UNITED STATES
SECURITIES AND EXCHANGE COMMISION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR CALENDAR YEAR OR QUARTER ENDED: JUNE 30, 2000
CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT.
[ ] ADD NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT:
GOFEN AND GLOSSBERG, L.L.C.
455 CITYFRONT PLAZA
SUITE 3000
CHICAGO, IL 60611
13F FILE NUMBER: 28-1240
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE
PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON
SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL
INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND
THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS,
SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF
THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME : TOM DESKE
TITLE : COMPLIANCE OFFICER
PHONE : 312-832-1530
SIGNATURE, PLACE, AND DATE OF SIGNING:
TOM DESKE CHICAGO, ILLINOIS JUNE 30, 2000
REPORT TYPE (CHECK ONLY ONE.) :
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13 COMBINATION REPORT.
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER :
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Automatic Data Proc LYON LYON 053015AC7 702 502000.00PRN SH DEF 40000.00 462000.00
Office Depot LYON 07 LYON 676220AA4 36 60000.00 PRN SH DEF 10000.00 50000.00
Office Depot LYON 08 LYON 676220AB2 182 260000.00PRN SH DEF 120000.00 140000.00
Pep Boys LYON LYON 713278AJ8 52 100000.00PRN SH DEF 100000.00
Seagram LYON Mat-3/5 06 LYON 811845AH9 548 500000.00PRN SH DEF 160000.00 340000.00
US Cellular LYON LYON 911684AA6 453 775000.00PRN SH DEF 435000.00 340000.00
Valhi LYON LYON 918905AC4 520 825000.00PRN SH DEF 75000.00 750000.00
Aether Systems Cvt CONV 00808VAA3 1059 1000000.000PRN SH DEF 1000000.00
Alza Cvt CONV 022615AD0 3036 2024000.000PRN SH DEF 9000.000 2015000.00
Chiron Cvt CONV 170040AB5 833 495000.000PRN SH DEF 60000.000 435000.000
Dura Pharmaceuticals Cvt CONV 26632SAA7 1536 1828000.000PRN SH DEF 130000.000 1698000.00
Juniper Networks Cvt CONV 48203RAA2 332 300000.000PRN SH DEF 300000.000
Kent Electronics Cvt 4.50% CONV 490553AA2 455 500000.000PRN SH DEF 500000.000
Kerr McGee Cvt 7.50% CONV 492386AL1 45 47000.000PRN SH DEF 47000.000
MascoTech Cvt CONV 574670AB1 11 15000.000PRN SH DEF 15000.000
Systems & Comput Tech Cvt CONV 871873AB1 1197 1380000.000PRN SH DEF 200000.000 1180000.00
Biovail 6.75% Cvt Pfd PFD CV 09067J208 487 9000.000 SH SH DEF 9000.000
PSINet 6.75% Cvt Pfd Ser C PFD CV 74437C309 499 10200.000SH SH DEF 1000.000 9200.000
Prologis Trust 7% Ser B Cvt Pf PFD CV 743410300 916 33600.000SH SH DEF 7200.000 26400.000
Sealed Air $2.00 Ser A Cvt Pfd PFD CV 81211K209 2655 52437.778SH SH DEF 1100.000 51337.778
XM Satellite 8.25% Cvt Pfd PFD CV 983759200 220 4000.000 SH SH DEF 4000.000
3Com COM 885535104 426 7396.000 SH SH DEF 7396.000
AMFM COM 001693100 4960 71882.000SH SH DEF 14400.000 57482.000
AT & T COM 001957109 19530 617556.195SH SH DEF 19703.000 597853.195
AT&T Corp - Liberty Grp A COM 001957208 40241 1659431.892SH SH DEF 101046.000 1558385.89
Abbott Laboratories COM 002824100 27284 612261.424SH SH DEF 21600.000 590661.424
Affymetrix COM 00826T108 224 1355.000 SH SH DEF 200.000 1155.000
Agilent Technologies COM 00846U101 716 9706.241 SH SH DEF 228.661 9477.580
Akorn COM 009728106 79 10000.000SH SH DEF 10000.000
Alcoa COM 013817101 358 12348.000SH SH DEF 12348.000
Allergan COM 018490102 2159 28980.000SH SH DEF 28980.000
Allstate COM 020002101 4707 211560.000SH SH DEF 4500.000 207060.000
Alltel COM 020039103 808 13051.000SH SH DEF 148.000 12903.000
Alpharma Cl A COM 020813101 560 9000.000 SH SH DEF 9000.000
