UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ X ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The University of Chicago
Address: 450 N. Cityfront Plaza Drive
Suite 440
Chicago, IL 60611
13F File Number: 28-18
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Philip Halpern
Title: Vice President and Chief Investment Officer
Phone: 312.595.1000
Signature, Place, and Date of Signing:
Philip Halpern Chicago, Illinois April 18, 2000
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 114
Form 13F Information Table Value Total: $162977
List of Other Included Managers:
No. 13F File Number Name
01 801-31452 Penn Capital Management Company Inc.
02 801-38612 Shott Capital Management LLC
03 801-15164 FIDUCIARY MANAGEMENT Inc.
04 801-15908 WELLINGTON Management Co. LLP
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Form 13F Information Table
Value Shares SH/ PUT/ INVSTMT OTHER
VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL
DSCRETN MANAGERS SOLE SHARED NONE
- --------------------------------------------------------------------------------
- -------------------------------
D ACXICOM CORP COM 005125109 523 16000 SH
OTHER 03 0 0 16000
D AGILE SOFTWARE CORP COM 00846X105 421 6731 SH
OTHER 02 6731 0 0
D AMB PPTY CORP COM 00163T109 1881 88 SH
OTHER 04 0 0 88
D AMGEN INC COM 031162100 246 4000 SH
SOLE 4000 0 0
D APPLIED MICRO CIR COM 03822W109 4502 30000 SH
OTHER 02 30000 0 0
D APPNET INC COM 03831Q101 885 18835 SH
OTHER O2 18835 0 0
D APTAR GROUP INC COM 038336103 875 32800 SH
OTHER 03 0 0 32800
D ARCHSTONE CMNTYS TR BEN 039581103 3251 163061 SH
SOLE OTHER 04 15061 0 148000
D ARGOSY GAMING CO COM 040228108 178 12500 SH
OTHER O1 0 0 12500
D ARIBA INC COM 04033V104 7798 37198 SH
OTHER 02 37198 0 0
D ARROW ELECTRONIC COM 042735100 881 25000 SH
OTHER 03 0 0 25000
D AVALONBAY CMNTYS COM 053484101 2743 74900 SH
OTHER 04 0 0 74900
D BE AEROSPACE INC COM 073302101 121 20655 SH OTHER 02
20
655 0 0
D BEA SYS Inc. COM 073325102 1468 20000 SH OTHER
02 20000 0 0
D BELL & HOWELL COM 077852101 500 16000 SH
OTHER 03 0 0 16000
D BRE PROPS CL A COM 05564E106 1394 54000 SH
OTHER 04 0 0 54000
D BROADCOM CORP CLA COM 111320107 2367 9746 SH OTHER
02 9746 0 0
D BROCADE COMM SYS COM 111621108 5379 30000 SH
OTHER 02 30000 0 0
D BOSTON PPTYS INC COM 101121101 1902 59800 SH
OTHER 04 0 0 59800
D C-CUBE MICROSYS COM 125015107 1338 18377 SH
OTHER 02 18377 0 0
D CAMBREX CORP COM 132011107 957 22000 SH
OTHER 03 0 0 22000
D CASELLA WASTE SYS COM 147448104 450 60000 SH
OTHER 03 0 0 60000
D CASEYS GEN STORES COM 147528103 870 80000 SH
OTHER 03 0 0 80000
D CHECKPOINT SYSTEMS COM 162825103 84 10000 SH SOLE
1
0000 0 0
D CISCO SYS INC COM 17275R102 456 5901 SH
OTHER 02 5901 0 0
D CLEARNET COM CL A COM 184902104 404 9820 SH OTHER 01
0 0 9820
D COMMERCE ONE COM 200693109 2985 20000 SH
OTHER 02 20000 0 0
