<PAGE> 0
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-K/A
AMENDMENT TO APPLICATION OR REPORT
Filed Pursuant to Section 13 or 15 (d) of
The Securities Exchange Act Of 1934
Eastman Kodak Company
(Exact name of registrant as specified in its charter)
AMENDMENT NO. 1
The undersigned registrant hereby amends the following items, financial
statements, exhibits, or other portions of its Annual Report on Form 10-K for
the year ended December 31, 1999 as set forth below:
The exhibit listed below and attached hereto is hereby added to the
registrant's Annual Report on Form 10-K for the year ended December 31, 1999.
Exhibit
(99) Eastman Kodak Employees' Savings and Investment Plan Annual Report
on Form 11-K for the fiscal year ended December 30, 1999.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this amendment to be signed on its behalf by the
undersigned, thereunto duly authorized.
Eastman Kodak Company
(Registrant)
E. Mark Rajkowski
Controller
Date: May 4, 2000
<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 11-K
[X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [FEE REQUIRED]
For the fiscal year ended December 30, 1999
-----------------
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED]
For the transition period from to
-------- --------
Commission file number 1-87
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A. Full title of the plan and the address of the plan, if
different from that of the issuer named below:
EASTMAN KODAK EMPLOYEES'
SAVINGS AND INVESTMENT PLAN
B. Name of the issuer of the securities held pursuant to the plan
and the address of its principal executive office:
EASTMAN KODAK COMPANY
343 STATE STREET
ROCHESTER, NEW YORK 14650
<PAGE> 2
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
INDEX TO FINANCIAL STATEMENTS, SCHEDULES AND EXHIBIT
DECEMBER 30, 1999
(a) Financial Statements Page No.
Report of Independent Accountants 3
Statement of Net Assets 4
Statement of Changes in Net Assets 5
Notes to Financial Statements 6-30
(b) Schedules
I. Schedule of Investments 31-62
II. Allocation of Net Assets to
Investment Funds 63-76
III. Allocation of Changes in Net
Assets to Investment Funds 77-101
(c) Exhibit
Consent of Independent Accountants 102
<PAGE> 3
REPORT OF INDEPENDENT ACCOUNTANTS
To the Savings and Investment
Plan Committee and the Participants of the
Eastman Kodak Employees' Savings
and Investment Plan
In our opinion, the financial statements and related schedules
listed in the index appearing on page 2 of this Annual Report on
Form 11-K present fairly, in all material respects, the net
assets of the Eastman Kodak Employees' Savings and Investment
Plan at December 30, 1999 and 1998, and the changes in net assets
for each of the three fiscal years in the period ended December
30, 1999, in conformity with accounting principles generally accepted
in the United States. These financial statements are the
responsibility of the Plan's management; our responsibility is to
express an opinion on these financial statements based on our audits.
We conducted our audits of these statements in accordance with
auditing standards generally accepted in the United States, which
require that we plan and perform the audit to obtain reasonable
assurance about whether the financial statements are free of material
misstatement. An audit includes examining, on a test basis,
evidence supporting the amounts and disclosures in the financial
statements, assessing the accounting principles used and
significant estimates made by management, and evaluating the
overall financial statement presentation. We believe that our
audits provide a reasonable basis for the opinion expressed
above.
PricewaterhouseCoopers LLP
Rochester, New York
April 28, 2000
<PAGE> 4
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
STATEMENT OF NET ASSETS
(in thousands)
<CAPTION>
December 30,
---------------------
1999 1998
---- ----
<S> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company common stock $ 372,703 $ 375,444
Other common stocks 318,796 386,484
Mutual funds 1,082,864 664,589
Interest in common/collective
trusts (pooled) funds 701,066 566,633
U.S. government securities 1,581 783
Loans to participants 62,875 68,381
Investments at Contract Value:
Group annuity contracts 3,387,241 3,292,898
Other Assets:
Dividends and interest receivable 3,020 3,099
Receivables for securities sold 1,817 1,007
Market valuation adjustment (8) 114
Cash 1,242 -
---------- ----------
Total assets (cost: 1999 - $5,516,922
1998 - $5,101,493)
5,933,197 5,359,432
---------- ----------
LIABILITIES
Distributions payable to participants 637 6,832
Payables for securities purchased 493 331
Accrued expenses 499 692
---------- ----------
Total liabilities 1,629 7,855
---------- ----------
Net assets $5,931,568 $5,351,577
========== ==========
(See accompanying notes to financial statements)
</TABLE>
<PAGE> 5
<TABLE>
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
STATEMENT OF CHANGES IN NET ASSETS
(in thousands)
<CAPTION>
For the fiscal year ended December 30,
-------------------------------------------
1999 1998 1997
---- ---- ----
<S> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,130 $ 9,944 $ 12,680
Dividends on Eastman Chemical
Company common stock - 537 1,094
Other dividends 12,321 18,886 21,980
Interest 257,413 276,183 280,928
Net realized and unrealized
gains from investments 412,542 249,964 95,733
Employee contributions 321,042 377,194 206,426
---------- ---------- ----------
Total Additions 1,012,448 932,708 618,841
---------- ---------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (426,121) (463,531) (262,093)
Distributions to successor plans - 37,816 (134,234)
Administrative expenses (6,336) (9,187) (9,683)
---------- ---------- ----------
Total Deductions 432,457 434,902 406,010
---------- ---------- ----------
Increase in net assets 579,991 497,806 212,831
Net assets at beginning of year 5,351,577 4,853,771 4,640,940
---------- ---------- ----------
Net assets at end of year $5,931,568 $5,351,577 $4,853,771
========== ========== ==========
(See accompanying notes to financial statements)
</TABLE>
<PAGE> 6
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
NOTES TO FINANCIAL STATEMENTS
NOTE 1: DESCRIPTION OF PLAN
General
The Eastman Kodak Employees' Savings and Investment Plan (the Plan or SIP) is
a defined contribution plan of a controlled group of corporations consisting
of Eastman Kodak Company and certain United States subsidiaries operating in
the United States (Kodak). The principal provisions of the Plan are described
below and are provided for general information purposes only. Participants
should refer to the Plan document for a more complete description of the
Plan's provisions. Regular full-time, regular part-time, supplementary or
conditional employees of Kodak are eligible to participate in the Plan. Kodak
Ambassadors, co-ops and special program employees are not eligible to
participate in the Plan. The Plan is subject to the Employee Retirement
Income Security Act of 1974.
The Plan is administered by the Savings and Investment Plan Committee (SIPCO),
which is the Plan Administrator and named fiduciary. The Trusts, forming part
of the Plan, are administered by Boston Safe Deposit and Trust Company (Boston
Safe) and until September 1998, Fidelity Management Trust Company (Fidelity)
(together the Plan Trustees).
Plan Amendments and Other Changes
Effective April 1, 2000, the Newport Tiger Fund will be replaced by the
Matthews Pacific Tiger Fund I. Participants in the Newport Tiger Fund will
have the opportunity to elect to transfer their balance to the Matthews Fund.
If no election is made, any account balances remaining as of March 30, 2000
will automatically transfer to the Fixed Income Fund. Also effective April 1,
2000, participants transfering all or any portion of their account into
certain funds, may not transfer any portion of their account out of those
funds or reallocate among funds until the first business day following the
seventh calendar day of such transfer.
Effective January 1, 2000, the Company will match SIP contributions for an
amount up to 3% of wages for employees who contribute up to 5% of their wages
to SIP and who also participate in the Cash Balance Plus retirement plan.
This matching contribution will be allocated to one or more of the funds in
the same manner as the participant's elective contributions are allocated on
the date the the match is received. Participants are immediately vested in
the SIP company match but those funds cannot be used for loans or hardship
withdrawals.
Effective December 31, 1998, the Plan renamed two of the funds as follows:
the Morgan Stanley Dean Witter Institutional International Equity Fund
(formerly the Morgan Stanley Institutional International Equity Fund) and the
Newport Tiger Fund (formerly the Colonial Newport Tiger Fund). Also effective
<PAGE> 7
December 31, 1998, the maximum salary deferral rate was increased from 18
percent to 20 percent of pay for eligible Kodak participants.
During plan years ended December 30, 1997 and 1994, Kodak sold the sales,
marketing and equipment service operations of its Office Imaging business to
Danka Business Systems PLC (Danka) and its Clinical Diagnostics Division (CDD)
to Johnson & Johnson, respectively. Since those plan years, the account
balances of the Office Imaging and CDD participants were reported as a
liability in the accompanying financial statements. In June 1998, a
determination letter was received from the IRS with respect to the SIP and the
successor plans. In September 1998, the account balances of active Office
Imaging and CDD participants were transferred to the respective successor
plans. The account balances of Office Imaging and CDD participants who
terminated or retired prior to September 1998 were not transferred to the
successor plans and continue to remain in SIP. An adjustment to reflect the
account balances of these participants was recorded in the 1998 Statement of
Changes in Net Assets.
On December 31, 1993, Kodak spun off its worldwide chemical business, Eastman
Chemical Company (ECC or Eastman). Subsequent to the spin-off, account
balances of the ECC participants were liquidated and the proceeds invested in
newly-created funds within the Plan that were managed until September 1998 by
Fidelity, the trustee for ECC participants. Since January 1, 1994, all salary
deferrals of ECC participants have been contributed to the Eastman Investment
Plan (EIP). The provisions of the Plan described below with respect to loans
and distributions applied equally to the ECC participants in the Plan until
September 1998. Updated determination letters from the IRS with respect to
the SIP and EIP plans have been received, and the account balances of ECC
participants were transferred from SIP to EIP in September 1998. Until that
time, the balances of these participants were reflected as a liability in the
accompanying financial statements.
Administrative Expenses
The Plan provides for the payment of certain administrative expenses by the
Trusts, including fees for investment advisors, recordkeepers, the Plan
Trustees, attorneys and accountants. The recordkeepers are Hewitt Associates
and until September 1998, Fidelity.
Contributions
The Plan includes a salary reduction provision allowing eligible Kodak
participants to defer up to a certain percentage of qualifying compensation as
defined in the Plan. The maximum deferral for Plan year 1999 was limited to
20% (18% for Plan years 1998 and 1997) of the aggregate of qualifying
compensation and Wage Dividend, but not more than the statutory limit of
$10,000 for calendar years 1999 and 1998 ($9,500 for calendar year 1997).
Participants' salary deferrals are contributed to the Plan by Kodak on behalf
of the participants. All contributions to the Plan are immediately vested.
Boston Safe invests contributions to the Plan into the investment funds
described in Note 3, as directed by the participant. Participants are
eligible to make transfers between investment funds on a daily basis.
<PAGE> 8
Loans
The Plan Administrator may grant a loan to a participant provided that the
aggregate of the participant's outstanding loans will not exceed the lesser
of: 1) $50,000 less the highest outstanding loan balance during the previous
12 months, or 2) 50% of the current value of the participant's account. A new
loan must be at least $1,000 and repaid within four years of the date of the
loan. In accordance with the Plan provisions, the rate of interest is fixed
at the discretion of the Plan Administrator. Interest is charged at the
lesser of the maximum legal rate or the prime rate. (See Note 4.)
Distributions
Distributions from the Plan are made under the following circumstances:
1. Approval of hardship withdrawals is made by the Plan
Administrator or its designee. Hardship withdrawals will
only be granted a) in order to meet obligations relating to
the payment of substantial out-of-pocket medical (or dental)
bills for the participant, the participant's spouse or any of
the participant's dependents, b) for the purchase or construction
of a primary residence, c) for tuition, room and board or other
post-secondary educational expenses, or d) for payments to
prevent eviction/foreclosure.
2. Upon attaining age 59 1/2, a participant may elect to
receive a lump sum cash distribution from the Plan while
still actively employed.
3. Upon separation from service for any reason except death,
the full value of a participant's account is distributed as
a lump sum if the account balance is less than a certain amount
as defined in the Plan and the participant is not retirement
eligible. Otherwise, the full value of the account is distributed
when and as designated by the participant in a lump sum payment,
or in monthly or annual installments. If an appropriate
designation is not made by the participant, the account is paid
in a lump sum cash payment in February following the year the
participant turns age 65.
4. In the event of death, the value of a participant's account
is paid in a lump sum to a designated beneficiary, if any,
or to the decedent's estate, except that if there is a
surviving spouse, then the entire sum will be paid to such
spouse unless the spouse consents to the beneficiary
designation of the participant.
5. The Plan Trustee is authorized to honor "qualified
domestic relations orders" issued and served in accordance
with Section 414(p) of the Internal Revenue Code.
<PAGE> 9
Plan Termination
While Kodak expects to continue the Plan, it has the right to discontinue
contributions and amend or terminate the Plan at any time. In the event that
contributions to the Plan are discontinued, the Plan Trustee will continue to
administer the Trust. In the event of the termination of the Trust as a
result of or incident to termination of the Plan, the pro rata value of the
participants' accounts will be paid in accordance with the provisions of the
Plan.
NOTE 2: SUMMARY OF ACCOUNTING POLICIES
Basis of Accounting
The Plan operates on a fiscal year ending December 30.
The Plan's financial statements have been prepared on the accrual basis of
accounting. Distributions payable to participants are recorded when the
request for payment meeting the provisions of the Plan is received.
Investment Valuation and Income Recognition
The group annuity contracts are included in the financial statements at
contract value because they are fully benefit responsive. In aggregate, the
recorded value of the group annuity contracts approximates their fair value.
Interest rates on these contracts remain fixed and are not reset until a
contract matures. There are no minimum crediting interest rates under the
terms of the contracts. Interest in common/collective trusts (pooled) funds
reflect market values as determined by the managers of such funds. Fair
values of all other investments are based upon active market quotations on
national exchanges, if available, at December 30, or, if not available, upon
amounts believed by the Plan Administrator to be realizable at that time.
Purchases and sales of securities are recorded on a trade-date basis.
Interest income is recorded on the accrual basis. Dividends are recorded on
the ex-dividend date.
Use of Estimates
The preparation of financial statements in conformity with accounting
principles generally accepted in the United States requires management to make
estimates and assumptions that affect the reported amounts of assets and
liabilities and disclosure of contingent assets and liabilities at year end
and the reported amounts of revenues and expenses during the reporting period.
Actual results could differ from those estimates.
<PAGE> 10
NOTE 3: INVESTMENTS
The Plan Trustee is not required to furnish a bond in connection with the
custody of investments or other assets of the Plan.
The Plan Trustee is authorized to keep any portion of any of the foregoing
funds in cash or liquid investments as it may deem advisable.
All dividends, interest or gains derived from investments in each Fund are
reinvested in the respective Fund by the Plan Trustee.
Funds at Boston Safe
TIER I: TIME HORIZON FUNDS - All Time Horizon Funds are pre-mixed portfolios
of TIER II Funds.
5 to 8 Year Time Horizon Fund
This fund is designed for participants who expect to withdraw from the Plan
and use these funds relatively soon, or for participants who have a low
tolerance for volatility. The fund is broadly diversified, and has a 45/55
mix of equity and fixed income.
8 to 20 Year Time Horizon Fund
This fund is designed for participants who expect to leave their funds
invested for a reasonably long period of time, and/or for participants who are
willing to accept some volatility. The fund is broadly diversified, but has a
75/25 mix of equity and fixed income.
20 or More Year Time Horizon Fund
This fund is designed for participants who expect to leave their funds
invested for a long period of time, and/or for participants who are willing to
accept more volatility. The fund is broadly diversified in equities.
TIER II: CORE FUNDS
Fixed Income Fund
The fund's assets are invested primarily in contracts with insurance
companies. Effective annual yields on these contracts ranged between 5.08%
and 10.10% in 1999 and 1998, respectively, depending on the date of the
contribution, transfer or rollover. The blended rate of return on the Fixed
Income Fund was approximately 7.6% in 1999 (7.9% in 1998 and 8.3% in 1997).
<PAGE> 11
Funds at Boston Safe (Cont'd)
Lehman Brothers Aggregate Bond Index Fund
This fund is designed to duplicate the total return of the overall U.S. bond
market. It is composed of securities found in the Lehman Brothers
Government/Corporate Bond Index, Mortgage-Backed Securities Index, and Asset-
Backed Securities Index.
S&P 500 Large Stock Index Fund
This fund invests in all 500 stocks that compose the Standard & Poor's 500
Index.
Non-U.S. Stock Index Fund
This fund is composed of two indices: one covering securities from non-U.S.
developed countries (MSCI EAFE Index), and the other covering securities from
non-U.S. developing countries (MSCI Emerging Markets Free Index ex-Malaysia).
Russell 2000 Small Stock Index Fund
This fund is designed to replicate the returns of the Russell 2000 Index,
which represents the small company segment of the U.S. stock market. The
index consists of the 2,000 smallest securities of the largest 3,000 U.S.
stocks and is recognized as a standard measure of performance for the small
company segment of the U.S. stock market.
Kodak Stock Fund
This fund consists primarily of shares of Eastman Kodak Company common stock.
TIER III: MANAGED FUNDS
PIMCO Total Return Fund
This is an intermediate maturity bond fund with a total return orientation.
The average quality rating of bonds in the portfolio is investment grade,
including U.S. government, corporate, and mortgage-backed securities. Up to
10% of assets may be in "high yield," below investment grade bonds, and up
to 20% may be in foreign bonds of currencies other than the U.S. dollar but
generally hedged back to the dollar.
MAS High Yield Fund
This is a corporate, credit sensitive bond fund seeking to provide a
combination of high current income and long-term total return. Securities
with high yields are usually rated below investment grade and are commonly
referred to as "junk bonds."
<PAGE> 12
Funds at Boston Safe (Cont'd)
Fidelity Puritan Fund
This fund is a balanced fund of stocks and bonds managed to produce high
current income with preservation of capital and consideration for potential
growth of capital.
T. Rowe Price Equity Income Fund
This is a large company stock fund with a current income orientation. Its
goal is to provide substantial dividend income and also long-term capital
appreciation.
Fidelity Growth and Income Fund
This is a large company stock fund managed with a value orientation. Its goal
is high total return through a combination of current income and capital
appreciation.
Putnam Investors Fund
This is a large company stock fund managed with a blended growth/value
orientation. Its goal is long-term growth of capital from a portfolio
primarily consisting of quality common stock.
Putnam Vista Fund
This is a mid-size company stock fund with a growth orientation. The goal is
above-average growth.
PBHG Growth Fund
This is a mid-size company stock fund with an aggressive growth orientation.
The fund's goal is capital appreciation.
T. Rowe Price Small-Cap Value Fund
This is a small company stock fund with a value orientation. The fund seeks
long-term capital growth.
Skyline Special Equity Fund
This is a small company stock fund with a value orientation. Its goal is
maximum capital appreciation. Between February 1, 1998 and April 8, 1999,
this fund had been closed to transfers and rollovers but remained open to
salary and wage dividend deferrals.
Putnam OTC & Emerging Growth Fund
This is a small company fund with an aggressive growth orientation. The fund
seeks capital appreciation.
<PAGE> 13
Funds at Boston Safe (Cont'd)
MAS Value Fund
This is a multi-sized company stock fund with a value orientation. Its goal
is to provide above-average long-term total return consisting of both capital
appreciation and income.
RogersCasey Smaller Stock Fund
This fund is a multi-sized company stock fund, with a smaller sized company
orientation, utilizing a multiple manager approach. The fund seeks to provide
consistency of total returns over time through use of experienced investment
managers with a blend of growth, value, and benchmark-related styles.
MFS Institutional Research Fund
This is a multi-sized company stock fund with a blended growth/value
orientation. Its goal is long-term growth of capital and future income.
Putnam Voyager Fund
This is a multi-sized company stock fund with an aggressive growth
orientation. The fund seeks maximum growth.
