<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 15)
EXCALIBUR TECHNOLOGIES CORPORATION
(Name of Issuer)
Common Stock, Par Value, $.01 Per Value
(Title of Class of Securities)
300651-20-5
(CUSIP Number)
ALLEN & COMPANY INCORPORATED
Attention: Gaetano J. Casillo
711 Fifth Avenue, New York, New York 10022, (212) 832-8000
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
June 27, 1997
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13-d-1(b)(3) or (4), check the following
box [ ].
Check the following box if a fee is being paid with the statement [ ]. (A fee
is not required only if the reporting person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are
to be sent.
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purposes of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 61
<PAGE>
<PAGE>
- --------------------- -----------------
CUSIP No. 300651-20-5 Page 2 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Allen & Company Incorporated
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
3,777,846 shares (including 271,800 shares of Common Stock issuable upon
conversion of 27,180 shares of Cumulative Convertible Preferred Stock)
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
3,777,846 shares (including 271,800 shares of Common Stock issuable upon
conversion of 27,180 shares of Cumulative Convertible Preferred Stock)
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,777,846 shares (including 271,800 shares of Common Stock issuable upon
conversion of 27,180 shares of Cumulative Convertible Preferred Stock)
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [X]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
28.5%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO,BD
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 3 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Allen Holding Inc.
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- ------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
3,777,846 shares indirectly owned (including 271,800 shares of Common
Stock issuable upon conversion of 27,180 shares of Cumulative Convertible
Preferred Stock)
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
28.5%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
HC
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 4 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Allen Value Partners L.P.
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
267,096 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
267,096 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
267,096 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [X]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.1%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 5 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Allen Value Limited
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
31,904 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
31,904 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
31,904 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 6 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
The Estate of Herbert Allen
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
16,000 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
16,000 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,000 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO/TR
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)
<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 7 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Bruce Allen
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
15,800 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
15,800 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
15,800 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 8 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Bradley Roberts
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
6,343
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
6,343
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,343
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.05%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 9 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Herbert A. Allen
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
314,915 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
314,915 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
314,915 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.4%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 10 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Susan K. Allen
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
200,000 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
200,000 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
200,000 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.5%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 11 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Richard M. Crooks, Jr.
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
390,713 shares (includes 100,000 Common Stock Purchase Options.)
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
390,713 shares (includes 100,000 Common Stock Purchase Options.)
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
390,713 shares (includes 100,000 Common Stock Purchase Options.)
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.0%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 12 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Thalia V. Crooks
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Greece
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
148,500
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
148,500
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
148,500
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.1%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 13 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Philip Scaturro
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
3,000 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
3,000 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,000 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.02%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 14 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Walter T. O'Hara, Jr.
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
14,000 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
14,000 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,000 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 15 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Robert J. Kurz
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
6,500 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
6,500 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,500 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.05%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 16 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Robert Mackie
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
10,000 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
10,000 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,000 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.08%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 17 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Mary L. Cullen
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
5,000 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
5,000 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,000 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.04%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 18 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Richard L. Fields
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
1,000 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
1,000 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,000 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.01%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 19 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Enrique F. Senior
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cuba
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
10,000 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
10,000 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,000 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.08%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)<PAGE>
<PAGE>
- --------------------- ------------------
CUSIP No. 300651-20-5 Page 20 of 61 Pages
- --------------------- ------------------
==============================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE
PERSON
Thomas S.T. Gimble as Trustee U/A of Trust dated 4/25/88 created by
Enrique F. Senior
- -----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
- -----------------------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
- -----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
- -----------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- -----------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
- -----------------------------------------------------------------------------
7 SOLE VOTING POWER
3,000 shares
- -----------------------------------------------------------------------------
8 SHARED VOTING POWER
0
- -----------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
3,000 shares
- -----------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
- -----------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,000 shares
- -----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
- -----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.02%
- -----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO-Trust
==============================================================================
*SEE INSTRUCTIONS BELOW BEFORE FILLING OUT!