D CONSOLIDATED STORES COM 210149100 512 45000 SH
OTHER 03 0 0 45000
D CORNERSTONE PPTYS COM 21922H103 1072 61500 SH
OTHER 04 0 0 61500
D COVAD COM GROUP COM 222814204 2175 30000 SH
OTHER O2 30000 0 0
D COVANCE INC COM 222816100 538 50000 SH
OTHER O3 0 0 50000
D DAN RIVER CL A COM 235774106 182 28235 SH
OTHER 01 0 0 28235
D DELPHI FINL GROUP COM 247131105 638 21000 SH
OTHER 03 0 0 21000
D DENTSPLY INTL INC COM 249030107 936 33000 SH
OTHER O3 0 0 33000
D DEVRY INC DEL COM 251893103 10075 330342 SH SOLE
330342 0 0
D DUKE-WEEKS RLTY COM 264411505 2974 155500 SH
OTHER 04 0 0 155500
D E-TEK DYNAMICS COM 269240107 3529 15000 SH OTHER 02
15
000 0 0
D EPOCH PHARMACEUT COM 294273107 604 42045 SH
OTHER 02 42045 0 0
D EQTY OFFICE PPTRYS COM 294741103 2638 105000 SH
OTHER 04 0 0 105000
D ESCO ELECTROCICS TR COM 269030201 184 11000 SH
SOLE 11000 0 0
D EXODUS COM COM 302088109 4215 30000 SH
OTHER 02 30000 0 0
D FAMILY DLR STORES COM 307000109 833 40000 SH
OTHER 03 0 0 40000
D FOUNDRY NETWORKS COM 35063T100 6544 45526 SH
OTHER 02 45526 0 0
D FED RLTY INVT TR BEN 313747206 1101 57000 SH
OTHER 04 0 0 57000
D FNCL SEC ASSURN HOLD LTD 31769P100 588 8000 SH
OTHER 03 0 0 8000
D FOREST CITY ENT CLA COM 345550107 3576 121744 SH SOLE
121744 0 0
D FORST CITY ENT ISIN PFD 345550305 683 20100 SH
SOLE 20100 0 0
D FUSION MED TECHN COM 361128101 525 26900 SH
OTHER 02 26900 0 0
D G & K SVCS CL A COM 361268105 731 37400 SH
OTHER 03 0 0 37400
D GENZYME CORP COM 372917104 226 4500 SH SOLE
4500 0 0
D GENZYME CORP TISSUE COM 372917401 74 11180 SH SOLE
11180
0 0
D GOLDMAN SACHS GROUP COM 38141G104 3544 33671 SH
SOLE 33671 0 0
D GREAT LAKES CHEM COM 390568103 476 14000 SH
OTHER 03 0 0 14000
D GREAT LAKES REIT COM 390752103 514 34000 SH
OTHER 04 0 0 34000
D GULF CANADA RESOUR COM 40218L305 3688 1000000 SH SOLE
1000000 0 0
D HAEMONETICS CORP MA COM 405024100 428 19000 SH
OTHER 03 0 0 19000
D HEALTHEON CORP COM 422209106 805 35000 SH OTHER 02
35000 0 0
D ILL SUPERCONDUCTOR COM 452284102 115 16784 SH OTHER 02
16
784 0 0
D INKTOMI CORP COM 457277101 3900 20000 SH OTHER
02 20000 0 0
D INTL BUSINESS MACH COM 459200101 212 1800 SH
SOLE 1800 0 0
D KILROY RLTY CORP COM 49427F108 1674 79500 SH
OTHER 04 0 0 79500
D KIMCO RTLY CORP COM 49446R109 2213 59000 SH
OTHER 04 0 0 59000
D LAB CORP AMER HLD A PFD 50540R201 291 3725 SH
OTHER 01 0 0 3725
D LIBERTY PPTY TR BEN 531172104 2944 123000 SH
OTHER 04 0 0 123000
D LITTLE SWITZ INC COM 537528101 17 16000 SH
SOLE 16000 0 0
D LYCOS INC COM 550818108 337 4800 SH
OTHER 02 4800 0 0
D MACK CALI RLTY REIT COM 554489104 510 20000 SH
OTHER 04 0 0 20000
D MGIC INVT CORP WIS COM 552848103 253 5800 SH
OTHER 03 0 0 5800
D MICROCEL TELEC CL B COM 59501T304 676 15235 SH
OTHER 01 0 0 15235
D MICROSOFT COM 594918104 298 2800 SH SOLE
2800 0 0
D MINERALS TECH COM 603158106 579 13000 SH
OTHER 03 0 0 13000