Cohen & Steers Realty Fund
This is a specialty stock fund investing primarily in Real Estate Investment
Trusts. The fund seeks maximum total return through both current income and
capital appreciation.
First Eagle Fund of America
This is a specialty stock fund investing primarily in stocks of undervalued
companies that are being restructured to increase returns to shareholders.
The fund's goal is capital appreciation.
T. Rowe Price Blue Chip Growth Fund
This is a specialty stock fund investing primarily in stocks of large- and
mid-size companies that are "blue chip" - that is, high-quality growth
companies. The fund seeks long-term growth of capital; income is secondary.
T. Rowe Price New Era Fund
This is a specialty stock fund investing primarily in companies that own or
develop natural resources and other basic commodities intended to act as a
hedge against inflation. The fund seeks long-term capital appreciation.
<PAGE> 14
Funds at Boston Safe (Cont'd)
T. Rowe Price Science & Technology Fund
This is an aggressive specialty stock fund investing in multi-sized companies
expected to benefit from scientific and technological progress. The fund
seeks long-term growth of capital.
Morgan Stanley Dean Witter Institutional International Equity Fund
This is an international stock fund investing primarily in developed countries
with a large company, value orientation. The fund seeks long-term capital
appreciation.
Russell International Stock Fund
This fund is an international stock fund using a multiple manager approach,
with 90% allocated to managers of stocks in developed markets and 10%
allocated to managers of stocks in emerging markets. The fund seeks to
provide consistency of total returns over time through use of experienced
investment managers with a blend of growth, value, and benchmark-related
styles.
Acorn International Fund
This is an international stock fund with an all-markets approach, investing in
small- to mid-size companies with a value orientation primarily in developed
countries but also in emerging markets. The fund seeks long-term growth of
capital. Between October 30, 1999 and March 31, 2000, this fund had been
closed to transfers and rollovers.
State Street Emerging Markets Index Fund
This is an indexed emerging markets stock fund, diversified across regions,
countries, and securities in the benchmark. The fund seeks maximum capital
appreciation. Between October 30, 1999 and March 31, 2000, this fund had been
closed to transfers and rollovers.
Templeton Developing Markets Fund
This is an emerging markets stock fund, diversified across regions and
countries, with a value orientation. The fund seeks long-term capital
appreciation. Between October 30, 1999 and March 31, 2000, this fund had been
closed to transfers and rollovers.
Newport Tiger Fund
This is an emerging markets stock fund with a regional focus on the Pacific
Basin excluding Japan. The fund seeks capital appreciation. This fund will
not accept transfers or rollovers after March 23, 1999 (deferrals will still
be permitted). Effective April 1, 2000, this fund will be replaced (see Note
1).
<PAGE> 15
Funds at Boston Safe (Cont'd)
Scudder Latin America Fund
This is an emerging markets stock fund with a regional focus on Latin America.
The fund seeks long-term capital appreciation.
Funds at Fidelity
As discussed in Note 1, the Funds at Fidelity have been transferred to the
successor plan as of September 1998. However, these funds are described below
for purposes of understanding the financial statements herein.
The Kodak Stock Fund consists of shares of Eastman Kodak Company common stock.
The Eastman Stock Fund consists primarily of shares of Eastman Chemical
Company common stock.
The Fidelity Managed Income Portfolio is a fixed income fund consisting of
investment contracts with one or more financial institutions that pay interest
to the fund. The rate of interest paid to the fund changes as investment
contracts mature and new contracts are purchased.
The Fidelity Fund seeks long-term capital growth and reasonable current
income. It focuses on investments in companies that the fund's manager
believes are marked by solid balance sheets and good prospects for growth.
Investments are diversified across a variety of market sectors.
The Fidelity Puritan Fund is a balanced fund of stocks and bonds managed to
produce high current income with preservation of capital and consideration for
potential growth of capital.
The Fidelity Magellan Fund is a growth fund seeking long-term capital
appreciation by investing in stocks, and corporate securities convertible into
stocks, of domestic, multinational and foreign companies that the fund's
manager believes offer potential for growth, which also leads to a
correspondingly higher level of risk.
The Fidelity Contrafund is a growth fund seeking long-term capital
appreciation by investing primarily in securities of companies believed by the
fund's manager to be out of favor and undervalued.
The Fidelity International Growth & Income Fund, a growth and income mutual
fund that invests internationally, seeks to increase the value of investments
over the long term through capital growth while also providing current income.
The Fidelity U.S. Equity Index Portfolio is an index mutual fund that seeks to
duplicate the composition and total return of the Standard & Poor's Composite
Index of 500 Stocks.
<PAGE> 16
The number of participants in each fund was as follows:
December 30,
------------------
1999 1998
---- ----
Boston Safe Funds:
5 to 8 Year Time Horizon Fund 1,220 1,209
8 to 20 Year Time Horizon Fund 2,260 2,003
20 or More Year Time Horizon Fund 2,411 1,709
Fixed Income Fund 38,964 43,568
Lehman Brothers Aggregate Bond Index Fund 594 764
S&P 500 Large Stock Index Fund 14,360 14,883
Non-U.S. Stock Index Fund 1,010 699
Russell 2000 Small Stock Index Fund 2,828 2,282
Kodak Stock Fund 15,664 18,958
PIMCO Total Return Fund 638 823
MAS High Yield Fund 1,042 1,112
Fidelity Puritan Fund 5,045 7,169
T. Rowe Price Equity Income Fund 2,021 2,506
Fidelity Growth and Income Fund 4,587 5,108
Putnam Investors Fund 5,567 4,076
Putnam Vista Fund 4,068 1,865
PBHG Growth Fund 5,299 1,416
T. Rowe Price Small-Cap Value Fund 1,950 2,506
Skyline Special Equity Fund 1,272 2,167
Putnam OTC & Emerging Growth Fund 8,085 1,856
MAS Value Fund 1,243 1,764
RogersCasey Smaller Stock Fund 11,566 15,328
MFS Institutional Research Fund 1,186 1,147
Putnam Voyager Fund 5,619 2,508
Cohen & Steers Realty Fund 603 854
First Eagle Fund of America 1,690 2,091
T. Rowe Price Blue Chip Growth Fund 4,005 3,601
T. Rowe Price New Era Fund 478 300
T. Rowe Price Science & Technology Fund 12,558 4,761
Morgan Stanley Dean Witter Institutional
International Equity Fund 3,332 3,522
Russell International Stock Fund 3,453 3,474
Acorn International Fund 2,131 900
State Street Emerging Markets Index Fund 655 228
Templeton Developing Markets Fund 1,105 783
Newport Tiger Fund 688 850
Scudder Latin America Fund 947 788
<PAGE> 17
The total number of participants in the Plan was less than the sum of the
number of participants shown above because many participants invest in more
than one fund.
NOTE 4: LOANS TO PARTICIPANTS
The Plan Trustee makes loans to participants in accordance with Plan
provisions. A loan made to a participant of the Plan is accounted for as a
fund-to-fund transfer from the participant's participant-directed investment
account to a fund known as the "Loan Fund." The Plan's receivables for
participant loan notes receivable are recorded as assets of the Loan Fund. As
the loan is repaid, both the principal and interest are allocated to fund(s)
to which the participant's current contributions are directed. The portion of
the loan payment representing principal is accounted for as a fund-to-fund
transfer from the Loan Fund to the participant's investment fund(s) and the
portion of the loan payment representing interest is accounted for as income
in the same fund(s). No plan participant benefits from the interest earned on
a loan other than the participant who originated the loan.
<PAGE> 18
NOTE 4: LOANS TO PARTICIPANTS (Cont'd)
Interest income earned on loans to participants for the fiscal years ended
December 30 was:
(in thousands)
1999 1998 1997
------ ------ ------
Boston Safe Funds:
5 to 8 Year Time Horizon Fund $ 37 $ 26 $ 16
8 to 20 Year Time Horizon Fund 97 69 38
20 or More Year Time Horizon Fund 64 62 37
Fixed Income Fund 2,478 2,910 3,192
Lehman Brothers Aggregate Bond Index Fund 8 7 2
S&P 500 Large Stock Index Fund 420 345 248
Non-U.S. Stock Index Fund 5 6 5
Russell 2000 Small Stock Index Fund 32 40 22
Kodak Stock Fund 360 496 698
PIMCO Total Return Fund 8 6 1
MAS High Yield Fund 11 11 8
Fidelity Puritan Fund 108 149 157
T. Rowe Price Equity Income Fund 26 31 19
Fidelity Growth and Income Fund 75 54 18
Putnam Investors Fund 99 44 -
Putnam Vista Fund 24 13 8
PBHG Growth Fund 16 19 21
T. Rowe Price Small-Cap Value Fund 22 31 19
Skyline Special Equity Fund 30 62 21
Putnam OTC & Emerging Growth Fund 31 18 12
MAS Value Fund 17 24 15
RogersCasey Smaller Stock Fund 436 734 860
MFS Institutional Research Fund 12 7 6
Putnam Voyager Fund 41 19 10
Cohen & Steers Realty Fund 4 9 10
First Eagle Fund of America 25 18 3
T. Rowe Price Blue Chip Growth Fund 58 32 17
T. Rowe Price New Era Fund 4 3 3
T. Rowe Price Science & Technology Fund 155 38 28
Morgan Stanley Dean Witter Institutional
International Equity Fund 31 32 19
Russell International Stock Fund 30 50 71
Acorn International Fund 9 5 4
State Street Emerging Markets Index Fund 3 1 2
Templeton Developing Markets Fund 8 7 7
Newport Tiger Fund 13 12 9
Scudder Latin America Fund 9 20 18
------ ------ ------
Total $4,806 $5,410 $5,624
====== ====== ======
<PAGE> 19
NOTE 4: LOANS TO PARTICIPANTS (Cont'd)
Interest income earned on loans to participants for the fiscal years ended
December 30 was:
(in thousands)
1999 1998 1997
---- ---- ----
Fidelity Funds:
Kodak Stock Fund $ 0 $ 8 $ 12
Eastman Stock Fund 0 18 35
Fidelity Managed Income Portfolio 0 261 399
Fidelity Fund 0 17 23
Fidelity Puritan Fund 0 26 33
Fidelity Magellan Fund 0 60 80
Fidelity Contrafund 0 21 30
Fidelity International Growth & Income Fund 0 1 1
Fidelity U.S. Equity Index Portfolio 0 5 7
---- ---- ----
Total $ 0 $417 $620
==== ==== ====
The interest income from loans shown above is included in "interest" on the
Statement of Changes in Net Assets.
<PAGE> 20
<TABLE>
NOTE 5: NET REALIZED AND UNREALIZED GAINS (LOSSES) FROM INVESTMENTS
Components of net realized and unrealized gains (losses) from investments and
proceeds from sales of investments for the fiscal years ended on December 30
are:
<CAPTION>
(in thousands)
Unrealized Net Realized
Realized gains and Unrealized Proceeds
gains (losses) (losses) gains (losses) from
from from from sales of
investments investments investments investments
------------- ----------- -------------- -----------
<S> <C> <C> <C> <C>
1999
Kodak stock $ 5,976 $ (29,640) $ (23,664) $ 203,097
Other securities 31,362 404,844 436,206 1,582,088
-------- --------- --------- ----------
$ 37,338 $ 375,204 $ 412,542 $1,785,185
======== ========= ========= ==========
1998
Boston Safe Kodak
stock $ 53,579 $ 37,314 $ 90,893 $ 272,504
Fidelity Kodak stock 4,483 (2) 4,481 36,197
Fidelity Eastman stock (3,062) (5) (3,067) 56,122
Other securities (12,850) 170,507 157,657 1,327,463
-------- --------- --------- ----------
$ 42,150 $ 207,814 $ 249,964 $1,692,286
======== ========= ========= ==========
1997
Boston Safe Kodak
stock $ (5,101) $(144,519) $(149,620) $ 159,602
Fidelity Kodak stock (1,608) (4,617) (6,225) 50,265
Fidelity Eastman stock 1,869 1,069 2,938 46,205
Other securities 98,910 149,730 248,640 1,045,625
-------- --------- --------- ----------
$ 94,070 $ 1,663 $ 95,733 $1,301,697
======== ========= ========= ==========
</TABLE>
Consistent with Department of Labor regulations, the components of net
realized and unrealized gains and losses from investments are calculated for
purposes of Form 5500 based on an investment's current value at the beginning
of the year, or acquisition cost if acquired during the year (revalued cost).
For purposes of determining realized gains and losses, the revalued costs of
investments sold are determined based upon a weighted average basis.
<PAGE> 21
<TABLE>
BOSTON SAFE FUNDS
NOTE 6: UNIT VALUES AND PARTICIPANT UNITS
(in thousands, except per unit value data)
Following are the funds' month-end unit values and participants' units as calculated by the Trustees.
<CAPTION>
5 to 8 Year 8 to 20 Year 20 or More Year Lehman Brothers S&P 500 Large
Time Time Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
---------------- --------------- --------------- ----------------- --------------- ----------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1999
----
Jan. 29 $13.2426 2,996 $13.5606 3,961 $13.5859 1,988 $17.9081 182,612 $11.9787 671 $29.8373 12,732
Feb. 26 13.0004 3,165 13.2041 4,117 13.1413 2,049 18.0108 182,445 11.7659 619 28.9100 12,931
Mar. 31 13.2856 3,185 13.6324 4,188 13.7044 2,094 18.1249 183,968 11.8440 598 30.0644 13,084
Apr. 30 13.6152 3,175 14.2046 4,278 14.5134 2,179 18.2348 183,979 11.8736 578 31.2233 13,413
May 28 13.4491 3,235 13.9134 4,326 14.1338 2,222 18.3493 183,844 11.7614 564 30.4850 13,635
June 30 13.7766 3,231 14.4676 4,332 14.9092 2,245 18.4607 182,820 11.7214 570 32.1743 13,476
July 30 13.6651 3,234 14.3213 4,487 14.6941 2,355 18.5760 181,923 11.6614 520 31.1701 13,822
Aug. 31 13.6573 3,078 14.2927 4,520 14.6406 2,470 18.6923 183,302 11.6476 499 31.0158 13,714
Sep. 30 13.6126 3,052 14.1709 4,501 14.4256 2,519 18.8045 182,294 11.7804 493 30.1578 13,661
Oct. 29 13.9390 2,948 14.6326 4,464 14.9894 2,561 18.9209 180,368 11.8292 491 32.0669 13,393
Nov. 30 14.1361 2,876 14.9802 4,424 15.4798 2,574 19.0342 177,435 11.8338 465 32.7149 13,039
Dec. 30 14.5864 2,767 15.8123 4,427 16.6499 2,608 19.1481 176,875 11.8091 432 34.5385 12,468
1998
----
Jan. 31 $11.5427 2,192 $11.6600 3,231 $11.6884 1,875 $16.5959 188,325 $11.1262 404 $22.5344 11,301
Feb. 28 11.9184 2,376 12.2604 3,249 12.4780 1,917 16.6950 188,821 11.1224 434 24.1580 11,773
Mar. 31 12.1898 2,558 12.6626 3,515 12.9952 1,948 16.8055 188,123 11.1587 433 25.3899 12,141
Apr. 30 12.2912 2,882 12.7882 3,681 13.1433 2,038 16.9125 188,809 11.2214 442 25.6443 12,374
May 31 12.2154 2,947 12.5640 3,744 12.7326 2,087 17.0236 188,382 11.3372 458 25.1977 12,347
June 30 12.3921 3,094 12.7410 3,764 12.8810 2,091 17.1318 187,779 11.4290 486 26.2141 12,313
July 31 12.3684 3,212 12.6817 3,980 12.7892 2,161 17.2428 190,216 11.4543 508 25.9325 12,908
Aug. 31 11.6127 3,093 11.2649 3,912 10.7562 2,115 17.3545 187,845 11.6628 591 22.1842 12,677
Sep. 30 11.9472 2,865 11.6375 3,875 11.2048 2,046 17.4629 185,129 11.8998 676 23.6039 12,517
Oct. 31 12.3746 2,765 12.3539 3,784 12.1216 1,935 17.5744 185,588 11.7943 793 25.5441 12,181
Nov. 30 12.7280 2,817 12.8859 3,829 12.7944 1,974 17.6826 183,906 11.8612 715 27.0835 12,529
Dec. 30 13.0288 2,842 13.3145 3,861 13.3101 1,947 17.7915 184,532 11.8784 708 28.7043 12,447
</TABLE>
<PAGE> 22
<TABLE>
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
--------------- ---------------- ---------------- --------------- ---------------- ----------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1999
----
Jan. 29 $11.7925 425 $11.9458 2,135 $22.0780 17,016 $12.2141 1,005 $11.9727 1,276 $19.6571 5,957
Feb. 26 11.5155 419 10.9728 1,938 22.4585 17,059 11.9700 1,028 11.9588 1,242 19.3647 5,943
Mar. 31 12.0909 445 11.1401 1,825 21.7170 17,159 12.0731 1,045 12.1979 1,328 19.7599 5,934
Apr. 30 12.6796 484 12.1253 1,989 25.3129 15,310 12.1323 1,003 12.6122 1,280 20.4639 5,886