Alza COM 022615108 810 13700.000SH SH DEF 13700.000
Ameren COM 023608102 175 5171.000 SH SH DEF 5171.000
America Online COM 02364J104 4482 85067.850SH SH DEF 4000.000 81067.850
American Electric Power COM 025537101 416 14044.800SH SH DEF 200.000 13844.800
American Express COM 025816109 22319 428178.000SH SH DEF 21780.000 406398.000
American General COM 026351106 484 7933.000 SH SH DEF 7933.000
American Home Products COM 026609107 13602 231528.277SH SH DEF 8600.000 222928.277
American International Group COM 026874107 18796 159969.250SH SH DEF 9299.000 150670.250
American Power Conversion COM 029066107 327 8000.000 SH SH DEF 8000.000
American Tower Cl A COM 029912201 3475 83350.000SH SH DEF 700.000 82650.000
Amgen COM 031162100 6628 94344.000SH SH DEF 94344.000
Amphenol Cl A COM 032095101 291 4400.000 SH SH DEF 4400.000
Amylin Pharmaceuticals COM 032346108 293 19300.000SH SH DEF 600.000 18700.000
Anheuser Busch COM 035229103 647 8660.000 SH SH DEF 8660.000
Anixter International COM 035290105 239 9000.000 SH SH DEF 9000.000
Annuity & Life Re Holdings Ltd ORD G03910109 2031 82900.000SH SH DEF 2000.000 80900.000
Aon COM 037389103 489 15750.000SH SH DEF 15750.000
Apple Computer COM 037833100 807 15404.000SH SH DEF 1400.000 14004.000
AptarGroup COM 038336103 1694 62747.659SH SH DEF 4400.000 58347.659
Associated Banc-Corp COM 045487105 1132 51881.100SH SH DEF 1314.000 50567.100
Associates First Capital CL A COM 046008108 270 12110.183SH SH DEF 12110.183
Atlantic Premium Brands Ltd COM 04878P105 23 12264.000SH SH DEF 500.000 11764.000
Automatic Data Processing COM 053015103 1068 19933.000SH SH DEF 200.000 19733.000
Avis Group Holdings COM 053790101 669 35700.000SH SH DEF 35700.000
Avnet COM 053807103 675 11400.000SH SH DEF 11400.000
Avon Products COM 054303102 2129 47850.000SH SH DEF 47850.000
BCE COM 05534B109 1977 83007.000SH SH DEF 4050.000 78957.000
Ball COM 058498106 605 18800.000SH SH DEF 500.000 18300.000
Bank One COM 06423A103 3637 136929.493SH SH DEF 2478.000 134451.493
Bank of America COM 060505104 7645 177783.010SH SH DEF 13919.000 163864.010
Bank of New York COM 064057102 5078 109204.000SH SH DEF 964.000 108240.000
Baxter International COM 071813109 805 11442.150SH SH DEF 300.000 11142.150
Beckman Coulter COM 075811109 5309 90942.000SH SH DEF 4800.000 86142.000
Becton Dickinson COM 075887109 248 8660.000 SH SH DEF 1200.000 7460.000
Bed Bath & Beyond COM 075896100 141 3900.000 SH SH DEF 3900.000
Bell & Howell COM 077852101 497 20500.000SH SH DEF 20500.000
Bell Atlantic COM 077853109 2588 50942.088SH SH DEF 3856.000 47086.088
BellSouth COM 079860102 4023 94371.000SH SH DEF 4672.000 89699.000
Berkshire Hathaway Cl A COM 084670108 2313 43.000 SH SH DEF 1.000 42.000
Berkshire Hathaway Cl B COM 084670207 1017 578.000 SH SH DEF 50.000 528.000
Best Buy Companies COM 086516101 4660 73675.000SH SH DEF 1900.000 71775.000
Bestfoods COM 08658U101 1133 16365.000SH SH DEF 16365.000
Bindley Western Industries COM 090324104 265 10017.000SH SH DEF 10017.000
Biogen COM 090597105 1073 16640.000SH SH DEF 1700.000 14940.000
Boeing COM 097023105 4840 115748.779SH SH DEF 5600.000 110148.779
Bowne COM 103043105 56 5600.000 SH SH DEF 5600.000
Brinker International COM 109641100 795 27178.000SH SH DEF 27178.000
Bristol-Myers Squibb COM 110122108 7694 132087.867SH SH DEF 250.000 131837.867
Burlington Northern Santa Fe COM 12189T104 918 40033.000SH SH DEF 40033.000
Burlington Resources COM 122014103 1862 48690.000SH SH DEF 2825.000 45865.000
CIGNA COM 125509109 986 10550.000SH SH DEF 10550.000
CV Therapeutics COM 126667104 589 8500.000 SH SH DEF 8500.000