SEC 1746 (9-88)
<PAGE>
<PAGE> Page 21 of 61 Pages
AMENDMENT NO. 15 TO
SCHEDULE 13D
Item 3. Source and Amount of Funds or Other Consideration
The aggregate purchase price of the shares of the Issuer's Common
Stock ("Shares") purchased by the Reporting Persons as reported in Item 5 (c)
of this schedule 13D were as follows:
Name of Reporting Person Aggregate Purchase Price
- ------------------------ ------------------------
Susan K. Allen $493,750
Item 5. Interest in Securities of the Issuer
(a) As of the close of business on July 18, 1997, the Reporting
Persons, by virtue of the language of Rule 13d-3(d)(1)(i), may be deemed to
own beneficially in the aggregate the number and percentage of the Issuer's
Common Stock set forth below (based upon the Issuers Proxy Statement dated May
29, 1997, which reported that the number of shares of Common Stock outstanding
as of that date was 13,006,335.
Shares of
Name Common Stock Percentage
- ----- ------------- -----------
Allen & Company Incorporated 3,777,846(1) 28.5%
Allen Holding Inc. 3,777,846(1)(2) 28.5%
Allen Value Partners L.P. 267,096 2.1%
Allen Value Limited 31,904 0.2%
The Estate of Herbert Allen 16,000 0.1%
Bruce Allen 15,800 0.1%
Bradley Roberts 6,343 0.05%
Herbert A. Allen 314,915 2.4%
Susan K. Allen 200,000 1.5%
Richard M. Crooks, Jr. 390,713(3) 3.0%
Thalia V. Crooks 148,500 1.1%
Philip Scaturro 3,000 0.02%
Walter T. O'Hara, Jr. 14,000 0.1%
Robert J. Kurz 6,500(4) 0.05%
Robert Mackie 10,000 0.08%
Mary L. Cullen 5,000 0.04%
Richard L. Fields 1,000 0.01%
Enrique F. Senior 10,000 0.08%
Thomas S.T. Gimble as Trustee
U/A of Trust dated 4/25/88
created by Enrique F. Senior 3,000 0.02%
(1) This figure includes 271,800 shares of Common Stock issuable upon
conversion of 27,180 shares of Cumulative Convertible Preferred Stock.
(2) Owned indirectly through Allen & Company Incorporated, its wholly owned
subsidiary.
(3) Includes 100,000 Common Stock Purchase Options
<PAGE> Page 22 of 61 Pages
(4) Includes 1,500 shares held by Mr. Kurz as custodian for three minor
children, as to which beneficial ownership is disclaimed.
(b) Each of the Reporting Persons listed in the table appearing in
Item 5(a) of this Schedule 13D has the sole power to vote or to direct the
vote and the sole power to dispose or direct the disposition of the number of
shares of Common Stock set forth opposite such reporting person's name in such
table except Allen Holding Inc., which owns shares of Common Stock of the
Issuer indirectly by virtue of owning all of the outstanding shares of capital
stock of Allen & Company Incorporated.
A wholly-owned subsidiary of Allen Holding Inc. owns all of the
equity of Allen Value Inc. (general partner of the general partner of Allen
Value Partners L.P.), and, accordingly, Allen Holding Inc. may be deemed to
own beneficially the shares set forth opposite Allen Value Partners L.P., in
such table. An officer of Allen Holding Inc,. is a director of Allen Value
Limited, and Allen Value Inc. manages the investments of Allen Value Limited
under a management agreement; accordingly, Allen Holding Inc, may be deemed to
own beneficially the shares set forth opposite Allen Value Limited in such
table. An officer of Allen Value Inc. is also an officer and director of
Allen Value Limited.
(c) the following Reporting Persons are filing this report on the
Schedule 13D because they purchased shares of Common Stock of the Issuer in
open-market transactions. The following sets forth the transactions effected
during the past 60 days as set forth in the following table:
Trade Number of Price Per
Name Date Shares Share
- ------- -------- ---------- ----------
Susan K. Allen 6/27/97 100,000 $4.9375
Trades made by Allen & Company Incorporated in the past 60 days in their
capacity as a market maker are reflected in Exhibit D attached hereto and
incorporated by reference herein.
