<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: BP Amoco p.l.c.
Address: Britannic House
1 Finsbury Circus
London EC2m 7BA
England
Form 13F File Number: 28-05353
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Dr. J. G. S. Buchanan
Title: Group Chief Financial Officer and Executive Director
Phone: 020 7496 4157
Signature, Place, and Date of Signing:
/s/ J.G.S. Buchanan London 16.3.2000
[Signature] [City,State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28-________________ _______________
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 330
Form 13F Information Table Value Total: $1,299,670
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-05357 BP Investment Management Limited
2 28-05355 BP America Inc.
3 28-00312 BP Amoco Corporation
<PAGE>
<TABLE>
BP Amoco p.l.c.
Form 13F Information Table
September 30, 1999
<CAPTION>
TITLE
OF MARKET VALUE Investment Discretion Voting Authority
Issuer CLASS CUSIP $(000) QUANTITY SOLE SHARE OTHER MANAGERS SOLE SHARE NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3COM CORP COM 885535104 1,006 35,000 X 1 35,000
3COM CORP COM COM 885535104 288 10,000 X 3 10,000
AASTROM BIOSCIENCES INC COM COM 00253U107 51 39,035 X 3 39,035
ABBOTT LABORATORIES COM NPV COM 002824100 5,513 150,000 X 1 150,000
AIR PRODUCTS & CHEMS COM $US1 COM 009158106 1,170 40,000 X 1 40,000
ALBERTSONS COM $US1 COM 013104104 1,246 31,500 X 1 31,500
ALCAN ALUMINUM COM NPV ($US) COM 013716105 1,406 45,000 X 1 45,000
ALCOA COM $US1 COM 013817101 4,344 70,000 X 1 70,000
ALLSTATE COM $US0.01 COM 020002101 1,496 60,000 X 1 60,000
ALLTEL COM $US1 COM 020039103 2,111 30,000 X 1 30,000
ALTERA CORP COM COM 021441100 425 9,800 X 3 9,800
AMER ELEC POWER COM $US6.50 COM 025537101 1,024 30,000 X 1 30,000
AMER HOME PRODUCTS COM COM 026609107 4,980 120,000 X 1 120,000
AMERICA ONLINE COM $US0.01 COM 02364J104 10,406 100,000 X 1 100,000
AMERICA ONLINE INC DEL CO COM 02364J104 5,271 50,648 X 2 50,648
AMERICA ONLINE INC DEL COM COM 02364J104 1,249 12,000 X 3 12,000
AMERICAN EXPRESS COM $US0.60 COM 025816109 6,750 50,000 X 1 50,000
AMERICAN GENERAL COM $US0.50 COM 026351106 2,530 40,000 X 1 40,000
AMERICAN INTL GROUP COM COM 026874107 13,584 156,250 X 1 156,250
AMERITECH COM $US1 COM 030954101 7,009 105,000 X 1 105,000
AMGEN COM $US0.0001 COM 031162100 4,890 60,000 X 1 60,000
AMR CORP COM $US1 COM 001765106 1,526 28,000 X 1 28,000
ANADARKO PETROLEUM COM COM 032511107 1,681 55,000 X 1 55,000
ANHEUSER BUSCH COM $US1 COM 035229103 3,503 50,000 X 1 50,000
APACHE COM $US1.25 COM 037411105 864 20,000 X 1 20,000
APPLE COMPUTER COM NPV COM 037833100 633 10,000 X 1 10,000