CVS COM 126650100 219 5476.000 SH SH DEF 5476.000
Cablevision Systems Cl-A COM 12686C109 681 10027.000SH SH DEF 10027.000
Caliper Technologies COM 130876105 717 15592.000SH SH DEF 15592.000
Campbell Soup COM 134429109 1169 40143.000SH SH DEF 40143.000
Cardinal Health COM 14149Y108 3557 48069.214SH SH DEF 2150.000 45919.214
Carmike Cinemas Cl A COM 143436103 44 11263.000SH SH DEF 11263.000
Caterpillar COM 149123101 119 3500.000 SH SH DEF 3500.000
Cendant COM 151313103 5894 421012.751SH SH DEF 12500.000 408512.751
Central Newspapers Cl A COM 154647101 1980 31300.000SH SH DEF 31300.000
CenturyTel COM 156700106 354 12300.000SH SH DEF 12300.000
Charles Schwab COM 808513105 3846 114378.675SH SH DEF 114378.675
Chase Manhattan COM 16161A108 19634 426247.000SH SH DEF 20746.500 405500.500
Chevron COM 166751107 2625 30954.000SH SH DEF 1400.000 29554.000
Chubb COM 171232101 2141 34814.825SH SH DEF 1200.000 33614.825
Circuit City Strs Cir Cty Grp COM 172737108 465 14000.000SH SH DEF 1100.000 12900.000
Cisco Systems COM 17275R102 12703 199848.000SH SH DEF 4160.000 195688.000
Citigroup COM 172967101 12074 200401.500SH SH DEF 10263.000 190138.500
Citizens Communications COM 17453B101 173 10018.012SH SH DEF 10018.012
Clorox COM 189054109 1467 32742.900SH SH DEF 600.000 32142.900
Coca-Cola COM 191216100 10158 176854.391SH SH DEF 1350.000 175504.391
Colgate-Palmolive COM 194162103 5412 90383.000SH SH DEF 1500.000 88883.000
Comcast Cl A COM 200300101 1809 46531.000SH SH DEF 2600.000 43931.000
Comcast Spec Com Cl A COM 200300200 17832 440287.000SH SH DEF 28002.000 412285.000
Comerica COM 200340107 5044 112392.000SH SH DEF 112392.000
Compaq Computer COM 204493100 3670 143583.530SH SH DEF 2800.000 140783.530
Computer Associates COM 204912109 3075 60080.000SH SH DEF 5950.000 54130.000
Computer Network Technology COM 204925101 469 27000.000SH SH DEF 27000.000
Computer Sciences COM 205363104 1565 20950.000SH SH DEF 20950.000
Comtrex Systems COM 205920101 91 86000.000SH SH DEF 86000.000
Comverse Technology Par $0.10 COM 205862402 3155 33930.000SH SH DEF 33930.000
Concord EFS COM 206197105 1317 50643.750SH SH DEF 50643.750
Conoco Cl B COM 208251405 761 31000.000SH SH DEF 1000.000 30000.000
Corning COM 219350105 1132 4196.000 SH SH DEF 4196.000
Costco Wholesale COM 22160K105 459 13910.000SH SH DEF 13910.000
Cox Communications Cl A COM 224044107 3104 68120.000SH SH DEF 1400.000 66720.000
Cox Radio Cl A COM 224051102 252 9000.000 SH SH DEF 9000.000
DST Systems COM 233326107 372 4884.000 SH SH DEF 4884.000
Deere & Co COM 244199105 4014 108495.000SH SH DEF 7125.000 101370.000
Dell Computer COM 247025109 3812 77310.000SH SH DEF 1200.000 76110.000
Delta & Pine Land COM 247357106 247 9849.998 SH SH DEF 9849.998
Deluxe COM 248019101 946 40139.000SH SH DEF 40139.000
Diebold COM 253651103 708 25406.786SH SH DEF 850.000 24556.786
Disney Walt COM 254687106 20887 538160.624SH SH DEF 23951.000 514209.624
Donnelley R R COM 257867101 226 10026.000SH SH DEF 10026.000
Dover COM 260003108 1038 25600.000SH SH DEF 25600.000
Dow Chemical COM 260543103 473 15678.891SH SH DEF 15678.891
Du Pont E I COM 263534109 8091 184943.000SH SH DEF 8500.000 176443.000
Duke Energy COM 264399106 311 5511.000 SH SH DEF 5511.000
Dun & Bradstreet COM 26483B106 824 28788.000SH SH DEF 900.000 27888.000
E-Sync Networks COM 269156105 703 120325.000SH SH DEF 9000.000 111325.000
EMC COM 268648102 2959 38454.000SH SH DEF 1200.000 37254.000
EPIX Medical COM 26881Q101 1230 82700.000SH SH DEF 1000.000 81700.000
Eastman Kodak COM 277461109 206 3465.000 SH SH DEF 3465.000
El Paso Energy COM 283905107 432 8478.000 SH SH DEF 8478.000