Item 7. Material Filed as Exhibits
Exhibit A: Officers and Directors of Allen Holding Inc. and
Allen & Company Incorporated.
Exhibit B: General Partner of Allen Value Partners L.P.
Exhibit C: Officers and Directors of Allen Value Limited.
Exhibit D: Market Maker Transactions within the last 60 days by
Allen & Company Incorporated.
<PAGE>
<PAGE> Page 23 of 61 Pages
After reasonable inquiry and to the best of our knowledge and
belief, we certify that the information set forth in this statement is true,
complete and correct.
Dated: July 18, 1997
ALLEN & COMPANY INCORPORATED
By: /s/ Gaetano Casillo By: /s/ Robert Mackie
- --------------------------- -------------------------------
Gaetano Casillo Robert Mackie
ALLEN HOLDING INC Thomas S.T. Gimble as Trustee
U/A of Trust dated 4/25/88 created
By: /s/ Gaetano Casillo by Enrique F. Senior
- -----------------------------
Gaetano Casillo By: /s/ Enrique F. Senior
-----------------------------------
Enrique F. Senior
ALLEN VALUE PARTNERS L.P.
By: Allen Philton L.P.
Its General Partner
By: Allen Value, Inc.
Its General Partner
By: /s/ James W. Quinn By: /s/ Bruce Allen
- ------------------------------ -----------------------------------
James W. Quinn Bruce Allen
ALLEN VALUE LIMITED By: /s/ Bradley Roberts
-----------------------------------
By: /s/ James W. Quinn Bradley Roberts
- -----------------------------
James W. Quinn By: /s/ Robert J. Kurz
-----------------------------------
Robert J. Kurz
By: /s/ Richard M. Crooks, Jr.
- ----------------------------- By: /s/ Walter T. O'Hara, Jr.
Richard M. Crooks, Jr. -----------------------------------
Walter T. O'Hara, Jr.
By: /s/ Thalia V. Crooks
- ----------------------------- By: /s/ Mary L. Cullen
Thalia V. Crooks -----------------------------------
Mary L. Cullen
By: /s/ Philip Scaturro
- ------------------------------ By: /s/ Richard L. Fields
Philip Scaturro -----------------------------------
Richard L. Fields
By: /s/ Herbert A. Allen
- ------------------------------ By: /s/ Enrique F. Senior
The Estate of Herbert Allen ----------------------------
Enrique F. Senior
By: /s/ Herbert A. Allen
- ------------------------------
Herbert A. Allen
By: /s/ Susan K. Allen
- ------------------------------
Susan K. Allen
<PAGE>
<PAGE> Page 24 of 61 Pages
EXHIBIT A
OFFICERS AND DIRECTORS OF ALLEN & COMPANY INCORPORATED
<TABLE>
<S> <C> <C>
Name xx Business Principal Occupation (i.e.,
Address Position with Allen & Company
Incorporated
Herbert A. Allen x President, Managing Director,
Director, Chief Executive Officer
Herbert A. Allen III x Vice President, Director
Grace Allen x Director
Eran S. Ashany x Vice President, Director
Jonathan S. Bean x Vice President
Robert E. Beers x Vice President
Edmund M. Bleich x Vice President
Denise Calvo-Silver x Vice President, Director
Dominick J. Cantalupo x Co-Chief Operations Officer, Vice
President
Marvyn Carton x Director - Emeritus
Gaetano J. Casillo x Chief Compliance Officer, Vice
President
Robert H. Cosgriff x Chief Administrative Officer,
Executive Vice President,
Managing Director, Director
Richard M. Crooks, Jr. x Director
Thalia V. Crooks x Vice President, Director