APPLIED IMAGING CORP COM COM 03820G106 84 100,000 X 2 100,000
APPLIED MATERIALS INC COM 038222105 4,273 55,000 X 1 55,000
APPLIED MATERIALS INC DEL COM COM 038222105 746 9,600 X 3 9,600
APPLIED MICRO CIRCUITS CO COM 03822W109 6,879 120,678 X 2 120,678
ARTHROCARE CORP COM COM 043136100 4,840 88,595 X 2 88,595
ASSOCIATES FIRST CAP CORP COM 046008108 2,340 65,000 X 1 65,000
AT & T CORP $US1 COM 001957307 13,368 307,313 X 1 307,313
AT&T - LIBERTY MEDIA CL A COM 001957208 1,866 50,000 X 1 50,000
AUTO DATA PROCESS COM $US0.10 COM 053015103 2,678 60,000 X 1 60,000
AUTOMATIC DATA PROCESSING INC COM 053015103 268 6,000 X 3 6,000
AXYS PHARMACEUTICALS INC COM 054635107 234 59,500 X 2 59,500
BANK OF AMERICA COM $US0.01 COM 060505104 10,581 190,000 X 1 190,000
BANK OF NEW YORK COM $US7.50 COM 064057102 2,006 60,000 X 1 60,000
BANK ONE COM $US0.01 COM 06423A103 4,230 121,500 X 1 121,500
BANKBOSTON COM $US1.00 COM 06605R106 3,036 70,000 X 1 70,000
BAXTER INTERNATIONAL COM $US1 COM 071813109 1,506 25,000 X 1 25,000
BECTON DICKINSON COM $US1 COM 075887109 702 25,000 X 1 25,000
BELL ATLANTIC COM $US0.10 COM 077853109 10,433 155,000 X 1 155,000
BELLSOUTH COM $US1 COM 079860102 6,300 140,000 X 1 140,000
BMC SOFTWARE COM $US0.01 COM 055921100 2,505 35,000 X 1 35,000
BOEING COM $US5 COM 097023105 3,836 90,000 X 1 90,000
BOSTON SCIENTIFIC COM $US0.01 COM 101137107 906 36,600 X 1 36,600
BRANDYWINE REALTY TR COM COM 105368203 1,046 64,400 X 1 64,400
BRISTOL MYERS SQUIBB COM COM 110122108 12,825 190,000 X 1 190,000
BROADCOM CORP COM 111320107 8,295 76,100 X 2 76,100
BURLINGTON NTH SANTA COM COM 12189T104 1,238 45,000 X 1 45,000
BURLINGTON RESOURCES COM COM 122014103 1,838 50,000 X 1 50,000
CAMBRIDGE NEUROSCIENCE IN COM 132426107 28 30,000 X 2 30,000
CAMPBELL SOUP CAP $US0.0375 COM 134429109 978 25,000 X 1 25,000
CARNIVAL CORP CL A $US0.01 COM 143658102 3,480 80,000 X 1 80,000
CAROLINA PWR & LIGHT COM NPV COM 144141108 1,769 50,000 X 1 50,000
CARSO GLOBAL TELECOM ADR ADR 14574P107 1,290 120,000 X 1 120,000
CATERPILLAR COM $US1 COM 149123101 2,192 40,000 X 1 40,000
CBS COM $US1.00 COM 12490K107 3,238 70,000 X 1 70,000
CENDANT COM $US0.01 COM 151313103 1,597 90,000 X 1 90,000
CHASE MANHATTAN CORP NEW COM 16161A108 6,784 90,000 X 1 90,000
CHEVRON COM $US1.50 COM 166751107 7,544 85,000 X 1 85,000
CIENA CORP COM 171779101 7,137 195,521 X 2 195,521
CIENA CORP COM COM 171779101 8,057 220,733 X 3 220,733
CIENA CORP COM RESTRICTED COM 171779945 623 17,073 X 2 17,073
CIGNA CORP COM 125509109 2,332 30,000 X 1 30,000
CIRCUIT CITY STORE COM COM 172737108 1,898 45,000 X 1 45,000
CISCO SYS INC COM 17275R102 5,060 73,800 X 2 73,800
