UNITED STATES
SECURITIES AND EXCHANGE COMMISION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR CALENDAR YEAR OR QUARTER ENDED: SEPTEMBER 30, 2000
CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT.
[ ] ADD NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT:
GOFEN AND GLOSSBERG, L.L.C.
455 CITYFRONT PLAZA
SUITE 3000
CHICAGO, IL 60611
13F FILE NUMBER: 28-1240
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE
PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON
SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL
INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND
THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS,
SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF
THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME : TOM DESKE
TITLE : COMPLIANCE OFFICER
PHONE : 312-832-1530
SIGNATURE, PLACE, AND DATE OF SIGNING:
TOM DESKE CHICAGO, ILLINOIS SEPTEMBER 30, 2000
REPORT TYPE (CHECK ONLY ONE.) :
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13 COMBINATION REPORT.
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER :
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 1
FORM 13F INFORMATION TABLE ENTRY TOTAL: 404
FORM 13F INFORMATION TABLE VALUE TOTAL: 1,896,805,000
LIST OF OTHER INCLUDED MANAGERS: Affiliated Managers Group
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Automatic Data Proc LYON LYON 053015AC7 634 367000.00PRN SH-DEF 40000.00 327000.00
Hewlett Packard LYONS LYON 428236AC7 16 20000.00 PRN SH-DEF 20000.00
Office Depot LYON LYON 676220AA4 46 75000.00 PRN SH-DEF 10000.00 65000.00
Office Depot LYON LYON 676220AB2 187 260000.00PRN SH-DEF 120000.00 140000.00
Pep Boys LYON LYON 713278AJ8 57 100000.00PRN SH-DEF 100000.00
Seagram LYON Mat-3/5 LYON 811845AH9 541 500000.00PRN SH-DEF 160000.00 340000.00
Solectron LYON LYON 834182AK3 1370 2031000.00PRN SH-DEF 295000.00 1736000.00
US Cellular LYON LYON 911684AA6 504 775000.00PRN SH-DEF 435000.00 340000.00
Valhi LYON LYON 918905AC4 564 775000.00PRN SH-DEF 50000.00 725000.00
Aether Systems Cvt CONV 00808VAA3 1084 1400000.000PRN SH-DEF 1400000.000
Dura Pharmaceuticals Cvt CONV 26632SAA7 1720 1778000.000PRN SH-DEF 130000.000 1648000.000
Genl Semiconductor Cvt CONV 370787AB9 980 1000000.000PRN SH-DEF 1000000.000
Hexcel Cvt CONV 428291AA6 10 10000.000PRN SH-DEF 10000.000
Juniper Networks Cvt CONV 48203RAA2 455 300000.000PRN SH-DEF 300000.000
Kent Electronics Cvt CONV 490553AA2 1204 1400000.000PRN SH-DEF 50000.000 1350000.000
Kerr McGee Cvt CONV 492386AL1 46 47000.000PRN SH-DEF 47000.000
Lennar Cvt CONV 526057AA2 4 15000.000PRN SH-DEF 15000.000
MascoTech Cvt CONV 574670AB1 10 15000.000PRN SH-DEF 15000.000
Systems & Comput Tech Cvt CONV 871873AB1 1183 1355000.000PRN SH-DEF 200000.000 1155000.000
Tower Automotive Cvt CONV 891707AE1 374 500000.000PRN SH-DEF 500000.000
Biovail 6.75% Cvt Pfd PFD CV 09067J208 675 9000.000 SH SH-DEF 9000.000
Prologis Trust 7% Ser B Cvt Pf PFD CV 743410300 1015 33000.000SH SH-DEF 6600.000 26400.000
Six Flags 7.50% Cvt Pfd PFD CV 83001P208 365 11600.000SH SH-DEF 1900.000 9700.000
XM Satellite 8.25% Cvt Pfd PFD CV 983759200 254 3999.440 SH SH-DEF 3999.440
AFLAC COM 001055102 210 3275.000 SH SH-DEF 3275.000
AMBAC Financial Group COM 023139108 139 1900.000 SH SH-DEF 1900.000
AT & T COM 001957109 18181 618940.842SH SH-DEF 17101.000 601839.842
AT&T - Liberty Media Group COM 001957208 33665 1870274.998SH SH-DEF 113071.000 1757203.998
Abbott Laboratories COM 002824100 28630 601942.882SH SH-DEF 21600.000 580342.882
Agilent Technologies COM 00846U101 367 7499.260 SH SH-DEF 190.000 7309.260
Akorn COM 009728106 111 10000.000SH SH-DEF 10000.000
Alcoa COM 013817101 223 8828.000 SH SH-DEF 8828.000