Electronic Data Systems COM 285661104 1229 29796.000SH SH DEF 1583.000 28213.000
Emerson Electric COM 291011104 12462 206416.000SH SH DEF 206416.000
Emmis Communications Cl A COM 291525103 5314 128440.000SH SH DEF 5900.000 122540.000
Employee Solutions COM 292166105 3 10000.000SH SH DEF 10000.000
Enron COM 293561106 1091 16917.000SH SH DEF 250.000 16667.000
Entrade COM 29382L100 108 15315.000SH SH DEF 600.000 14715.000
Everest Re Group Ltd COM G3223R108 2327 70795.000SH SH DEF 6875.000 63920.000
Evergreen Resources No Par COM 299900308 237 8000.000 SH SH DEF 8000.000
Exxon Mobil COM 30231G102 35118 447366.983SH SH DEF 18586.000 428780.983
FPL Group COM 302571104 242 4897.000 SH SH DEF 4897.000
Federal Agricultural Mtge Cl C COM 313148306 6356 436490.000SH SH DEF 12100.000 424390.000
Federal Home Loan Mortgage Cor COM 313400301 486 12007.000SH SH DEF 12007.000
Federal National Mortgage Assn COM 313586109 16390 314066.000SH SH DEF 15300.000 298766.000
Federated Department Stores COM 31410H101 5373 159209.000SH SH DEF 5100.000 154109.000
First Data COM 319963104 8638 174071.000SH SH DEF 12000.000 162071.000
First Midwest Bancorp IL COM 320867104 51 2182.500 SH SH DEF 2182.500
Firstar COM 33763V109 3530 167586.000SH SH DEF 12276.000 155310.000
Fiserv COM 337738108 210 4849.000 SH SH DEF 4849.000
FleetBoston Financial COM 339030108 804 23643.000SH SH DEF 23643.000
Florida Progress COM 341109106 226 4816.000 SH SH DEF 4816.000
Ford Motor COM 345370100 331 7697.880 SH SH DEF 7697.880
Fort James COM 347471104 207 8950.000 SH SH DEF 1250.000 7700.000
Fortune Brands COM 349631101 211 9132.000 SH SH DEF 1300.000 7832.000
Fox Entertainment Group Cl A COM 35138T107 5232 172255.000SH SH DEF 11300.000 160955.000
GTE COM 362320103 10591 170137.000SH SH DEF 7450.000 162687.000
Gannett COM 364730101 5145 86027.000SH SH DEF 10707.000 75320.000
Gap COM 364760108 622 19916.000SH SH DEF 19916.000
Gemstar International Group Lt ORD G3788V106 538 8750.000 SH SH DEF 900.000 7850.000
General Cable COM 369300108 325 40000.000SH SH DEF 40000.000
General Electric COM 369604103 75834 1430836.515SH SH DEF 33840.000 1396996.52
General Mills COM 370334104 530 13844.000SH SH DEF 294.000 13550.000
General Motors COM 370442105 695 11976.508SH SH DEF 350.000 11626.508
Gillette COM 375766102 8587 245772.490SH SH DEF 10256.000 235516.490
Grainger W W COM 384802104 12066 391580.000SH SH DEF 27450.000 364130.000
HCA-Healthcare COM 404119109 470 15474.000SH SH DEF 200.000 15274.000
Halliburton COM 406216101 134 2850.000 SH SH DEF 2850.000
Harken Energy COM 412552101 13 20000.000SH SH DEF 20000.000
Harland John H COM 412693103 427 28584.000SH SH DEF 28584.000
Harris COM 413875105 229 7000.000 SH SH DEF 7000.000
Hartford Financial Services Gr COM 416515104 500 8946.000 SH SH DEF 8946.000
Heinz H J COM 423074103 6293 143831.000SH SH DEF 8428.000 135403.000
Heller Financial CL A COM 423328103 254 12400.000SH SH DEF 12400.000
Hershey Foods COM 427866108 519 10705.000SH SH DEF 10705.000
Hewlett-Packard COM 428236103 2829 22656.000SH SH DEF 601.000 22055.000
Hexcel COM 428291108 385 40500.000SH SH DEF 1000.000 39500.000
Home Depot COM 437076102 12710 254521.500SH SH DEF 18736.000 235785.500
Honeywell International COM 438516106 6866 203802.250SH SH DEF 5529.000 198273.250
Household International COM 441815107 19567 470788.000SH SH DEF 21355.000 449433.000
Hudson City Bancorp COM 443683107 171 10000.000SH SH DEF 10000.000
Human Genome Sciences COM 444903108 480 3600.000 SH SH DEF 3600.000
Huntington Bancshares COM 446150104 2016 127476.000SH SH DEF 127476.000