CISCO SYS INC COM COM 17275R102 1,616 23,570 X 3 23,570
CISCO SYS INC COM COM 17275R102 3,613 52,700 X 3 52,700
CISCO SYSTEMS COM $US0.001 COM 17275R102 21,597 315,000 X 1 315,000
CITIGROUP INC COM 172967101 14,520 330,000 X 1 330,000
CLEAR CHANNEL COMM COM COM 184502102 2,796 35,000 X 1 35,000
COASTAL CORP COM 190441105 1,433 35,000 X 1 35,000
COCA COLA $US0.25 COM 191216100 11,821 245,000 X 1 245,000
COLGATE-PALMOLIVE COM $US1 COM 194162103 3,660 80,000 X 1 80,000
COMCAST A SPECIAL COM $US1 COM 200300200 3,389 85,000 X 1 85,000
COMPAQ COMPUTER COM $US0.01 COM 204493100 3,889 170,000 X 1 170,000
COMPUTER ASSOC INTL COM COM 204912109 3,362 55,000 X 1 55,000
COMPUTER ASSOC INTL INC COM COM 204912109 685 11,200 X 3 11,200
CONCORD COMMUNICATIONS IN COM 206186108 2,876 72,363 X 2 72,363
CONS EDISON NY COM $US0.10 COM 209115104 3,320 80,000 X 1 80,000
CONTROL COM DE MEX GDR (20BC GDR 21238A206 350 20,000 X 1 20,000
COSTCO WHOLESALE COM $US0.10 COM 22160K105 2,520 35,000 X 1 35,000
COULTER PHARMACEUTICAL IN COM 222116105 1,463 105,000 X 2 105,000
CREATIVE TECHNOLOGY COM COM 225290402 3,719 350,000 X 1 350,000
CVS COM $US0.01 COM 126650100 3,306 81,000 X 1 81,000
DANA COM $US1 COM 235811106 1,485 40,000 X 1 40,000
DAYTON HUDSON COM $US0.1667 COM 239753106 4,361 72,600 X 1 72,600
DEERE & CO COM $US1 COM 244199105 1,354 35,000 X 1 35,000
DEL MONTE PACIFIC $US0.01 COM 24522P103 11,625 25,000,000 X 1 25,000,000
DELL COMPUTER CORP COM 247025109 10,871 260,000 X 1 260,000
DELL COMPUTER CORP COM COM 247025109 2,760 66,000 X 3 66,000
DELPHI AUTO SYSTEMS COM COM 247126105 1,854 115,430 X 1 115,430
DESC ADR (20C) ADR 250309101 677 40,400 X 1 40,400
DIAL COM $US0.01 COM 25247D101 2,040 80,000 X 1 80,000
DIME BANCORP COM $US0.01 COM 25429Q102 2,187 125,000 X 1 125,000
DISNEY(WALT) COM $US0.01 COM 254687106 5,200 200,000 X 1 200,000
DOLLAR GENERAL COM $US0.50 COM 256669102 772 25,000 X 1 25,000
DOW CHEMICAL COM $US2.50 COM 260543103 3,409 30,000 X 1 30,000
DTE ENERGY COM NPV COM 233331107 1,455 40,000 X 1 40,000
DU PONT (EI) DE NEMOURS COM 263534109 7,865 130,000 X 1 130,000
DUKE ENERGY COM NPV COM 264399106 1,929 35,000 X 1 35,000
EASTMAN KODAK COM $US2.50 COM 277461109 2,269 30,000 X 1 30,000
ECSOFT GROUP ADR (1 ORD) ADR 279240105 399 29,000 X 1 29,000
ELAN ADR (1 ORD LN) ADR 284131208 14,040 260,000 X 1 260,000
ELANTEC SEMICONDUCTOR INC COM 284155108 2,934 165,896 X 2 165,896
ELECTRONIC DATA SYST COM COM 285661104 3,441 65,000 X 1 65,000
EMC COM $US0.01 COM 268648102 7,137 100,000 X 1 100,000
EMC CORP MASS COM COM 268648102 1,442 20,200 X 3 20,200
EMERSON ELECTRIC COM $US1 COM 291011104 2,528 40,000 X 1 40,000