May 28 12.0939 488 12.3047 2,198 23.1953 15,853 12.0015 994 12.2586 1,228 19.8460 5,842
June 30 12.6891 510 12.8328 2,257 23.2391 16,161 11.9816 948 12.2580 1,227 20.4082 5,771
July 30 12.9600 492 12.4549 1,982 23.6597 15,748 11.9356 870 12.2693 1,215 19.9629 5,606
Aug. 31 13.0426 513 12.0018 1,906 25.2155 14,184 11.9454 833 12.1992 1,179 19.6558 5,501
Sep. 30 13.0760 538 11.9886 1,919 25.8517 14,207 12.0785 824 12.1847 1,187 19.2934 5,413
Oct. 29 13.5333 537 12.0402 1,853 23.7369 15,577 12.1180 796 12.2685 1,206 19.6863 5,242
Nov. 30 14.0703 549 12.7654 1,787 21.5500 16,262 12.1475 790 12.5244 1,180 19.7267 4,953
Dec. 30 15.3382 557 13.9790 1,895 22.7424 16,855 12.1133 763 12.6969 1,127 19.9852 4,657
1998
----
Jan. 31 $10.6792 394 $12.0116 2,215 $21.4456 20,304 $11.2231 444 $11.6766 1,205 $16.8815 6,804
Feb. 28 11.3513 408 12.8933 2,133 21.6957 19,477 11.1931 497 11.7834 1,351 17.5364 6,800
Mar. 31 11.7247 434 13.4293 2,177 21.4650 19,041 11.2335 511 11.9740 1,232 18.0817 6,883
Apr. 30 11.8171 440 13.4955 2,297 23.7971 17,372 11.2739 501 12.0581 1,345 18.1846 6,911
May 31 11.5866 439 12.7683 2,233 23.6934 18,065 11.3999 554 11.9593 1,473 18.1569 6,792
June 30 11.5299 443 12.7209 2,199 24.2428 18,087 11.5194 596 11.9705 1,452 18.5392 6,775
July 31 11.6729 432 11.6796 2,033 27.7951 15,406 11.5490 700 12.0812 1,451 18.4937 6,809
Aug. 31 9.9852 423 9.4250 2,057 26.0525 15,159 11.7388 786 11.2199 1,385 16.6770 6,488
Sep. 30 9.8179 411 10.1661 2,084 25.7634 16,180 12.0864 844 11.2065 1,344 17.2993 6,297
Oct. 31 10.8658 422 10.5712 2,366 25.8509 16,776 12.0017 978 11.0859 1,310 18.1471 6,125
Nov. 30 11.4751 464 11.1201 2,444 24.4014 16,362 12.0540 949 11.8243 1,312 18.8516 6,078
Dec. 30 11.7944 412 11.5223 2,296 24.3802 16,023 12.1153 974 11.8005 1,278 19.4936 6,023
</TABLE>
<PAGE> 23
<TABLE>
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
---------------- ---------------- --------------- --------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1999
----
Jan. 29 $13.4967 2,576 $16.5865 5,010 $18.4616 3,058 $14.7660 1,362 $ 9.9971 1,272 $10.7800 2,652
Feb. 26 13.3909 2,469 16.2750 5,081 17.7950 3,408 13.7831 1,382 8.9889 1,202 10.1557 2,477
Mar. 31 13.7549 2,423 16.6917 5,236 18.5792 3,756 14.7753 1,445 9.3908 1,107 9.8928 2,393
Apr. 30 15.2731 2,354 17.1060 5,289 18.6376 4,307 15.1416 1,518 8.9804 1,044 10.7201 2,348
May 28 15.1551 2,378 16.6685 5,221 17.8284 4,275 14.8170 1,630 9.2941 977 10.9877 2,412
June 30 15.5766 2,370 17.4783 5,128 19.3250 4,178 15.8631 1,616 10.4736 993 11.5409 2,374
July 30 15.2386 2,465 16.9503 5,055 18.7536 4,185 15.4306 1,644 10.3274 1,058 11.4062 2,366
Aug. 31 14.7774 2,507 16.7163 4,953 18.4085 4,120 15.3868 1,664 10.5951 1,047 11.0618 2,303
Sep. 30 14.2471 2,471 16.3223 4,894 18.3483 4,011 15.2159 1,686 11.4410 1,205 10.8806 2,239
Oct. 29 14.7144 2,420 17.1507 4,815 19.6614 3,950 16.5230 1,710 12.4763 1,237 10.6761 2,191
Nov. 30 14.4823 2,309 17.3124 4,636 20.4771 3,927 18.0745 1,806 14.4554 1,772 10.8678 2,064
Dec. 30 14.2846 2,064 18.0329 4,373 22.7680 3,938 21.3369 1,908 18.5104 2,040 11.0582 1,993
1998
----
Jan. 31 $12.5998 2,996 $12.9743 2,901 $13.1517 922 $11.4449 934 $ 9.4864 1,881 $12.4048 3,264
Feb. 28 13.2072 3,292 13.7781 3,434 14.2274 1,166 12.7275 983 10.3677 1,819 13.0957 3,401
Mar. 31 13.8050 3,542 14.3938 3,917 15.1639 1,434 13.3136 1,069 10.8271 1,671 13.5918 3,576
Apr. 30 13.7351 3,547 14.4161 4,005 15.2321 1,737 13.4418 1,144 10.8684 1,637 13.7312 3,689
May 31 13.5129 3,559 14.2469 4,123 14.8835 1,866 13.0129 1,176 9.8704 1,585 13.2383 3,583
June 30 13.4775 3,453 14.8211 4,225 15.9817 1,976 13.8077 1,166 10.4179 1,597 12.9671 3,513
July 31 13.0959 3,226 14.7255 4,490 15.8183 2,584 13.4185 1,322 9.4585 1,535 11.9556 3,269
Aug. 31 11.8302 3,020 12.7207 4,409 13.1787 2,699 10.7019 1,279 7.1305 1,472 10.2150 3,047
Sep. 30 12.4647 2,939 13.5916 4,414 14.0684 2,686 11.3976 1,258 7.6814 1,420 10.3492 2,981
Oct. 31 13.2241 2,868 14.5969 4,384 14.8308 2,480 11.6751 1,200 7.8533 1,483 10.4406 3,005
Nov. 30 13.7544 2,860 15.4473 4,741 15.8245 2,600 12.4400 1,234 8.5615 1,466 10.7747 3,042
Dec. 30 13.8137 2,765 16.3664 4,798 17.5476 2,683 13.7632 1,215 9.4882 1,444 10.8683 2,943
</TABLE>
<PAGE> 24
<TABLE>
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- --------------- --------------- ---------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1999
----
Jan. 29 $12.1552 1,848 $12.8711 1,326 $11.4310 1,862 $35.1542 11,408 $15.1648 767 $15.9670 1,682
Feb. 26 11.4083 1,706 11.5653 1,285 11.3249 1,713 32.6442 10,981 14.6408 812 15.2242 1,806
Mar. 31 11.0222 1,573 12.8350 1,304 11.5519 1,629 32.9764 10,569 14.9856 809 16.0976 1,877
Apr. 30 11.9380 1,597 13.4275 1,423 12.9415 1,894 35.9043 10,013 15.2909 791 16.5961 2,172
May 28 12.3608 1,670 12.6732 1,433 13.0963 1,757 36.1937 9,729 15.0137 788 16.1306 2,218
June 30 12.7014 1,539 14.0613 1,434 13.3165 1,773 38.1030 9,533 16.0494 809 17.3573 2,249
July 30 12.2395 1,510 13.8163 1,556 12.8540 1,740 37.2965 9,367 15.6044 834 16.8224 2,382
Aug. 31 11.4238 1,434 14.3040 1,601 12.1946 1,689 35.9905 9,187 15.3766 834 16.6484 2,411
Sep. 30 11.1073 1,381 15.0706 1,822 11.1894 1,617 35.5124 9,052 14.9910 827 16.9337 2,467
Oct. 29 10.6960 1,322 17.6304 2,125 11.5937 1,601 36.0838 8,878 15.8488 793 18.3973 2,530
Nov. 30 10.8723 1,206 20.7598 2,911 11.2957 1,500 37.8432 8,578 16.6374 804 20.0106 2,764
Dec. 30 10.6580 1,138 26.7575 3,297 11.4137 1,370 41.2165 8,342 18.1271 793 23.4974 3,026
1998
----
Jan. 31 $13.3952 3,545 $10.8234 1,153 $11.8852 2,520 $33.0111 15,992 $12.1158 533 $12.2461 1,021
Feb. 28 14.3092 3,375 11.8736 1,186 12.7703 2,699 35.5478 15,588 13.0497 549 13.2823 1,097
Mar. 31 14.9986 3,272 12.5735 1,188 13.2698 2,807 37.3892 15,465 13.7259 573 14.0626 1,214
Apr. 30 15.0285 3,159 12.6129 1,344 13.2617 2,886 37.9402 15,274 13.8393 611 14.0228 1,301
May 31 14.6103 3,099 11.6080 1,313 13.0637 2,868 36.4834 15,033 13.5901 637 13.5323 1,352
June 30 14.1798 2,970 12.6715 1,366 12.7709 2,784 36.9806 14,841 14.0754 646 14.3230 1,383
July 31 13.3510 2,723 11.6869 1,374 12.2301 2,555 34.7517 14,548 13.7404 708 13.7488 1,517
Aug. 31 11.0480 2,489 8.6817 1,268 10.3601 2,374 28.3699 13,330 11.3936 676 11.2245 1,474
Sep. 30 11.2711 2,379 9.2939 1,242 10.3319 2,340 29.3997 12,848 12.0123 676 12.0023 1,458
Oct. 31 11.5127 2,238 9.5154 1,300 11.2940 2,254 31.0987 12,451 12.7359 647 12.7736 1,414
Nov. 30 12.1711 2,192 10.2962 1,304 11.8689 2,214 33.1342 12,241 13.6976 684 13.6155 1,456
Dec. 30 12.2320 2,101 11.6785 1,454 11.6760 2,107 34.3519 11,913 14.5933 694 14.9625 1,490
</TABLE>
<PAGE> 25
<TABLE>
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Morgan Stanley
Cohen T. Rowe Price T. Rowe Price Dean Witter
& Steers First Eagle Blue Chip T. Rowe Price Science & Institutional
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund Int'l. Equity Fund
--------------- --------------- --------------- ---------------- --------------- ------------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1999
----
Jan. 29 $ 9.7050 764 $16.0901 1,578 $16.5187 2,945 $ 9.3694 194 $15.9705 3,846 $13.7174 3,647
Feb. 26 9.7306 726 15.5942 1,629 16.0618 3,050 9.2543 170 14.2913 4,173 13.3855 3,567
Mar. 31 9.5765 695 15.9736 1,610 16.6640 3,156 10.3239 276 15.8946 4,338 13.9118 3,611
Apr. 30 10.7320 796 16.8411 1,662 17.0827 3,364 11.9476 389 16.0399 5,247 14.7015 3,561
May 28 10.9969 783 16.9120 1,749 16.5994 3,382 11.3939 351 16.2527 5,365 14.1287 3,572
June 30 10.7623 700 17.7722 1,812 17.6210 3,377 11.8716 343 18.4623 5,804 14.6624 3,624
July 30 10.2452 669 17.5491 1,934 17.0277 3,353 11.8810 350 18.4426 6,929 15.2219 3,620
Aug. 31 10.0386 645 16.4974 1,862 16.8381 3,347 11.8998 426 19.4419 7,330 15.2664 3,693
Sep. 30 9.7842 643 15.9074 1,798 16.5174 3,316 11.8394 453 19.9129 7,842 15.1374 3,722
Oct. 29 9.4746 635 15.8601 1,741 17.6856 3,242 11.6944 390 21.1998 8,039 15.2649 3,682
Nov. 30 9.5229 573 15.9060 1,541 18.0673 3,191 11.5195 314 23.8280 9,239 15.6263 3,702
Dec. 30 10.1339 578 17.0282 1,346 19.1715 3,118 11.7823 281 28.1394 9,316 16.0057 3,605
1998
----
Jan. 31 $11.9008 1,459 $12.8025 579 $12.6321 2,268 $10.6331 211 $10.0026 2,244 $12.0664 2,959
Feb. 28 11.7430 1,383 13.7823 795 13.5853 2,446 11.1257 196 11.2543 2,425 12.7565 3,213
Mar. 31 11.9332 1,365 14.5051 899 14.2082 2,617 11.8169 241 11.4318 2,142 13.5414 3,469
Apr. 30 11.5471 1,205 14.7803 1,087 14.3567 2,688 12.1747 240 11.9479 2,218 13.7096 3,714
May 31 11.3535 1,123 14.5751 1,166 13.9997 2,745 11.5196 235 10.9458 2,291 13.8439 3,819
June 30 11.3672 1,058 15.2253 1,231 14.6379 2,785 11.2570 226 11.5419 2,306 13.7344 3,884
July 31 10.5657 1,004 14.9082 1,522 14.4768 2,958 10.1928 232 10.9767 2,299 13.7264 3,943
Aug. 31 9.5157 936 12.3149 1,532 12.1453 2,923 8.4665 211 8.4973 2,366 12.1204 3,810
Sep. 30 10.0138 939 13.1690 1,514 12.8711 2,860 9.8578 223 9.5483 2,337 11.9569 3,725
Oct. 31 9.8586 881 14.1612 1,479 13.9731 2,732 10.2408 195 10.6984 2,395 13.1138 3,687
Nov. 30 10.1292 858 14.5279 1,587 14.8378 2,820 9.9874 183 12.0129 2,474 13.4783 2,622
Dec. 30 9.7971 817 15.1368 1,513 15.9326 2,839 9.7091 200 13.8581 2,749 13.6658 3,611
</TABLE>
<PAGE> 26
<TABLE>
BOSTON SAFE FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Russell Acorn State Street Templeton
International International Emerging Mkts. Developing Newport Scudder Latin
Stock Fund Fund Index Fund Markets Fund Tiger Fund America Fund
---------------- --------------- --------------- ---------------- --------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1999
----
Jan. 29 $13.2400 2,459 $11.6205 790 $ 6.3948 120 $ 6.4291 635 $ 5.4405 1,662 $ 7.3310 515
Feb. 26 12.8893 2,384 11.2708 724 6.4042 115 6.4685 597 5.4156 1,498 7.8148 550
Mar. 31 13.4538 2,364 11.4882 711 7.1941 180 7.4073 708 5.9207 1,165 9.5558 893
Apr. 30 14.2872 2,325 12.1749 690 8.1056 322 8.7891 1,249 7.2510 1,110 10.6952 1,037
May 28 13.6447 2,321 12.2506 803 7.8743 419 8.5968 1,346 6.8246 1,003 10.1604 859
June 30 14.4917 2,312 13.2643 1,087 8.8168 600 9.2908 1,952 7.6465 987 10.5721 1,088
July 30 14.9692 2,254 13.7356 934 8.5953 519 8.8671 1,211 7.6386 942 9.6841 713
Aug. 31 15.1389 2,247 14.1300 1,182 8.6427 569 8.4764 1,145 7.6830 918 9.2811 659
Sep. 30 15.1759 2,220 14.3653 1,596 8.2852 584 8.1586 1,211 7.3613 911 9.4359 623
Oct. 29 15.7058 2,181 14.9846 1,907 8.4161 688 8.4028 1,322 7.7495 903 9.6778 689
Nov. 30 17.0798 2,221 17.2279 1,482 9.1064 545 9.0040 1,043 8.8178 885 10.9379 603
Dec. 30 19.1466 2,284 20.2506 1,393 10.1747 473 10.2662 955 10.0428 794 12.5719 590
1998
----
Jan. 31 $12.1695 3,300 $ 9.9904 565 $ 8.1282 129 $ 7.6501 775 $ 5.5304 1,297 $11.1563 1,028
Feb. 28 13.0024 3,173 10.7931 585 8.6774 118 8.4468 805 6.7181 1,096 11.7157 947
Mar. 31 13.5648 3,151 11.6385 674 8.9702 128 8.8372 811 6.6516 1,293 12.5918 908
Apr. 30 13.7534 3,078 11.8785 737 9.0305 118 8.8692 774 6.0423 1,541 12.3059 772
May 31 13.6513 3,043 12.0810 731 7.7286 114 7.6660 723 5.1326 1,041 10.7345 729
June 30 13.5334 2,990 11.8684 726 7.0025 106 6.9139 717 4.5753 1,224 10.3664 704
July 31 13.6628 2,939 11.9438 729 7.2499 101 6.9590 705 4.2437 1,172 10.8567 690
Aug. 31 11.6273 2,721 10.4199 715 5.1207 95 5.2466 675 3.5826 1,164 7.3350 584
Sep. 30 11.2898 2,670 9.9605 708 5.5153 104 5.4944 649 4.2129 1,084 8.0688 614
Oct. 31 12.1816 2,590 10.2927 735 6.0885 114 6.3041 670 5.5334 1,628 8.7289 598
Nov. 30 12.8187 2,554 10.8758 687 6.5622 128 6.9960 696 5.7956 1,269 9.1179 583
Dec. 30 13.0717 2,509 11.3214 717 6.4419 116 6.7934 648 5.8074 1,469 8.5494 545
</TABLE>
<PAGE> 27
<TABLE>
FIDELITY FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Kodak Eastman Fidelity Managed Fidelity Fidelity
Stock Fund Stock Fund Income Portfolio Fidelity Fund Puritan Fund Magellan Fund
--------------- --------------- ---------------- ---------------- ---------------- ---------------
Unit Unit Unit Unit Unit Unit
Value Units Value Units Value Units Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1998
----
Jan. 31 $14.84 1,141 $13.43 2,228 $1.00 314,230 $29.96 703 $19.55 1,090 $ 96.30 451
Feb. 28 14.92 1,086 14.74 1,830 1.00 320,209 32.03 725 20.31 1,084 103.60 432
Mar. 31 14.76 1,093 15.16 1,576 1.00 323,466 33.62 727 20.78 1,086 108.81 421
Apr. 30 16.38 968 15.44 1,435 1.00 326,340 33.87 738 20.90 1,086 110.07 420
May 31 16.20 1,001 15.04 1,427 1.00 326,575 33.66 724 20.87 1,083 105.15 440
June 30 16.58 980 14.00 1,559 1.00 326,389 35.22 720 21.14 1,101 109.63 436
July 31 19.02 864 12.79 1,876 1.00 322,668 35.37 738 21.09 1,089 108.81 433
Aug. 31 17.70 844 11.64 2,192 1.00 317,632 28.79 781 19.02 1,091 91.96 434
Sep. 30 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0
Oct. 31
Nov. 30
Dec. 30
</TABLE>
<PAGE> 28
<TABLE>
FIDELITY FUNDS
UNIT VALUES AND PARTICIPANT UNITS (Cont'd)
(in thousands, except per unit value data)
<CAPTION>
Fidelity Fidelity International Fidelity U.S. Equity
Contrafund Growth & Income Fund Index Portfolio
---------------- ---------------------- --------------------
Unit Unit Unit
Value Units Value Units Value Units
<S> <C> <C> <C> <C> <C> <C>
1998
----
Jan. 31 $46.50 618 $19.88 155 $35.37 255
Feb. 28 49.74 607 20.97 152 37.90 256
Mar. 31 52.28 600 22.09 153 39.69 290
Apr. 30 52.87 597 22.64 154 39.75 322
May 31 51.75 588 22.59 149 39.05 320
June 30 54.61 585 22.52 151 40.49 312
July 31 54.79 593 22.94 149 40.06 330
Aug. 31 46.68 593 18.76 161 34.27 327
Sep. 30 0.00 0 0.00 0 0.00 0
Oct. 31
Nov. 30
Dec. 30
</TABLE>
<PAGE> 29
<TABLE>
NOTE 7: SIGNIFICANT INVESTMENTS
The following table represents investments having a value equal to or greater than 5% of net assets at December 30, 1999:
<CAPTION)
(in thousands)
Principal Fair or
Maturity Interest Amount or Contract
Investment Date Rate Shares/Units Cost Value
---------- ---------- -------- ------------ ---- --------
<S> <C> <C> <C> <C> <C>
Eastman Kodak Company
common stock N/A N/A 5,825 $ 370,255 $ 372,703
Principal Mutual Life
Ins. #4-20445-2 11/15/2007 7.7% $424,684 424,684 424,684
Kodak S&P 500 Fund N/A N/A 14,203 334,053 490,689
---------- ----------
TOTAL $1,128,992 $1,288,076
========== ==========
</TABLE>
NOTE 8: FEDERAL INCOME TAX STATUS
In June 1998, the Plan received a favorable tax determination letter from the
Internal Revenue Service in which the Internal Revenue Service stated that the
Plan is in compliance with the applicable requirements of the Internal Revenue
Code. The Plan has been amended since receiving such letter. The Plan
Administrator and the Plan's tax counsel believe that the Plan is currently
designed and being operated in compliance with the applicable requirements of
the Internal Revenue Code. Therefore, no provision for income taxes has been
included in the Plan's financial statements.
NOTE 9: RELATED PARTY TRANSACTIONS
During 1998 and 1997, certain Plan investments were shares of mutual funds
managed by Fidelity Investments. Fidelity Management Trust Company was the
trustee for ECC participants until September 1998; therefore, these
transactions constitute related party transactions. Fees paid by the Plan to
Fidelity Investments for management services amounted to $41,000 and $56,000
for the fiscal years ended December 30, 1998 and 1997, respectively.
<PAGE> 30
NOTE 10: COMMITMENTS
A portion of administrative expenses consist of fees for accounting, legal,
trustee, and investment management services provided to the Plan by various
parties. The contracts under which these services are provided are long-term
in nature, but can be cancelled by either party with advance notice. Such
contracts contain both fixed- and activity-based variable fee structures.
