assets at beginning
of year 494,543 454,981 2,936,186 80,408 72,353 57,646
-------- -------- ---------- -------- -------- -------
Net assets at end of year $566,057 $571,756 $3,075,767 $114,010 $164,033 $83,638
======== ======== ========== ======== ======== =======
</TABLE>
<PAGE> 101
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1996
(in thousands)
<CAPTION>
Sub-total
Loan Boston Kodak Eastman Fidelity Managed Fidelity
Fund Safe Funds Stock Fund Stock Fund Income Portfolio Fund
-------- ---------- ---------- ---------- ---------------- --------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,087 $ 618
Dividends on Eastman Chemical
Company common stock $ 1,203
Other dividends 8,328 $1,199
Interest 252,701 13 41 $24,583 20
Net realized and unrealized
gains (losses) from
investments 259,257 4,767 (3,978) 1,419
Employee contributions 169,235
Transfers among funds 0 (3,033) 10,088 (7,162) 1,938
------- ---------- ------- ------- ------- ------
Total Additions 0 701,608 2,365 7,354 17,421 4,576
------- ---------- ------- ------- ------- ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,942) (191,383) (786) (280) (7,856) (100)
Distributions to successor plans (372) (7,578) (1,319) (6,625) (9,737) (4,490)
Loans transfers, net 18,807 0 (248) (439) 195 15
Administrative expenses (7,010) (12) (10) (23) (1)
------- ---------- ------- ------- ------- ------
Total Deductions (16,493) 205,971 2,365 7,354 17,421 4,576
------- ---------- ------- ------- ------- ------
Increase in net assets 16,493 495,637 0 0 0 0
Net assets at beginning
of year 49,186 4,145,303 0 0 0 0
------- ---------- ------- ------- ------- ------
Net assets at end of year $65,679 $4,640,940 $ 0 $ 0 $ 0 $ 0
======= ========== ======= ======= ======= ======
</TABLE>
<PAGE> 102
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1996
(in thousands)
<CAPTION>
Fidelity Fidelity International
Puritan Magellan Fidelity Growth & U.S. Equity Loan
Fund Fund Contrafund Income Fund Index Fund Fund
-------- -------- ---------- ------------- ----------- --------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Dividends on Eastman Chemical
Company common stock
Other dividends $2,210 $6,466 $2,019 $ 55 $ 45
Interest 34 76 28 1 2
Net realized and unrealized
gains (losses) from
investments 640 (1,860) 2,413 67 292
Employee contributions
Transfers among funds (1,289) (8,032) 2,808 1,558 3,124
------ ------ ------ ------ ------ ------
Total Additions 1,595 (3,350) 7,268 1,681 3,463 0
------ ------ ------ ------ ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (326) (589) (249) (233)
Distributions to successor plans (1,328) 4,157 (6,998) (1,677) (3,470) (404)
Loans transfers, net 60 (208) (15) (4) 7 637
Administrative expenses (1) (10) (6)
------ ------ ------ ------ ------ ------
Total Deductions 1,595 (3,350) 7,268 1,681 3,463 0
------ ------ ------ ------ ------ ------
Increase in net assets 0 0 0 0 0 0
Net assets at beginning
of year 0 0 0 0 0 0
------ ------ ------ ------ ------ ------
Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $ 0
====== ====== ====== ====== ====== ======
</TABLE>
<PAGE> 103
<TABLE>
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1996
(in thousands)
<CAPTION>
Sub-total
Fidelity TOTAL
Investments ALL FUNDS
----------- -----------
<S> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 618 $ 12,705
Dividends on Eastman Chemical
Company common stock 1,203 1,203
Other dividends 11,994 20,322
Interest 24,798 277,499
Net realized and unrealized
gains (losses) from
investments 3,760 263,017
Employee contributions 169,235
Transfers among funds 0 0
------- ----------
Total Additions 42,373 743,981
------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (10,419) (201,802)
Distributions to successor plans (31,891) (39,469)
Loans transfers, net 0 0
Administrative expenses (63) (7,073)
------- ----------
Total Deductions 42,373 248,344
------- ----------
Increase in net assets 0 495,637
Net assets at beginning
of year 0 4,145,303
------- ----------
Net assets at end of year $ 0 $4,640,940
======= ==========
</TABLE>
<PAGE> 104
CONSENT OF INDEPENDENT ACCOUNTANTS
We hereby consent to the incorporation by reference in the Registration
Statement on Form S-8 (No. 33-65035) of Eastman Kodak Company of our report
dated April 23, 1999 appearing on page 3 of this Annual Report of the Eastman
Kodak Employees' Savings and Investment Plan on Form 11-K for the fiscal year
ended December 30, 1998.
PricewaterhouseCoopers LLP
Rochester, New York
May 14, 1999
