United States
Securities and Exchange Commission
Washington, DC 20549
Form 13F
Form 13F Cover Page
Report for the Calendar Year or Quarter End 09/30/99
Check here if Amendment: [ ] Amendment number: [ ]
This Amendment (check only one):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager filing this Report:
Name: The Regents Of The University Of California
Address: P.O. Box 24000
Oakland, CA 94623-1000
13F File Number: 28-224
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Patricia A. Small
Title: Treasurer
Phone: (510) 987-9600
Signature, Place, and Date of Signing:
/s/ Patricia A. Small
Oakland, CA 94623-1000
November 10, 1999
Report Type (Check only one):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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Form 13F Summary Page
Report Summary:
Number of Other Included Manage 0
Form 13F Information Table Entr 122
Form 13F Information Table Valu************
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<TABLE>
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Column 1 Column 2 Column 3 Column 4 Column 5 Column 6
- - ----------------------------------------------------------
Name of Title of Cusip Fair Market Shrs or Investment
Issuer Class Value prn amt Discretion
<S> <C> <C> <C> <C> <C>
<C> ----------------------------------------------------------
ACCREDO HEALTH COMMON 0437V10 2,715,993 86222 86,222
ADVENT SOFTWARE COMMON 0797410 6,298,953 101,188 101,188
AIR PRODS & CHEMS COMMON 0915810 264,858,282 9,054,984 9,054,984
ALLIEDSIGNAL COMMON 1951210 333,297,237 5,560,700 5,560,700
AMAZON COMMON 2313510 19,804,160 247,744 247,744
AMB PROPERTY CORP COMMON 163T109 46,613,600 2,200,000 2,200,000
AT & T CORP COMMON 1957109 572,780,639 13,167,371 13,167,371
AMERICA ONLINE INC COMMON 2364J10 2,506,565 24,087 24,087
AMERICAN HOME PRODS CORP COMMON 2660910 809,864,408 19,514,805 19,514,805
AMERITECH COMMON 2680410 291,041,615 4,360,174 4,360,174
AMERICAN INTL GROUP COMMON 2687410 440,520,236 5,067,062 5,067,062
ANSWERTHINK CONSULTING COMMON 3691610 697,697 72,488 72,488
APPLE COMPUTER COMMON 3783310 234,574,665 3,705,000 3,705,000
ARDENT SOFTWARE COMMON 3979410 486,985 18,078 18,078
ARTHROCARE COMMON 4313610 8,492,330 155,466 155,466
ASTRAZENECA PLC COMMON 4635310 458,729,882 10,857,512 10,857,512
ASPECT DEV COMMON 4523410 6,214,848 245,520 245,520
AT HOME COMMON 4591910 53,707,792 1,296,100 1,296,100
AUTOMATIC DATA PROCESSING COMMON 5301510 802,558,313 17,984,500 17,984,500
AVANT COMMON 5348710 2,035,840 114,091 114,091
BP AMOCO COMMON 5562210 573,373,168 5,174,241 5,174,241
BAXTER INTL INC COMMON 7181310 260,906,239 4,330,394 4,330,394
BELL ATLANTIC CORP COMMON 7785310 178,325,734 2,649,202 2,649,202
BERKSHIRE HATHAWAY CL 'A' COMMON 8467010 582,780,000 10,596 10,596
BROADVISION COMMON 11141210 15,700,236 117,991 117,991
CSG SYS INTL COMMON 12634910 3,402,345 124,146 124,146
CV THERAPEUTICS COMMON 12666710 396,952 27,142 27,142