Allegheny Energy COM 017361106 214 5600.000 SH SH-DEF 5600.000
Allergan COM 018490102 2422 28680.000SH SH-DEF 28680.000
Allstate COM 020002101 7270 209210.000SH SH-DEF 4500.000 204710.000
Alltel COM 020039103 702 13455.000SH SH-DEF 700.000 12755.000
Alpharma Cl A COM 020813101 642 10500.000SH SH-DEF 10500.000
Alza COM 022615108 4953 57259.379SH SH-DEF 234.000 57025.379
Ameren COM 023608102 217 5171.000 SH SH-DEF 5171.000
America Online COM 02364J104 6436 119742.000SH SH-DEF 4850.000 114892.000
American Electric Power COM 025537101 549 14044.400SH SH-DEF 200.000 13844.400
American Express COM 025816109 26995 444361.000SH SH-DEF 23880.000 420481.000
American General COM 026351106 575 7378.000 SH SH-DEF 7378.000
American Home Products COM 026609107 12925 228501.150SH SH-DEF 8600.000 219901.150
American International Group COM 026874107 22885 239165.375SH SH-DEF 14071.500 225093.875
American Tower Cl A COM 029912201 3435 91150.000SH SH-DEF 700.000 90450.000
Amgen COM 031162100 6147 88034.000SH SH-DEF 88034.000
Amphenol Cl A COM 032095101 251 4400.000 SH SH-DEF 4400.000
Amylin Pharmaceuticals COM 032346108 226 21000.000SH SH-DEF 600.000 20400.000
Anheuser Busch COM 035229103 872 20620.000SH SH-DEF 20620.000
Anixter International COM 035290105 233 8000.000 SH SH-DEF 8000.000
Annuity & Life Re Holdings Ltd COM G03910109 1047 43400.000SH SH-DEF 2000.000 41400.000
Aon COM 037389103 561 14300.000SH SH-DEF 14300.000
Applied Materials COM 038222105 1087 18325.000SH SH-DEF 18325.000
AptarGroup COM 038336103 1460 60978.717SH SH-DEF 4400.000 56578.717
Associated Banc-Corp COM 045487105 1258 47936.000SH SH-DEF 1314.000 46622.000
Associates First Capital CL A COM 046008108 377 9929.478 SH SH-DEF 9929.478
Atlantic Premium Brands Ltd COM 04878P105 17 12264.000SH SH-DEF 500.000 11764.000
Automatic Data Processing COM 053015103 1513 22620.000SH SH-DEF 200.000 22420.000
Avis Group Holdings Cl A COM 053790101 741 25000.000SH SH-DEF 25000.000
Avnet COM 053807103 306 10800.000SH SH-DEF 10800.000
Avon Products COM 054303102 1956 47850.000SH SH-DEF 47850.000
BCE COM 05534B109 1363 58324.000SH SH-DEF 950.000 57374.000
Baker Hughes COM 057224107 221 5950.000 SH SH-DEF 5950.000
Ball COM 058498106 242 7625.000 SH SH-DEF 7625.000
Bank One COM 06423A103 5401 139828.000SH SH-DEF 2478.000 137350.000
Bank of America COM 060505104 9264 176883.010SH SH-DEF 13580.000 163303.010
Bank of New York COM 064057102 6091 108654.000SH SH-DEF 964.000 107690.000
Baxter International COM 071813109 999 12521.000SH SH-DEF 300.000 12221.000
Beckman Coulter COM 075811109 6968 90342.000SH SH-DEF 4800.000 85542.000
Becton Dickinson COM 075887109 148 5580.000 SH SH-DEF 1200.000 4380.000
Bed Bath & Beyond COM 075896100 190 7800.000 SH SH-DEF 7800.000
Bell & Howell COM 077852101 225 10300.000SH SH-DEF 10300.000
BellSouth COM 079860102 3778 93871.000SH SH-DEF 4672.000 89199.000
Berkshire Hathaway Cl A COM 084670108 2962 46.000 SH SH-DEF 1.000 45.000
Berkshire Hathaway Cl B COM 084670207 1352 653.000 SH SH-DEF 91.000 562.000
Best Buy Companies COM 086516101 4688 73675.000SH SH-DEF 1900.000 71775.000
Bestfoods COM 08658U101 1191 16365.000SH SH-DEF 16365.000
Bindley Western Industries COM 090324104 321 10017.000SH SH-DEF 10017.000
Biogen COM 090597105 1046 17140.000SH SH-DEF 1700.000 15440.000
Biovail COM 09067J109 223 2738.000 SH SH-DEF 2738.000
Boeing COM 097023105 7065 112149.403SH SH-DEF 5600.000 106549.403
Bowne COM 103043105 55 5600.000 SH SH-DEF 5600.000
Brinker International COM 109641100 819 27178.000SH SH-DEF 27178.000
Bristol-Myers Squibb COM 110122108 7435 130145.889SH SH-DEF 250.000 129895.889
Burlington Northern Santa Fe COM 12189T104 673 31193.000SH SH-DEF 31193.000