* * * * *
<PAGE> 31
<TABLE>
Schedule I
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
BOSTON SAFE FUNDS
5 TO 8 YEAR TIME HORIZON
FUND
Kodak GIC Fund 564 $ 9,760 $ 10,760
Kodak Russell 2000 Fund 153 1,773 2,142
Kodak EAFE Equity Index 209 2,526 3,402
Kodak Lehman Aggregate Fund 907 10,303 10,727
Kodak S&P 500 Fund 346 8,955 11,977
Kodak Stock Fund 18 422 392
Kodak Emerging Mkts. Index 86 650 875
-------- --------
Total $ 34,389 $ 40,275
======== ========
Percent of Net Assets 0.7%
8 TO 20 YEAR TIME HORIZON
FUND
Kodak GIC Fund 432 $ 7,447 $ 8,242
Kodak Russell 2000 Fund 515 5,903 7,210
Kodak EAFE Equity Index 880 10,488 14,314
Kodak Lehman Aggregate Fund 695 7,836 8,216
Kodak S&P 500 Fund 764 18,899 26,420
Kodak Stock Fund 61 1,435 1,322
Kodak Emerging Mkts. Index 361 2,845 3,678
-------- --------
Total $ 54,853 $ 69,402
======== ========
Percent of Net Assets 1.2%
20 OR MORE YEAR TIME HORIZON
FUND
Kodak Russell 2000 Fund 472 $ 5,511 $ 6,610
Kodak EAFE Equity Index 672 8,321 10,935
Kodak S&P 500 Fund 577 15,119 19,973
Kodak Stock Fund 56 1,315 1,212
Kodak Emerging Mkts. Index 441 3,550 4,495
-------- --------
Total $ 33,816 $ 43,225
======== ========
Percent of Net Assets 0.7%
</TABLE>
<PAGE> 32
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
<S> <C> <C> <C>
FIXED INCOME FUND
Group Annuity Contracts
Aetna Life Insurance Co. 01/03/01-04/01/03 6.72%- 9.25% $ 436,044
Bankers Trust 12/31/02 7.58% 125,772
CDC Capital 03/31/04 6.21% 113,562
Continental Assurance Co. 03/01/01 8.86% 71,618
John Hancock Mutual Life
Insurance Co. 03/01/00-03/31/08 6.21%-10.10% 555,716
Metropolitan Life Insurance Co. 1/12/02-01/15/08 5.08%- 7.34% 154,472
Monumental Life Insurance Co. 02/15/06 5.72% 102,566
New York Life Insurance Co. 12/31/04-10/01/07 7.15%- 8.39% 275,810
Principal Mutual Life
Insurance Co. 11/23/03-11/01/08 6.31%- 7.70% 941,318
Provident National Assurance
Co. 12/01/00 8.40% 93,074
The Prudential Life Insurance
Co. of America 12/31/03-10/02/06 7.75%- 7.97% 498,287
----------
Total $3,368,239
==========
Percent of Net Assets 56.8%
</TABLE>
<TABLE>
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
Common/Collective Trusts
TBC Inc. Daily Liquidity Fund $9,944 $ 9,944 $ 9,944
======== ========
Percent of Net Assets 0.2%
LEHMAN BROTHERS AGGREGATE
BOND INDEX FUND
Kodak Lehman Aggregate Fund 430 $ 4,957 $ 5,084
======== ========
Percent of Net Assets 0.1%
</TABLE>
<PAGE> 33
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
S&P 500 LARGE STOCK INDEX
FUND
Kodak S&P 500 Fund 12,516 $291,080 $432,319
======== ========
Percent of Net Assets 7.3%
NON-U.S. STOCK INDEX FUND
Kodak EAFE Equity Index 480 $ 6,920 $ 7,796
Kodak Emerging Mkts. Index 87 772 890
-------- --------
Total $ 7,692 $ 8,686
======== ========
Percent of Net Assets 0.1%
RUSSELL 2000 SMALL STOCK
INDEX FUND
Kodak Russell 2000 Fund 1,883 $ 22,472 $ 26,324
======== ========
Percent of Net Assets 0.4%
KODAK STOCK FUND
Eastman Kodak Company Common
Stock 5,690 $367,083 $369,777
======== ========
Percent of Net Assets 6.2%
Common/Collective Trust
TBC Inc. Daily Liquidity Fund $15,953 $ 15,953 $ 15,953
======== ========
Percent of Net Assets 0.3%
PIMCO TOTAL RETURN FUND
PIMCO Funds Pac.
Investment Mgmt. Ser. 934 $ 9,774 $ 9,271
======== ========
Percent of Net Assets 0.2%
</TABLE>
<PAGE> 34
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
MAS HIGH YIELD FUND
MAS Funds High Yield
Securities Portfolio 1,656 $ 15,168 $ 14,344
======== ========
Percent of Net Assets 0.2%
FIDELITY PURITAN FUND
Fidelity Puritan Tr
Puritan Fund 4,925 $ 86,830 $ 93,482
======== ========
Percent of Net Assets 1.6%
T. ROWE PRICE EQUITY INCOME
FUND
T. Rowe Price Equity
Income Fund 1,213 $ 31,162 $ 29,930
======== ========
Percent of Net Assets 0.5%
FIDELITY GROWTH AND INCOME
FUND
Fidelity Securities Fund
Growth & Income Portfolio 1,680 $ 68,356 $ 79,072
======== ========
Percent of Net Assets 1.3%
PUTNAM INVESTORS FUND
Putnam Investors Fund Inc.
CL 4,695 $ 67,376 $ 89,684
======== ========
Percent of Net Assets 1.5%
PUTNAM VISTA FUND
Putnam Vista Fund Inc. CL 2,308 $ 32,904 $ 40,488
======== ========
Percent of Net Assets 0.7%
</TABLE>
<PAGE> 35
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
PBHG GROWTH FUND
PBHG Funds Inc. Growth Fund 812 $ 27,414 $ 37,842
======== ========
Percent of Net Assets 0.6%
T. ROWE PRICE SMALL-CAP
VALUE FUND
T. Rowe Price Small Cap. Value
Fund Inc. Cap. Stk. 1,269 $ 26,313 $ 22,100
======== ========
Percent of Net Assets 0.4%
SKYLINE SPECIAL EQUITY FUND
Skyline Fund Special
Equities Portfolio 771 $ 16,334 $ 12,059
======== ========
Percent of Net Assets 0.2%
PUTNAM OTC & EMERGING GROWTH
FUND
Putnam OTC & Emerging
Growth Fund CL 2,373 $ 62,415 $ 86,946
======== ========
Percent of Net Assets 1.5%
MAS VALUE FUND
MAS Funds Value Portfolio 1,300 $ 21,052 $ 15,654
======== ========
Percent of Net Assets 0.3%
</TABLE>
<PAGE> 36
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK FUND
Common Stocks
AAR Corp. 14 $ 216 $ 254
Aaron Rents Inc. Com. 38 515 665
Abgenix Inc. Com. 4 197 569
Abrams Inds. Inc. 5 32 20
Aceto Corp. 1 15 15
Acnielsen Corp. 7 162 165
ACX Technologies Inc. Com. 36 480 376
Acxiom Corp. Com. 66 1,073 1,612
ADC Telecommunications Inc. 35 1,057 2,502
Advanced Digital Information Corp. 3 80 149
Advanced Energy Inds. Inc. 13 387 600
Advent Software Inc. 2 90 107
Aeroflex Inc. 18 151 171
Affiliated Managers Group
Inc. Com. 2 46 56
Agribrands Intl. Inc. Com. 2 29 106
Albany Intl. Corp. CL A 22 430 337
Alberto Culver Co. CL A 23 546 506
Alexander & Baldwin Inc. 64 1,669 1,440
Alkermes Inc. Com. 7 199 340
Alleghany Corp. Del. 1 38 37
Allen Telecom Inc. Com. 51 449 530
Alliance Atlantic Commns. Inc.
CL B 2 31 19
Alliant Energy Corp. Com. 3 86 85
Allou Health & Beauty Cate Inc.
CL A 5 21 30
Alpharma Inc. CL A Com. 16 527 482
Alterra Healthcare Corp. Com. 41 537 309
Ambanc Hldg. Inc. 1 16 14
Amerco Inc. Com. 4 108 108
America First Mtg. Ivts. Inc. Com. 1 2 2
America West Hldg. Corp. CL B 1 14 15
American Annuity Group Inc. 1 5 4
American Axle & Mfg. Hldgs. Inc. 4 62 47
American Biltrite Inc. 2 42 24
</TABLE>
<PAGE> 37
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
American Business Finl. Svcs. Inc.
Com. 2 20 18
American Financial Group Inc. Ohio
Com. 1 33 29
American Finl. Hldgs. Inc. Com. 12 150 149
American Freightways Corp. Com. 8 138 131
American Greetings Corp. CL A 13 314 308
American Mgmt. Sys. Inc. Com. 27 919 827
American Natl. Ins. Co. 1 6 6
American Std. Cos. Inc. Del. 30 1,214 1,286
American Water Works Inc. 18 493 377
Americredit Corp. Com. 48 540 882
Ameron International Corp. 3 131 111
Ampal Amern Israel Corp. CL A 1 1 2
Ampco Pittsburgh Corp. 6 76 57
Amplicon Inc. 5 72 58
Amrep Corp. 3 19 14
Amwest Ins. Group Inc. 1 6 4
Anadigics Inc. 5 206 203
Annuity and Life RE Hldgs. 16 282 407
Apogee Enterprises Inc. 38 422 188
Applied Micro Circuits Corp. CD
Com. 9 163 1,082
Applied Power Inc. CL A Com. 49 1,210 1,751
Arden Group Inc. CL A 2 23 53
Arden Realty Group Inc. Com. 25 479 484
Ardent Software Inc. Com. 11 237 436
Ark Restaurants Corp. 1 9 7
Arkansas Best Corp. Del. 16 107 186
Armstrong World Inds. Inc. Com. 21 1,006 686
Arrow Electrs. Inc. Com 27 406 592
Ashland Inc. 32 1,032 1,041
Aspect Dev. Inc. Com. 11 622 755
Associated Matls. Inc. Com. 4 51 55
Astoria Finl. Corp. Com. 16 549 498
Atalanta Sosnoff Cap. Corp. 9 68 74
</TABLE>
<PAGE> 38
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
Atmel Corp. Com. 15 294 438
AT&T Corp. Com. Liberty Media A 28 394 1,573
Audiovox Corp. CL A 8 65 234
Autologic Information Intl. Inc. 3 15 7
Avant Corp. Com. 24 339 350
Avnet Inc. Com. 22 993 1,305
B & H Ocean Carriers LTD 3 10 4
BISYS Group Inc. Com. 28 1,282 1,689
BJS Whsl. Club Inc. Com. 42 754 1,488
Badger Paper Mills Inc. 1 6 4
Baker Michael Corp. 4 26 26
Baker J. Inc. Com. 38 247 189
Baldwin Technology Inc. CL A 36 166 76
Ball Corp. Com. 20 558 756
Banc West Corp. New Com. 20 400 397
Bangor Hydro Elec. Co. 1 8 11
Bank UTD Corp. Com. 8 265 218
Banta Corp. 13 229 294
Barnwell Inds. Inc. 1 9 6
Barr Labs Inc. 12 416 370
Bea Sys. Inc. Com. 2 59 141
Beazer Homes USA Inc. 2 52 40
Bed Bath & Beyond Inc. Com. 46 879 1,575
Bell Inds. Inc. 13 201 98
Bell Microproducts Inc. Com. 5 45 46
Bergen Brunswig Corp. CL A 46 604 390
Berkley W. R. Corp. Com. 7 254 149
Berkshire Bancorp Inc. Del. Com. 1 32 31
Berlitz Intl. Inc. New 1 23 20
Beverly Enterprises Inc. Com. New 37 154 162
Bio Rad Labs Inc. CL A 17 375 393
Biocryst Pharm. Inc. Del. 6 154 175
Biovail Corp. Intl. New Com. 6 356 558
Black Hawk Gaming & Dev. Inc. 1 6 5
Block Drug Inc. CL A 10 393 279
</TABLE>
<PAGE> 39
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
Blyth Inds. Inc. 31 788 771
BNCCORP Inc. 2 14 9
Bogen Communications Intl. Inc.
Com. 1 6 7
BOK Finl. Corp. New 6 159 134
Borg Warner Automotive Inc.
Com. 5 246 210
Bowne & Co. Inc. Com. 29 368 390
Briggs & Stratton Corp. 10 512 531
Brinker Intl. Inc. Com. 9 234 210
Broadvision Inc. 16 393 2,815
Brocade Commn. Sys. Inc. Com. 4 540 673
Brunswick Corp. Com. 27 759 612
Brush Wellman Inc. 7 125 120
Buffets Inc. 9 92 91
Building One Svcs. Corp. Com. 8 117 80
Burlington Coat Factory Whse.
Corp. Com. 27 394 347
Burlington Inds. Inc. New
Com. 103 1,102 399
Bush Inds. Inc. Com. 60 957 1,048
Butler Mfg. Co. Del. 3 73 57
CB Bancshares Inc. 1 41 41
CBL & Assoc. PPTYS Inc. Com. 2 40 35
CBT Grp. Pub. LTD Spons. ADR New 18 607 546
C Brdg. Internet Solutions Inc.
Com. 2 26 88
CDI Corp. Com. 7 238 179
CDW Computer Ctrs. Inc. Com. 31 886 2,270
CH Energy Group Inc. Com. 6 233 201
C H Robinson Worlwide Inc. 40 1,092 1,590
CK Witco Corp. Com. 35 312 468
CMI Corp. Okla. CL A 14 66 94
CMP Group Inc. Com. 19 348 520
CPI Corp. 5 107 101
CPAC Inc. 3 20 21
</TABLE>
<PAGE> 40
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
CSG Sys. Intl. Inc. 14 314 560
CSP Inc. 2 12 12
CTS Corp. 8 63 630
Cabot Corp. Com. 21 485 427
Cabot Oil & Gas Corp. CL A 18 348 296
Cache Inc. Com. New 2 16 9
California Micro Devices
Corp. 21 117 244
Cambrex Corp. Com. 2 56 74
Cambridge Technology Partners
Mass. Inc. Com. 41 531 1,045
Cameron Ashley Bldg. Prods.,
Inc. 6 80 65
Cameron Financial Corp. 1 10 9
Canadian Pac. LTD New Com. 200 4,816 4,287
Canandaigua Brands Inc. CL A
Com. 15 559 777
Capital Corp. of the West Com. 1 14 11
Capital Crossing Bk. Com. 19 283 247
Captec Net Lease Rlty. Inc. Com. 1 1 1
Carbide Graphite Corpgroup 26 411 162
Carlisle Cos. Inc. Com. 9 298 300
Castle & Cooke Inc. 9 125 107
Castle Dental Ctrs. Inc. Com. 3 19 9
Catalina Mktg. Corp. Com. 14 628 1,629
Catherines Stores Corp. Com. 4 21 88
Chart House Enterprises Inc.
Com. 42 229 184
Charter Communications Inc. Del.
CL A 56 1,127 1,235
Chemfirst Inc. Com. 1 23 20
Chesapeake Corp. VA Com. 4 110 109
Chirex Inc. 4 111 52
Chris Craft Inds. Inc. Com. 6 240 454
Cintas Corp. 14 513 749
Cirrus Logic Inc. Com. 20 183 254
</TABLE>
<PAGE> 41
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
Citizens Bkg. Corp. MICH 1 29 25
Claires Stores Inc. Com. 18 295 416
Clarcor Inc. 20 353 360
Coastcast Corp. 14 157 211
Cobra Electrs. Corp. 1 6 4
Cohesian Technologies Inc. Com. 6 35 51
Cole Kenneth Prodtns. Inc. CL A 1 23 23
Coleman Inc. New 2 15 15
Colonial Bancgroup Inc. Com. 13 160 133
Commercial Assets Inc. Del. Com. 14 94 64
Commercial BK NY 2 27 22
Commercial Fed. Corp. Com. 16 352 282
Commercial Metals Co. 3 100 100
Commscope Inc. Com. 18 367 730
Community Finl. Group Inc. 1 22 18
Community TR Bancorp Inc. Com. 1 13 12
Complete Business Solutions Inc.
Com. 14 211 344
Compucredit Corp. Com. 12 144 459
Computer Task Group Inc. Com. 19 278 281
Computer Horizons Corp. Com. 30 349 484
Concord EFS Inc. Com. 85 940 2,215
Conexant Systems Inc. 24 219 1,536
Congoleum Corp. CL A 19 204 77
Continental Matls. Corp. Com. 3 27 62
Cooker Restaurant Corp. New
Com. 3 14 7
Coors Adolph Co. CL B 9 330 475
Cor Therapeutics Inc. 10 210 270
Corn Prods. Intl. Inc. Com. 28 750 883
Cornerstone Rlty. Income TR Inc.
Com. 19 196 184
Corporate Office PPTYS TR Com. 7 52 55
Corrpro Companies Inc. 12 86 74
Corus Bankshares Inc. 4 141 101
Coventry Health Care Inc. Com. 13 87 88
</TABLE>
<PAGE> 42
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
Credence Sys. Corp. 6 271 497
Critical Path Inc. Com. 4 252 356
Crown Group Inc. Com. 3 16 14
Cummins Engine Inc. Com. 20 1,103 954
Cumulus Media Inc. CL A 13 335 684
Curtiss Wright Corp. 2 63 63
Cybersource Corp. Del. Com. 5 301 250
Cymer Inc. Com. 9 280 409
DST Sys. Inc. Del. 6 254 455
Dain Rauscher Corp. Com. 6 315 279
Dallas Semiconductor Corp. 20 661 1,215
Danaher Corp. Com. 28 612 1,323
Darden Restaurants Inc. 48 836 845
Dataram Corp. Com. 5 12 110
Datascope Corp. 2 45 64
Day Runner Inc. 67 1,133 250
Dayton Superior Corp. CL A 3 67 48
Decorator Inds. Inc. Com. 2 13 10
Del Monte Foods Co. Com. 13 189 146
Delta Woodside Inds. Inc. New 84 505 157
Dental/Med Diagnostic Sys. New
Com. 4 25 11
Department 56 Inc. Com. 32 747 734
Devry Inc. Del. Com. 36 659 694
Dewolfe Cos. Inc. 3 14 17
Dexter Corp. Com. 26 1,000 1,007
Diagnostic Prods. Corp. Com. 1 13 10
Diamond Technology Partners Inc.
CL A 5 250 382
Digital Lightwave Inc. Com. 4 132 251
Dixie Group Inc. CL A 7 56 53
Dollar Thrifty Automotive Group
Inc. Com. 15 294 360
Doral Financial Corp. 20 231 247
Drug Emporium Inc. 8 37 36
Dura Automotive Sys. Inc. Com. 5 106 82
</TABLE>
<PAGE> 43
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
Dura Pharmaceuticals Inc. Com. 11 140 157
E W Blanch Hldgs. Inc. 12 694 738
Eastern Utils. Assoc. Com. 1 9 9
Eaton Vance Corp. Non Vtg.
Com. 14 487 510
Echostar Communications Corp.
New CL A 25 178 2,300
Edison Ctl. Corp. 2 14 14
Education Mgmt. Corp. 87 1,492 1,237
Edwards A G Inc. Com 25 715 813
Elcor Corp. Com. 15 161 459
Electroglas Inc. 29 424 729
Electro Rent Corp. 22 253 260
Electronic Arts 18 626 1,472
Elmira Svgs. Bk. FSB Elmira NY 1 14 13
Emmis Communications Corp. Com. 4 265 434
Emulex Corp. New 4 286 384
Energen Corp. 19 347 323
Energy East Corp. Co. 41 1,034 867
Enesco Group Inc. Com. 14 295 156
Entrust Technologies Inc. Com. 3 179 207
Enzon Inc. Com. 8 237 368
Equitable Res. Inc. Com. 13 488 441
Equity Residential PPTYS TR
Sh. Ben. Int. Com. 1 3 4
Escalade Inc. 2 15 25
Esquire Commons LTD Com. 1 1 0
Ethan Allen Interiors Inc. Com. 8 258 271
Evans & Sutherland Computer 25 393 285
Everest Reins Hldgs. Inc.