Mary L. Cullen x Vice President, Secretary,
Director
Orin F. Devereux x Vice President, Director
Howard M. Felson x Assistant Secretary, Vice
President
Anthony J. Ferrante x Treasurer
Richard Fields x Executive Vice President,
Managing Director, Director
<PAGE>
<PAGE> Page 25 of 61 Pages
Name xx Business Principal Occupation (i.e.,
Address Position with Allen &
Company Incorporated
Paul A. Gould x Executive Vice President,
Managing Director, Director
John G. Hall x Vice President - Elect, Director
Daniel P. Harley x Vice President
John H. Josephson x Vice President, Director
Clark R. Keough x Vice President, Director
Donald R. Keough x Chairman of the Board, Director
Dara Khosrowshahi x Vice President, Director
Kaveh A. Khosrowshahi x Vice President, Director
Neal Kopp x Vice President
Irwin H. Kramer x Executive Vice President,
Managing Director, Director
Terry Allen Kramer x Director
Suzanne G. Kucera x Vice President - Elect, Director
Robert J. Kurz x Vice President
William F. Leimkuhler x Assistant Secretary, Vice
President General, Counsel
Jeffrey J. Logan x Vice President
Sharon K. Losee x Vice President
Dan W. Lufkin x Special Advisor to the Board of
Directors
Ellen F. Lynch x Vice President
Robert A. Mackie x Executive Vice President,
Managing Director, Director
James C. Maiden, Jr. x Vice President
Terence A. McCarthy x Co-Chief Operations Officer, Vice
President
Robert C. Miller x Vice President - Elect, Director
Brian J. Murphy x Vice President, Director
Louis J. Mustacchio x Vice President
<PAGE>
<PAGE> Page 26 of 61 Pages
Name xx Business Principal Occupation (i.e.,
Address Position with Allen &
Company Incorporated
Walter T. O'Hara, Jr. x Executive Vice President,
Managing Director, Director
Glenn A. Okun x Vice President, Director
Nancy B. Peretsman x Executive Vice President,
Managing Director, Director
Patrick S. Perry x Vice President, Director
Pamela M. Plager x Vice President, Director
Eugene Protash x Vice President, Assistant
Secretary
James W. Quinn x Chief Financial Officer,
Director, Vice President,
Assistant Secretary
Philip D. Scaturro x Executive Vice President,
Managing Director, Director
John A. Schneider x Executive Vice President,
Managing Director, Director
Enrique F. Senior x Executive Vice President,
Managing Director, Director
Stanley S. Shuman x Executive Vice President,
Managing Director, Director
John M. Simon x Executive Vice President,
Managing Director, Director
Daniel Selmonosky x Vice President, Director
Ian G. Smith x Vice President - Elect
Lauren M. Tyler x Vice President, Director
Dennis J. Warfield x Vice President,Chief Information
Officer
Kim M. Weiland x Vice President - Elect, Director
Edward D. Weinberger x Vice President, Director
Harold M. Wit x Executive Vice President,
Managing Director, Director
</TABLE>
x 711 Fifth Avenue, New York, New York 10022-3194.
xx All the Executive Officers and Directors of Allen & Company Incorporated
are U.S. citizens unless otherwise indicated.
<PAGE>
<PAGE> Page 27 of 61 Pages
<TABLE>
OFFICERS AND DIRECTORS
OF ALLEN HOLDING INC.
<S> <C> <C>
Name xx Business Principal Occupation (i.e.,
Address Position with Allen Holding Inc.)