ENRON COM $US0.10 COM 293561106 3,285 80,000 X 1 80,000
EXXON MOBIL CORPORATION COM 30231G102 13,300 175,000 X 1 175,000
FANNIE MAE COM 313586109 8,149 130,000 X 1 130,000
FDX CORP COM 31304N107 1,166 30,000 X 1 30,000
FEDERATED DEPT STORES $US0.01 COM 31410H101 2,621 60,000 X 1 60,000
FINLAYSON 0% 19/02/04 COM Y24946AC2 8,815 5,000,000 X 1 5,000,000
FIRST DATA CORP COM COM 319963104 268 6,100 X 3 6,100
FIRST UN CORP COM 337358105 3,206 90,000 X 1 90,000
FIRSTAR COM $US0.01 COM 33763V109 2,306 90,000 X 1 90,000
FLEET BOSTON CORPORATION COM 339030108 2,197 60,000 X 1 60,000
FLEXTRONICS INTL LTD ORD COM Y2573F102 4,219 72,514 X 2 72,514
FOMENTO ECO MEX ADR ADR 344419106 1,478 47,200 X 1 47,200
FORD MOTOR COM $US1 COM 345370100 6,532 130,000 X 1 130,000
FORT JAMES COM $US0.10 COM 347471104 1,068 40,000 X 1 40,000
FPL GROUP COM $US0.01 COM 302571104 1,007 20,000 X 1 20,000
FREDDIE MAC COM $US0.21 COM 313400301 2,080 40,000 X 1 40,000
GAP COM $US0.05 COM 364760108 3,600 112,500 X 1 112,500
GATEWAY COM $US0.01 COM 367626108 1,320 30,000 X 1 30,000
GATEWAY INC COM COM 367626108 440 10,000 X 3 10,000
GEDEON RICHTER GDR GDR 368467304 3,795 92,000 X 1 92,000
GENERAL COMUNICATION INC COM 369385109 87 16,585 X 2 16,585
GENERAL ELECTRIC COM $US0.16 COM 369604103 36,754 310,000 X 1 310,000
GENERAL MOTORS COM $US1.67 COM 370442105 5,350 85,000 X 1 85,000
GEORGIA PACIFIC COM $US0.80 COM 373298108 809 20,000 X 1 20,000
GILLETTE COM $US1 COM 375766102 3,394 100,000 X 1 100,000
GLIATECH INC COM 37929C103 634 37,000 X 2 37,000
GLOBAL CROSSING COM $US0.01 COM 37931K309 1,358 51,250 X 1 51,250
GPO CARSO ADR (2 A1) ADR 400485207 835 100,000 X 1 100,000
GPO TELEVISA GDR (2 PTG CERT) GDR 40049J206 1,198 30,000 X 1 30,000
GTE COM $US0.05 COM 362320103 6,919 90,000 X 1 90,000
GUIDANT SHS NPV COM 401698105 965 18,000 X 1 18,000
HALLIBURTON COM $US2.50 COM 406216101 1,435 35,000 X 1 35,000
HARTFORD FINL SERV COM COM 416515104 3,781 92,500 X 1 92,500
HEALTHSOUTH COM $US0.01 COM 421924101 429 70,000 X 1 70,000
HEARTPORT INC COM 421969106 83 18,200 X 2 18,200
HEINZ (HJ) COM $US0.25 COM 423074103 2,580 60,000 X 1 60,000
HELLENIC TELECOM ADR (OTE) ADR 423325307 311 27,778 X 1 27,778
HERCULES COM NPV COM 427056106 859 30,000 X 1 30,000
HEWLETT PACKARD CO COM COM 428236103 672 7,400 X 3 7,400
HEWLETT PACKARD COM $US0.01 COM 428236103 9,075 100,000 X 1 100,000
HMT TECHNOLOGY CORP COM 403917107 126 35,900 X 2 35,900
HOME DEPOT COM $US0.05 COM 437076102 8,235 120,000 X 1 120,000
HONEYWELL COM $US1.50 COM 438506107 1,670 15,000 X 1 15,000
HONEYWELL INTL COM $US1 COM 438516107 4,196 70,000 X 1 70,000