IDEX COM 45167R104 3318 105111.000SH SH DEF 225.000 104886.000
IMS Health COM 449934108 7420 412220.000SH SH DEF 11865.000 400355.000
Illinois Tool Works COM 452308109 4350 76319.000SH SH DEF 11425.000 64894.000
Imation COM 45245A107 895 30470.000SH SH DEF 30470.000
Infinity Broadcasting Cl A COM 45662S102 3579 98220.000SH SH DEF 12250.000 85970.000
Intel COM 458140100 63826 477428.333SH SH DEF 12205.000 465223.333
International Business Machine COM 459200101 68779 627764.000SH SH DEF 22714.000 605050.000
JDS Uniphase COM 46612J101 240 2000.000 SH SH DEF 100.000 1900.000
John Nuveen Co Cl-A COM 478035108 763 18200.000SH SH DEF 18200.000
Johnson & Johnson COM 478160104 45483 446460.190SH SH DEF 18633.000 427827.190
K2 COM 482732104 44 5332.000 SH SH DEF 5332.000
Kemet COM 488360108 474 18920.000SH SH DEF 18920.000
Kimberly Clark COM 494368103 4438 77343.000SH SH DEF 5416.000 71927.000
Knight Ridder COM 499040103 1447 27200.000SH SH DEF 27200.000
Koninklijke Philips Electronic SPON ADR 500472204 18176 382660.000SH SH DEF 17204.000 365456.000
Kroger COM 501044101 2032 92102.000SH SH DEF 1800.000 90302.000
L-3 Communications Holdings COM 502424104 5945 104186.000SH SH DEF 6300.000 97886.000
LG & E Energy COM 501917108 325 13621.000SH SH DEF 13621.000
Layne Christensen COM 521050104 45 10000.000SH SH DEF 10000.000
Leggett & Platt COM 524660107 334 20248.000SH SH DEF 20248.000
Lilly Eli COM 532457108 3435 34391.000SH SH DEF 34391.000
Lincoln National COM 534187109 987 27308.000SH SH DEF 27308.000
Lockheed Martin COM 539830109 4371 176158.000SH SH DEF 7650.000 168508.000
Lowe's Companies COM 548661107 1665 40550.000SH SH DEF 800.000 39750.000
Lucent Technologies COM 549463107 37329 630022.985SH SH DEF 24697.000 605325.985
Lyondell Chemical COM 552078107 549 32800.000SH SH DEF 32800.000
MAF Bancorp COM 55261R108 241 13227.000SH SH DEF 13227.000
MB Financial COM 55263D107 1003 81840.000SH SH DEF 81840.000
MBIA COM 55262C100 7773 161307.000SH SH DEF 8000.000 153307.000
MBNA COM 55262L100 1334 49187.000SH SH DEF 375.000 48812.000
MCN Energy Group COM 55267J100 388 18136.810SH SH DEF 344.820 17791.990
MGIC Investment COM 552848103 2112 46421.000SH SH DEF 3997.000 42424.000
MONY Group COM 615337102 1129 33392.000SH SH DEF 300.000 33092.000
Mallinckrodt COM 561232109 221 5094.000 SH SH DEF 5094.000
Marsh & McLennan COM 571748102 629 6020.000 SH SH DEF 6020.000
Marshall & Ilsley COM 571834100 236 5691.000 SH SH DEF 5691.000
Masco COM 574599106 1689 93482.000SH SH DEF 9000.000 84482.000
Mattel COM 577081102 515 39072.777SH SH DEF 300.000 38772.777
May Department Stores COM 577778103 738 30737.000SH SH DEF 30737.000
Maytag COM 578592107 695 18842.000SH SH DEF 2029.000 16813.000
McCormick Non-Voting COM 579780206 3180 97848.000SH SH DEF 97848.000
McDonalds COM 580135101 36849 1118754.960SH SH DEF 49650.000 1069104.96
McGraw Hill Companies COM 580645109 745 13800.000SH SH DEF 13800.000
Media Metrix COM 58440X103 479 18828.000SH SH DEF 18828.000
MediaOne Group COM 58440J104 4211 63197.000SH SH DEF 1516.000 61681.000
Medimmune COM 584699102 823 11116.350SH SH DEF 11116.350
Medtronic COM 585055106 2570 51595.000SH SH DEF 4050.000 47545.000
Mellon Financial COM 58551A108 1057 29000.000SH SH DEF 29000.000
Merck COM 589331107 61460 802087.748SH SH DEF 28595.000 773492.748
Metricom COM 591596101 1153 41375.000SH SH DEF 950.000 40425.000
Metro-Goldwyn-Mayer COM 591610100 1528 58496.000SH SH DEF 1328.000 57168.000
Microsoft COM 594918104 50164 627054.000SH SH DEF 31850.000 595204.000
Midas COM 595626102 980 49022.000SH SH DEF 49022.000
Millennium Pharmaceuticals COM 599902103 291 2600.000 SH SH DEF 400.000 2200.000