Burlington Resources COM 122014103 1619 43990.000SH SH-DEF 2825.000 41165.000
CIGNA COM 125509109 1039 9950.000 SH SH-DEF 9950.000
CVS COM 126650100 254 5476.000 SH SH-DEF 5476.000
Cablevision Systems Cl-A COM 12686C109 665 10027.000SH SH-DEF 10027.000
Caliper Technologies COM 130876105 556 9592.000 SH SH-DEF 9592.000
Campbell Soup COM 134429109 981 37900.000SH SH-DEF 37900.000
Cardinal Health COM 14149Y108 4085 46316.214SH SH-DEF 2150.000 44166.214
Carmike Cinemas Cl A COM 143436103 8 11263.000SH SH-DEF 11263.000
Caterpillar COM 149123101 145 4300.000 SH SH-DEF 4300.000
Cendant COM 151313103 4312 396542.751SH SH-DEF 12500.000 384042.751
CenturyTel COM 156700106 267 9800.000 SH SH-DEF 9800.000
Charles Schwab COM 808513105 3988 112333.350SH SH-DEF 112333.350
Chase Manhattan COM 16161A108 25107 543596.500SH SH-DEF 29346.000 514250.500
Chevron COM 166751107 2733 32055.000SH SH-DEF 1400.000 30655.000
Chiron COM 170040109 307 6829.696 SH SH-DEF 1381.924 5447.772
Chubb COM 171232101 2651 33500.000SH SH-DEF 1200.000 32300.000
Cincinnati Financial COM 172062101 213 6000.000 SH SH-DEF 6000.000
Circuit City Stores Grp COM 172737108 515 22400.000SH SH-DEF 1700.000 20700.000
Cisco Systems COM 17275R102 11568 209378.000SH SH-DEF 5080.000 204298.000
Citigroup COM 172967101 16117 298110.640SH SH-DEF 15965.000 282145.640
Citizens Communications-B COM 17453B101 135 10018.012SH SH-DEF 10018.012
Clear Channel Communications COM 184502102 3788 67048.140SH SH-DEF 13536.000 53512.140
Clorox COM 189054109 1133 28645.558SH SH-DEF 600.000 28045.558
Coca-Cola COM 191216100 9924 180033.006SH SH-DEF 1350.000 178683.006
Colgate-Palmolive COM 194162103 3373 71458.000SH SH-DEF 200.000 71258.000
Columbia Energy Group COM 197648108 203 2863.000 SH SH-DEF 2863.000
Comcast Cl A COM 200300101 1865 45832.000SH SH-DEF 2600.000 43232.000
Comcast Spec Com Cl A COM 200300200 17826 435447.000SH SH-DEF 27702.000 407745.000
Comerica COM 200340107 6568 112392.000SH SH-DEF 112392.000
Compaq Computer COM 204493100 3713 134611.015SH SH-DEF 2800.000 131811.015
Computer Network Technology COM 204925101 344 10000.000SH SH-DEF 10000.000
Computer Sciences COM 205363104 1608 21650.000SH SH-DEF 21650.000
Comtrex Systems COM 205920101 86 86000.000SH SH-DEF 86000.000
Comverse Technology Par $0.10 COM 205862402 3664 33930.000SH SH-DEF 33930.000
Concord EFS COM 206197105 1781 50143.750SH SH-DEF 50143.750
Conoco Cl B COM 208251405 1005 37325.000SH SH-DEF 1000.000 36325.000
Corning COM 219350105 1556 5238.000 SH SH-DEF 5238.000
Costco Wholesale COM 22160K105 1966 56260.000SH SH-DEF 2550.000 53710.000
Cox Communications Cl A COM 224044107 2594 67820.000SH SH-DEF 1400.000 66420.000
DST Systems COM 233326107 398 3384.000 SH SH-DEF 3384.000
Deere & Co COM 244199105 3319 99820.000SH SH-DEF 7125.000 92695.000
Dell Computer COM 247025109 2429 78835.000SH SH-DEF 200.000 78635.000
Deluxe COM 248019101 757 37289.000SH SH-DEF 37289.000
Diebold COM 253651103 516 19409.542SH SH-DEF 250.000 19159.542
Disney Walt COM 254687106 20460 534907.353SH SH-DEF 25251.000 509656.353
Dominion Resources/VA COM 25746U109 291 5020.000 SH SH-DEF 5020.000
Donnelley R R COM 257867101 246 10026.000SH SH-DEF 10026.000
Dover COM 260003108 1202 25600.000SH SH-DEF 25600.000
Dow Chemical COM 260543103 396 15870.730SH SH-DEF 15870.730
Du Pont E I COM 263534109 5923 142941.000SH SH-DEF 5550.000 137391.000
Duke Energy COM 264399106 473 5511.000 SH SH-DEF 5511.000
Dun & Bradstreet COM 26483B106 956 27750.000SH SH-DEF 27750.000
Dura Pharmaceuticals COM 26632S109 264 7450.000 SH SH-DEF 7450.000
E-Sync Networks COM 269156105 638 212525.000SH SH-DEF 16000.000 196525.000
ECI Telecom Ltd ORD COM 268258100 1806 58980.000SH SH-DEF 3850.000 55130.000