HOUSEHOLD INTERNATIONAL COM 441815107 2,407 60,000 X 1 60,000
HS RESOURCES COM 404297103 19,650 1,200,000 X 3 1,200,000
HYBRID NETWORKS INC COM 44860K102 194 25,000 X 2 25,000
IL FORNAIO AMER CORP COM 451926109 259 28,947 X 2 28,947
ILLINOIS TOOL WKS COM NPV COM 452308109 2,237 30,000 X 1 30,000
IMS HEALTH INC COM 449934108 1,369 60,000 X 1 60,000
INCYTE PHARMACEUTICALS IN COM 45337C102 578 25,000 X 2 25,000
INDIA FUND COM $US0.001 COM 454089103 4,558 354,000 X 1 354,000
INDOSAT ADR (10 B) ADR 715680104 2,700 200,000 X 1 200,000
INDUSTRIE NATUZZI ADR (1 ORD) ADR 456478106 3,559 181,340 X 1 181,340
INGERSOLL RAND CO COM 456866102 1,099 20,000 X 1 20,000
INTEL COM $US0.001 COM 458140100 24,523 330,000 X 1 330,000
INTEL CORP COM 458140100 4,212 56,674 X 2 56,674
INTEL CORP COM COM 458140100 4,756 64,000 X 3 64,000
INTERNATIONAL BUSINESS MACHS COM 459200101 3,291 27,200 X 3 27,200
INTERNATIONAL NETWORK SVC COM 460053101 3,696 67,975 X 2 67,975
INTERNATIONAL PAPER COM $US1 COM 460146103 2,643 55,000 X 1 55,000
INTL BUSINESS MACHINES CORP COM 459200101 22,990 190,000 X 1 190,000
INTL FLAVORS COM $US0.125 COM 459506101 690 20,000 X 1 20,000
IS HIMALAYAN FUND NV COM 46419V109 3,431 219,938 X 1 219,938
JARDINE MATHESON $US0.25 (SING)COM 471115303 2,824 688,800 X 1 688,800
JDS UNIPHASE CORP COM 46612J101 3,323 29,200 X 2 29,200
JOHNSON & JOHNSON COM $US1 COM 478160104 12,403 135,000 X 1 135,000
KEMET CORP COM COM 488360108 243 7,600 X 3 7,600
KERR MCGEE COM $US1 COM 492386107 2,202 40,000 X 1 40,000
KIMBERLY CLARK ADR (5A) ADR 494386204 877 50,000 X 1 50,000
KIMBERLY CLARK COM $US1.25 COM 494368103 2,638 50,000 X 1 50,000
KROGER COM $US1 COM 501044101 2,427 110,000 X 1 110,000
LERNOUT & HAUSPIE SPEECH COM B5628B104 1,081 31,000 X 2 31,000
LILLY(ELI) & CO COM NPV COM 532457108 7,061 110,000 X 1 110,000
LINCOLN ELEC HLDGS INC CO COM 533900106 1,182 56,600 X 2 56,600
LOWES COM $US0.50 COM 548661107 5,363 110,000 X 1 110,000
LUCENT TECHNOLOGIES COM COM 549463107 18,814 290,000 X 1 290,000
LUCENT TECHNOLOGIES INC COM 549463107 8,050 124,080 X 2 124,080
LUCENT TECHNOLOGIES INC COM COM 549463107 278 4,290 X 3 4,290
MARSH & MCLENNAN COM $US1 COM 571748102 4,110 60,000 X 1 60,000
MASCO COM $US1 COM 574599106 1,550 50,000 X 1 50,000
MATAV RT ADR (5B) ADR 576561104 2,725 100,000 X 1 100,000
MCDONALDS COM $US0.01 COM 580135101 6,920 160,000 X 1 160,000
MCI WORLDCOM COM $US0.01 COM 55268B106 13,656 190,000 X 1 190,000
MCI WORLDCOM INC COM COM 55268B106 1,222 17,000 X 3 17,000
MCKESSON HBOC COM $US0.01 COM 58155Q103 725 25,000 X 1 25,000
MEAD CORP COM 582834107 1,547 45,000 X 1 45,000
MEDIAONE GROUP COM $US0.01 COM 58440J107 6,831 100,000 X 1 100,000