CAREMARK RX COMMON 14170510 33,748,021 5,869,221 5,869,221
CAROLINA PWR & LT CO COMMON 14414110 46,058,250 1,302,000 1,302,000
CHECKFREE COMMON 16281210 5,069,767 123,277 123,277
CIENA COMMON 17177910 63,170,514 1,730,699 1,730,699
CISCO SYSTEMS COMMON 17275R10 593,107,934 8,650,554 8,650,554
CITRIX SYSTEMS COMMON 17737610 43,760,312 706,518 706,518
CLARIFY COMMON 18049210 1,441,971 28,660 28,660
COCA COLA CO COMMON 19121610 322,797,084 6,690,095 6,690,095
COLGATE-PALMOLIVE COMMON 19416210 200,119,650 4,374,200 4,374,200
CONCENTRIC NETWORK COMMON 20589R10 2,600,023 127,998 127,998
CONCUR TECHNOLOGIES COMMON 20670810 700,445 24,577 24,577
CONSTELLATION ENERGY GRP COMMON 21037110 50,599,884 1,799,107 1,799,107
CYPRESS SEMICONDUCTOR COMMON 23280610 3,649,948 169,765 169,765
DISNEY WALT CO DEL COMMON 25468710 312,578,500 12,022,250 12,022,250
DOCUMENTUM COMMON 25615910 3,811,039 176,233 176,233
EG & G INC COMMON 26845710 132,915,295 3,343,781 3,343,781
EASTMAN CHEMICAL COMMON 27743210 131,506,434 3,297,967 3,297,967
ELECTRONIC DATA COMMON 28566110 373,676,425 7,058,756 7,058,756
EMERSON ELEC CO COMMON 29101110 440,519,565 6,971,570 6,971,570
EQUITY OFFICE PROPERTIES COMMON 29474110 47,767,125 2,054,500 2,054,500
EQUITY RESIDENTIAL PPTYS COMMON 29476L10 51,049,163 1,204,700 1,204,700
ERICSSON L M TEL ADR COMMON 29482140 808,855,000 25,883,360 25,883,360
EXODUS COMMUNICATIONS COMMON 30208810 2,381,394 33,046 33,046
EXTREME NETWORKS COMMON 30226D10 680,805 10,753 10,753
EXXON CORP COMMON 30229010*************13,652,819 13,652,819
FAMILY DOLLAR STORES COMMON 30700010 148,622,825 7,035,400 7,035,400
FPL GROUP INC COMMON 30257110 58,405,380 1,159,412 1,159,412
FLEXTRONICS INTL COMMON Y2573F10 15,802,464 271,576 271,576
FOSTER WHEELER COMMON 35024410 41,841,119 3,468,550 3,468,550
GANNETT CO COMMON 36473010 731,116,515 10,567,100 10,567,100
GATEWAY COMMON 36762610 72,292,000 1,643,000 1,643,000
GENERAL ELEC CO COMMON 36960410*************10,824,898 10,824,898
GENUINE PARTS CO COMMON 37246010 225,582,107 8,492,343 8,492,343
GTE CORP COMMON 36232010 277,462,708 3,609,271 3,609,271
HALLIBURTON COMMON 40621610 275,245,300 6,713,300 6,713,300
HEWLETT PACKARD CO COMMON 42823610*************13,630,178 13,630,178
HISPANIC BROADCASTING COMMON 43357B10 2,872,653 37,736 37,736
ILLINOIS TOOL WORKS COMMON 45230810 316,512,479 4,244,900 4,244,900
INTERNATIONAL NETWORK SV COMMON 46005310 23,921,248 439,931 439,931
INTUIT COMMON 46120210 2,477,304 84,784 84,784
ISS GROUP COMMON 45030610 221,624 8,133 8,133
JOHNSON & JOHNSON COMMON 47816010 3,151,404 34,301 34,301
KELLOGG COMMON 48783610 227,109,728 6,066,289 6,066,289
LASON COMMON 51808R10 3,907,773 87,754 87,754
LUCENT TECHNOLOGIES COMMON 54946310 662,174,843 10,206,934 10,206,934
MCI WORLDCOM COMMON 55268B10 570,910,672 7,943,105 7,943,105
MMC NETWORKS COMMON 55308N10 4,223,728 135,428 135,428
MARSH & MCLENNAN COS INC COMMON 57174810 721,440,219 10,531,974 10,531,974
