UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ X ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The University of Chicago
Address: 450 N. Cityfront Plaza Drive
Suite 440
Chicago, IL 60611
13F File Number: 28-18
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Philip Halpern
Title: Vice President and Chief Investment Officer
Phone: 312.595.1000
Signature, Place, and Date of Signing:
Philip Halpern Chicago, Illinois February 3, 2000
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 116
Form 13F Information Table Value Total: $138169
List of Other Included Managers:
No. 13F File Number Name
01 801-31452 Penn Capital Management Company Inc.
02 801-38612 Shott Capital Management LLC
03 801-15164 FIDUCIARY MANAGEMENT Inc.
04 801-15908 WELLINGTON Management Co. LLP
<PAGE>
<TABLE>
<C> <C>
Form 13F Information Table
Value Shares SH/ PUT/ INVSTMT OTHER
VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL
DSCRETN MANAGERS SOLE SHARED NONE
- --------------------------------------------------------------------------------
- -------------------------------
D AMGEN INC COM 031162100 240 4000 SH
SOLE 4000 0 0
D APPLIED MICRO CIR COM 03822W109 2545 20000 SH
OTHER 02 20000 0 0
D APTAR GROUP INC COM 038336103 824 32800 SH
OTHER 03 0 0 32800
D ARCHSTONE CMNTYS TR BEN 039581103 1334 65061 SH
SOLE OTHER 04 15061 0 50000
D ARIBA INC COM 04033V104 8428 47514 SH
OTHER 02 47514 0 0
D ARROW ELECTRONIC COM 042735100 990 39000 SH
OTHER 03 0 0 39000
D AT HOME CORP COM 045919107 268 6249 SH
OTHER 02 6340 0 0
D AVALONBAY CMNTYS COM 053484101 208 6000 SH
OTHER 04 0 0 6000
D BE AEROSPACE INC COM 073302101 202 23940 SH OTHER 02
23
940 0 0
D BEA SYS Inc. COM 073325102 3287 47000 SH OTHER 02
47
000 0 0
D BELL & HOWELL COM 077852101 509 16000 SH
OTHER 03 0 0 16000
D BRE PROPS CL A COM 05564E106 871 38400 SH
OTHER 04 0 0 38400
D BROADCOM CORP CLA COM 111320107 3583 13156 SH OTHER
02 13156 0 0
D BROCADE COMM SYS COM 111621108 7957 44954 SH
OTHER 02 44954 0 0
D BOSTON PPTYS INC COM 101121101 778 25000 SH
OTHER 04 0 0 25000
D CAMBREX CORP COM 132011107 758 22000 SH
OTHER 03 0 0 22000
D CASELLA WASTE SYS COM 147448104 510 27000 SH
OTHER 03 0 0 27000
D CASEYS GEN STORES COM 147528103 835 80000 SH
OTHER 03 0 0 80000
D CHECKPOINT SYSTEMS COM 162825103 102 10000 SH SOLE
1
0000 0 0
D CLEARNET COM CL A COM 184902104 461 13425 SH OTHER 01
0 0 13425
D COMMERCE ONE COM 200693109 14738 75000 SH
OTHER 02 75000 0 0
D CONSOLIDATED STORES COM 210149100 731 45000 SH
OTHER 03 0 0 45000
D CORNERSTONE PPTYS COM 21922H103 739 50500 SH
OTHER 04 0 0 50500
D COVAD COM GROUP COM 222814204 3139 56110 SH
OTHER O2 56110 0 0
D COVANCE INC COM 222816100 811 75000 SH
OTHER O3 0 0 75000
D DAN RIVER CL A COM 235774106 182 35600 SH
OTHER 01 0 0 28700
D DELPHI FINL GROUP COM 247131105 630 21000 SH
OTHER 03 0 0 21000
D DENTSPLY INTL INC COM 249030107 780 33000 SH