Minnesota Mining & Manufacturi COM 604059105 1287 15605.000SH SH DEF 15605.000
Molex COM 608554101 200 4162.000 SH SH DEF 4162.000
Morgan J P COM 616880100 5955 54077.000SH SH DEF 1003.000 53074.000
Morgan Stanley Dean Witter & C COM NEW 617446448 2884 34648.000SH SH DEF 34648.000
Motorola COM 620076109 31306 1077179.229SH SH DEF 66344.000 1010835.22
Murphy Oil COM 626717102 438 7375.000 SH SH DEF 7375.000
Mylan Laboratories COM 628530107 2534 138836.000SH SH DEF 1500.000 137336.000
NICOR COM 654086107 229 7027.000 SH SH DEF 7027.000
NVEST LP UNIT 67065F107 231 6100.000 SH SH DEF 6100.000
Nabisco Group Holdings COM 62952P102 3903 150490.000SH SH DEF 15900.000 134590.000
Nabors Industries COM 629568106 287 6900.000 SH SH DEF 6900.000
Network Associates COM 640938106 1635 80247.000SH SH DEF 1900.000 78347.000
Network Equipment Technologies COM 641208103 211 21000.000SH SH DEF 21000.000
New Century Energies COM 64352U103 390 13001.000SH SH DEF 285.000 12716.000
New York Times Cl A COM 650111107 1130 28611.000SH SH DEF 28611.000
Newell Rubbermaid COM 651229106 2510 97463.000SH SH DEF 5325.000 92138.000
Nortel Networks COM 656568102 28907 423539.113SH SH DEF 13607.000 409932.113
North Fork Bancorporation COM 659424105 522 34500.000SH SH DEF 34500.000
Northern Trust COM 665859104 23901 367359.549SH SH DEF 21000.000 346359.549
Northfield Laboratories COM 666135108 883 54150.000SH SH DEF 1850.000 52300.000
Northwestern Corporation COM 668074107 781 33775.000SH SH DEF 2100.000 31675.000
NovaMed Eyecare COM 66986W108 98 11133.000SH SH DEF 11133.000
Old Kent Financial COM 679833103 634 23706.900SH SH DEF 23706.900
Old Republic International COM 680223104 5838 353830.000SH SH DEF 18146.000 335684.000
Omnicom Group COM 681919106 5675 63719.000SH SH DEF 63719.000
Oracle COM 68389X105 6991 83168.000SH SH DEF 2559.000 80609.000
PNC Financial Services Group COM 693475105 3055 65164.000SH SH DEF 600.000 64564.000
PPG Industries COM 693506107 281 6333.000 SH SH DEF 6333.000
PSINet COM 74437C101 955 38000.000SH SH DEF 800.000 37200.000
PanAmerican Beverages Cl A COM P74823108 157 10500.000SH SH DEF 10500.000
Paradyne Networks COM 69911G107 384 11800.000SH SH DEF 11800.000
Patterson Dental COM 703412106 1103 21625.000SH SH DEF 21625.000
Paychex COM 704326107 3596 85623.750SH SH DEF 85623.750
Pennaco Energy COM 708046107 164 10000.000SH SH DEF 10000.000
Peoples Energy COM 711030106 755 23334.408SH SH DEF 23334.408
PepsiCo COM 713448108 23325 524894.000SH SH DEF 17725.000 507169.000
Pfizer COM 717081103 38139 794569.555SH SH DEF 28437.500 766132.055
Pharmacia COM 71713U102 3808 73668.750SH SH DEF 1850.000 71818.750
Philip Morris COM 718154107 3930 147939.000SH SH DEF 2500.000 145439.000
Phillips Petroleum COM 718507106 223 4400.000 SH SH DEF 4400.000
Photogen Technologies COM 71932A101 249 30000.000SH SH DEF 30000.000
Pitney Bowes COM 724479100 3172 79300.000SH SH DEF 3200.000 76100.000
Plains Resouces Par $0.10 COM 726540503 160 10000.000SH SH DEF 10000.000
Plantronics COM 727493108 8951 77498.000SH SH DEF 2200.000 75298.000
Premier Parks COM 740540208 2226 97850.000SH SH DEF 18250.000 79600.000
Procter & Gamble COM 742718109 27507 480480.000SH SH DEF 17790.000 462690.000
Puget Sound Energy COM 745332106 783 36734.000SH SH DEF 900.000 35834.000
QLogic COM 747277101 377 5700.000 SH SH DEF 5700.000
QUALCOMM COM 747525103 451 7513.000 SH SH DEF 195.000 7318.000
Quaker Oats COM 747402105 1917 25514.674SH SH DEF 25514.674
R&B Falcon COM 74912E101 765 32463.000SH SH DEF 1000.000 31463.000
Radian Group COM 750236101 994 19200.000SH SH DEF 19200.000