MASCO CORP COMMON 57459910 153,865,400 4,963,400 4,963,400
MCGRAW HILL COMMON 58064510 186,064,763 3,846,300 3,846,300
MEDIAONE GROUP COMMON 58440J10 267,971,610 3,922,703 3,922,703
MERCK & CO INC COMMON 58933110 843,770,892 13,018,544 13,018,544
MICROSOFT COMMON 59491810 719,749,986 7,947,506 7,947,506
MINNESOTA MNG & MFG COMMON 60405910 300,607,064 3,129,270 3,129,270
MOLEX CL A COMMON 60855420 187,464,783 5,790,418 5,790,418
MONSANTO COMMON 61166210 91,648,568 2,568,050 2,568,050
NETOPIA COMMON 64114K10 3,930,678 98,575 98,575
NETWORK APPLIANCE COMMON 64121L10 11,717,277 163,592 163,592
NOKIA COMMON 65490220 274,127,738 3,050,100 3,050,100
NORTEL NETWORKS COMMON 65656910 11,018,550 216,050 216,050
NORTHN STS PWR CO MINN COMMON 66577210 56,496,354 2,620,060 2,620,060
NVIDIA CORP COMMON 67066G10 3,149,685 163,620 163,620
OFFICE DEPOT COMMON 67622010 116,177,250 11,064,500 11,064,500
PACIFICORP COMMON 69511410 77,038,701 3,828,010 3,828,010
PAGING NETWORK COMMON 69554210 2,530,810 2,454,714 2,454,714
PALL CORP COMMON 69642930 127,747,330 5,509,200 5,509,200
PEOPLESOFT COMMON 71271310 96,926,079 5,722,404 5,722,404
PEPSICO COMMON 71344810 265,089,500 8,691,459 8,691,459
PHARMACIA & UPJOHN COMMON 71694110 245,762,850 4,952,400 4,952,400
POLICY MGMT SYSTEMS COMMON 73110810 85,589,900 2,706,400 2,706,400
PROCTER & GAMBLE CO COMMON 74271810 559,778,438 5,970,970 5,970,970
PROGRESSIVE CORP COMMON 74331510 157,469,958 1,927,700 1,927,700
PROLOGIS TR COMMON 74341010 50,851,138 2,694,100 2,694,100
RAMBUS COMMON 75091710 6,529,998 98,566 98,566
REDBACK NETWORKS COMMON 75720910 12,392,460 114,745 114,745
RELIANT ENERGY COMMON 75952J10 93,826,961 3,466,983 3,466,983
SANGSTAT MED COMMON 80100310 1,137,492 53,216 53,216
SCANA COMMON 80589810 65,670,420 2,715,000 2,715,000
SCHWAB (CHARLES) COMMON 80851310 98,374,596 2,942,000 2,942,000
SEALED AIR CORP NEW COMMON 81211K10 146,837,281 2,861,600 2,861,600
SONAT COMMON 83541510 143,575,309 3,617,600 3,617,600
SBC COMMUNICATIONS COMMON 84533310 225,972,362 4,425,364 4,425,364
SPIEKER PROPERTIES COMMON 84849710 45,954,662 1,324,800 1,324,800
SPORTSLINE USA COMMON 84893410 3,269,017 110,578 110,578
SUN MICROSYSTEMS COMMON 86681010 211,575 2,275 2,275
SYSCO CORP COMMON 87182910 482,628,170 13,764,600 13,764,600
TEXAS INSTRUMENTS COMMON 88250810 527,432,402 6,412,552 6,412,552
TIME WARNER COMMON 88731510 797,129,910 13,121,480 13,121,480
TYCO INTL LTD COMMON 90212410 440,422,684 4,265,595 4,265,595
UNION PACIFIC COMMON 90781810 136,061,306 2,830,895 2,830,895
UNION PACIFIC RESOURCES COMMON 90783410 100,446,271 6,181,309 6,181,309
VERISIGN COMMON 92343E10 5,245,125 49,250 49,250
VIGNETTE COMMON 92673410 739,385 8,170 8,170
WACHOVIA COMMON 92977110 518,374,625 6,593,000 6,593,000
WESTERN RESOURCES COMMON 95942510 31,049,325 1,452,600 1,452,600
YAHOO COMMON 98433210 57,725,944 321,593 321,593
Grand Totals ************************
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