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Previous: CONNECTICUT ENERGY CORP, U-3A-2, 2000-02-07 |
Next: STATE FARM MUTUAL AUTOMOBILE INSURANCE CO, SC 13G/A, 2000-02-07 |
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Barrow, Hanley, Mewhinney & Strauss, Inc.
Address: 3232 McKinney Avenue
Dallas, TX 75204
Form 13F File Number: 28-1006
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bryant M. Hanley, Jr.
Title: President
Phone: 214-665-1900
Signature, Place, and Date of Signing:
/s/ Bryant M. Hanley, Jr. Dallas, TX February 4, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 224
Form 13F Information Table Value Total: $25,630,598
(thousands)
List of Other Included Managers: None
<PAGE>
FORM 13F
December 31, 1999
<TABLE>
<CAPTION>
Voting Authority
----------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------- ------------- ---- ------- ------ --- ---- ------- -------- ------ ------ ------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abbott Labs Com COM 002824100 2063 56800 SH Sole 56800
Action Performance COM 004933107 14522 1262800 SH Sole 930200 332600
Aetna Inc. COM 008117103 251 4500 SH Sole 4500
Air Prods & Chems COM 009158106 812 24200 SH Sole 24200
Albertsons COM 013104104 4702 145800 SH Sole 91200 54600
Allstate Corp COM 020002101 656943 27301538 SH Sole 6388534 20913004
Amer Express COM 025816109 77007 463200 SH Sole 343200 120000
Amer Gen Corp COM 026351106 6829 90000 SH Sole 90000
Amer Tel & Tel COM 001957109 25754 506850 SH Sole 385950 120900
Amerada Hess Corp COM 023551104 743 13100 SH Sole 13100
American Elec Pwr COM 025537101 333618 10385000 SH Sole 140900 10244100
American Power Conversion Corp COM 029066107 7121 270000 SH Sole 270000
Anheuser - Busch COM 035229103 11071 156200 SH Sole 115100 41100
Annuity & Life Re Holdings LTD COM G03910109 13797 528100 SH Sole 492400 35700
Aon Corp. COM 037389103 677399 16934985 SH Sole 1794536 15140449
Archer Daniels Midla COM 039483102 1109 91446 SH Sole 91446
Armstrong World Inds COM 042476101 5857 175500 SH Sole 35500 140000
Associates First Capital COM 046008108 4500 163992 SH Sole 66578 97414
Atlantic Richfield COM 048825103 859193 9932866 SH Sole 1510866 8422000
Avon Prods Inc Com COM 054303102 5739 173900 SH Sole 130100 43800
BP Amoco COM 110889404 49352 832074 SH Sole 590176 241898
Baker Hughes In COM 057224107 737474 35013600 SH Sole 7497100 27516500
Banc One Corp COM 06423A103 452584 14143247 SH Sole 2459061 11684186
Bank of New York COM 064057102 388 9700 SH Sole 9700
Bank of America COM 060505104 625174 12456775 SH Sole 3079414 9377361
Baxter Intl Inc Com COM 071813109 2443 38900 SH Sole 38900
Becton Dickinson COM 075887109 1455 54000 SH Sole 54000
Bell Atlantic Corp COM 077853109 89988 1461734 SH Sole 1304392 157342
Bestfoods COM 08658U101 1230 23400 SH Sole 23400
Boeing Company COM 097023105 9240 222990 SH Sole 200790 22200
Brinker Intl COM 109641100 12760 528900 SH Sole 489900 39000
Brunswick Corp COM 117043109 5785 260000 SH Sole 260000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Burlington Northern Santa Fe C COM 12189T104 2396 98800 SH Sole 98800