OTHER O3 0 0 33000
D DEVRY INC DEL COM 251893103 3808 203104 SH SOLE
203104 0 0
D DITECK COMM CORP COM 25500M103 774 8280 SH
OTHER 02 8280 0 0
D DUKE-WEEKS RLTY COM 264411505 2438 125000 SH
OTHER 04 0 0 125000
D E-SPIRE COMM COM 269153102 83 14312 SH
OTHER 02 14312 0 0
D E-TEK DYNAMICS COM 269240107 4039 30000 SH OTHER 02
30
000 0 0
D ECHOSTAR COMM CER C COV 278762307 1773 2305 SH
OTHER 01 0 0 2305
D EQTY OFFICE PPTRYS COM 294741103 2487 101000 SH
OTHER 04 0 0 101000
D EQTY RESDNTL PPTYS BEN 29476L107 995 23300 SH
OTHER 04 0 0 23300
D ESCO ELECTROCICS TR COM 269030201 128 11000 SH
SOLE 11000 0 0
D EXITE CORP COM 302051107 91 11005 SH
OTHER 01 11005 0 0
D EXODUS COM COM 302088109 3059 34448 SH
OTHER 02 34448 0 0
D FAMILY DLR STORES COM 307000109 653 40000 SH
OTHER 03 0 0 40000
D FED RLTY INVT TR BEN 313747206 367 19500 SH
OTHER 04 0 0 19500
D FLEXTRONICS INT'L COM Y2573F102 1380 30000 SH OTHER 02
30000 0 0
D FNCL SEC ASSURN HOLD LTD 31769P100 417 8000 SH
OTHER 03 0 0 8000
D FOREST CITY ENT CLA COM 345550107 4067 145244 SH SOLE
145244 0 0
D FOREST CITY ENT CLB COV 345550305 885 29000 SH
SOLE 29000 0 0
D G & K SVCS CL A COM 361268105 706 21800 SH
OTHER 03 0 0 21800
D GEN GROWTH PPTYS COM 370021107 560 20000 SH
OTHER 04 0 0 20000
D GENZYME CORP COM 372917104 203 4500 SH SOLE
4500 0 0
D GENZYME CORP TISSUE COM 372917401 32 11180 SH SOLE
11180
0 0
D GENZYME TRANSGENICS COM 37246E105 253 20000 SH SOLE
2
0000 0 0
D GOLDMAN SACHS GROUP COM 38141G104 3171 33671 SH
SOLE 33671 0 0
D GREAT LAKES CHEM COM 390568103 405 10600 SH
OTHER 03 0 0 10600
D GREAT LAKES REIT COM 390752103 380 26400 SH
OTHER 04 0 0 26400
D GULF CANADA RESOUR COM 40218L305 3375 1000000 SH SOLE
1000000 0 0
D HAEMONETICS CORP MA COM 405024100 452 19000 SH
OTHER 03 0 0 19000
D HEALTHEON CORP COM 422209106 2625 70000 SH OTHER 02
70000 0 0
D HOOVER'S INC COM 439321100 1352 154500 SH
SOLE 154500 0 0
D IDEXX LABS INC COM 45168D104 403 25000 SH
OTHER 03 0 0 25000
D ILL SUPERCONDUCTOR WTS 452284128 17 16784 SH OTHER 02
16784 0 0
D ILL SUPERCONDUCTOR COM 452284102 92 46481 SH OTHER 02
46
481 0 0
D INKTOMI CORP COM 457277101 1045 11780 SH OTHER
02 11780 0 0
D INTUIT COM 461202103 360 6000 SH
OTHER 02 6000 0 0
D KILROY RLTY CORP COM 49427F108 327 14000 SH
OTHER 04 0 0 14600
D KIMCO RTLY CORP COM 49446R109 1355 40000 SH
OTHER 04 0 0 40000
D LAB CO AMER HLDS CLA COV 50540R201 257 3725 SH
OTHER 01 0 0 3725
D LIBERTY PPTY TR BEN 531172104 990 40000 SH
OTHER 04 0 0 40000
D LITTLE SWITZ INC COM 537528101 9 16000 SH
SOLE 16000 0 0
D MACK CALI RLTY REIT COM 554489104 521 20000 SH
OTHER 04 0 0 20000
D MICROCEL TELEC CL B COM 59501T304 661 20100 SH
OTHER 01 0 0 20100
D MICROSOFT COM 594918104 352 3015 SH SOLE
3015 0 0
D MINERALS TECH COM 603158106 521 13000 SH
OTHER 03 0 0 13000
D MODIS PROF SVCS COM 607830106 752 52800 SH
OTHER 03 0 0 52800