EMC COM 268648102 5052 50964.000SH SH-DEF 2200.000 48764.000
EPIX Medical COM 26881Q101 1152 82300.000SH SH-DEF 1000.000 81300.000
El Paso Energy COM 283905107 519 8428.000 SH SH-DEF 8428.000
Electronic Data Systems COM 285661104 1196 28816.000SH SH-DEF 1883.000 26933.000
Emerson Electric COM 291011104 14156 211288.000SH SH-DEF 1550.000 209738.000
Emmis Communications Cl A COM 291525103 3174 128240.000SH SH-DEF 5900.000 122340.000
Enron COM 293561106 1482 16917.000SH SH-DEF 250.000 16667.000
Entrade COM 29382L100 51 13415.000SH SH-DEF 300.000 13115.000
Entravision Comm CL A COM 29382R107 582 33500.000SH SH-DEF 33500.000
Everest Re Group Ltd COM G3223R108 3395 68595.000SH SH-DEF 6875.000 61720.000
Exxon Mobil COM 30231G102 39825 446845.149SH SH-DEF 18192.000 428653.149
FPL Group COM 302571104 322 4897.000 SH SH-DEF 4897.000
Federal Agricultural Mtge Cl C COM 313148306 7615 432040.000SH SH-DEF 11900.000 420140.000
Federal Home Loan Mortgage Cor COM 313400301 659 12187.000SH SH-DEF 12187.000
Federal National Mortgage Assn COM 313586109 24896 348191.000SH SH-DEF 16650.000 331541.000
Federated Department Stores COM 31410H101 2428 92939.000SH SH-DEF 800.000 92139.000
First Data COM 319963104 6614 169321.000SH SH-DEF 10550.000 158771.000
First Midwest Bancorp IL COM 320867104 58 2182.000 SH SH-DEF 2182.000
Firstar COM 33763V109 3626 162054.000SH SH-DEF 12276.000 149778.000
Fiserv COM 337738108 275 4587.000 SH SH-DEF 4587.000
FleetBoston Financial COM 339030108 922 23643.000SH SH-DEF 23643.000
Florida Progress COM 341109106 255 4816.000 SH SH-DEF 4816.000
Ford Motor Par $0.01 COM 345370860 254 10037.991SH SH-DEF 10037.991
Fortune Brands COM 349631101 210 7932.000 SH SH-DEF 1300.000 6632.000
Fox Entertainment Group Cl A COM 35138T107 4244 160150.000SH SH-DEF 11800.000 148350.000
Gannett COM 364730101 4607 86917.000SH SH-DEF 11182.000 75735.000
Gap COM 364760108 291 14480.000SH SH-DEF 14480.000
Gemstar-TV Guide International COM 36866W106 14565 167055.250SH SH-DEF 6654.000 160401.250
General Electric COM 369604103 80773 1400178.775SH SH-DEF 31400.000 1368778.775
General Mills COM 370334104 552 15544.000SH SH-DEF 294.000 15250.000
General Motors COM 370442105 782 12028.898SH SH-DEF 150.000 11878.898
Gentex COM 371901109 1000 40000.000SH SH-DEF 40000.000
Gillette COM 375766102 6963 225534.275SH SH-DEF 8856.000 216678.275
Grainger W W COM 384802104 5883 223580.000SH SH-DEF 6500.000 217080.000
HCA-Healthcare COM 404119109 574 15474.000SH SH-DEF 200.000 15274.000
Halliburton COM 406216101 149 3050.000 SH SH-DEF 3050.000
Harken Energy COM 412552101 13 20000.000SH SH-DEF 20000.000
Harland John H COM 412693103 361 23604.000SH SH-DEF 23604.000
Hartford Financial Services Gr COM 416515104 602 8250.000 SH SH-DEF 8250.000
Heinz H J COM 423074103 4717 127277.000SH SH-DEF 8428.000 118849.000
Heller Financial CL A COM 423328103 354 12400.000SH SH-DEF 12400.000
Hershey Foods COM 427866108 271 5005.000 SH SH-DEF 5005.000
Hewlett-Packard COM 428236103 2217 22856.000SH SH-DEF 601.000 22255.000
Hexcel COM 428291108 540 40400.000SH SH-DEF 1000.000 39400.000
Home Depot COM 437076102 14209 267771.500SH SH-DEF 18886.000 248885.500
Honeywell International COM 438516106 9767 274159.750SH SH-DEF 10779.000 263380.750
Household International COM 441815107 25985 458892.000SH SH-DEF 20436.000 438456.000
Hudson City Bancorp COM 443683107 170 10000.000SH SH-DEF 10000.000
Human Genome Sciences COM 444903108 623 3600.000 SH SH-DEF 3600.000
Huntington Bancshares COM 446150104 2083 141804.000SH SH-DEF 141804.000
IDEC Pharmaceuticals COM 449370105 210 1196.000 SH SH-DEF 1196.000
IDEX COM 45167R104 2924 104648.500SH SH-DEF 225.000 104423.500