Com. 33 1,004 730
Exabyte Corp. Com. 49 372 385
Excel Legacy Corp. Com. 23 45 74
Exodus Communications Inc. Com. 5 224 418
Exponent Inc. Com. 1 8 7
Extreme Networks Inc. Com. 9 716 703
</TABLE>
<PAGE> 44
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
FFW Corp. 1 20 18
FMC Corp. New Com. 9 493 494
FSF Financial Corp. 2 21 18
FVNB Corp. Com. 1 18 18
Fairfield Cmntys. Inc. 61 827 652
Fansteel Inc. Del. 20 135 79
Farmer Bros. Co. 1 59 48
Farrel Corp. New 3 8 5
FDX Corp. Com. 84 1,743 3,486
Fedders Corp. Com. 22 135 118
Federal Screw Wks. Com. 1 20 30
Federal Signal Corp. 9 150 142
Federated Invs. Inc. PA CL B 24 442 479
Felcor Lodging TR Inc. Com. 43 829 764
Fidelity Bancorp Inc. 1 18 17
First Charter Corp. 7 139 105
First Citizens Bancshares
Inc. N C CL A 6 444 400
First Comm. Bancshares Inc. 1 10 8
Fiserv Inc. Com. 49 1,621 1,908
Flexsteel Inds. Inc. 1 9 9
Flextronics International LTD 14 148 632
Flowserve Corp. Com. 66 1,609 1,114
Flushing Finl. Corp. Com. 26 393 384
Footstar Inc. Com. 10 339 289
Forest Oil Corp. 17 185 199
Forward Air Corp. Com. 7 208 298
Four Media Co. Com. 4 27 61
Franklin Bk. N A Southfield MICH 2 26 23
Franklin Select Rlty. TR Com.
SER A 7 37 50
Fresh Foods Inc. Com. 4 23 21
Friedmans Inc. CL A 7 64 50
Fritz Cos. Inc. 29 305 301
Fuller H B Co. Com. 3 205 189
</TABLE>
<PAGE> 45
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
GZA Geoenvironmental
Technolog. Inc. 2 8 9
Garan Inc. 1 13 15
Garden Fresh Restaurant Corp.
CA Com. 3 64 57
Gehl Co. 4 75 70
Gencor Inds. Inc. 4 33 23
Gencorp Inc. 33 367 301
General Cable Corp. Del. Com. New 43 445 309
General Motors Corp. Com. 35 2,165 2,542
General Semiconductor Inc.
Com. 97 974 1,351
Genesys. Telecommunications
Laboratories Inc. Com. 3 110 168
Genlyte Group Inc. Com. 22 352 481
Genrad Inc. 12 344 186
Genzyme Corp. Com. 20 800 941
Geon Co. Com. 2 39 49
Georgia Pac. Corp. Com. Timber
Group 169 3,512 4,109
Gerber Scientific Inc. Com. 13 310 276
Getty Images Inc. Com. 8 325 379
Getty Pete Marketing Inc. Com. 6 21 15
Giant Group LTD 3 16 7
Gilead Sciences Inc. Com. 10 381 545
Glatfelter P. H. Co. 33 527 518
Gottschalks Inc. 4 26 26
Government Technology Svcs. Inc. 1 1 1
Gradco Sys. Inc. 3 17 3
Graham Corp. 1 9 5
Greenbrier Cos. Inc. Com. 4 63 33
Greenpoint Finl. Corp. Com. 13 326 297
Grey Advertising Inc. 1 120 192
Griffon Corp. Com. 152 1,773 1,128
Group 1 Software Inc. New Com. 2 15 20
HNC Software Inc. Com. 2 140 196
</TABLE>
<PAGE> 46
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
HPSC Inc. 2 21 23
Haemonetics Corp. Mass. Com. 4 87 98
Hallwood Group Inc. Com. New 1 5 5
Hampton Inds. Inc. 11 47 23
Handleman Co. Del. 4 60 52
Hansen Nat. Corp. 3 14 14
Harbinger Corp. Com. 5 55 156
Harcourt Gen. Inc. 7 231 267
Harding Lawson Assoc. Group 3 23 25
Harland John H. Co. Com. 10 199 183
Harley Davidson Inc. Com. 20 437 1,231
Harman Intl. Inds. Inc. New Com. 28 1,113 1,512
Harmonic Inc. Com. 8 280 705
Harsco Corp. 18 679 549
Harte-Hanks Inc. Com. 35 952 755
Hartmarx Corp. 26 133 98
Hawthorne Finl. Corp. 2 29 21
Healthcare Realty Trust Inc. 9 158 132
Hector Communications Corp. 2 12 21
Heidrick & Struggles Intl. Inc.
Com. 1 16 24
Heilig Meyers Co. 13 131 34
Heist C. H. Corp. 4 30 24
Hi-Tech Pharmacal Inc. 3 12 12
Hilton Hotels Corp. Com. 185 3,290 1,757
Holly Corp. 6 79 71
Hollywood Park Inc. 1 14 16
Host Marriott Corp. New Com. 353 7,118 2,998
Houghton Mifflin Co. Com. 4 167 185
Huffy Corp. Com. 16 231 86
Hughes Supply Inc. Com. 5 115 108
Hussman Intl. Inc. Com. 60 852 904
Hutchinson Technology Inc. Com. 15 305 305
ICG Communications Inc. Com. 53 1,132 981
IDEC Pharmaceuticals Corp. Com. 9 188 827
ILX Inc. Com. New 1 7 2
</TABLE>
<PAGE> 47
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
IPC Communications Inc. New Com. 1 12 14
ITLA Cap. Corp. 9 143 109
ITT Edl. Svcs. Inc. Com. 39 742 604
ITT Inds. Inc. Ind. Com. 36 1,219 1,207
Imation Corp. Com. 1 19 34
Imperial Bancorp 1 10 11
Independence Cmnty. Bk. Corp. Com. 2 18 18
Infospace Com. Inc. Com. 10 552 2,137
Integrated Electrical Svcs. Inc.
Com. 15 228 136
Integra Inc. Com. 5 20 8
Inter Parfums Inc. Com. 1 8 10
Intercontinential Life Corp. 4 40 36
Intergraph Corp. 19 182 87
Interlinq Software Corp. 7 38 24
Intermedia Communications 34 938 1,315
International Aircraft Invs.
Com. 2 14 13
International Multifoods Corp. 9 182 112
International Rectifier Corp.
Com. 17 149 436
International Specialty Prods.
Inc. New Com. 50 539 450
Interpool Inc. Com. 35 320 257
Iron Mountain Inc. Del. 33 733 1,281
IT Group Inc. Com. 10 103 92
Itron Inc. 51 566 290
I2 Technologies Inc. 21 813 4,088
JDA Software Group Inc. 3 55 49
JSB Finl. Inc. 4 185 187
Jabil Circuit Inc. Com. 38 968 2,789
Jacksonville Bancorp Inc. 1 11 9
Jacobs Engr. Group Inc. Com. 1 21 22
Johns-Manville Corp. New Com. 14 162 198
Jones Pharma Inc. 16 490 704
Justin Inds. Inc. 50 550 744
JWGenesis Finl. Corp. Com. 2 32 58
</TABLE>
<PAGE> 48
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
K2 Inc. Com. 30 270 228
Kaman Corp. CL A 31 376 389
Kankakee Bancorp Inc. 1 11 8
Kansas City Life Ins. Co. 4 147 145
Katy Inds. Inc. 4 46 28
Kaufman & Broad Home Corp. Com. 4 83 86
Keithley Instrs. Inc. Com. 3 19 59
Kellwood Co. 9 266 182
Kelly Svcs. Inc. CL A 12 344 309
Kennametal Inc. Com. 53 1,596 1,749
Kewaunee Scientific Corp. 2 10 15
Kimball Intl. Inc. CL B 23 468 372
Knight Ridder Inc. 54 1,838 3,231
Korn Ferry Intl. Com. New 17 420 631
Kronos Inc. 7 204 405
Krug Intl. Corp. 1 1 0
Kulicke & Soffa Inds. Inc. 12 298 495
LNR PPTY Corp. Com. 15 337 289
LTX Corp. 18 283 386
Labranche & Co. Inc. Com. 14 188 173
Ladd Furniture Inc. Com. New 1 16 20
Lafarge Corp. Com. 18 606 492
Lamar Advertising Co. CL A 29 874 1,724
Lamson & Sessions Co. 27 186 131
Lancaster Colony Corp. Com. 32 928 1,032
Lattice Semiconductor Corp. Com. 1 52 59
Lecroy Corp. Com. 23 383 278
Legato Sys. Inc. Com. 8 406 543
Lennar Corp. Com. 14 247 224
Libbey Inc. Com. 13 320 363
Liberty Digital Inc. CL A 12 452 810
Liberty Finl. Cos. Inc. Com. 1 3 2
Lifepoint Hosps. Inc. Com. 15 182 168
Lightbridge Inc. 10 213 293
Lincoln Elec. Hldgs. Inc. Com. 26 480 524
Linear Technology Corp. Com. 14 313 961
</TABLE>
<PAGE> 49
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
Liz Claiborne Inc. Com. 16 622 619
Loehmann's Inc. Com. New 5 9 0
London Pacific Group LTD
ADR Sponsored 5 80 159
Louis Dreyfus Nat. Gas Corp.
Com. 10 187 167
Louisiana Pac. Corp. Com. 49 594 691
Lubrizol Corp. 24 645 735
Lubys Inc. Com. 15 224 162
M D C Hldgs. Inc. 16 292 249
MFRI Inc. Com. 2 17 9
M. H. Meyerson & Co. Inc. Com. 3 13 15
M/I Schottenstein Homes Inc.
New Com 5 123 75
MKS Instrs. Inc. 12 179 409
MSC Indl. Direct Inc. CL A 74 696 948
MYR Group Inc. 2 11 49
Magnetek Inc. Com. 14 150 102
Maine Pub. Svc. Co. 1 12 12
Mallinckrodt Inc. New 37 1,194 1,166
Marlton Technologies Inc. 1 2 1
Marriott Intl. Inc. New CL A 152 4,356 4,693
Marten Trans. LTD Com. 1 4 4
Massbank Corp. Reading Mass.
Com. 2 59 63
Maxco Inc. 2 10 16
Max & Ermas Restaurants Inc. 1 8 9
McLeod USA Inc. CL A 20 286 1,196
Meadow Vy Corp. 2 9 7
Medeva PLC Sponsored ADR 12 84 125
Media Gen. Inc. CL A 1 10 16
Medicis Pharmaceutical Corp.
CL A New Com. 2 86 101
Medimmune Inc. Com. 8 318 1,364
Mediware Information Sys. Inc. 3 23 23
Medstone Intl. Inc. 3 23 14
Mentor Corp. Minn. Com. 12 291 309
</TABLE>
<PAGE> 50
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
Mentor Graphics Corp. Com. 56 547 725
Merant PLC Sponsored ADR 8 75 258
Mercury Interactive Corp. 1 17 21
Merix Corp. 23 338 263
Mesa Air Group Inc. 23 157 109
Mestek Inc. 1 19 22
Metris Cos. Inc. 46 1,147 1,663
Micrel Inc. 34 680 1,933
Micro Whse. Inc. Com. 19 249 345
Microchip Technology Inc. Com. 14 796 964
Micromuse Inc. 4 448 623
Miller Herman Inc. Com. 11 185 261
Mindspring Enterprises Inc. 1 41 32
Mine Safety Appliances Co. 2 126 137
Minerals Technologies Inc.
Com. 12 463 479
Modis Prof. Svcs. Inc. Com. 32 348 454
Molex Inc. CL A 36 1,108 1,618
Morrison Knudsen Corp. New Com. 14 144 110
Mueller Inds. Inc. Com. 20 412 704
Murphy Oil Corp. Com. 17 898 1,005
NBC Internet Inc. CL A 4 244 300
NCR Corp. New 35 1,168 1,279
NCS Healthcare Inc. CL A 6 30 14
NFC PLC Sponsored ADR 1 18 28
National Home Health Care
Corp. 3 18 12
National Svc. Inds. Inc. Com. 3 78 74
National Westn. Life Ins. Co. 1 89 71
Navigant Consulting Inc. Com. 13 152 137
Nelson Thomas Inc. 18 207 168
Netopia Inc. 1 32 33
Network Appliance Inc. Com. 23 704 1,952
Network Solutions Inc. Com. 5 770 1,085
New Brunswick Scientific Inc. 8 45 45
New Centy Finl. Corp. Com. 7 84 109
</TABLE>
<PAGE> 51
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
New Plan Excel Rlty. TR Inc. Com. 2 44 31
Noland Co. 2 37 32
North Cent Bancshares Inc. 1 11 8
Northeast Ind. Bancorp Inc. Com. 1 7 7
Nova Chemicals Corp. Com. 1 4 4
Nova Corp. GA 15 497 477
Novellus Sys. Inc. 8 426 903
Novoste Corp. 7 153 124
Nuevo Energy Co. Com. 20 278 353
OEA Inc. Com. 83 1,842 410
Office Depot Inc. Com. 74 1,045 811
Oglebay Norton Co. 2 32 38
Oilgear Co. Com. 3 34 22
Olsten Corp. Com. 31 294 347
Omnicare Inc. Com. 52 564 635
Omnova Solutions Inc. Com. 61 539 458
One Price Clothing Stores Inc. 2 8 5
Opinion Resh Corp. 3 14 27
Owens & Minor Inc. New 52 552 450
Oxford Inds. Inc. Com. 1 35 26
PLM Intl. Inc. Com. New 5 20 29
PMA Capital Corp. CL A Com. 13 267 260
PMC Sierra Inc. 13 298 1,946
PMI Group Inc. 14 731 661
PRI Automation Inc. Com. 12 419 780
PS Group Hldgs. Inc. 3 26 28
PVF Capital Corp. Com. 1 3 3
Pacific Centy. Finl. Corp.
Com. 52 1,191 976
Pacific Gulf PPTYS Inc. 8 153 163
Pan Pac. Retail PPTYS Inc. Com. 4 84 71
Park Pl. Entmt. Corp. Com. 53 586 665
Patrick Inds. Inc. 1 12 7
Paxar Corp. 67 584 544
Paychex Inc. Com. 20 332 834
Pechiney Sponsored ADR 14 220 478
</TABLE>
<PAGE> 52
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
Peerless Mfg. Co. 1 8 10
Pegasus Communications Corp. CL 16 714 1,474
Penn. Engr. & Mgr. Corp.
Non-Vtg. 11 270 257
Penn. VA Corp. 4 84 67
Pennzoil Quaker St. Co. Com. 52 765 544
Pentair Inc. Com. 1 54 44
Pep Boys Manny Moe & Jack Com. 15 152 140
Pepsi Bottling Group Inc. Com. 50 852 828
Peregrine Sys. Inc. Com. 18 731 1,466
Petroleum Geo. Svcs. A S
Sponsored ADR 12 183 213
Pharmacyclics Inc. Com. 8 297 297
Phelps Dodge Corp. Com. 1 11 13
Piccadilly Cafeterias Inc. Com. 6 50 22
Pioneer Group Inc. 173 4,472 2,682
Pioneer Nat. Res. Co. 200 4,429 1,713
Pioneer Standard Electrs.
Inc. 33 344 474
Pittston Bax. Group Com. 12 81 124
Pittway Corp. Del. CL A 24 677 1,080
Policy Mgmt. Sys. Corp. Com. 33 909 850
Polycom Inc. 2 50 131
Prentiss PPTYS TR Sh. Ben. Int.
Com. 12 264 251
Premiumwear Inc. 2 9 11
Price Communications Corp. New
Com. 14 251 389
Pride Intl. Inc. Com. 31 206 416
Prime Group Realty TR Sh. Ben. Int. 7 121 103
Primesource Corp. 10 97 48
Prologis TR Sh. Ben. Int. 18 332 352
Promedco Management Co. Com. 9 57 25
Provident Finl. Group Inc. Com. 4 145 125
Proxicom Inc. Com. 2 96 197
Public Svc. Co. N. Mex. Com. 16 355 267
QRS Corp. Com. 5 308 447
</TABLE>
<PAGE> 53
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
Quaker City Bancorp Inc. Com. 3 43 57
Quaker Chem. Corp. Com. 13 181 192
Quanex Corp. 7 186 173
Quest Diagnostics Inc. Com. 12 372 365
Quintiles Transnational Corp. Com. 30 1,219 568
Quipp Inc. 1 10 15
RF Micro Devices Inc. Com. 5 122 358
R G S Energy Group Inc. Com. 14 369 300
Radian Group Inc. 9 389 426
Railamerica Inc. 3 24 28
Railtex Inc. 6 77 105
Ralcorp Hldgs. Inc. New Com. 22 392 419
Rank Group PLC Sponsored ADR 7 56 40
Rayonier Inc. Com. 110 4,225 5,177
Read Rite Corp. Com. 108 882 542
Real Networks Inc. Com. 5 276 570
Redback Networks Inc. Com. 2 307 417
Reeds Jewelers Inc. 1 1 1
Refac Com. 2 14 7
Remedy Corp. Com. 8 237 357
Rent A Ctr. Inc. New Com. 28 528 553
Rent Way Inc. Com. 10 240 193
Resmed Inc. 31 1,105 1,230
Rex Stores Corp. 9 297 304
Rexall Sundown Inc. Com. 42 635 449
Rexam PLC Sponsored ADR New 13 46 54
Reynolds & Reynolds Co. CL A 65 1,003 1,454
Richardson Electrs. LTD 29 192 218
Richton Tntl. Corp. Com. 1 15 16
Roslyn Bancorp Inc. Com. 18 321 331
Ruddick Corp. Com. 11 148 177
Russ Berrie & Co. Inc. Com. 5 117 134
Russell Corp. 13 187 217
Ryerson Tull. Inc. Com. 7 125 126
Ryland Group Inc. 4 89 85
</TABLE>
<PAGE> 54
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
SDL Inc. 10 502 2,097
SFX Entmt. Inc. CL A Com. 41 1,226 1,488
SJW Corp. 2 74 192
SL Inds. Inc. 3 34 40
SPX Corp. 14 1,078 1,088
S3 Inc. Com. 23 121 256
Santa Fe Snyder Corp. Com. 39 234 301
Santos LTD Sponsored ADR 7 82 72
Sasol LTD Sponsored ADR 28 123 227
Savoir Technology Group Inc. Com. 3 24 19
Schein Henry Inc. Com. 57 746 736
Scherer Healthcare Inc. 1 4 3
Schultz Sav. O Stores Inc. 2 30 21
Scott Technologies Inc. Com. 40 529 750
Sea Containers LTD CL A 9 256 225
Selas Corp. Amer. 3 34 21
Shaw Inds. Inc. Ga. Com. 28 382 419
Shire Pharmaceuticals Group PLC
Sponsored ADR 1 15 21
Sicor Inc. Com. 7 30 55
Sigmatron Intl. Inc. 1 10 8
Silicon Valley Bancshares
Com. 1 17 20
Siliconix Inc. New 2 72 198
Skyline Corp. 3 81 70
Smithfield Foods Inc. Com. 42 791 1,003
Snap On Inc. Com. 30 1,044 829
Sonesta Intl. Hotel Corp. 2 15 14
Sonic Corp. 4 110 124
Southern Mo. Bancorp Inc. Com. 1 10 9
Southwest Secs. Group Inc. 2 42 41
Spacelabs Med. Inc. Com. 22 478 406
Sparton Corp. 1 6 6
Speedway Motorsports Inc. Com. 25 893 677
Speizman Inds. Inc. 6 33 29
Spiegel Inc. CL A Non-vtg 8 88 52
</TABLE>
<PAGE> 55
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
Sportsmans Guide Inc. Com. New 2 14 6
Sport Chalet Inc. 6 19 32
Springs Inds. Inc. CL A 5 203 203
Standard Mgmt. Corp. 4 28 19
Standard Microsystems Corp. 50 446 553
Standard Mtr. Prods. Inc. 1 14 13
Standard Register Co. Com. 5 128 90
Standex Intl. Corp. Com. 1 29 25
Starrett L. S. Co. CL A 4 100 80
Staten Is. Bancorp Inc. Com. 14 278 248
Steel Technologies Inc. 3 23 42
Steris Corp. Com. 30 335 313
Sterling Bancorp Com. 5 82 87
Sterling Finl. Corp/Spokane 3 51 36
Sterling Software Inc. Com. 31 822 959
Stride Rite Corp. Com. 40 341 248
Student Ln. Corp. 3 133 149
Sunglass Hut Intl. Inc. Com. 33 206 382
Sunrise International Leasing 5 23 28
Superior Uniform Group Inc. Com. 5 66 49
Supervalu Inc. Com. 1 19 16
Suprema Specialties Inc. 2 14 14
Sybase Inc. Com. 24 236 408
Sybron Chem. Inc. 1 11 10
Symantec Corp. Com. 18 857 1,034
Syms Corp. 5 50 25
Systems & Computer Technology 61 753 964
TFC Enterprised Inc. 1 3 4
TJ Intl. Inc. Com. 1 37 50
TLC Laser Eye Ctrs. Inc. Com. 9 124 115
TMP Worldwide Inc. Com. 9 535 1,264
TNP Enterprises Inc. Com. 2 58 75
TRC Cos. Inc. 4 17 31
Tab Prods. Co. 1 11 9
Team Inc. 5 22 8
Tecumseh Prods. Co. Com. 14 776 596
</TABLE>
<PAGE> 56
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
Tektronix Inc. Com. 9 308 357
Teleflex Inc. Com. 9 345 295
Temtex Inds. Inc. 4 13 6
Tesoro Pete Corp. 10 189 114
Theragenics Corp. 7 87 63
Timberland Co. CL A 4 182 203
Titan Corp. 2 56 93
Titan Pharmaceuticals Inc. Del. 12 217 231
Todd AO Corp. 5 33 144
Topps Inc. 18 192 182
Total Renal Care Hldgs. Inc. 28 246 175
Trans Lux Corp. 1 9 6
Trenwick Group Inc. Com. 18 490 312
Triarc Cos. Inc. CL A 9 188 164
Tricon Global Restaurants
Inc. Com. 65 2,499 2,498
Trigon Healthcare Inc. Com. 9 209 271
Trinity Inds. Inc. 29 1,207 809
Triquint Semiconductor Inc. Com. 2 143 251
Trizec Hahn Corp. Sub Vtg. 115 1,589 1,969
True North Communications
Inc. Com. 30 943 1,320
Trust Co. NJ Jersey City New 1 19 18
Tuesday Morning Corp. Com. New 1 33 23
UMB Finl. Corp. 10 340 370
URS Corp. New 2 37 39
USA Networks Inc. Com. 34 484 1,828
USG Corp. New Com. 13 600 583
US Foodservice Com. 50 737 819
USEC Inc. Com. 43 357 299
U S Home Corp. New Com. 1 27 20
U S Inds. Inc. New Com. 61 982 858
Ultramar Diamond Shamrock
Corp. Com. 35 811 759
United Indl. Corp. 7 64 64
United Wis. Svcs. Inc. New Com. 17 152 66
</TABLE>
<PAGE> 57
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
Universal Foods Corp. Com. 32 625 640
Univision Communications Inc.