Reliant Energy COM 75952J108 361 12215.000SH SH DEF 500.000 11715.000
Rite Aid COM 767754104 402 61300.000SH SH DEF 61300.000
Royal Dutch Petroleum NY Shs COM GLD 1.25 780257804 9054 147072.000SH SH DEF 800.000 146272.000
Rural Cellular Cl A COM 781904107 459 6000.000 SH SH DEF 6000.000
SBC Communications COM 78387G103 22053 509896.010SH SH DEF 27759.000 482137.010
Safeway COM 786514208 18878 419522.000SH SH DEF 35350.000 384172.000
San Juan Basin Royalty Trust UNIT BEN INT 798241105 280 28000.000SH SH DEF 28000.000
Sara Lee COM 803111103 1810 93725.812SH SH DEF 93725.812
Schering - Plough COM 806605101 14333 283830.404SH SH DEF 21810.000 262020.404
Schlumberger Ltd COM 806857108 27829 372920.000SH SH DEF 22092.000 350828.000
Scripps E W Cl A COM 811054204 2066 41950.000SH SH DEF 1200.000 40750.000
Seagrams Co Ltd COM 811850106 1182 20374.000SH SH DEF 600.000 19774.000
Sealed Air COM 81211K100 1917 36593.000SH SH DEF 3750.000 32843.000
Sears Roebuck COM 812387108 790 24218.000SH SH DEF 24218.000
Service Corp International COM 817565104 42 13029.618SH SH DEF 13029.618
Sherwin Williams COM 824348106 457 21550.000SH SH DEF 1500.000 20050.000
Sirius Satellite Radio COM 82966U103 1146 25860.000SH SH DEF 600.000 25260.000
Solectron COM 834182107 2831 67600.000SH SH DEF 21400.000 46200.000
Southdown COM 841297104 358 6198.000 SH SH DEF 6198.000
Southern Company COM 842587107 231 9890.000 SH SH DEF 9890.000
Southwest Gas COM 844895102 213 12181.000SH SH DEF 12181.000
Sprint FON Group COM 852061100 1655 32444.000SH SH DEF 1200.000 31244.000
Sprint PCS Group COM 852061506 2784 46785.000SH SH DEF 1100.000 45685.000
Starbucks COM 855244109 10595 277449.000SH SH DEF 26162.000 251287.000
Suiza Foods COM 865077101 354 7235.000 SH SH DEF 7235.000
Sun Microsystems COM 866810104 4450 48940.000SH SH DEF 1400.000 47540.000
Suntrust Banks COM 867914103 319 6980.000 SH SH DEF 6980.000
Superior Industries Intl COM 868168105 1554 60350.000SH SH DEF 1900.000 58450.000
Sysco COM 871829107 380 9012.000 SH SH DEF 9012.000
TV Guide COM 87307Q109 9642 281515.000SH SH DEF 9700.000 271815.000
TXU COM 873168108 1359 46052.000SH SH DEF 50.000 46002.000
Target COM 87612E106 728 12556.000SH SH DEF 500.000 12056.000
TeleCorp PCS COM 879299105 202 5000.000 SH SH DEF 5000.000
Tellabs COM 879664100 16932 247415.000SH SH DEF 20425.000 226990.000
Tenet Healthcare COM 88033G100 594 22000.000SH SH DEF 22000.000
Terayon Communication Systems COM 880775101 1802 28060.000SH SH DEF 580.000 27480.000
Texaco COM 881694103 2904 54530.000SH SH DEF 1400.000 53130.000
Texas Instruments COM 882508104 428 6232.000 SH SH DEF 1200.000 5032.000
Thermo Electron COM 883556102 857 40699.000SH SH DEF 40699.000
Tiffany COM 886547108 3432 50846.000SH SH DEF 50846.000
Time Warner COM 887315109 50223 660823.000SH SH DEF 47096.000 613727.000
Toro COM 891092108 889 27000.000SH SH DEF 27000.000
Transocean Sedco Forex ORD G90078109 2288 42816.940SH SH DEF 492.000 42324.940
Tremont Advisers Cl B COM 894729201 121 11250.000SH SH DEF 11250.000
TriQuint Semiconductor COM 89674K103 431 4500.000 SH SH DEF 4500.000
Tribune COM 896047107 15545 444134.000SH SH DEF 15650.000 428484.000
Tricon Global Restaurants COM 895953107 634 22449.000SH SH DEF 22449.000
Tyco International Ltd COM 902124106 1356 28616.000SH SH DEF 28616.000
U S Bancorp COM 902973106 688 35736.000SH SH DEF 35736.000
U S WEST COM 91273H101 3261 38034.800SH SH DEF 1416.000 36618.800
USA Networks COM 902984103 1875 86700.000SH SH DEF 86700.000
Unicom COM 904911104 448 11579.529SH SH DEF 500.000 11079.529
Union Pacific COM 907818108 236 6339.000 SH SH DEF 6339.000