IMS Health COM 449934108 7057 340103.000SH SH-DEF 9715.000 330388.000
Illinois Tool Works COM 452308109 3936 70436.000SH SH-DEF 10400.000 60036.000
Infinity Broadcasting Cl A COM 45662S102 3084 93450.000SH SH-DEF 10600.000 82850.000
Intel COM 458140100 44437 1069151.620SH SH-DEF 38480.000 1030671.620
International Business Machine COM 459200101 71284 633637.000SH SH-DEF 21494.000 612143.000
International Rectifier COM 460254105 1083 21450.000SH SH-DEF 550.000 20900.000
Intertrust Technologies COM 46113Q109 350 29040.000SH SH-DEF 29040.000
JDS Uniphase COM 46612J101 391 4125.000 SH SH-DEF 100.000 4025.000
John Nuveen Co Cl-A COM 478035108 880 18200.000SH SH-DEF 18200.000
Johnson & Johnson COM 478160104 42270 449979.314SH SH-DEF 19008.000 430971.314
K2 COM 482732104 48 5332.000 SH SH-DEF 5332.000
Kemet COM 488360108 518 18760.000SH SH-DEF 18760.000
Kimberly Clark COM 494368103 4180 74895.000SH SH-DEF 3416.000 71479.000
Knight Ridder COM 499040103 1382 27200.000SH SH-DEF 27200.000
Koninklijke Philips Elect New SPON ADR 500472303 15629 367751.880SH SH-DEF 16480.840 351271.040
Kroger COM 501044101 2078 92102.000SH SH-DEF 1800.000 90302.000
L-3 Communications Holdings COM 502424104 4966 87886.000SH SH-DEF 5900.000 81986.000
LG & E Energy COM 501917108 333 13621.000SH SH-DEF 13621.000
Leggett & Platt COM 524660107 320 20248.000SH SH-DEF 20248.000
Lehman Brothers Holdings COM 524908100 490 3319.000 SH SH-DEF 3319.000
Lilly Eli COM 532457108 2747 33858.000SH SH-DEF 33858.000
Lincoln National COM 534187109 1280 26602.000SH SH-DEF 26602.000
Lockheed Martin COM 539830109 5537 167983.000SH SH-DEF 7650.000 160333.000
Lowe's Companies COM 548661107 1883 41950.000SH SH-DEF 700.000 41250.000
Lucent Technologies COM 549463107 19573 640410.677SH SH-DEF 25419.000 614991.677
Lyondell Chemical COM 552078107 352 29800.000SH SH-DEF 29800.000
MAF Bancorp COM 55261R108 329 13227.000SH SH-DEF 13227.000
MB Financial COM 55263D107 1110 81840.000SH SH-DEF 81840.000
MBIA COM 55262C100 10751 151157.000SH SH-DEF 4400.000 146757.000
MBNA COM 55262L100 1811 47037.000SH SH-DEF 375.000 46662.000
MCN Energy Group COM 55267J100 443 17271.870SH SH-DEF 344.820 16927.050
MGIC Investment COM 552848103 2349 38427.000SH SH-DEF 3997.000 34430.000
MONY Group COM 615337102 1332 33392.000SH SH-DEF 300.000 33092.000
Mallinckrodt COM 561232109 232 5094.000 SH SH-DEF 5094.000
Marsh & McLennan COM 571748102 958 7220.000 SH SH-DEF 7220.000
Marshall & Ilsley COM 571834100 260 5191.000 SH SH-DEF 5191.000
Masco COM 574599106 646 34700.000SH SH-DEF 5400.000 29300.000
Mattel COM 577081102 264 23631.825SH SH-DEF 23631.825
May Department Stores COM 577778103 610 29737.000SH SH-DEF 29737.000
McCormick Non-Voting COM 579780206 3092 103948.000SH SH-DEF 103948.000
McDonalds COM 580135101 32861 1088573.780SH SH-DEF 48850.000 1039723.780
McGraw Hill Companies COM 580645109 877 13800.000SH SH-DEF 13800.000
Medimmune COM 584699102 1396 18065.000SH SH-DEF 18065.000
Medtronic COM 585055106 2673 51589.000SH SH-DEF 4050.000 47539.000
Mellon Financial COM 58551A108 1345 29000.000SH SH-DEF 29000.000
Merck COM 589331107 58950 791938.596SH SH-DEF 28095.000 763843.596
Metricom COM 591596101 1218 47300.000SH SH-DEF 950.000 46350.000
Metro-Goldwyn-Mayer COM 591610100 1541 64196.000SH SH-DEF 1328.000 62868.000
Microsoft COM 594918104 37786 626511.000SH SH-DEF 32800.000 593711.000
Midas COM 595626102 686 49022.000SH SH-DEF 49022.000
Millennium Pharmaceuticals COM 599902103 278 1900.000 SH SH-DEF 400.000 1500.000
Minnesota Mining & Manufacturi COM 604059105 6510 71445.000SH SH-DEF 1725.000 69720.000
Molex COM 608554101 227 4162.000 SH SH-DEF 4162.000