MEDTRONIC COM $US0.10 COM 585055108 4,623 130,000 X 1 130,000
MELLON BANK CORP COM 58551A108 3,346 99,500 X 1 99,500
MERANT GROUP ADR (5 ORD) ADR 587336108 2,308 99,000 X 1 99,000
MERCK COM NPV COM 589331107 14,583 225,000 X 1 225,000
MERRILL LYNCH COM $US1.333 COM 590188108 3,706 55,000 X 1 55,000
MICROCHIP TECHNOLOGY INC COM 595017104 2,728 53,100 X 2 53,100
MICRON TECHNOLOGY COM 595112103 3,325 50,000 X 1 50,000
MICRON TECHNOLOGY INC COM 595112103 205 3,086 X 2 3,086
MICRON TECHNOLOGY INC COM 595112103 266 4,000 X 3 4,000
MICROSOFT CORP COM 594918104 44,376 490,000 X 1 490,000
MICROSOFT CORP COM (WASH) COM 594918104 4,546 50,200 X 3 50,200
MINNESOTA MINING COM NPV COM 604059105 3,842 40,000 X 1 40,000
MMC NETWORKS INC COM 55308N102 1,859 59,600 X 2 59,600
MOBIL COM $US1 COM 607059102 13,601 135,000 X 1 135,000
MONSANTO COM $US2 COM 611662107 2,141 60,000 X 1 60,000
MORGAN J P & CO INC COM 616880100 1,714 15,000 X 1 15,000
MORGAN ST DEAN WIT COM COM 617446448 4,905 55,000 X 1 55,000
MOTOROLA INC COM 620076109 5,720 65,000 X 1 65,000
NATIONAL CITY COM $US4 COM 635405103 3,568 133,700 X 1 133,700
NATL SEMICONDUCTOR COM COM 637640103 1,223 40,000 X 1 40,000
NETWORK APPLIANCE INC COM 64120L104 7,216 100,743 X 2 100,743
NEW YORK TIMES A COM $US0.10 COM 650111107 2,063 55,000 X 1 55,000
NEWELL RUBBERMAID COM $US1 COM 651229106 857 30,000 X 1 30,000
NEXTEL COMMS CL A $US0.001 COM 65332V103 2,034 30,000 X 1 30,000
NIKE B COM NPV COM 654106103 1,991 35,000 X 1 35,000
NORTEL NETWORKS CORP COM 656569100 7,395 145,000 X 1 145,000
NORTEL NETWORKS CORP COM COM 656569100 365 7,160 X 3 7,160
NORTH FORK BANCORP COM COM 659424105 3,032 155,500 X 1 155,500
NORTHROP GRUMMAN COM $US1.00 COM 666807102 1,589 25,000 X 1 25,000
OGLEBAY NORTON CO COM 677007106 474 23,000 X 2 23,000
ORACLE CORP COM 68389X105 6,370 140,000 X 1 140,000
ORACLE CORP COM COM 68389X105 1,004 22,075 X 3 22,075
PANJA INC COM 698493103 183 14,182 X 2 14,182
PARKER HANNIFIN COM $US0.50 COM 701094104 672 15,000 X 1 15,000
PEPSICO CAP $US0.016666 COM 713448108 7,625 250,000 X 1 250,000
PFIZER COM $US0.05 COM 717081103 13,310 371,000 X 1 371,000
PHARMACIA & UPJOHN COM COM 716941109 2,233 45,000 X 1 45,000
PHARMACIA & UPJOHN COM COM 716941109 6,948 140,000 X 1 140,000
PHARMACOPEIA INC COM 71713B104 341 31,400 X 2 31,400
PHELPS DODGE COM $US6.25 COM 717265102 1,377 25,000 X 1 25,000
PHILIP MORRIS COM $US0.33 COM 718154107 8,376 245,000 X 1 245,000
PHILLIPS PETROLEUM COM COM 718507106 3,656 75,000 X 1 75,000
PMC-SIERRA INC COM 69344F106 1,203 13,000 X 2 13,000
PPG INDUSTRIES COM $US1.6667 COM 693506107 1,200 20,000 X 1 20,000