Herbert A. Allen x President, Managing Director,
Director, Chief Executive Officer
Herbert A. Allen, III x Vice President, Director
Grace Allen x Director
Eran S. Ashany x Vice President
Jonathan S. Bean x Vice President - Elect
Robert E. Beers x Vice President - Elect
Edmund M. Bleich x Vice President
Denise Calvo-Silver x Vice President, Director
Dominick J. Cantalupo x Co-Chief Operations Officer, Vice
President
Marvyn Carton x Director - Emeritus
Gaetano J. Casillo x Chief Compliance Officer, Vice
President
Robert H. Cosgriff x Chief Administrative Officer,
Executive Vice President,
Managing Director, Director
Richard M. Crooks, Jr. x Director
Thalia V. Crooks x Vice President, Director
Mary L. Cullen x Vice President, Secretary,
Director
Orin F. Devereux x Vice President, Director
Howard M. Felson x Assistant Secretary, Vice
President
Anthony J. Ferrante x Treasurer
Richard L. Fields x Executive Vice President,
Managing Director, Director
Executive Vice President,
Managing Director, Director
<PAGE>
<PAGE> Page 28 of 61 Pages
Name xx Business Principal Occupation (i.e.,
Address Position with Allen & Company
Incorporated
John G. Hall x Vice President - Elect, Director
Daniel P. Harley x Vice President
John H. Josephson x Vice President, Director
Donald R. Keough x Chairman, Director
Clark R. Keough x Vice President, Director
Dara Khosrowshahi x Vice President, Director
Kaveh A. Khosrowshahi x Vice President, Director
Neal Kopp x Vice President
Irwin H. Kramer x Executive Vice President,
Managing Director, Director
Terry Allen Kramer x Director
Suzanne G. Kucera x Vice President - Elect, Director
Robert J. Kurz x Vice President
P. Don Lattimer x Executive Vice President,
Managing Director, Director
William F. Leimkuhler x Assistant Secretary, Vice
President General, Counsel
Jeffrey J. Logan x Vice President
Sharon K. Losee x Vice President
Dan W. Lufkin x Special Advisor to the Board of
Directors
Ellen F. Lynch x Vice President
Robert A. Mackie x Executive Vice President,
Managing Director, Director
James C. Maiden, Jr. x Vice President
Terence C. McCarthy x Co-Chief Operations Officer, Vice
President Vice President - Elect,
Director
Brian J. Murphy x Vice President, Director
Louis J. Mustacchio x Vice President
<PAGE>
<PAGE> Page 29 of 61 Pages
Name xx Business Principal Occupation (i.e.,
Address Position with Allen &
Company Incorporated
Walter T. O'Hara x Executive Vice President,
Managing Director, Director
Glenn A. Okun x Vice President, Director
Nancy B. Peretsman x Executive Vice President,
Managing Director, Director
Patrick S. Perry x Vice President, Director
Pamela M. Plager x Vice President, Director
Eugene Protash x Assistant Secretary, Vice
President
James W. Quinn x Chief Financial Officer, Vice
President, Assistant Secretary,
Director
Philip D. Scaturro x Executive Vice President,
Managing Director, Director
John A. Schneider x Executive Vice President,
Managing Director, Director
Daniel Selmonosky x Vice President, Director
Enrique F. Senior x Executive Vice President,
Managing Director, Director
Stanley S. Shuman x Executive Vice President,
Managing Director, Director
John M. Simon x Executive Vice President,
Managing Director, Director
Ian G. Smith x Vice President - Elect
Lauren M. Tyler x Vice President, Director
Dennis J. Warfield x Vice President, Chief Information
Officer
Kim M. Weiland x Vice President, Director
Edward D. Weinberger x Vice President, Director
Executive Vice President,
Managing Director, Director
</TABLE>
x 711 Fifth Avenue, New York, New York 10022-3194.
xx All the Executive Officers and Directors of Allen Holding
Inc. are U.S. citizens unless otherwise indicated.
<PAGE>
<PAGE> Page 30 of 61 pages
EXHIBIT B
The general partner of Allen Value Partners L.P.
Name Business Address
Allen Philton L.P., 711 Fifth Avenue
a Delaware limited partnership New York, New York 10022
<PAGE>
<PAGE> Page 31 of 61 pages
EXHIBIT C
OFFICERS AND DIRECTORS OF ALLEN VALUE LIMITED
Principal Occupation
(i.e., Position With
Name Business Address Allen Value Inc.)