Burlington Resources Inc COM 122014103 1852 56000 SH Sole 56000
CIGNA COM 125509109 92870 1152770 SH Sole 917070 235700
CIT Group, Inc. COM 125577106 220426 10434360 SH Sole 7996860 2437500
CK Witco COM 12562c108 130456 9753753 SH Sole 2030204 7723549
CSX Corp Com COM 126408103 1233 39300 SH Sole 39300
Canadian Pacific Ltd COM 135923100 12511 580200 SH Sole 372900 207300
Canandaigua Brands COM 137219200 14744 289100 SH Sole 269600 19500
Cendant Corp COM 151313103 229569 8642600 SH Sole 812700 7829900
Central & So West COM 152357109 321816 16090800 SH Sole 3037900 13052900
Champion Intl Corp COM 158525105 1864 30100 SH Sole 30100
Chase Manhattan COM 16161A108 870909 11210415 SH Sole 2841019 8369396
Chevron COM 166751107 74256 857210 SH Sole 810610 46600
Chubb Corp COM 171232101 2754 48900 SH Sole 48900
Cinergy Corp COM 172474108 64609 2699050 SH Sole 2120300 578750
Citigroup Inc COM 172967101 818601 14699910 SH Sole 3129561 11570349
Coca-Cola Co COM 191216100 28449 488400 SH Sole 358100 130300
Compaq Computer Corp COM 204493100 14744 544800 SH Sole 480000 64800
Compass Bancshares Inc. COM 20449H109 781 35000 SH Sole 32700 2300
Comsat Corp COM 20564D107 6217 312780 SH Sole 312780
Conagra Inc Com COM 205887102 889 39200 SH Sole 39200
Conoco CL A COM 208251306 2661 107500 SH Sole 107500
Conoco CL B COM 208251405 44479 1788100 SH Sole 406000 1382100
Consolidated Nat Gas COM 209615103 61465 946518 SH Sole 667718 278800
Constellation Energy Corp COM 210371100 307 10600 SH Sole 10600
Coventry Corporation COM 222862104 11435 1694100 SH Sole 1150500 543600
Crescent Oper Inc. COM 22575M100 94 34038.2 SH Sole 34038.2
Crescent Real Estate COM 225756105 9851 536100 SH Sole 536100
Crown Cork & Seal Inc COM 228255105 797 35600 SH Sole 35600
Dana Corp Com COM 235811106 8493 283691 SH Sole 23891 259800
Danka Business Systems PLC COM 236277109 17060 1344600 SH Sole 1254900 89700
Deere & Co Com COM 244199105 2420 55800 SH Sole 55800
Delphi Automotive COM 247126105 1521 96600 SH Sole 96600
Deluxe Corp COM 248019101 10563 385000 SH Sole 175000 210000
Diebold Incorporated COM 253651103 43219 1839100 SH Sole 1534300 304800
Dominion Res Inc Va COM 257470104 56599 1442000 SH Sole 1024200 417800
Dow Chem Co Com COM 260543103 2793 20900 SH Sole 20900
Du Pont COM 263534109 10449 158620 SH Sole 145020 13600
Duke Energy Co. COM 264399106 3526 70342 SH Sole 70342
Eastman Chemical COM 277432100 7630 160000 SH Sole 160000
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Eastman Kodak COM 277461109 1709 25800 SH Sole 25800
Emerson Electric COM 291011104 1813 31600 SH Sole 31600
Entergy Corp COM 29364G103 739230 28707958 SH Sole 6722858 21985100
Equity Office Properties COM 294741103 6156 250000 SH Sole 250000
ExxonMobil COM 30231G102 53303 661640 SH Sole 486316 175324
FPL Group Inc Com COM 302571104 1280 29900 SH Sole 29900
Family Dollar Store COM 307000109 10195 625000 SH Sole 583395 41605
Fed'd Dept Str New COM 31410H101 2634 52100 SH Sole 52100
Ferro Corporation COM 315405100 2737 124400 SH Sole 116127 8273
First Un Corp COM 337358105 631584 19175220 SH Sole 4477150 14698070