PRAXAIR COM $US0.01 COM 74005P104 690 15,000 X 1 15,000
PROCTER & GAMBLE COM NPV COM 742718109 11,306 120,600 X 1 120,600
PROKOM SOFTWARE GDR GDR 743394207 670 70,000 X 1 70,000
PUBLIC SERVICE ENT COM NPV COM 744573106 3,090 80,000 X 1 80,000
QUALCOMM INC COM COM 747525103 1,892 10,000 X 3 10,000
QWEST COMMUNICATIONS INTL COM 749121109 2,098 70,966 X 2 70,966
QWEST COMMUNICATIONS INTL INC COM 749121109 532 18,000 X 3 18,000
R.O.C. TAIWAN FUND COM 749651105 1,625 220,284 X 1 220,284
RALSTON-RAL PURINA COM COM 751277302 2,509 90,000 X 1 90,000
RAMBUS INC DEL COM COM 750917106 663 10,000 X 3 10,000
RAYTHEON B COM $US1 COM 755111408 1,489 30,000 X 1 30,000
REDBACK NETWORKS INC COM 757209101 2,268 21,000 X 2 21,000
RELIANT ENERGY COM NPV COM 75952J108 2,706 100,000 X 1 100,000
ROYAL DUTCH PETROL NYS COM 780257804 5,906 100,000 X 1 100,000
SAMSUNG ELEC GDR (1/2 COM) GDR 796050888 5,013 63,000 X 1 63,000
SARA LEE COM $US1.3333 COM 803111103 1,987 85,000 X 1 85,000
SBC COMMUNICATIONS INC COM 78387G103 9,702 190,000 X 1 190,000
SCHERING PLOUGH COM $US0.50 COM 806605101 6,108 140,000 X 1 140,000
SCHLUMBERGER COM $US0.01 COM 806857108 3,427 55,000 X 1 55,000
SCHWAB (CHARLES) CORP NEW COM 808513105 1,672 50,000 X 1 50,000
SCM MICROSYSTEMS COM $US0.001 COM 784018103 909 20,000 X 1 20,000
SILICON STORAGE TECHNOLOG COM 827057100 448 31,700 X 2 31,700
SOLECTRON COM $US0.001 COM 834182107 1,795 25,000 X 1 25,000
SONUS PHARMACEUTICALS INC COM 835692104 191 57,800 X 2 57,800
SOUTHERN CO COM $US5 COM 842587107 2,575 100,000 X 1 100,000
SPRINT (PCS GRP) COM $US1.00 COM 852061506 2,982 40,000 X 1 40,000
SPRINT COM (FON GROUP) COM 852061100 5,425 100,000 X 1 100,000
STAPLES COM $US0.0006 COM 855030102 1,527 70,000 X 1 70,000
STERIS CORP COM 859152100 899 65,400 X 2 65,400
STET HELLAS TELECOM ADR ADR 859823106 1,090 57,737 X 1 57,737
SUN MICROSYSTEMS INC COM 866810104 6,975 75,000 X 1 75,000
SUN MICROSYSTEMS INC COM COM 866810104 837 9,000 X 3 9,000
SUNGARD DATA SYSTEMS INC COM 867363103 1,138 43,238 X 2 43,238
SUNRISE ASSISTED LIVING I COM 86768K106 1,456 54,800 X 2 54,800
SYLVAN LEARNING SYS INC C COM 871399101 1,104 57,000 X 2 57,000
SYSCO CORP COM 871829107 3,506 100,000 X 1 100,000
TAIWAN EQUITY FUND INC COM 874031107 1,884 156,000 X 1 156,000
TAIWAN OPPORTUNITIES FD COM G86600106 5,126 431,492 X 1 431,492
TELEFONOS DE MEXICO ADR ADR 879403780 4,809 1,350,000 X 1 1,350,000
TELLABS COM $US0.01 COM 879664100 2,277 40,000 X 1 40,000
TELLABS INC (DE) COM COM 879664100 615 10,800 X 3 10,800
TEMPLE INLAND INC COM 879868107 610 10,000 X 1 10,000
TENET HEALTHCARE COM $US0.15 COM 88033G100 527 30,000 X 1 30,000