James W. Quinn 711 Fifth Avenue
New York, NY 10022 President
Ms. Janet Smith c/o Appleby Spurling & Kempe
P.O. Box HM 1170
Hamilton, Bermuda Secretary
Ellen F. Lynch 711 Fifth Avenue Vice President,
New York, NY 10022 and Treasurer
Howard M. Felson 711 Fifth Avenue Vice President and
New York, NY 10022 Assistant Secretary
Eugene Protash 711 Fifth Avenue Vice President and
New York, NY 10022 Assistant Secretary
Messers. Quinn, Felson and Protash and Ms. Lynch are U.S. Citizens. Ms. Smith
is a citizen of Bermuda.
<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 32
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/08/97 05/13/97 S 6D E664347 300651205000 EXCA 100 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
05/08/97 05/13/97 S 6D E664347 300651205000 EXCA 200 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
05/08/97 05/13/97 S 6D E664347 300651205000 EXCA 300 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
05/08/97 05/13/97 S 6D E664347 300651205000 EXCA 400 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
05/08/97 05/13/97 S 6D E664347 300651205000 EXCA 500 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/08/97 05/13/97 S 6D E664347 300651205000 EXCA 1000 4.625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 33
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/08/97 05/13/97 S 6D E664347 300651205000 EXCA 1000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/09/97 05/14/97 S 6D E664347 300651205000 EXCA 450 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/09/97 05/14/97 S 6D E664347 300651205000 EXCA 500 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/12/97 05/15/97 B 6D E664347 300651205000 EXCA 300 4.625 1387.50
0020000519 161 005 G0129
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/12/97 05/15/97 S 6D E664347 300651205000 EXCA 600 5
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/12/97 05/15/97 S 6D E664347 300651205000 EXCA 1500 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 34
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/12/97 05/15/97 S 6D E664347 300651205000 EXCA 1915 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
05/13/97 05/16/97 B 6N E664347 300651205000 EXCA 10000 4.625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/13/97 05/16/97 S 6D E664347 300651205000 EXCA 2000 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/13/97 05/16/97 S 6D E664347 300651205000 EXCA 2000 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/14/97 05/19/97 S 6D E664347 300651205000 EXCA 200 4.625
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/14/97 05/19/97 S 6D E664347 300651205000 EXCA 500 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 35
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/14/97 05/19/97 S 6D E664347 300651205000 EXCA 1000 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/16/97 05/21/97 B 6N E664347 300651205000 EXCA 15000 4.625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/16/97 05/21/97 B 6D E664347 300651205000 EXCA 100 4.625
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/16/97 05/21/97 S 6D E664347 300651205000 EXCA 1000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/16/97 05/21/97 S 6D E664347 300651205000 EXCA 1000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/16/97 05/21/97 S 6D E664347 300651205000 EXCA 1000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/16/97 05/21/97 S 6D E664347 300651205000 EXCA 1000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET <PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 36
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/16/97 05/21/97 S 6D E664347 300651205000 EXCA 1100 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
05/16/97 05/21/97 S 6D E664347 300651205000 EXCA 3000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/16/97 05/21/97 S 6D E664347 300651205000 EXCA 5000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
05/19/97 05/22/97 S 6D E664347 300651205000 EXCA 500 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/19/97 05/22/97 S 6D E664347 300651205000 EXCA 500 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/19/97 05/22/97 S 6D E664347 300651205000 EXCA 2000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
05/20/97 05/23/97 B 6N E664347 300651205000 EXCA 214200 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECUR
I<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 37
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/20/97 05/23/97 B 6N E664347 300651205000 EXCA 445000 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/20/97 05/23/97 S 6N E664347 300651205000 EXCA 1000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/20/97 05/23/97 S 6N E664347 300651205000 EXCA 1000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/20/97 05/23/97 S 6N E664347 300651205000 EXCA 5000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/20/97 05/23/97 S 6N E664347 300651205000 EXCA 5000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/20/97 05/23/97 S 6N E664347 300651205000 EXCA 10000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/20/97 05/23/97 S 6N E664347 300651205000 EXCA 50000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 38