CL A 23 493 2,343
Unova Inc. Com. 43 668 543
U. S. Freightsway Corp. Com. 1 7 9
USWEB Corp. Com. 34 783 1,550
Valassis Communications Inc. Com. 26 994 1,119
Value City Dept. Stores Inc. 7 123 101
Varian Med. Sys. FNC Com. 24 413 698
Varian Inc. Com. 22 346 505
Varian Semiconductor Equipment
Assocs. Inc. 29 498 989
Veeco Instrs. Inc. Del. Com. 4 135 192
Venture Catalyst Inc. Utah Com. 6 33 30
Verisign Inc. Com. 12 624 2,098
Verticalnet Inc. Oc-Com. 7 428 1,089
Viad Corp. Com. 38 1,068 1,074
Viatel Inc. 22 458 1,162
Video Display Corp. 2 16 7
Village Super Mkt. Inc. CL A
New 3 28 38
Viropharma Inc. Com. 8 160 320
Vishay Intertechnology Inc. Com. 67 1,149 2,010
Vodavi Technology Inc. Com. 3 8 9
Wabash Natl. Corp. Com. 11 142 171
Wacoal Corp. ADR 5 250 202
Waddell & Reed Finl. Inc. CL A 19 483 517
Wainwright Bk. & TR Co. Boston
Mass 2 13 11
Walter Inds. Inc. Com. 59 844 635
Washington Homes Inc. New Com. 4 28 20
Waste Mgmt. Inc. Del. Com. 196 5,243 3,295
Watsco Inc. CL A 13 150 150
Weis Mkts. Inc. 2 64 91
Wells Finl. Corp. 1 9 7
</TABLE>
<PAGE> 58
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common Stocks (Cont'd)
West Pharmaceutical Svcs. Inc.
Com. 1 8 6
Westcoast Energy Inc. 10 205 169
Western Res. Inc. Com. 44 954 757
Westinghouse Air Brake 13 191 210
Weston Roy F. Inc. New Ser. A 27 140 54
Wet Seal Inc. CL A Com. 10 145 122
Weyerhaeuser Co. Com. 1 4 6
White Mountains Ins. Grp. Inc. 3 320 299
Whole Foods Mkt. Inc. 32 1,127 1,478
Wiley John & Sons Inc. CL A 16 280 282
Williams Sonoma Inc. Com. 27 919 1,194
Winstar Communications Inc. Com. 14 446 1,027
Winston Hotels Inc. Com. 9 101 73
Wolohan Lmbr. Co. 1 6 6
Xilinx Inc. Com. 37 415 1,648
Yellow Corp. Com. 17 288 285
York Intl Corp. New Com. 47 2,014 1,298
Zale Corp. New Com. 16 376 742
Zing Technologies Inc. 1 7 13
-------- --------
Total $266,433 $318,796
======== ========
Percent of Net Assets 5.4%
U.S. Government Securities 1,600 $ 1,581 $ 1,581
======== ========
Percent of Net Assets 0.0%
</TABLE>
<PAGE> 59
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
ROGERSCASEY SMALLER STOCK
FUND (Cont'd)
Common/Collective Trusts
TBC Inc. Daily Liquidity Fund $22,335 $ 22,335 $ 22,335
======== ========
Percent of Net Assets 0.4%
MFS INSTITUTIONAL RESEARCH
FUND
MFS Institutional Tr
Research Fund 944 $ 13,368 $ 14,481
======== ========
Percent of Net Assets 0.2%
PUTNAM VOYAGER FUND
Putnam Voyager Fund
Inc. CL 2,258 $ 53,695 $ 70,611
======== ========
Percent of Net Assets 1.2%
COHEN & STEERS REALTY FUND
Cohen & Steers Realty
Shares Fund Com. 165 $ 6,412 $ 6,082
======== ========
Percent of Net Assets 0.1%
</TABLE>
<PAGE> 60
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
FIRST EAGLE FUND OF AMERICA
First Eagle Fund Amer.
Inc. Com. 1,138 $ 24,695 $ 23,127
======== ========
Percent of Net Assets 0.4%
T. ROWE PRICE BLUE CHIP
GROWTH FUND
T. Rowe Price Blue Chip Growth
Fund Inc. Com. 1,647 $ 43,276 $ 59,606
======== ========
Percent of Net Assets 1.0%
T. ROWE PRICE NEW ERA FUND
T. Rowe Price New Era Fund Inc.
Com. 166 $ 3,824 $ 3,578
======== ========
Percent of Net Assets 0.1%
T. ROWE PRICE SCIENCE &
TECHNOLOGY FUND
T. Rowe Price Science & Tech.
Fund Inc. Cap. Stk. 4,153 $202,457 $262,556
======== ========
Percent of Net Assets 4.4%
MORGAN STANLEY DEAN WITTER
INSTITUTIONAL INTERNATIONAL
EQUITY FUND
Morgan Stanley Institutional Fund
Inc. Intl. Equity Portfolio CL 2,964 $ 56,785 $ 57,967
======== ========
Percent of Net Assets 1.0%
</TABLE>
<PAGE> 61
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
RUSSELL INTERNATIONAL STOCK
FUND
Common/Collective Trusts
Aim Int'l. CL Fund 2,665 $ 33,092 $ 44,616
======== ========
Percent of Net Assets 0.8%
ACORN INTERNATIONAL FUND
Acorn Investment Tr Int'l. Fund 809 $ 21,602 $ 28,463
======== ========
Percent of Net Assets 0.5%
STATE STREET EMERGING MARKETS
INDEX FUND
Kodak Emerging Markets Index 475 $ 3,988 $ 4,831
======== ========
Percent of Net Assets 0.1%
TEMPLETON DEVELOPING MARKETS
FUND
Templeton Developing Mkts. Tr 641 $ 8,016 $ 9,955
======== ========
Percent of Net Assets 0.2%
NEWPORT TIGER FUND
Colonial Tr VII Newport Tiger
Fund CL 600 $ 4,694 $ 8,060
======== ========
Percent of Net Assets 0.1%
</TABLE>
<PAGE> 62
<TABLE>
Schedule I (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
SCHEDULE OF INVESTMENTS
December 30, 1999
(in thousands)
<CAPTION>
Principal
Amount or Fair
Description Shares/Units Cost Value
----------- ------------ ---- --------
<S> <C> <C> <C>
SCUDDER LATIN AMERICA FUND
Scudder Int'l. Fund Inc. Latin
Amer. Fund 290 $ 6,147 $ 7,506
======== ========
Percent of Net Assets 0.1%
Maturity Interest Contract
Description Dates Rates Value
----------- -------- -------- --------
PARTICIPANT LOANS
Participant Loans 1999-2003 6.0%-11.5% $ 62,875
========
Percent of Net Assets 1.1%
Total Plan Investments $5,927,126
==========
</TABLE>
<TABLE>
<PAGE> 63
Schedule II
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
<CAPTION>
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 392 $ 1,322 $ 1,212
Other common stocks
Mutual funds
Interest in common/collective
trusts (pooled) funds 29,123 59,838 42,013 $ 9,944 $5,084 $432,319
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts 10,760 8,242 3,368,239
Dividends/Interest receivable 3 9 8 48
Receivables for securities sold
Market valuation adjustment
Cash 4 3 1,233
------- ------- ------- ---------- ------ --------
Total assets 40,282 69,414 43,233 3,379,464 5,084 432,319
------- ------- ------- ---------- ------ --------
LIABILITIES
Pending loans to participants 8 17
Distributions payable to
participants 483 73
Payable for securities purchased
Accrued expenses 4 7 5 166 1 28
Transfers among funds (81) (601) (196) (8,030) (13) 1,558
------- ------- ------- ---------- ------ --------
Total liabilities/transfers (77) (594) (191) (7,373) (12) 1,676
------- ------- ------- ---------- ------ --------
Net assets $40,359 $70,008 $43,424 $3,386,837 $5,096 $430,643
======= ======= ======= ========== ====== ========
</TABLE>
<TABLE>
<PAGE> 64
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
<CAPTION>
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $369,777
Other common stocks
Mutual funds $ 9,271 $14,344 $ 93,482
Interest in common/collective
trusts (pooled) funds $8,686 $26,324 15,953
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable 2,431 49
Receivables for securities sold
Market valuation adjustment
Cash
------ ------- -------- ------- ------- --------
Total assets 8,686 26,324 388,161 9,320 14,344 93,482
------ ------- -------- ------- ------- --------
LIABILITIES
Pending loans to participants 2 2
Distributions payable to
participants 25 31
Payable for securities purchased
Accrued expenses 1 2 18 1 5
Transfers among funds 136 (166) 4,812 82 34 367
------ ------- -------- ------- ------- --------
Total liabilities/transfers 137 (162) 4,857 82 35 403
------ ------- -------- ------- ------- --------
Net assets $8,549 $26,486 $383,304 $ 9,238 $14,309 $ 93,079
====== ======= ======== ======= ======= ========
</TABLE>
<TABLE>
<PAGE> 65
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
<CAPTION>
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $29,930 $79,072 $89,684 $40,488 $37,842 $22,100
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Receivables for securities sold
Market valuation adjustment
Cash
------- ------- ------- ------- ------- -------
Total assets 29,930 79,072 89,684 40,488 37,842 22,100
------- ------- ------- ------- ------- -------
LIABILITIES
Pending loans to participants 3 1
Distributions payable to
participants
Payable for securities purchased
Accrued expenses 2 4 4 2 2 1
Transfers among funds 446 208 16 (219) 80 64
------- ------- ------- ------- ------- -------
Total liabilities/transfers 448 212 23 (217) 83 65
------- ------- ------- ------- ------- -------
Net assets $29,482 $78,860 $89,661 $40,705 $37,759 $22,035
======= ======= ======= ======= ======= =======
</TABLE>
<TABLE>
<PAGE> 66
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
<CAPTION>
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks $318,796
Mutual funds $12,059 $86,946 $15,654 $14,481 $70,611
Interest in common/collective
trusts (pooled) funds 22,335
U.S. government securities 1,581
Loans to participants 138
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable 472
Receivables for securities sold 1,817
Market valuation adjustment (8)
Cash 2
------- ------- ------- -------- ------- -------
Total assets 12,059 86,946 15,654 345,133 14,481 70,611
------- ------- ------- -------- ------- -------
LIABILITIES
Pending loans to participants 1 4
Distributions payable to
participants 15
Payable for securities purchased 493
Accrued expenses 1 4 1 213 1 3
Transfers among funds (65) (1,286) 20 568 100 (495)
------- ------- ------- -------- ------- -------
Total liabilities/transfers (64) (1,281) 21 1,293 101 (492)
------- ------- ------- -------- ------- -------
Net assets $12,123 $88,227 $15,633 $343,840 $14,380 $71,103
======= ======= ======= ======== ======= =======
</TABLE>
<TABLE>
<PAGE> 67
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
<CAPTION>
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
<S> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $ 6,082 $23,127 $59,606 $3,578 $262,556
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Receivables for securities sold
Market valuation adjustment
Cash
------- ------- ------- ------ --------
Total assets 6,082 23,127 59,606 3,578 262,556
------- ------- ------- ------ --------
LIABILITIES
Pending loans to participants 8
Distributions payable to
participants 10
Payable for securities purchased
Accrued expenses 1 3 12
Transfers among funds 228 214 (174) 271 381
------- ------- ------- ------ --------
Total liabilities/transfers 228 215 (171) 271 411
------- ------- ------- ------ --------
Net assets $ 5,854 $22,912 $59,777 $3,307 $262,145
======= ======= ======= ====== ========
</TABLE>
<TABLE>
<PAGE> 68
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
<CAPTION>
Morgan Stanley
Dean Witter Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
<S> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $57,967 $28,463 $9,955
Interest in common/collective
trusts (pooled) funds $44,616 $4,831
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Receivables for securities sold
Market valuation adjustment
Cash
------- ------- ------- ------ ------
Total assets 57,967 44,616 28,463 4,831 9,955
------- ------- ------- ------ ------
LIABILITIES
Pending loans to participants 1 1 1
Distributions payable to
participants
Payable for securities purchased
Accrued expenses 3 2 2
Transfers among funds 260 891 253 18 154
------- ------- ------- ------ ------
Total liabilities/transfers 263 894 255 19 155
------- ------- ------- ------ ------
Net assets $57,704 $43,722 $28,208 $4,812 $9,800
======= ======= ======= ====== ======
</TABLE>
<TABLE>
<PAGE> 69
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1999
(in thousands)
<CAPTION>
Newport Scudder Latin Loan TOTAL
Tiger Fund America Fund Fund ALL FUNDS
---------- ------------- -------- ----------
<S> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 372,703
Other common stocks 318,796
Mutual funds $ 8,060 $ 7,506 1,082,864
Interest in common/collective
trusts (pooled) funds 701,066
U.S. government securities 1,581
Loans to participants $62,737 62,875
Investments at Contract Value:
Group annuity contracts 3,387,241
Dividends/Interest receivable 3,020
Receivables for securities sold 1,817
Market valuation adjustment (8)
Cash 1,242
------- ------- ------- ----------
Total assets 8,060 7,506 62,737 5,933,197
------- ------- ------- ----------
LIABILITIES
Pending loans to participants (49) 0
Distributions payable to
participants 637
Payable for securities purchased 493
Accrued expenses 499
Transfers among funds 83 82 0
------- ------- ------- ----------
Total liabilities/transfers 83 82 (49) 1,629
------- ------- ------- ----------
Net assets $ 7,977 $ 7,424 $62,786 $5,931,568
======= ======= ======= ==========
</TABLE>
<TABLE>
<PAGE> 70
Schedule II
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 345 $ 951 $ 716
Other common stocks
Mutual funds
Interest in common/collective
trusts (pooled) funds 26,690 44,255 25,286 $ 2,265 $8,431 $357,980
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts 10,008 6,261 3,276,629
Dividends/Interest receivable 2 6 5 26
Receivables for securities sold
Market valuation adjustment
------- ------- ------- ---------- ------ --------
Total assets 37,045 51,473 26,007 3,278,920 8,431 357,980
------- ------- ------- ---------- ------ --------
LIABILITIES
Pending loans to participants 2 10 25 10
Distributions payable to
participants 19 188 392 108
Payable for securities purchased
Accrued expenses 4 7 4 273 1 34
Transfers among funds (14) (134) 93 (4,869) 22 556
------- ------- ------- ---------- ------ --------
Total liabilities/transfers 11 71 97 (4,179) 23 708
------- ------- ------- ---------- ------ --------
Net assets $37,034 $51,402 $25,910 $3,283,099 $8,408 $357,272
======= ======= ======= ========== ====== ========
</TABLE>
<TABLE>
<PAGE> 71
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $373,432
Other common stocks
Mutual funds $11,961 $15,101 $117,455
Interest in common/collective
trusts (pooled) funds $4,921 $26,557 15,194
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable 2,361 57
Receivables for securities sold
Market valuation adjustment
------ ------- -------- ------- ------- --------
Total assets 4,921 26,557 390,987 12,018 15,101 117,455
------ ------- -------- ------- ------- --------
LIABILITIES
Pending loans to participants 4 14 8
Distributions payable to
participants 9 29 51
Payable for securities purchased
Accrued expenses 1 3 33 1 1 9
Transfers among funds 57 84 296 170 21 33
------ ------- -------- ------- ------- --------
Total liabilities/transfers 58 100 372 222 22 50
------ ------- -------- ------- ------- --------
Net assets $4,863 $26,457 $390,615 $11,796 $15,079 $117,405
====== ======= ======== ======= ======= ========
</TABLE>
<TABLE>
<PAGE> 72
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $38,289 $78,523 $46,967 $16,830 $13,642 $32,075
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Receivables for securities sold
Market valuation adjustment
------- ------- ------- ------- ------- -------
Total assets 38,289 78,523 46,967 16,830 13,642 32,075
------- ------- ------- ------- ------- -------
LIABILITIES
Pending loans to participants 3
Distributions payable to
participants
Payable for securities purchased
Accrued expenses 3 6 4 1 1 3
Transfers among funds 92 (8) (126) 103 (62) 86
------- ------- ------- ------- ------- -------
Total liabilities/transfers 95 (2) (119) 104 (61) 89
------- ------- ------- ------- ------- -------
Net assets $38,194 $78,525 $47,086 $16,726 $13,703 $31,986
======= ======= ======= ======= ======= =======
</TABLE>
<TABLE>
<PAGE> 73
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
<S> <C> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks $386,484
Mutual funds $25,758 $16,884 $24,661 $10,156 $22,275
Interest in common/collective
trusts (pooled) funds 21,406
U.S. government securities 783
Loans to participants 150
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable 642
Receivables for securities sold 1,007
Market valuation adjustment 114
------- ------- ------- -------- ------- -------
Total assets 25,758 16,884 24,661 410,586 10,156 22,275
------- ------- ------- -------- ------- -------
LIABILITIES
Pending loans to participants 22 1
Distributions payable to
participants 6
Payable for securities purchased 330 1
Accrued expenses 2 1 2 276 2
Transfers among funds 57 (95) 56 725 26 (25)
------- ------- ------- -------- ------- -------
Total liabilities/transfers 59 (94) 58 1,359 27 (22)
------- ------- ------- -------- ------- -------
Net assets $25,699 $16,978 $24,603 $409,227 $10,129 $22,297
======= ======= ======= ======== ======= =======
</TABLE>
<TABLE>
<PAGE> 74
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
<S> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $ 7,954 $23,072 $45,373 $1,934 $37,976
Interest in common/collective
trusts (pooled) funds
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Receivables for securities sold
Market valuation adjustment
------- ------- ------- ------ -------
Total assets 7,954 23,072 45,373 1,934 37,976
------- ------- ------- ------ -------
LIABILITIES
Pending loans to participants 1
Distributions payable to
participants 1
Payable for securities purchased
Accrued expenses 1 2 4 3
Transfers among funds (48) 174 134 (7) (129)
------- ------- ------- ------ -------
Total liabilities/transfers (47) 176 139 (7) (125)
------- ------- ------- ------ -------
Net assets $ 8,001 $22,896 $45,234 $1,941 $38,101
======= ======= ======= ====== =======
</TABLE>
<TABLE>
<PAGE> 75
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
Morgan Stanley
Dean Witter Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
<S> <C> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock
Other common stocks
Mutual funds $49,593 $9,004 $4,420
Interest in common/collective
trusts (pooled) funds $32,854 $ 794
U.S. government securities
Loans to participants
Investments at Contract Value:
Group annuity contracts
Dividends/Interest receivable
Receivables for securities sold
Market valuation adjustment
------- ------- ------ ------ ------