FirstEnergy Corp. COM 337932107 318671 14046094 SH Sole 3269860 10776234
Fleet Boston Financial COM 339030108 62874 1806085 SH Sole 1389017 417068
Flowers Industries COM 343496105 11646 730700 SH Sole 681900 48800
Ford Motor Company COM 345370100 597415 11205914 SH Sole 3171264 8034650
Fort James Corporation COM 347471104 718569 26249100 SH Sole 5651100 20598000
Fortune Brands COM 349631101 13923 421100 SH Sole 312100 109000
GTE Corp COM 362320103 860701 12197717 SH Sole 3248117 8949600
Gallaher ADRs COM 363595109 15041 978300 SH Sole 839400 138900
Genl Mills COM 370334104 9838 275200 SH Sole 207200 68000
Genl Motors COM 370442105 298346 4104500 SH Sole 490100 3614400
Genuine Parts Co COM 372460105 5841 235400 SH Sole 235400
Georgia Pac Corp COM 373298108 2071 40800 SH Sole 40800
Gillette Co COM 375766102 12842 311800 SH Sole 229600 82200
Global Marine Inc. COM 379352404 3353 201700 SH Sole 200000 1700
Goodrich B F Co COM 382388106 5500 200000 SH Sole 200000
H.B.Fuller COM 359694106 12944 231400 SH Sole 215900 15500
Haggar Corp COM 405173105 7545 663300 SH Sole 537100 126200
Halliburton Company COM 406216101 707583 17579700 SH Sole 4356900 13222800
Hanson COM 411352404 157642 3910497 SH Sole 227973 3682524
Harris Corp Del COM 413875105 5959 223300 SH Sole 223300
Hartford Fin Ser Grp COM 416515104 150798 3183070 SH Sole 2463570 719500
Hasbro Bradley Inc COM 418056107 9721 513300 SH Sole 377650 135650
Heinz H J Co Com COM 423074103 50149 1259629 SH Sole 914429 345200
Henery Schein, Inc. COM 806407102 4304 323300 SH Sole 303200 20100
Hershey Foods Corp COM 427866108 7025 148100 SH Sole 108500 39600
Honeywell Intl Inc COM 438516106 825180 14304317 SH Sole 3775160 10529157
Household Intl Inc COM 441815107 767 20600 SH Sole 20600
Hussmann, Inc. COM 448110106 16554 1099000 SH Sole 798150 300850
IKON Office Solutions COM 451713101 115232 16914790 SH Sole 13588790 3326000
ITT Industries COM 450911102 360560 10783100 SH Sole 640500 10142600
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Imperial Tobacco COM 453142101 222727 14085524 SH Sole 939924 13145600
Int'l Flavors COM 459506101 1569 41700 SH Sole 5100 36600
Intl Paper Co COM 460146103 2952 52300 SH Sole 52300
J. B. Hunt Transport COM 445658107 8843 638800 SH Sole 592500 46300
JAKKS Pacific Com. Inc. COM 47012E106 8480 453800 SH Sole 335100 118700
Jefferson Pilot COM 475070108 41196 603600 SH Sole 380200 223400
Justin Industries COM 482171105 3258 219000 SH Sole 204400 14600
Kerr Mcgee Corp COM 492386107 7297 117700 SH Sole 2700 115000
KeySpan Energy Corp. COM 493375109 10458 451000 SH Sole 288600 162400
Keycorp Com COM 493267108 409 18500 SH Sole 18500
Kimberly-Clark COM 494368103 21392 326905 SH Sole 272205 54700
Kirby Co. COM 497266106 13243 646000 SH Sole 600000 46000
Kmart COM 482584109 611005 60721008 SH Sole 14140708 46580300
Lanier Worldwide COM 51589L105 478 123300 SH Sole 123300
Lear Corp. COM 521865105 7235 226100 SH Sole 209400 16700
Loews Corp COM 540424108 534 8800 SH Sole 8800
Lyondell Petrochem COM 552078107 137330 10770960 SH Sole 7896760 2874200