TERAYON COMMUNICATION SYS COM 880775101 5,103 104,400 X 2 104,400
TEXACO COM $US3.125 COM 881694103 5,050 80,000 X 1 80,000
TEXAS INSTRS INC CAP COM 882508104 1,974 24,000 X 3 24,000
TEXAS INSTRUMENTS COM $US1 COM 882508104 8,225 100,000 X 1 100,000
TIME WARNER COM $US0.01 COM 887315109 8,505 140,000 X 1 140,000
TJX COM $US1 COM 872540109 2,037 72,600 X 1 72,600
TOPPS INC COM COM 890786106 5,623 999,664 X 3 999,664
TOTAL ACCESS COMM PLC-SP COM 891490108 2,865 1,500,000 X 1 1,500,000
TOWER AUTOMOTIVE COM $US0.01 COM 891707101 1,981 100,000 X 1 100,000
TRICON GLOBAL REST COM NPV COM 895953107 819 20,000 X 1 20,000
TUBOS DE ACERO ADR (1 ORD) ADR 898592506 1,041 85,000 X 1 85,000
TYCO INTL COM $US0.2 COM 902124106 8,983 87,000 X 1 87,000
U S HOME CORP COM 911920106 834 30,000 X 1 30,000
U S WEST INC COM 91273H101 2,853 50,000 X 1 50,000
UAL COM $US0.01 COM 902549500 1,959 30,000 X 1 30,000
UNISYS COM $US0.01 COM 909214108 2,256 50,000 X 1 50,000
UNITED HEALTHCARE COM $US0.01 COM 910581107 1,704 35,000 X 1 35,000
UNITED TECHNOLOGIES COM $US1 COM 913017109 2,372 40,000 X 1 40,000
US BANCORP DEL COM 902973106 4,528 150,000 X 1 150,000
USWEB CORP COM COM 917327108 649 18,900 X 3 18,900
USX-MARATHON GROUP COM 902905827 1,462 50,000 X 1 50,000
VERISIGN INC COM COM 92343E102 1,598 15,000 X 3 15,000
VIACOM CL B N/VTG COM $US0.01 COM 925524308 2,704 64,000 X 1 64,000
VIEWSTAR CORP RESTRICTED COM 926729914 70 17,995 X 3 17,995
VIGNETTE CORP COM 926734104 4,057 44,829 X 2 44,829
VIGNETTE CORP COM COM 926734104 6,762 74,715 X 3 74,715
VISHAY INTERTECHNOLOGY INC COM 928298108 290 12,206 X 3 12,206
VITESSE SEMICONDUCTOR COR COM 928497106 4,899 57,386 X 2 57,386
VOXWARE INC COM 92906L105 100 100,000 X 2 100,000
VS & A III COM 918993916 3,418 3,217,390 X 3 3,217,390
VYSIS INC COM 928961101 22,487 6,662,682 X 3 6,662,682
WACHOVIA CORP COM 929771103 3,931 50,000 X 1 50,000
WAL MART STORES COM $US0.10 COM 931142103 22,117 465,000 X 1 465,000
WARNER LAMBERT COM $US1 COM 934488107 5,310 80,000 X 1 80,000
WASHINGTON MUTUAL COM NPV COM 939322103 3,510 120,000 X 1 120,000
WASTE MANAGEMENT COM $US0.01 COM 94106L109 578 30,000 X 1 30,000
WELLS FARGO & CO COM 949746101 7,925 200,000 X 1 200,000
WEYERHAEUSER COM $US1.25 COM 962166104 1,729 30,000 X 1 30,000
WILLIAMS COS INC DEL COM COM 969457100 753 20,000 X 3 20,000
WYNDHAM INTL INC CL A COM 983101106 45 17,014 X 2 17,014
XEROX COM $US1 COM 984121103 2,349 56,000 X 1 56,000
XILINX INC COM COM 983919101 655 10,000 X 3 10,000
YAHOO INC DEL COM 984332106 4,111 22,900 X 2 22,900
Total 1,299,670
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