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/20/97 05/23/97 S 6N E664347 300651205000 EXCA 150000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/20/97 05/23/97 S 6D E664347 300651205000 EXCA 200 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/20/97 05/23/97 S 6D E664347 300651205000 EXCA 1000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/20/97 05/23/97 S 6D E664347 300651205000 EXCA 2500 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/20/97 05/23/97 S 6D E664347 300651205000 EXCA 3000 4.5625
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
05/20/97 05/23/97 S 6D E664347 300651205000 EXCA 8000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/20/97 05/23/97 S 6D E664347 300651205000 EXCA 10000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 39
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/20/97 05/23/97 S 6D E664347 300651205000 EXCA 20000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/20/97 05/23/97 S 6D E664347 300651205000 EXCA 25000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/20/97 05/23/97 S 6D E664347 300651205000 EXCA 30000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/20/97 05/23/97 S 6D E664347 300651205000 EXCA 30000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/22/97 05/28/97 B 6N E664347 300651205000 EXCA 70000 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/22/97 05/28/97 B 6N E664347 300651205000 EXCA 316000 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/22/97 05/28/97 S 6N E664347 300651205000 EXCA 25000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 40
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/22/97 05/28/97 B 6D E664347 300651205000 EXCA 100 4.1875
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/22/97 05/28/97 B 6D E664347 300651205000 EXCA 1000 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
05/22/97 05/28/97 B 6D E664347 300651205000 EXCA 3000 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
05/22/97 05/28/97 B 6D E664347 300651205000 EXCA 7000 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
05/22/97 05/28/97 B 6D E664347 300651205000 EXCA 8800 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
05/22/97 05/28/97 B 6D E664347 300651205000 EXCA 9300 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
05/22/97 05/28/97 B 6D E664347 300651205000 EXCA 10800 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA <PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 41
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/22/97 05/28/97 B 6D E664347 300651205000 EXCA 41200 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
05/22/97 05/28/97 S 6D E664347 300651205000 EXCA 100 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/22/97 05/28/97 S 6D E664347 300651205000 EXCA 300 4.3125
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/22/97 05/28/97 S 6D E664347 300651205000 EXCA 500 4.15625
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/22/97 05/28/97 S 6D E664347 300651205000 EXCA 700 4.1875
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/23/97 05/29/97 S 6N E664347 300651205000 EXCA 10000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 42
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/23/97 05/29/97 B 6D E664347 300651205000 EXCA 500 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/23/97 05/29/97 B 6D E664347 300651205000 EXCA 7500 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
05/27/97 05/30/97 B 6D E664347 300651205000 EXCA 200 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/27/97 05/30/97 B 6D E664347 300651205000 EXCA 5260 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/27/97 05/30/97 S 6D E664347 300651205000 EXCA 800 4.65625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/27/97 05/30/97 S 6D E664347 300651205000 EXCA 2000 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 43
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- ------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/27/97 05/30/97 S 6D E664347 300651205000 EXCA 10000 4.28125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/28/97 06/02/97 S 7N E664347 300651205000 EXCA 600000 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/28/97 06/02/97 B 6D E664347 300651205000 EXCA 100 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/28/97 06/02/97 B 6D E664347 300651205000 EXCA 200 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/28/97 06/02/97 B 6D E664347 300651205000 EXCA 400 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/28/97 06/02/97 B 6D E664347 300651205000 EXCA 600 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/28/97 06/02/97 S 6D E664347 300651205000 EXCA 100 5
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES <PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 44
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/28/97 06/02/97 S 6D E664347 300651205000 EXCA 175 5
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/28/97 06/02/97 S 6D E664347 300651205000 EXCA 225 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/28/97 06/02/97 S 6D E664347 300651205000 EXCA 250 5
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/28/97 06/02/97 S 6D E664347 300651205000 EXCA 650 5
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
05/29/97 06/03/97 B 6D E664347 300651205000 EXCA 1000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