Morgan J P COM 616880100 7969 48777.000SH SH-DEF 1003.000 47774.000
Morgan Stanley Dean Witter & C COM 617446448 3020 33028.000SH SH-DEF 33028.000
Motorola COM 620076109 32068 1135137.511SH SH-DEF 66219.000 1068918.511
Murphy Oil COM 626717102 478 7375.000 SH SH-DEF 7375.000
Mylan Laboratories COM 628530107 3635 134951.000SH SH-DEF 1950.000 133001.000
NICOR COM 654086107 254 7027.000 SH SH-DEF 7027.000
Nabisco Group Holdings COM 62952P102 4289 150490.000SH SH-DEF 15900.000 134590.000
Nabors Industries COM 629568106 6436 122825.000SH SH-DEF 9150.000 113675.000
National-Oilwell COM 637071101 2226 71225.000SH SH-DEF 10275.000 60950.000
Network Associates COM 640938106 2076 91747.000SH SH-DEF 1900.000 89847.000
Network Equipment Technologies COM 641208103 118 11000.000SH SH-DEF 11000.000
New York Times Cl A COM 650111107 1156 29411.000SH SH-DEF 29411.000
Newell Rubbermaid COM 651229106 2057 90163.000SH SH-DEF 4825.000 85338.000
Nortel Networks COM 656568102 23290 391020.909SH SH-DEF 11266.000 379754.909
North Fork Bancorporation COM 659424105 746 34500.000SH SH-DEF 34500.000
Northern Trust COM 665859104 30877 347417.000SH SH-DEF 20000.000 327417.000
Northfield Laboratories COM 666135108 684 54150.000SH SH-DEF 1850.000 52300.000
Northwestern Corporation COM 668074107 659 33775.000SH SH-DEF 2100.000 31675.000
NovaMed Eyecare COM 66986W108 30 11133.000SH SH-DEF 11133.000
Old Kent Financial COM 679833103 662 22892.000SH SH-DEF 22892.000
Old Republic International COM 680223104 8415 349730.000SH SH-DEF 18146.000 331584.000
Omnicom Group COM 681919106 4648 63719.000SH SH-DEF 63719.000
Oracle COM 68389X105 7158 90889.000SH SH-DEF 3175.000 87714.000
PNC Financial Services Group COM 693475105 3921 60327.000SH SH-DEF 850.000 59477.000
PPG Industries COM 693506107 230 5783.000 SH SH-DEF 5783.000
PSINet COM 74437C101 270 28000.000SH SH-DEF 800.000 27200.000
Palm COM 696642107 243 4590.830 SH SH-DEF 300.000 4290.830
Patterson Dental COM 703412106 928 41250.000SH SH-DEF 41250.000
Paychex COM 704326107 4242 80797.000SH SH-DEF 80797.000
Pennaco Energy COM 708046107 174 10000.000SH SH-DEF 10000.000
Penton Media COM 709668107 574 20859.000SH SH-DEF 20859.000
Peoples Energy COM 711030106 737 22085.894SH SH-DEF 22085.894
Peoplesoft COM 712713106 225 8050.000 SH SH-DEF 350.000 7700.000
PepsiCo COM 713448108 23806 517518.000SH SH-DEF 17725.000 499793.000
Pfizer COM 717081103 36801 818944.055SH SH-DEF 28687.000 790257.055
Pharmacia COM 71713U102 4353 72318.750SH SH-DEF 1850.000 70468.750
Philip Morris COM 718154107 4249 144354.000SH SH-DEF 2850.000 141504.000
Phillips Petroleum COM 718507106 276 4400.000 SH SH-DEF 4400.000
Photogen Technologies COM 71932A101 107 25150.000SH SH-DEF 25150.000
Pitney Bowes COM 724479100 2820 71500.000SH SH-DEF 3200.000 68300.000
Plains Resouces COM 726540503 189 10000.000SH SH-DEF 10000.000
Plantronics COM 727493108 6157 162037.000SH SH-DEF 3700.000 158337.000
Procter & Gamble COM 742718109 32685 487840.000SH SH-DEF 16590.000 471250.000
Puget Sound Energy COM 745332106 932 36734.000SH SH-DEF 900.000 35834.000
QLogic COM 747277101 493 5600.000 SH SH-DEF 5600.000
QUALCOMM COM 747525103 478 6713.000 SH SH-DEF 195.000 6518.000
Quaker Oats COM 747402105 2174 27475.457SH SH-DEF 27475.457
Qwest Communications Intl COM 749121109 3380 70335.301SH SH-DEF 3246.000 67089.301
R&B Falcon COM 74912E101 598 21463.000SH SH-DEF 21463.000
Ralston Purina Group COM 751277302 593 25024.000SH SH-DEF 25024.000
Reliant Energy COM 75952J108 667 14340.000SH SH-DEF 500.000 13840.000
Rite Aid COM 767754104 245 61300.000SH SH-DEF 61300.000
Royal Dutch Petroleum NY Shs REG GLD 1.25 780257804 8910 148656.000SH SH-DEF 800.000 147856.000
Rural Cellular Cl A COM 781904107 341 5000.000 SH SH-DEF 5000.000
