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OMB APPROVAL
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- ------ OMB Number: 3235-0362
FORM 5 Expires: September 30, 1998
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hours per response .... 1.0
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/ / Check box if no UNITED STATES SECURITIES AND EXCHANGE COMMISSION
longer subject to WASHINGTON, D.C. 20549
Section 16. Form
4 or Form 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
obligations may
continue. See Filed pursuant to Section 16(a) of the Securities
Instruction 1(b). Exchange Act of 1934,
/ / Form 3 Holdings Section 17(a) of the Public Utility
Reported Holding Company Act of 1935 or Section 30(f) of
/ / Form 4 the Investment Company Act
Transactions of 1940
Reported
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
Starwood Hotels & Resorts Worldwide, Inc. to Issuer (Check all applicable)
Kozlowski, Dennis L. /Starwood Hotels & Resorts X Director 10% Owner
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(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- title --- below)
Tyco International, Ltd. Number of Reporting Month/Year below)
1 Town Center Road Person (Voluntary) December 1999
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(Street) 5. If Amendment, --------------------------------------
Boca Raton FL 33486-1010 Date of Original 7. Individual or Joint/Group Reporting
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X Form filed by One Reporting Person
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Form filed by More than One
Reporting Person
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(City) (State) (Zip) TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
USA
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4, and 5) cially Owned at Form: direct
(Instr. 8) end of Issuer's Direct Benefi-
Fiscal Year (D) or cial
Day/ -------------------------- (Instr. 3 and 4) Indirect Owner-
Year) Amount (A) or Price (I) ship
(D) (Instr. 4) (Instr.
4)
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Shares(1) 09/01/99 P 10,000 A $24.2620 10,000 D
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*If the form is filed by more than one reporting person, see instruction 4(b)(v).
(Over)
SEC 2270(7-96)
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FORM 5 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4 Year) ity
Security and 5) (Instr. 5)
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Date Expira- Amount or
--------------- Exer- tion Title Number of
(A) (D) cisable Date Shares
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Option to Purchase Shares(1) $32.8750 04/15/99 A(2) 949 04/15/99 04/15/09 Shares(1) 949
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Option to Purchase Shares(1) $29.7500 06/30/99 A(2) 4,500 06/30/99 06/30/09 Shares(1) 4,500
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9. Number of 10. Ownership 11. Nature of
Derivative of Derivative Indirect
Securities Security: Beneficial
Beneficially Direct (D) Ownership
Owned at End or Indirect (l) (Instr. 4)
of Year (Instr. 4)
(Instr. 4)
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949 D
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4,500 D
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Explanation of Responses:
Reporting Person Kozlowski, L. Dennis
Issuer Name Starwood Hotels & Resorts Worldwide, Inc./Starwood Hotels & Resorts
Address Tyco International, Ltd.
1 Town Center Road
Boca Raton, FL 33486-1010
USA
Identification Number
(1) Pursuant to an agreement between Starwood Hotels & Resorts Worldwide, Inc., a Maryland corporation (the "Corporation") and
Starwood Hotels & Resorts, a Maryland real estate investment trust (the "Trust" and, together with the Corporation, "Starwood"),
each holder of shares of common stock, par value $.01 per share, of the Corporation (each, a "Corporation Share") owns an
equivalent number of shares of Class B shares of beneficial interest, par value $.01 per share, of the Trust (each, a "Trust
Share"). Corporation Shares and Trust Shares may be held and traded only in units ("Shares") consisting of one Corporation Share
and one Trust Share.
(2) Under the terms of Starwood's long-term incentive plan (the "LTIP"), certain eligible Directors of Starwood receive an annual
grant of options to purchase Shares in amounts specified by the LTIP.
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ L. Dennis Kozlowski 2/1/00
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- -------
**Signature of Reporting Person Date
Note: File three copies of this Form, one of which must be manually signed. Page 2
If space provided is insufficient, see Instruction 6 for procedure. SEC 2270(7-96)
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the
form displays a currently valid OMB number.
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