United States Cellular COM 911684108 441 7000.000 SH SH DEF 7000.000
United Technologies COM 913017109 1637 27805.000SH SH DEF 200.000 27605.000
Universal Automotive Industrie COM 913378105 46 20000.000SH SH DEF 20000.000
Universal Foods COM 913538104 584 31576.000SH SH DEF 31576.000
Unocal COM 915289102 500 15085.000SH SH DEF 15085.000
ValueVision International Cl A COM 92047K107 5718 238250.000SH SH DEF 20625.000 217625.000
ViaSat COM 92552V100 778 14350.000SH SH DEF 14350.000
Viacom Cl B COM 925524308 29394 431074.970SH SH DEF 26027.915 405047.055
Wal Mart Stores COM 931142103 16930 293788.205SH SH DEF 20600.000 273188.205
Walgreen COM 931422109 5513 171288.812SH SH DEF 8360.000 162928.812
Washington Post Class B COM 939640108 1651 3455.000 SH SH DEF 250.000 3205.000
Waste Management COM 94106L109 291 15334.000SH SH DEF 15334.000
Wells Fargo COM 949746101 3288 84855.000SH SH DEF 1200.000 83655.000
Westwood One COM 961815107 4781 140100.000SH SH DEF 3000.000 137100.000
Weyerhaeuser COM 962166104 707 16435.000SH SH DEF 16435.000
Whitman COM 96647R107 3495 282389.000SH SH DEF 282389.000
Whitney Holding COM 966612103 34 1000.000 SH SH DEF 1000.000
Williams-Sonoma COM 969904101 1400 43165.000SH SH DEF 43165.000
Wisconsin Energy COM 976657106 224 11300.000SH SH DEF 11300.000
WorldCom COM 98157D106 33503 730314.000SH SH DEF 41342.000 688972.000
Wrigley William COM 982526105 6078 75799.000SH SH DEF 800.000 74999.000
Xerox COM 984121103 4046 194994.000SH SH DEF 11750.000 183244.000
Yahoo! COM 984332106 464 3746.000 SH SH DEF 3746.000
Z-Tel Technologies COM 988792107 120 10000.000SH SH DEF 10000.000
Cedar Fair Ltd Prtnshp DEP UNIT 150185106 7663 398076.000SH SH DEF 3500.000 394576.000
Newhall Land & Farming DEP REC 651426108 390 14734.000SH SH DEF 2022.000 12712.000
BP Amoco PLC SPON ADR 055622104 17740 313634.082SH SH DEF 164.000 313470.082
ENI SpA SPON ADR 26874R108 3957 68000.000SH SH DEF 3350.000 64650.000
Elan PLC ADR 284131208 30255 624614.902SH SH DEF 50712.000 573902.902
Ericsson L M Telephone CL B ADR 294821400 2149 107469.556SH SH DEF 18155.556 89314.000
Glaxo Wellcome PLC SPON ADR 37733W105 1200 20758.000SH SH DEF 2300.000 18458.000
Matsushita Electric Industrial ADR 576879209 335 1302.000 SH SH DEF 1302.000
Nokia SPON ADR 654902204 953 19091.000SH SH DEF 100.000 18991.000
Petroleum Geo-Services SPON ADR 716597109 887 52000.000SH SH DEF 52000.000
PrimaCom AG SPON ADR 74154N108 1254 52800.000SH SH DEF 400.000 52400.000
Smithkline Beecham PLC ADR REP ORD 832378301 1724 26444.000SH SH DEF 26444.000
Telefonica SA SPON ADR 879382208 2913 45470.357SH SH DEF 45470.357
Telefonos de Mexico SA Ser L SPON ADR 879403780 2000 35017.000SH SH DEF 35017.000
Teva Pharmaceutical Industries ADR 881624209 374 6750.000 SH SH DEF 1000.000 5750.000
Vodafone AirTouch PLC SPON ADR 92857T107 29791 718932.500SH SH DEF 36340.000 682592.500
Webmethods COM 94768C108 3022 19227.000SH SH DEF 19227.000
Cendant PRIDES Rts Ex 2/14/01 RT 151313111 218 25850.000SH SH DEF 2900.000 22950.000
Elan Corp PLC Wts Cl A WT 284131703 5399 88500.000SH SH DEF 2500.000 86000.000
Federated Dept Sts Wts Ex12/01 WT 31410H127 600 62300.000SH SH DEF 5300.000 57000.000
FleetBoston Financial Wts Ex1/ WT 339030116 297 11224.000SH SH DEF 1000.000 10224.000
Gaylord Container Wts Ex 11/02 WT 368145116 45 18751.000SH SH DEF 18751.000
Biotech Holders Tr DEP REC 09067D201 214 1200.000 SH SH DEF 1200.000
NASDAQ- 100 Sr1 UNIT 631100104 11 119.000 SH SH DEF 119.000
Mid-Cap SPDR TR Sr1 UNIT 595635103 12 135.000 SH SH DEF 135.000
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