Total assets 49,593 32,854 9,004 794 4,420
------- ------- ------ ------ ------
LIABILITIES
Pending loans to participants 1
Distributions payable to
participants
Payable for securities purchased
Accrued expenses 4 3 1 1
Transfers among funds 244 48 882 44 18
------- ------- ------ ------ ------
Total liabilities/transfers 248 52 883 45 18
------- ------- ------ ------ ------
Net assets $49,345 $32,802 $8,121 $ 749 $4,402
======= ======= ====== ====== ======
</TABLE>
<TABLE>
<PAGE> 76
Schedule II (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF NET ASSETS TO INVESTMENT FUNDS
December 30, 1998
(in thousands)
<CAPTION>
Newport Scudder Latin Loan TOTAL
Tiger Fund America Fund Fund ALL FUNDS
---------- ------------- -------- ----------
<S> <C> <C> <C> <C>
ASSETS
Investments at Fair Value:
Eastman Kodak Company
common stock $ 375,444
Other common stocks 386,484
Mutual funds $10,029 $ 4,657 664,589
Interest in common/collective
trusts (pooled) funds 566,633
U.S. government securities 783
Loans to participants $68,231 68,381
Investments at Contract Value:
Group annuity contracts 3,292,898
Dividends/Interest receivable 3,099
Receivables for securities sold 1,007
Market valuation adjustment 114
------- ------- ------- ----------
Total assets 10,029 4,657 68,231 5,359,432
------- ------- ------- ----------
LIABILITIES
Pending loans to participants (101) 0
Distributions payable to
participants 6,029 6,832
Payable for securities purchased 331
Accrued expenses 1 692
Transfers among funds 1,498 (2) 0
------- ------- ------- ----------
Total liabilities/transfers 1,499 (2) 5,928 7,855
------- ------- ------- ----------
Net assets $ 8,530 $ 4,659 $62,303 $5,351,577
======= ======= ======= ==========
</TABLE>
<TABLE>
<PAGE> 77
Schedule III
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
<CAPTION>
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 10 $ 30 $ 24
Other dividends
Interest 888 667 66 $ 251,721 $ 8 $ 421
Net realized and unrealized
gains (losses) from
investments 3,854 10,239 7,974 (38) 76,824
Employee contributions 6,842 9,033 5,445 183,944 1,254 28,246
Transfers among funds (3,316) 2,886 5,584 (40,821) (3,774) (6,993)
------- ------- ------- ---------- ------ --------
Total Additions 8,278 22,855 19,093 394,844 (2,550) 98,498
------- ------- ------- ---------- ------ --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (4,769) (3,879) (1,398) (289,463) (723) (23,627)
Loans transfers, net (137) (288) (127) 492 (30) (1,160)
Administrative expenses (47) (82) (54) (2,135) (9) (340)
------- ------- ------- ---------- ------ --------
Total Deductions 4,953 4,249 1,579 291,106 762 25,127
------- ------- ------- ---------- ------ --------
Increase in net assets 3,325 18,606 17,514 103,738 (3,312) 73,371
Net assets at beginning
of year 37,034 51,402 25,910 3,283,099 8,408 357,272
------- ------- ------- ---------- ------ --------
Net assets at end of year $40,359 $70,008 $43,424 $3,386,837 $5,096 $430,643
======= ======= ======= ========== ====== ========
</TABLE>
<TABLE>
<PAGE> 78
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
<CAPTION>
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,066
Other dividends $ 656 $ 1,474 $ 3,524
Interest $ 5 $ 33 1,166 8 11 108
Net realized and unrealized
gains (losses) from
investments 1,912 4,482 (23,664) (682) (339) (712)
Employee contributions 804 2,564 10,112 758 747 7,934
Transfers among funds 1,227 (5,657) 23,510 (2,833) (1,688) (27,494)
------ ------- -------- ------- ------- --------
Total Additions 3,948 1,422 20,190 (2,093) 205 (16,640)
------ ------- -------- ------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (230) (1,323) (25,417) (485) (1,008) (7,602)
Loans transfers, net (19) (45) (1,846) 27 42 (14)
Administrative expenses (13) (25) (238) (7) (9) (70)
------ ------- -------- ------- ------- --------
Total Deductions 262 1,393 27,501 465 975 7,686
------ ------- -------- ------- ------- --------
Increase in net assets 3,686 29 (7,311) (2,558) (770) (24,326)
Net assets at beginning
of year 4,863 26,457 390,615 11,796 15,079 117,405
------ ------- -------- ------- ------- --------
Net assets at end of year $8,549 $26,486 $383,304 $ 9,238 $14,309 $ 93,079
====== ======= ======== ======= ======= ========
</TABLE>
<TABLE>
<PAGE> 79
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
<CAPTION>
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS OF NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 667 $ 698 $ 197
Interest 26 75 $ 99 $ 24 $ 16 22
Net realized and unrealized
gains (losses) from
investments 307 7,337 19,661 12,862 13,642 58
Employee contributions 2,520 6,973 5,384 1,901 1,110 1,625
Transfers among funds (9,862) (9,447) 21,469 10,801 10,061 (10,189)
------- ------- ------- -------- ------- -------
Total Additions (6,342) 5,636 46,613 25,588 24,829 (8,287)
------- ------- ------- -------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,288) (5,085) (3,802) (1,522) (687) (1,627)
Loans transfers, net (60) (163) (191) (71) (77) (21)
Administrative expenses (22) (53) (45) (16) (9) (16)
------- ------- ------- ------- ------- -------
Total Deductions 2,370 5,301 4,038 1,609 773 1,664
------- ------- ------- ------- ------- -------
Increase in net assets (8,712) 335 42,575 23,979 24,056 (9,951)
Net assets at beginning
of year 38,194 78,525 47,086 16,726 13,703 31,986
------- ------- ------- ------- ------- -------
Net assets at end of year $29,482 $78,860 $89,661 $40,705 $37,759 $22,035
======= ======= ======= ======= ======= =======
</TABLE>
<TABLE>
<PAGE> 80
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
<CAPTION>
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 406 $ 3,560 $ 64
Interest $ 30 $ 31 17 1,569 12 $ 41
Net realized and unrealized
gains (losses) from
investments (2,431) 35,447 (895) 59,870 2,698 21,279
Employee contributions 1,646 1,607 1,219 12,834 1,061 3,013
Transfers among funds (11,789) 35,603 (8,306) (114,154) 912 26,498
-------- ------- ------- --------- ------- -------
Total Additions (12,544) 72,688 (7,559) (36,321) 4,747 50,831
-------- ------- ------- --------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,099) (1,278) (1,435) (25,385) (473) (1,970)
Loans transfers, net 79 (144) 37 (840) (15) (31)
Administrative expenses (12) (17) (13) (2,841) (8) (24)
-------- ------- ------- --------- ------- -------
Total Deductions 1,032 1,439 1,411 29,066 496 2,025
-------- ------- ------- --------- ------- -------
Increase in net assets (13,576) 71,249 (8,970) (65,387) 4,251 48,806
Net assets at beginning
of year 25,699 16,978 24,603 409,227 10,129 22,297
------- ------- ------- --------- ------- -------
Net assets at end of year $12,123 $88,227 $15,633 $ 343,840 $14,380 $71,103
======= ======= ======= ========= ======= =======
</TABLE>
<TABLE>
<PAGE> 81
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
<CAPTION>
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
<S> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 337 $ 49 $ 43
Interest 4 $ 25 58 4 $ 155
Net realized and unrealized
gains (losses) from
investments (156) 2,306 10,155 383 101,267
Employee contributions 332 1,915 5,028 226 8,165
Transfers among funds (2,295) (2,907) 1,723 898 119,244
------- ------- ------- ------ --------
Total Additions (1,778) 1,339 17,013 1,554 228,831
------- ------- ------- ------ --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (364) (1,309) (2,278) (179) (4,014)
Loans transfers, net (1) 4 (158) (7) (701)
Administrative expenses (4) (18) (34) (2) (72)
------- ------- ------- ------ --------
Total Deductions 369 1,323 2,470 188 4,787
------- ------- ------- ------ --------
Increase in net assets (2,147) 16 14,543 1,366 224,044
Net assets at beginning
of year 8,001 22,896 45,234 1,941 38,101
------- ------- ------- ------ --------
Net assets at end of year $ 5,854 $22,912 $59,777 $3,307 $262,145
======= ======= ======= ====== ========
</TABLE>
<TABLE>
<PAGE> 82
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
<CAPTION>
Morgan Stanley
Dean Witter Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
<S> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 500 $ 132
Interest 31 $ 30 9 $ 3 $ 8
Net realized and unrealized
gains (losses) from
investments 8,151 13,991 12,033 1,488 4,161
Employee contributions 2,719 1,862 669 162 515
Transfers among funds (517) (2,718) 8,006 2,621 1,144
------- ------- ------- ------ ------
Total Additions 10,884 13,165 20,849 4,274 5,828
------- ------- ------- ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,534) (2,184) (711) (153) (362)
Loans transfers, net 42 (40) (42) (35) (62)
Administrative expenses (33) (21) (9) (23) (6)
------- ------- ------- ------ ------
Total Deductions 2,525 2,245 762 211 430
------- ------- ------- ------ ------
Increase in net assets 8,359 10,920 20,087 4,063 5,398
Net assets at beginning
of year 49,345 32,802 8,121 749 4,402
------- ------- ------- ------ ------
Net assets at end of year $57,704 $43,722 $28,208 $4,812 $9,800
======= ======= ======= ====== ======
</TABLE>
<TABLE>
<PAGE> 83
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1999
(in thousands)
<CAPTION>
Newport Scudder Latin Loan TOTAL
Tiger Fund America Fund Fund ALL FUNDS
---------- ------------- -------- ------------
<S> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,130
Other dividends $ 14 12,321
Interest $ 13 9 257,413
Net realized and unrealized
gains (losses) from
investments 6,477 2,601 412,542
Employee contributions 602 271 321,042
Transfers among funds (7,490) 63 0
------ ------- -------- ----------
Total Additions (398) 2,958 0 1,012,448
------ ------- -------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (178) (210) (5,070) (426,121)
Loans transfers, net 28 21 5,553 0
Administrative expenses (5) (4) (6,336)
------ ------- -------- ----------
Total Deductions 155 193 (483) 432,457
------ ------- -------- ----------
Increase in net assets (553) 2,765 483 579,991
Net assets at beginning
of year 8,530 4,659 62,303 5,351,577
------ ------- -------- ----------
Net assets at end of year $7,977 $ 7,424 $ 62,786 $5,931,568
====== ======= ======== ==========
</TABLE>
<TABLE>
<PAGE> 84
Schedule III
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 8 $ 21 $ 17
Other dividends
Interest 751 511 63 $ 251,708 $ 7 $ 345
Net realized and unrealized
gains (losses) from
investments 3,245 5,576 2,969 460 74,736
Employee contributions 4,642 4,798 3,642 255,535 803 20,436
Transfers among funds 8,752 6,654 (190) 62,035 4,294 50,027
------- ------- ------- ---------- ------ --------
Total Additions 17,398 17,560 6,501 569,278 5,564 145,544
------- ------- ------- ---------- ------ --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,897) (1,851) (1,178) (285,822) (537) (18,126)
Distributions to successor plans 7 172 (142) 10,289 (48) (1,896)
Loans transfers, net (53) 101 (49) 2,885 6 (387)
Administrative expenses (51) (76) (49) (3,404) (11) (367)
------- ------- ------- ---------- ------ --------
Total Deductions 2,994 1,654 1,418 276,052 590 20,776
------- ------- ------- ---------- ------ --------
Increase in net assets 14,404 15,906 5,083 293,226 4,974 124,768
Net assets at beginning
of year 22,630 35,496 20,827 2,989,873 3,434 232,504
------- ------- ------- ---------- ------ --------
Net assets at end of year $37,034 $51,402 $25,910 $3,283,099 $8,408 $357,272
======= ======= ======= ========== ====== ========
</TABLE>
<TABLE>
<PAGE> 85
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,610
Other dividends $ 464 $ 1,309 $ 3,892
Interest $ 6 $ 40 1,347 6 11 149
Net realized and unrealized
gains (losses) from
investments 566 (1,018) 90,893 241 (997) 13,678
Employee contributions 416 2,293 12,455 829 1,006 8,826
Transfers among funds 154 (106) (103,879) 7,672 2,902 (7,362)
------ ------- -------- ------- ------- --------
Total Additions 1,142 1,209 10,426 9,212 4,231 19,183
------ ------- -------- ------- ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (359) (1,476) (30,564) (902) (1,037) (9,263)
Distributions to successor plans (18) 436 3,009 (166) 63 1,764
Loans transfers, net 18 (38) (1,843) (5) 11 143
Administrative expenses (13) (37) (420) (8) (16) (119)
------ ------- -------- ------- ------- --------
Total Deductions 372 1,115 29,818 1,081 979 7,475
------ ------- -------- ------- ------- --------
Increase in net assets 770 94 (19,392) 8,131 3,252 11,708
Net assets at beginning
of year 4,093 26,363 410,007 3,665 11,827 105,697
------ ------- -------- ------- ------- --------
Net assets at end of year $4,863 $26,457 $390,615 $11,796 $15,079 $117,405
====== ======= ======== ======= ======= ========
</TABLE>
<TABLE>
<PAGE> 86
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS OF NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 970 $ 557 $ 404
Interest 31 54 $ 44 $ 13 $ 19 31
Net realized and unrealized
gains (losses) from
investments 2,199 13,434 7,287 1,689 111 (5,966)
Employee contributions 3,483 4,639 1,958 1,024 1,596 3,693
Transfers among funds (357) 33,726 33,148 5,056 (5,634) (4,428)
------- ------- ------- -------- ------- -------
Total Additions 6,326 52,410 42,437 7,782 (3,908) (6,266)
------- ------- ------- -------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (2,070) (2,821) (2,543) (921) (876) (1,481)
Distributions to successor plans 163 (765) (1,835) (280) 372 526
Loans transfers, net (42) (133) (81) (21) (72) (23)
Administrative expenses (42) (58) (30) (14) (15) (40)
------- ------- ------- ------- ------- -------
Total Deductions 1,991 3,777 4,489 1,236 591 1,018
------- ------- ------- ------- ------- -------
Increase in net assets 4,335 48,633 37,948 6,546 (4,499) (7,284)
Net assets at beginning
of year 33,859 29,892 9,138 10,180 18,202 39,270
------- ------- ------- ------- ------- -------
Net assets at end of year $38,194 $78,525 $47,086 $16,726 $13,703 $31,986
======= ======= ======= ======= ======= =======
</TABLE>
<TABLE>
<PAGE> 87
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 450 $ 4,186 $ 21
Interest $ 62 $ 18 24 2,717 7 $ 19
Net realized and unrealized
gains (losses) from
investments (2,653) 837 (1,714) 14,258 1,466 3,149
Employee contributions 2,744 1,336 2,552 20,656 618 1,423
Transfers among funds (14,440) 3,148 (6,287) (101,278) 2,235 7,798
-------- ------- ------- --------- ------- -------
Total Additions (14,287) 5,339 (4,975) (59,461) 4,347 12,389
-------- ------- ------- --------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,954) (990) (1,590) (37,695) (395) (1,047)
Distributions to successor plans 952 209 479 12,778 (43) (306)
Loans transfers, net 128 (42) (45) (1,848) 2 (10)
Administrative expenses (38) (14) (32) (4,054) (8) (17)
-------- ------- ------- --------- ------- -------
Total Deductions 912 837 1,188 30,819 444 1,380
-------- ------- ------- --------- ------- -------
Increase in net assets (15,199) 4,502 (6,163) (90,280) 3,903 11,009
Net assets at beginning
of year 40,898 12,476 30,766 499,507 6,226 11,288
------- ------- ------- --------- ------- -------
Net assets at end of year $25,699 $16,978 $24,603 $ 409,227 $10,129 $22,297
======= ======= ======= ========= ======= =======
</TABLE>
<TABLE>
<PAGE> 88
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
<S> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 476 $ 27
Interest 9 $ 18 $ 32 3 $ 38
Net realized and unrealized
gains (losses) from
investments (3,083) 1,540 8,623 (374) 9,279
Employee contributions 875 1,083 2,984 137 2,211
Transfers among funds (6,603) 15,822 9,472 (137) 4,835
------- ------- ------- ------ -------
Total Additions (8,326) 18,463 21,111 (344) 16,363
------- ------- ------- ------ -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (488) (822) (2,009) (136) (932)
Distributions to successor plans 411 (443) (80) 14 49
Loans transfers, net 17 (37) (78) (14) 5
Administrative expenses (12) (17) (37) (3) (25)
------- ------- ------- ------ -------
Total Deductions 72 1,319 2,204 139 903
------- ------- ------- ------ -------
Increase in net assets (8,398) 17,144 18,907 (483) 15,460
Net assets at beginning
of year 16,399 5,752 26,327 2,424 22,641
------- ------- ------- ------ -------
Net assets at end of year $ 8,001 $22,896 $45,234 $1,941 $38,101
======= ======= ======= ====== =======
</TABLE>
<TABLE>
<PAGE> 89
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Morgan Stanley
Dean Witter Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
<S> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 916 $ 59 $ 88
Interest 32 $ 50 5 $ 1 7
Net realized and unrealized
gains (losses) from
investments 4,953 3,958 845 (240) (1,316)
Employee contributions 3,124 3,095 476 107 464
Transfers among funds 8,789 (10,785) 2,118 (267) (1,271)
------- ------- ------ ------ ------
Total Additions 17,814 (3,682) 3,503 (399) (2,028)
------- ------- ------ ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (1,589) (3,388) (595) (50) (246)
Distributions to successor plans 211 822 61 0 282
Loans transfers, net (9) 46 14 5 16
Administrative expenses (47) (38) (8) (6) (5)
------- ------- ------ ------ ------
Total Deductions 1,434 2,558 528 51 (47)
------- ------- ------ ------ ------
Increase in net assets 16,380 (6,240) 2,975 (450) (1,981)
Net assets at beginning
of year 32,965 39,042 5,146 1,199 6,383
------- ------- ------ ------ ------
Net assets at end of year $49,345 $32,802 $8,121 $ 749 $4,402
======= ======= ====== ====== ======