SBC Communications COM 78387G103 27961 559226.282SH SH-DEF 28506.000 530720.282
SYNAVANT COM 87157A105 116 17316.500SH SH-DEF 485.000 16831.500
Safeway COM 786514208 19219 411660.000SH SH-DEF 34550.000 377110.000
San Juan Basin Royalty Trust UNIT BEN INT 798241105 333 28000.000SH SH-DEF 28000.000
Sara Lee COM 803111103 1909 93976.998SH SH-DEF 93976.998
Schering - Plough COM 806605101 13358 287268.114SH SH-DEF 21810.000 265458.114
Schlumberger Ltd COM 806857108 30947 375964.000SH SH-DEF 20815.000 355149.000
Scripps E W Cl A COM 811054204 2265 41950.000SH SH-DEF 1200.000 40750.000
Seagrams Co Ltd COM 811850106 1170 20374.000SH SH-DEF 600.000 19774.000
Sealed Air COM 81211K100 1230 27175.000SH SH-DEF 2750.000 24425.000
Sears Roebuck COM 812387108 672 20718.000SH SH-DEF 20718.000
Siebel Systems COM 826170102 4323 38836.000SH SH-DEF 400.000 38436.000
Sirius Satellite Radio COM 82966U103 1420 26860.000SH SH-DEF 600.000 26260.000
Six Flags COM 83001P109 1004 64750.000SH SH-DEF 16750.000 48000.000
Solectron COM 834182107 3010 65250.000SH SH-DEF 21000.000 44250.000
Southdown COM 841297104 216 3030.000 SH SH-DEF 3030.000
Southern Company COM 842587107 321 9890.000 SH SH-DEF 9890.000
Southwest Gas COM 844895102 234 11181.000SH SH-DEF 11181.000
Sprint FON Group COM 852061100 1028 35069.000SH SH-DEF 1200.000 33869.000
Sprint PCS Group Ser 1 COM 852061506 1633 46585.000SH SH-DEF 1100.000 45485.000
Starbucks COM 855244109 9427 235301.000SH SH-DEF 25662.000 209639.000
Stryker COM 863667101 472 11000.000SH SH-DEF 11000.000
Suiza Foods COM 865077101 367 7235.000 SH SH-DEF 7235.000
Sun Microsystems COM 866810104 6838 58570.000SH SH-DEF 2100.000 56470.000
SunGard Data Systems COM 867363103 2285 53365.000SH SH-DEF 10250.000 43115.000
Suntrust Banks COM 867914103 348 6980.000 SH SH-DEF 6980.000
Superior Industries Intl COM 868168105 1776 59200.000SH SH-DEF 1900.000 57300.000
Sysco COM 871829107 417 9012.000 SH SH-DEF 9012.000
TXU COM 873168108 1864 47052.000SH SH-DEF 50.000 47002.000
Target COM 87612E106 778 30362.000SH SH-DEF 1000.000 29362.000
Tellabs COM 879664100 13519 283115.000SH SH-DEF 21775.000 261340.000
Tenet Healthcare COM 88033G100 800 22000.000SH SH-DEF 22000.000
Terayon Communication Systems COM 880775101 911 26850.000SH SH-DEF 580.000 26270.000
Texaco COM 881694103 2763 52630.000SH SH-DEF 1400.000 51230.000
Texas Instruments COM 882508104 414 8782.000 SH SH-DEF 1200.000 7582.000
Thermo Electron COM 883556102 1058 40699.000SH SH-DEF 40699.000
Tiffany COM 886547108 3875 100492.000SH SH-DEF 100492.000
Time Warner COM 887315109 49836 636882.000SH SH-DEF 42040.000 594842.000
Toro COM 891092108 788 25000.000SH SH-DEF 25000.000
Transocean Sedco Forex ORD G90078109 2473 42177.520SH SH-DEF 396.000 41781.520
Tremont Advisers Cl B COM 894729201 169 14062.000SH SH-DEF 14062.000
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Tribune COM 896047107 19517 447382.000SH SH-DEF 16150.000 431232.000
Tricon Global Restaurants COM 895953107 514 16789.000SH SH-DEF 16789.000
Tyco International Ltd COM 902124106 1484 28616.000SH SH-DEF 28616.000
U S Bancorp COM 902973106 813 35736.000SH SH-DEF 35736.000
USA Networks COM 902984103 1876 85500.000SH SH-DEF 85500.000
Unicom COM 904911104 592 10533.831SH SH-DEF 500.000 10033.831
Union Pacific COM 907818108 188 4839.000 SH SH-DEF 4839.000
United States Cellular COM 911684108 490 7000.000 SH SH-DEF 7000.000
United Technologies COM 913017109 2061 29760.000SH SH-DEF 200.000 29560.000
Universal Foods COM 913538104 440 21576.000SH SH-DEF 21576.000
Unocal COM 915289102 553 15605.000SH SH-DEF 15605.000
ValueVision International Cl A COM 92047K107 5839 232401.000SH SH-DEF 20100.000 212301.000