Magellan Health COM 559079108 11199 1774100 SH Sole 1174400 599700
Marsh & Mclennan COM 571748102 8411 87900 SH Sole 16800 71100
Masco Corp COM 574599106 1583 62400 SH Sole 62400
May Dept Stores COM 577778103 1962 60850 SH Sole 60850
Mbia Inc COM 55262C100 9131 172900 SH Sole 3600 169300
McDonald's Corp COM 580135101 15798 391900 SH Sole 299100 92800
Mcdermott Intl COM 580037109 3175 350300 SH Sole 325700 24600
Mellon Bk Corp COM 585509102 16187 475200 SH Sole 475200
Mentor Graphics COM 587200106 20989 1591600 SH Sole 1481800 109800
Mgic Invt Corp Wis COM 552848103 6019 100000 SH Sole 100000
Millennium Chemicals COM 599903101 205278 10393844 SH Sole 1759962 8633882
Morgan J P COM 616880100 1545 12200 SH Sole 12200
National City Corp COM 635405103 11607 490000 SH Sole 488600 1400
Newell Rubbermaid Inc COM 651229106 154237 5318500 SH Sole 236500 5082000
Norfolk Southern COM 655844108 4918 239900 SH Sole 239900
Northeast Utils COM 664397106 269169 13090288 SH Sole 9541788 3548500
Occidental Petr COM 674599105 654698 30275064 SH Sole 7280800 22994264
Oxford Health Plans, Inc. COM 691471106 3806 300000 SH Sole 300000
Pacific Century Finl COM 694058108 9138 489000 SH Sole 453000 36000
Pacificare Health COM 695112101 8316 156900 SH Sole 146200 10700
Pactiv Corporation COM 695257105 195984 18445510 SH Sold 3634010 14811500
Pall Corp. COM 696429307 16995 788160 SH Sold 479060 309100
Penney J C COM 708160106 204750 10269603 SH Sold 3790779 6478824
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Pepsi Bottling
Group Inc. Com COM 713409100 545 32900 SH Sole 32900
Pepsico Inc COM 713448108 15059 427200 SH Sole 301700 125500
Petsmart COM 716768106 173 30000 SH Sole 30000
Pharmacia & Upjohn COM 716941109 69960 1554658 SH Sole 1257908 296750
Philip Morris COM 718154107 567747 24684655 SH Sole 5764255 18920400
Phillips Petro COM 718507106 705799 15017000 SH Sole 2806900 12210100
Pnc Bk Corp COM 693475105 311006 6988900 SH Sole 1597100 5391800
Polaris Industries, Inc. COM 731068102 14808 408500 SH Sole 380400 28100
Ppg Inds Inc Com COM 693506107 2202 35200 SH Sole 35200
Praxair Inc COM 74005P104 2400 47700 SH Sole 47700
Prentiss Properties COM 740706106 6694 313171 SH Sole 313171
Procter & Gamble COM 742718109 38533 351700 SH Sole 258600 93100
Prologis COM 743410102 5583 290000 SH Sole 290000
Pub Serv Enterp COM 744573106 142961 4106600 SH Sole 4106600
Quanex Corp COM 747620102 15328 601100 SH Sole 560700 40400
RPM Inc. COM 749685103 11121 1091600 SH Sole 845925 245675
Raytheon B COM 755111408 349392 13153576 SH Sole 1927836 11225740
Raytheon A COM 755111309 70672 2848244 SH Sole 2252544 595700
Readers Digest COM 755267101 15026 513700 SH Sole 378600 135100
Reliant Energy COM 75952J108 404899 17700498 SH Sole 5033798 12666700
Rite Aid Corp Com COM 767754104 127 11400 SH Sole 11400
Ryder Sys Inc COM 783549108 6791 277900 SH Sole 277900
SBC Communications COM 78387G103 840461 17240230.44 SH Sole 1846608 15393622.43
SFX Entertainment Inc. COM 784178105 7607 210200 SH Sole 154800 55400
Sara Lee Corp. COM 803111103 12476 565500 SH Sole 405200 160300
Schlumberger COM 806857108 545620 9721510 SH Sole 684510 9037000