D MODIS PROF SVCS COM 607830106 653 52800 SH
OTHER 03 0 0 52800
D MORRISON MGMT SPEC COM 618459101 583 21000 SH
OTHER 03 0 0 21000
D NABORS IND INC COM 629568106 407 10499 SH
OTHER 01 0 0 10499
D NANOPHASE TECHNOLOG COM 630079101 5737 342500 SH OTHER 02
342500 0 0
D NEXTERA ENTERPR A COM 65332E101 4941 622456 SH
SOLE 622456 0 0
D NORTEL NETWORKS COM 656569100 3345 26523 SH
OTHER 02 26523 0 0
D NOVA CORP COM 669784100 757 26000 SH
OTHER 03 0 0 26000
D OLD REP INTL CORP COM 680223104 509 37000 SH
OTHER 03 0 0 37000
D ONYX SOFTWARE COM 683402101 2542 79754 SH
OTHER 02 79754 0 0
D PA REAL EST INC TR BEN 709102107 650 40000 SH
OTHER 04 0 0 40000
D PAN PAC RETAIL PPTYS COM 69806L104 802 43500 SH
OTHER 04 0 0 43500
D PAXAR CORP COM 704227107 481 50000 SH
OTHER 03 0 0 50000
D PEGASUS COMM SER A PFD 705904209 551 532 SH
OTHER 01 0 0 532
D PIONEER STD ELECTR COM 723877106 225 14300 SH
OTHER 03 0 0 14300
D PMC SIERRA INC COM 69344F106 3666 18000 SH
OTHER 02 18000 0 0
D PROLOGIES TR BEN 743410102 3394 176300 SH
OTHER 03 04 0 0 176300
D PROLOGIES TR BEN 743410102 308 16000 SH
SOLE 16000 0 0
D RADIANCE MEDICAL SY COM 750241101 247 26000 SH SOLE
26000
0 0
D REDBACK NETWORKS COM 757209101 1500 5000 SH OTHER 02
5000 0 0
D REGAL BELOIT CORP COM 758750103 324 18500 SH
OTHER 03 0 0 18500
D REPUBLIC SVCS COM 760759100 853 78000 SH
OTHER 03 0 0 78000
D REYNDS & REYNDS CL A COM 761695105 486 18000 SH
OTHER 03 0 0 18000
D RSA SEC INC COM 749719100 665 12838 SH OTHER 02
12838 0 0
D SECURITY CAP GROUP B COM 81413P204 2067 143200 SH
OTHER 04 0 0 143200
D SECURITY CAP GROUP B COM 81413P204 101 7000 SH
SOLE 7000 0 0
D SIGMA-ALDRICH COM 826552101 457 17000 SH
OTHER O3 0 0 17000
D SKYEPHARMA PLC ADR 830808101 498 28047 SH
OTHER O2 28047 0 0
D SPEIZMAN INDS INC COM 847805108 92 24000 SH SOLE
24000
0 0
D SPIEKER PPTYS INC COM 848497103 1873 42100 SH
OTHER 04 0 0 42100
D STAMPS COM INC COM 852857101 520 26920 SH
OTHER 02 26920 0 0
D STORAGE USA INC COM 861907103 1470 48000 SH
OTHER 04 0 0 48000
D SUN COMMUNITIES COM 866674104 2902 100500 SH
OTHER 04 0 0 100500
D SUNGARD DATA SYS COM 867363103 1321 35000 SH
0THER 03 0 0 35000
D SYBRON INTL CORP COM 87114F106 1015 35000 SH
OTHER 03 0 0 35000
D TALK CY INC COM 874263106 125 20698 SH
OTHER 02 20698 0 0
D THERMO FIBERGEN INC COM 88355U109 230 19300 SH SOLE
19300
0 0
D THERMO FIBERGEN INC RTS 88355U107 11 19300 SH SOLE
19300
0 0
D TOPPS INC COM 890786106 116 14000 SH SOLE
14000
0 0
D URBAN SHOPP CTRS COM 917060105 2267 78000 SH
OTHER 04 0 0 78000
D VERSUS TECH INC COM 925313108 32 60000 SH SOLE
60000
0 0
D WAL-MART STORES COM 931142103 271 4800 SH SOLE
4800 0 0
D WARNER LAMBERT COM 934488107 264 2700 SH
SOLE 2700 0 0
D WAUSAU-MOSINEE COM 943315101 233 18000 SH
OTHER 03 0 0 18000
S REPORT SUMMARY 114 DATA RECORDS 162977
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