</TABLE>
<TABLE>
<PAGE> 90
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Sub-total
Newport Scudder Latin Loan Boston Kodak Eastman
Tiger Fund America Fund Fund Safe Funds Stock Fund Stock Fund
---------- ------------- -------- ------------ ---------- ----------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 9,656 $ 288
Dividends on Eastman Chemical
Company common stock $ 537
Other dividends $ 213 $ 93 14,125
Interest 12 20 258,210 8 18
Net realized and unrealized
gains (losses) from
investments 1,065 (2,851) 246,845 4,481 (3,067)
Employee contributions 632 603 377,194
Transfers among funds 1,513 (7,126) 0 (6,551) 562
------ ------- -------- ---------- ------- -------
Total Additions 3,435 (9,261) 0 906,030 (1,774) (1,950)
------ ------- -------- ---------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (171) (267) (8,692) (427,780) (1,414) (1,300)
Distributions to successor plans 57 650 948 28,702 3,259 3,243
Loans transfers, net 30 (4) 1,407 0 (62) 12
Administrative expenses (7) (8) (9,146) (9) (5)
------ ------- -------- ---------- ------- -------
Total Deductions 91 (371) 6,337 408,224 (1,774) (1,950)
------ ------- -------- ---------- ------- -------
Increase in net assets 3,344 (8,890) (6,337) 497,806 0 0
Net assets at beginning
of year 5,186 13,549 68,640 4,853,771 0 0
------ ------- -------- ---------- ------ -------
Net assets at end of year $8,530 $ 4,659 $ 62,303 $5,351,577 $ 0 $ 0
====== ======= ======== ========== ====== =======
</TABLE>
<TABLE>
<PAGE> 91
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Fidelity Fidelity International
Fidelity Managed Fidelity Puritan Magellan Fidelity Growth &
Income Portfolio Fund Fund Fund Contrafund Income Fund
---------------- -------- -------- -------- ---------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 1,260 $ 2,052 $ 1,184 $ 43 $ 1
Interest $ 17,817 17 26 60 21 1
Net realized and unrealized
gains (losses) from
investments (104) (1,270) 1,191 1,925 (154)
Employee contributions
Transfers among funds 1,350 2,528 (91) (658) (344) (254)
-------- ------- ------- ------- ------- ------
Total Additions 19,167 3,701 717 1,777 1,645 (406)
-------- ------- ------- ------- ------- ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (24,134) (1,357) (1,195) (2,994) (1,923) (225)
Distributions to successor plans 4,868 (2,314) 446 1,328 353 632
Loans transfers, net 111 (29) 33 (104) (69) (1)
Administrative expenses (12) (1) (1) (7) (6)
-------- ------- ------- ------- ------- ------
Total Deductions 19,167 3,701 717 1,777 1,645 (406)
-------- ------- ------- ------- ------- ------
Increase in net assets 0 0 0 0 0 0
Net assets at beginning
of year 0 0 0 0 0 0
-------- ------- ------- ------- ------- ------
Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $ 0
======== ======= ======= ======= ======= ======
</TABLE>
<TABLE>
<PAGE> 92
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1998
(in thousands)
<CAPTION>
Sub-total
U.S. Equity Loan Fidelity TOTAL
Index Portfolio Fund Investments ALL FUNDS
--------------- ------ ----------- ----------
<S> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 288 $ 9,944
Dividends on Eastman Chemical
Company common stock 537 537
Other dividends $ 221 4,761 18,886
Interest 5 17,973 276,183
Net realized and unrealized
gains (losses) from
investments 117 3,119 249,964
Employee contributions 377,194
Transfers among funds 3,458 0 0
------ ----- ------- ----------
Total Additions 3,801 0 26,678 932,708
------ ----- ------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (772) (437) (35,751) (463,531)
Distributions to successor plans (3,005) 304 9,114 37,816
Loans transfers, net (24) 133 0 0
Administrative expenses (41) (9,187)
------ ----- ------- ----------
Total Deductions 3,801 0 26,678 434,902
------ ----- ------- ----------
Increase in net assets 0 0 0 497,806
Net assets at beginning
of year 0 0 0 4,853,771
------ ----- ------- ----------
Net assets at end of year $ 0 $ 0 $ 0 $5,351,577
====== ===== ======= ==========
</TABLE>
<TABLE>
<PAGE> 93
Schedule III
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
5 to 8 Year 8 to 20 Year 20 or More Lehman Brothers S&P 500 Large
Time Time Year Time Fixed Aggregate Stock
Horizon Fund Horizon Fund Horizon Fund Income Fund Bond Index Fund Index Fund
------------ ------------ ------------ ----------- --------------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 4 $ 12 $ 11
Other dividends
Interest 397 321 38 $ 248,587 $ 2 $ 249
Net realized and unrealized
gains (losses) from
investments 1,463 2,779 1,491 198 54,311
Employee contributions 896 2,362 2,460 113,749 302 14,273
Transfers among funds 20,554 31,555 17,332 (245,897) 3,037 19,034
------- ------- ------- ---------- ------ --------
Total Additions 23,314 37,029 21,332 116,439 3,539 87,867
------- ------- ------- ---------- ------ --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (418) (381) (128) (159,446) (17) (6,060)
Distributions to successor plans (278) (988) (321) (38,776) (74) (12,308)
Loans transfers, net 39 (116) (25) (43) (10) (751)
Administrative expenses (27) (48) (31) (4,068) (4) (277)
------- ------- ------- ---------- ------ --------
Total Deductions 684 1,533 505 202,333 105 19,396
------- ------- ------- ---------- ------ --------
Increase in net assets 22,630 35,496 20,827 (85,894) 3,434 68,471
Net assets at beginning
of year 0 0 0 3,075,767 0 164,033
------- ------- ------- ---------- ------ --------
Net assets at end of year $22,630 $35,496 $20,827 $2,989,873 $3,434 $232,504
======= ======= ======= ========== ====== ========
</TABLE>
<TABLE>
<PAGE> 94
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Non-U.S. Russell 2000
Stock Small Stock Kodak PIMCO Total MAS High Fidelity
Index Fund Index Fund Stock Fund Return Fund Yield Fund Puritan Fund
---------- ------------ ---------- ----------- ---------- ------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,209
Other dividends $ 113 $ 740 $ 3,924
Interest $ 5 $ 22 1,791 1 8 157
Net realized and unrealized
gains (losses) from
investments 42 2,440 (149,620) 74 298 16,652
Employee contributions 308 1,154 15,574 107 795 8,351
Transfers among funds 3,930 24,196 3,151 3,561 10,467 (27,888)
------ ------- -------- ------ ------- --------
Total Additions 4,285 27,812 (116,895) 3,856 12,308 1,196
------ ------- -------- ------ ------- --------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (34) (374) (23,872) (6) (143) (4,409)
Distributions to successor plans (137) (998) (10,198) (176) (322) (4,708)
Loans transfers, net (12) (55) (4,392) (7) (8) (260)
Administrative expenses (9) (22) (693) (2) (8) (132)
------ ------- -------- ------ ------- --------
Total Deductions 192 1,449 39,155 191 481 9,509
------ ------- -------- ------ ------- --------
Increase in net assets 4,093 26,363 (156,050) 3,665 11,827 (8,313)
Net assets at beginning
of year 0 0 566,057 0 0 114,010
------ ------- -------- ------ ------- --------
Net assets at end of year $4,093 $26,363 $410,007 $3,665 $11,827 $105,697
====== ======= ======== ====== ======= ========
</TABLE>
<TABLE>
<PAGE> 95
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
T. Rowe Price Fidelity Growth Putnam Putnam T. Rowe Price
Equity and Investors Vista PBHG Small-Cap
Income Fund Income Fund Fund Fund Growth Fund Value Fund
------------- --------------- --------- -------- ----------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS OF NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 723 $ 258 $ 32 $ 324
Interest 19 18 6 $ 8 $ 21 19
Net realized and unrealized
gains (losses) from
investments 5,262 3,984 858 1,371 (155) 5,515
Employee contributions 1,727 1,288 325 588 1,528 1,243
Transfers among funds 28,367 26,810 8,649 9,153 17,869 34,217
------- ------- ------ ------- ------- -------
Total Additions 36,098 32,358 9,870 11,120 19,263 41,318
------- ------- ------ ------- ------- -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (453) (436) (172) (170) (174) (459)
Distributions to successor plans (1,692) (1,954) (529) (741) (800) (1,534)
Loans transfers, net (68) (56) (26) (20) (69) (29)
Administrative expenses (26) (20) (5) (9) (18) (26)
------- ------- ------ ------- ------- -------
Total Deductions 2,239 2,466 732 940 1,061 2,048
------- ------- ------ ------- ------- -------
Increase in net assets 33,859 29,892 9,138 10,180 18,202 39,270
Net assets at beginning
of year 0 0 0 0 0 0
------- ------- ------ ------- ------- -------
Net assets at end of year $33,859 $29,892 $9,138 $10,180 $18,202 $39,270
======= ======= ====== ======= ======= =======
</TABLE>
<TABLE>
<PAGE> 96
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Putnam OTC MAS RogersCasey MFS Putnam
Skyline Special & Emerging Value Smaller Institutional Voyager
Equity Fund Growth Fund Fund Stock Fund Research Fund Fund
--------------- ----------- ------- ----------- ------------- -------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 424 $ 3,886 $ 26
Interest $ 21 $ 12 15 4,235 6 $ 10
Net realized and unrealized
gains (losses) from
investments 3,043 1,095 2,489 121,025 739 1,702
Employee contributions 789 869 976 23,946 423 751
Transfers among funds 38,983 11,620 28,130 (165,465) 5,274 9,485
------- ------- ------- -------- ------ -------
Total Additions 42,836 13,596 32,034 (12,373) 6,468 11,948
------- ------- ------- -------- ------ -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (246) (257) (296) (22,794) (72) (178)
Distributions to successor plans (1,557) (817) (914) (29,229) (168) (462)
Loans transfers, net (116) (35) (38) (3,910) 3 (11)
Administrative expenses (19) (11) (20) (3,943) (5) (9)
------- ------- ------- -------- ------ -------
Total Deductions 1,938 1,120 1,268 59,876 242 660
------- ------- ------- -------- ------ -------
Increase in net assets 40,898 12,476 30,766 (72,249) 6,226 11,288
Net assets at beginning
of year 0 0 0 571,756 0 0
------- ------- ------- -------- ------ -------
Net assets at end of year $40,898 $12,476 $30,766 $499,507 $6,226 $11,288
======= ======= ======= ======== ====== =======
</TABLE>
<TABLE>
<PAGE> 97
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Cohen T. Rowe Price T. Rowe Price
& Steers First Eagle Blue Chip T. Rowe Price Science &
Realty Fund Fund of America Growth Fund New Era Fund Technology Fund
----------- --------------- ------------- ------------- ---------------
<S> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 536 $ 136 $ 33
Interest 11 $ 3 17 3 $ 28
Net realized and unrealized
gains (losses) from
investments 1,951 886 4,276 121 (257)
Employee contributions 602 234 1,823 155 1,694
Transfers among funds 14,143 4,939 21,746 2,339 22,478
------- ------ ------- ------ -------
Total Additions 17,243 6,062 27,998 2,651 23,943
------- ------ ------- ------ -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (197) (69) (335) (72) (292)
Distributions to successor plans (612) (233) (1,248) (141) (884)
Loans transfers, net (22) (4) (66) (12) (105)
Administrative expenses (13) (4) (22) (2) (21)
------- ------ ------- ------ -------
Total Deductions 844 310 1,671 227 1,302
------- ------ ------- ------ -------
Increase in net assets 16,399 5,752 26,327 2,424 22,641
Net assets at beginning
of year 0 0 0 0 0
------- ------ ------- ------ -------
Net assets at end of year $16,399 $5,752 $26,327 $2,424 $22,641
======= ====== ======= ====== =======
</TABLE>
<TABLE>
<PAGE> 98
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Morgan Stanley Russell Acorn State Street Templeton
Institutional International International Emerging Mkts. Developing
Int'l. Equity Fund Stock Fund Fund Index Fund Markets Fund
------------------ ------------- ------------- -------------- ------------
<S> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $ 838 $ 107 $ 73
Interest 19 $ 71 4 $ 2 7
Net realized and unrealized
gains (losses) from
investments 1,927 2,366 (222) (229) (1,733)
Employee contributions 1,323 4,131 349 102 349
Transfers among funds 30,443 (47,385) 5,156 1,389 8,124
------- ------- ------ ------ ------
Total Additions 34,550 (40,817) 5,394 1,264 6,820
------- ------- ------ ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (441) (2,142) (77) (31) (81)
Distributions to successor plans (1,067) (1,466) (164) (14) (337)
Loans transfers, net (50) (103) (1) (12) (12)
Administrative expenses (27) (68) (6) (8) (7)
------- ------- ------ ------ ------
Total Deductions 1,585 3,779 248 65 437
------- ------- ------ ------ ------
Increase in net assets 32,965 (44,596) 5,146 1,199 6,383
Net assets at beginning
of year 0 83,638 0 0 0
------- ------- ------ ------ ------
Net assets at end of year $32,965 $39,042 $5,146 $1,199 $6,383
======= ======= ====== ====== ======
</TABLE>
<TABLE>
<PAGE> 99
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Colonial Sub-total
Newport Scudder Latin Loan Boston Kodak Eastman
Tiger Fund America Fund Fund Safe Funds Stock Fund Stock Fund
---------- ------------- -------- ------------ ---------- ----------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 12,236 $ 444
Dividends on Eastman Chemical $ 1,094
Company common stock
Other dividends $ 38 $ 127 12,338
Interest 9 18 256,160 12 35
Net realized and unrealized
gains (losses) from
investments (1,811) 122 84,453 (6,225) 2,938
Employee contributions 393 483 206,422 3
Transfers among funds 6,686 13,818 0 2,970 (18,410)
------ ------- -------- ---------- ------ -------
Total Additions 5,315 14,568 0 571,609 (2,799) (14,340)
------ ------- -------- ---------- ------ -------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (47) (167) (2,712) (227,658) (1,326) (1,203)
Distributions to successor plans (72) (707) (4,867) (121,493) 4,351 15,877
Loans transfers, net (5) (133) 10,540 0 (213) (324)
Administrative expenses (5) (12) (9,627) (13) (10)
------ ------- -------- ---------- ------ -------
Total Deductions 129 1,019 (2,961) 358,778 (2,799) (14,340)
------ ------- -------- ---------- ------ -------
Increase in net assets 5,186 13,549 2,961 212,831 0 0
Net assets at beginning
of year 0 0 65,679 4,640,940 0 0
------ ------- -------- ---------- ------ -------
Net assets at end of year $5,186 $13,549 $ 68,640 $4,853,771 $ 0 $ 0
====== ======= ======== ========== ====== =======
</TABLE>
<TABLE>
<PAGE> 100
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Fidelity Fidelity International
Fidelity Managed Fidelity Puritan Magellan Fidelity Growth &
Income Portfolio Fund Fund Fund Contrafund Income Fund
---------------- -------- -------- -------- ---------- -------------
<S> <C> <C> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock
Other dividends $1,793 $1,752 $2,850 $2,879 $ 199
Interest $24,548 23 33 80 30 1
Net realized and unrealized
gains (losses) from
investments 2,920 2,008 5,962 2,191 70
Employee contributions
Transfers among funds 7,358 2,422 (367) (952) 433 1,848
------- ------ ------ ------ ------ ------
Total Additions 31,906 7,158 3,426 7,940 5,533 2,118
------- ------ ------ ------ ------ ------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (26,100) (910) (768) (1,734) (1,273) (168)
Distributions to successor plans (6,427) (6,271) (2,686) (6,173) (4,289) (1,955)
Loans transfers, net 636 24 29 (23) 35 5
Administrative expenses (15) (1) (1) (10) (6)
------- ------ ------ ------ ------ ------
Total Deductions 31,906 7,158 3,426 7,940 5,533 2,118
------- ------ ------ ------ ------ ------
Increase in net assets 0 0 0 0 0 0
Net assets at beginning
of year 0 0 0 0 0 0
------- ------ ------ ------ ------ ------
Net assets at end of year $ 0 $ 0 $ 0 $ 0 $ 0 $ 0
======= ====== ====== ====== ====== ======
</TABLE>
<TABLE>
<PAGE> 101
Schedule III (Cont'd)
EASTMAN KODAK EMPLOYEES' SAVINGS AND INVESTMENT PLAN
ALLOCATION OF CHANGES IN NET ASSETS TO INVESTMENT FUNDS
For the fiscal year ended December 30, 1997
(in thousands)
<CAPTION>
Sub-total
U.S. Equity Loan Fidelity TOTAL
Index Portfolio Fund Investments ALL FUNDS
--------------- ------ ----------- ----------
<S> <C> <C> <C> <C>
ADDITIONS TO NET ASSETS:
Dividends on Eastman Kodak
Company common stock $ 444 $ 12,680
Dividends on Eastman Chemical
Company common stock 1,094 1,094
Other dividends $ 169 9,642 21,980
Interest 6 24,768 280,928
Net realized and unrealized
gains (losses) from
investments 1,416 11,280 95,733
Employee contributions 1 4 206,426
Transfers among funds 4,698 0 0
------ ----- ------- ----------
Total Additions 6,290 0 47,232 618,841
------ ----- ------- ----------
DEDUCTIONS FROM NET ASSETS:
Distributions to participants (442) (511) (34,435) (262,093)
Distributions to successor plans (5,836) 668 (12,741) (134,234)
Loans transfers, net (12) (157) 0 0
Administrative expenses (56) (9,683)
------ ----- ------- ----------
Total Deductions 6,290 0 47,232 406,010
------ ----- ------- ----------
Increase in net assets 0 0 0 212,831
Net assets at beginning
of year 0 0 0 4,640,940
------ ----- ------- ----------
Net assets at end of year $ 0 $ 0 $ 0 $4,853,771
====== ===== ======= ==========
</TABLE>
<PAGE> 102
CONSENT OF INDEPENDENT ACCOUNTANTS
We hereby consent to the incorporation by reference in the Registration
Statement on Form S-8 (No. 33-65035) of Eastman Kodak Company of our report
dated April 28, 2000 appearing on page 3 of this Annual Report of the Eastman
Kodak Employees' Savings and Investment Plan on Form 11-K for the fiscal year
ended December 30, 1999.
PricewaterhouseCoopers LLP
Rochester, New York
May 4, 2000