Verizon Communications COM 92343V104 12184 251531.528SH SH-DEF 11139.000 240392.528
ViaSat COM 92552V100 649 29000.000SH SH-DEF 29000.000
Viacom Cl B COM 925524308 24301 415398.420SH SH-DEF 25735.000 389663.420
Wal Mart Stores COM 931142103 13484 280190.789SH SH-DEF 19900.000 260290.789
Walgreen COM 931422109 6656 175447.000SH SH-DEF 8360.000 167087.000
Washington Post Class B COM 939640108 1665 3155.000 SH SH-DEF 3155.000
Waste Management COM 94106L109 1338 76734.000SH SH-DEF 76734.000
Watson Pharmaceuticals COM 942683103 211 3254.000 SH SH-DEF 3254.000
Webmethods COM 94768C108 487 4227.000 SH SH-DEF 4227.000
Wells Fargo COM 949746101 3923 85405.000SH SH-DEF 1200.000 84205.000
Westwood One COM 961815107 3040 141800.000SH SH-DEF 3000.000 138800.000
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Whitman COM 96647R107 2916 252189.000SH SH-DEF 252189.000
Whitney Holding COM 966612103 36 1000.000 SH SH-DEF 1000.000
Williams-Sonoma COM 969904101 1483 42673.000SH SH-DEF 42673.000
Wisconsin Energy COM 976657106 219 11000.000SH SH-DEF 11000.000
WorldCom COM 98157D106 23711 780618.000SH SH-DEF 43742.000 736876.000
Wrigley William COM 982526105 5663 75634.000SH SH-DEF 800.000 74834.000
Xcel Energy COM 98389B100 677 24625.300SH SH-DEF 441.750 24183.550
Xerox COM 984121103 751 49849.000SH SH-DEF 150.000 49699.000
Yahoo! COM 984332106 348 3826.000 SH SH-DEF 3826.000
Z-Tel Technologies COM 988792107 73 10000.000SH SH-DEF 10000.000
Cedar Fair Ltd Prtnshp DEP UNIT 150185106 5675 307776.000SH SH-DEF 1400.000 306376.000
Kinder Morgan Energy Partners UT LTD PART 494550106 237 5000.000 SH SH-DEF 5000.000
Newhall Land & Farming DEP REC 651426108 328 13934.000SH SH-DEF 2022.000 11912.000
Alcatel Spon ADR SPON ADR 013904305 2033 32340.000SH SH-DEF 1825.000 30515.000
BP Amoco PLC Spon ADR SPON ADR 055622104 16124 304223.882SH SH-DEF 164.000 304059.882
ENI SpA ADR SPON ADR 26874R108 3542 66900.000SH SH-DEF 3350.000 63550.000
Elan PLC Spon ADR ADR 284131208 33402 610080.000SH SH-DEF 48888.000 561192.000
Ericsson L M Telephone CL B ADR 294821400 892 60221.556SH SH-DEF 19155.556 41066.000
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Matsushita Electric Industrial ADR 576879209 342 1302.000 SH SH-DEF 1302.000
Nokia ADR Cl A SPON ADR 654902204 1059 26591.000SH SH-DEF 600.000 25991.000
Petroleum Geo-Services Spon AD SPON ADR 716597109 897 52000.000SH SH-DEF 52000.000
PrimaCom AG Spon ADR SPON ADR 74154N108 736 52600.000SH SH-DEF 400.000 52200.000
Shell Trans & Trading Pub Ltd NY SH NEW 822703609 264 5400.000 SH SH-DEF 5400.000
Smithkline Beecham PLC ADR ADR REP ORD 832378301 1664 24244.000SH SH-DEF 24244.000
Telefonica SA ADR SPON ADR 879382208 2743 46143.957SH SH-DEF 46143.957
Telefonos de Mexico SA Ser L A SPON ADR 879403780 1961 36867.000SH SH-DEF 36867.000
Teva Pharmaceutical Industries ADR 881624209 494 6750.000 SH SH-DEF 1000.000 5750.000
Vodafone Group PLC Sp ADR SPON ADR 92857W100 26517 716680.000SH SH-DEF 36790.000 679890.000
Cendant PRIDES Rts Ex 2/14/01 RT 151313111 160 25350.000SH SH-DEF 2900.000 22450.000
Elan PLC Cl A Wts Ex 12/01 WT 284131703 6181 83250.000SH SH-DEF 2500.000 80750.000
Federated Dept Sts Wts Ex12/01 WT 31410H127 700 153500.000SH SH-DEF 16000.000 137500.000
FleetBoston Financial Wts Ex1/ WT 339030116 391 11224.000SH SH-DEF 1000.000 10224.000
Gaylord Container Wts Ex 11/02 WT 368145116 21 18751.000SH SH-DEF 18751.000
Merrill Lynch Biotech HOLDRs DEP REC 09067D201 234 1200.000 SH SH-DEF 1200.000
NASDAQ- 100 Shares UNIT SR 1 631100104 179 2019.000 SH SH-DEF 2019.000
Mid Cap SPDR TR UNIT SR 1 595635103 28 285.000 SH SH-DEF 285.000
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