D MORRISON MGMT SPEC COM 618459101 453 21000 SH
OTHER 03 0 0 21000
D NABORS IND INC COM 629568106 404 13049 SH
OTHER 01 0 0 13049
D NANOPHASE TECHNOLOG COM 630079101 1321 270885 SH OTHER 02
270885 0 0
D NATIONAL DATA COM 635621105 611 18000 SH
OTHER 03 18000 0 0
D NETWORK APPLIANCE COM 64120L104 3323 40000 SH OTHER 02
40000 0 0
D NOVA CORP COM 669784100 496 15700 SH
OTHER 03 0 0 15700
D OLD REP INTL CORP COM 680223104 504 37000 SH
OTHER 03 0 0 37000
D ONYX SOFTWARE COM 683402101 1110 30000 SH
OTHER 02 30000 0 0
D PA REAL EST INC TR BEN 709102107 408 28000 SH
OTHER 04 0 0 28000
D PAN PAC RETAIL PPTYS COM 69806L104 408 25000 SH
OTHER 04 0 0 25000
D PARAMETRIC TECHNOL COM 699173100 239 8846 SH OTHER 02
8846 0 0
D PAXAR CORP COM 704227107 422 50000 SH
OTHER 03 0 0 50000
D PEGASUS COM CLA COM 705904100 560 5725 SH
OTHER 01 0 0 5725
D PIONEER STD ELECTR COM 723877106 206 14300 SH
OTHER 03 0 0 14300
D PROLOGIES TR BEN 743410102 2422 125800 SH
OTHER 03 04 0 0 125800
D PROLOGIES TR BEN 743410102 308 16000 SH
SOLE 16000 0 0
D RADIANCE MEDICAL SY COM 750241101 128 26000 SH SOLE
26000
0 0
D REDBACK NETWORKS COM 757209101 3550 20000 SH OTHER 02
20
000 0 0
D REGAL BELOIT CORP COM 758750103 382 18500 SH
OTHER 03 0 0 18500
D REPUBLIC SVCS COM 760759100 1112 78000 SH
OTHER 03 0 0 78000
D REYNDS & REYNDS CL A COM 761695105 405 18000 SH
OTHER 03 0 0 18000
D RHYTMNS NETCONN COM 762430205 1550 50000 SH
OTHER 02 50000 0 0
D RSA SEC INC COM 749719100 995 12838 SH OTHER 02
12838 0 0
D SAGENT TECH COM 786693101 1197 39987 SH
OTHER 02 39987 0 0
D SALESLOGIX CORP COM 79466P105 1408 34286 SH
OTHER 02 34286 0 0
D SCIENT CORP COM 80864H109 1960 22680 SH
OTHER 02 22680 0 0
D SIGMA-ALDRICH COM 826552101 391 13000 SH
OTHER O3 0 0 13000
D SPEIZMAN INDS INC COM 847805108 114 24000 SH SOLE
24000
0 0
D SPIEKER PPTYS INC COM 848497103 911 25000 SH
OTHER 04 0 0 25000
D STERIS CORP COM 859152100 431 42000 SH
OTHER 03 0 0 42000
D SUN COMMUNITIES COM 866674104 644 20000 SH
OTHER 04 0 0 20000
D SUNGARD DATA SYS COM 867363103 1045 44000 SH
0THER 03 0 0 44000
D SYBRON INTL CORP COM 87114F106 864 35000 SH
OTHER 03 0 0 35000
D THERMO FIBERGEN INC COM 88355U109 235 19300 SH SOLE
19300
0 0
D THERMO FIBERGEN INC RTS 88355U107 16 19300 SH SOLE
19300
0 0
D TOPPS INC COM 890786106 145 14000 SH SOLE
14000
0 0
D URBAN SHOPP CTRS COM 917060105 673 24800 SH
OTHER 04 0 0 24800
D VERSUS TECH INC COM 925313108 7 60000 SH SOLE
60000
0 0
D VERTEL CORP COM 924907108 776 142645 SH
OTHER O2 142645 0 0
D WAL-MART STORES COM 931142103 332 4800 SH SOLE
4800 0 0
D WALLACE COPUTER SVCS COM 932270101 200 12000 SH
OTHER 03 0 0 12000
D WARNER LAMBERT COM 934488107 221 2700 SH
SOLE 2700 0 0
D WAUSAU-MOSINEE COM 943315101 210 18000 SH
OTHER 03 0 0 18000
D WESTERN WATER COM 959881103 12 10000 SH SOLE
10000
0 0
S REPORT SUMMARY 116 DATA RECORDS 138169
</TABLE>