Seagate Technology COM 811804103 1206 25900 SH Sole 25900
Sears Roebuck COM 812387108 563063 18537040 SH Sole 3347440 15189600
Service Corp COM 817565104 161565 23288700 SH Sole 200000 23088700
Silicon Valley Group COM 827066101 15553 876200 SH Sole 814500 61700
Snap-On Inc COM 833034101 7521 283150 SH Sole 262850 20300
St. Paul Cos. COM 792860108 1102 32700 SH Sole 32700
Sun Int'l Hotels Limited COM P8797T133 11606 599000 SH Sole 559200 39800
Syncor Int'l. Corp. COM 87157J106 11056 379600 SH Sole 354300 25300
Sysco Corp COM 871829107 12019 303800 SH Sole 226200 77600
TJX Cos Inc New COM 872540109 959 46900 SH Sole 46900
TRW Inc Com COM 872649108 1340 25800 SH Sole 25800
Tenet Healthcare Corp. COM 88033G100 870 37000 SH Sole 37000
Tenneco Automotive COM 880349105 30746 3301612 SH Sole 348272 2953340
Texaco Inc. COM 881694103 123343 2270990 SH Sole 1679290 591700
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Texas Utils Co Com COM 882848104 4175 117400 SH Sole 7500 109900
The Hertz Corp. COM 428040109 281 5600 SH Sole 5600
Time Warner COM 887315109 24706 341650 SH Sole 251600 90050
Tosco Corp COM 891490302 1047 38500 SH Sole 38500
Toys R Us COM 892335100 229934 16065260 SH Sole 11872560 4192700
Transocean Sedco Forex COM G90078109 63401 1882046 SH Sole 132488 1749558
Triton Energy COM G90751101 73799 3578130 SH Sole 3155930 422200
U S T Inc COM 902911106 95164 3778230 SH Sole 3341430 436800
U S West Inc. COM 91273h101 202 2800 SH Sole 2800
U.S. Bancorp COM 902973106 41393 1738300 SH Sole 1665100 73200
USX-Marathon COM 902905827 2175 88100 SH Sole 88100
Unicom Corp COM 904911104 9537 284700 SH Sole 239600 45100
Unilever N V COM 904784501 866 15900 SH Sole 15900
Union Pac Corp Com COM 907818108 1123 25700 SH Sole 1800 23900
Union Pac Res COM 907834105 1177 92300 SH Sole 92300
United Technologies COM 913017109 572 8800 SH Sole 8800
Unocal Corp Com COM 915289102 2007 59800 SH Sole 59800
Unumprovident Corp COM 91529y106 1754 54700 SH Sole 54700
Valassis Comm. COM 918866104 10955 259300 SH Sole 245300 14000
Vastar Resources, Inc. COM 922380100 18762 318000 SH Sole 184800 133200
Viacom Inc B COM 925524308 9755 161400 SH Sole 118600 42800
Wal Mart Stores Inc COM 931142103 553 8000 SH Sole 8000
Washington Mutual COM 939322103 668997 25854974 SH Sole 6059020 19795954
Waste Management COM 94106L109 610157 35500039 SH Sole 9857290 25642749
Watson Pharmaceuticals COM 942683103 7209 201300 SH Sole 201300
Wendy's Intl COM 950590109 213135 10240730 SH Sole 8008130 2232600
Whitman Corp COM 96647R107 34241 2548195 SH Sole 2022595 525600
Williams Co COM 969457100 498601 16314133 SH Sole 2311741 14002392
World Wrestling Federation COM 98156Q108 259 15000 SH Sole 1000 14000
XL Capital LTD COM G98255105 131310 2531270 SH Sole 1889170 642100
Xerox Corp COM 984121103 99012 4364172 SH Sole 3651972 712200
Kmart Conv Pfd 498778208 12653 289200 SH Sole 251600 37600
</TABLE>
<TABLE>
<CAPTION>
<S> <C> <C> <C>
REPORT SUMMARY 224 Data Records 25630598 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
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