05/29/97 06/03/97 B 6D E664347 300651205000 EXCA 2000 4.625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/29/97 06/03/97 B 6D E664347 300651205000 EXCA 2000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET <PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 45
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
05/29/97 06/03/97 S 6D E664347 300651205000 EXCA 1000 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/29/97 06/03/97 S 6D E664347 300651205000 EXCA 3000 5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/29/97 06/03/97 S 6D E664347 300651205000 EXCA 4000 5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
05/30/97 06/04/97 B 6D E664347 300651205000 EXCA 1000 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
05/30/97 06/04/97 B 6D E664347 300651205000 EXCA 1000 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
05/30/97 06/04/97 S 6D E664347 300651205000 EXCA 1000 4.625
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
06/02/97 06/05/97 S 6N E664347 300651205000 EXCA 500 4.3125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 46
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
06/03/97 06/06/97 S 6N E664347 300651205000 EXCA 25000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/05/97 06/10/97 B 6D E664347 300651205000 EXCA 100 4
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
06/05/97 06/10/97 S 6D E664347 300651205000 EXCA 2500 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/06/97 06/10/97 S CXL 6D E664347 300651205000 EXCA 2500 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/06/97 06/11/97 S 6D E664347 300651205000 EXCA 150 4.375
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/06/97 06/11/97 S 6D E664347 300651205000 EXCA 200 4.375
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 47
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
06/06/97 06/11/97 S 6D E664347 300651205000 EXCA 600 4.375
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/06/97 06/11/97 S 6D E664347 300651205000 EXCA 1000 4.125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/09/97 06/12/97 S 6D E664347 300651205000 EXCA 1000 4.375
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/10/97 06/13/97 B 6D E664347 300651205000 EXCA 2000 4.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/10/97 06/13/97 B 6D E664347 300651205000 EXCA 25000 4.3125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/10/97 06/13/97 B 6D E664347 300651205000 EXCA 75000 4.3125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/10/97 06/13/97 S 6D E664347 300651205000 EXCA 1000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 48
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
06/10/97 06/13/97 S 6D E664347 300651205000 EXCA 5000 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/10/97 06/13/97 S 6D E664347 300651205000 EXCA 25500 4.375
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/11/97 06/16/97 B 6D E664347 300651205000 EXCA 2000 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/11/97 06/16/97 B 6D E664347 300651205000 EXCA 5000 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/12/97 06/17/97 B 6D E664347 300651205000 EXCA 30 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
06/12/97 06/17/97 S 6D E664347 300651205000 EXCA 1000 4.625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 49
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
06/13/97 06/18/97 B 6N E664347 300651205000 EXCA 13732 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/13/97 06/18/97 B 6D E664347 300651205000 EXCA 500 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
06/16/97 06/19/97 B 6D E664347 300651205000 EXCA 5000 4.5625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/16/97 06/19/97 S 6D E664347 300651205000 EXCA 8000 4.625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/16/97 06/19/97 S 6D E664347 300651205000 EXCA 10000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/18/97 06/23/97 B 6D E664347 300651205000 EXCA 400 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/18/97 06/23/97 B 6D E664347 300651205000 EXCA 9500 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 50
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
06/18/97 06/23/97 B 6D E664347 300651205000 EXCA 10000 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/19/97 06/24/97 B 6D E664347 300651205000 EXCA 300 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/19/97 06/24/97 B 6D E664347 300651205000 EXCA 5000 4.625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/19/97 06/24/97 B 6D E664347 300651205000 EXCA 22700 4.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/19/97 06/24/97 S 6D E664347 300651205000 EXCA 300 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
06/19/97 06/24/97 S 6D E664347 300651205000 EXCA 1500 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/23/97 06/26/97 B 6D E664347 300651205000 EXCA 1000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 51
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
06/23/97 06/26/97 B 6D E664347 300651205000 EXCA 2800 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/23/97 06/26/97 B 6D E664347 300651205000 EXCA 28600 4.625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/23/97 06/26/97 S 6D E664347 300651205000 EXCA 100 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
06/23/97 06/26/97 S 6D E664347 300651205000 EXCA 1000 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
06/23/97 06/26/97 S 6D E664347 300651205000 EXCA 1500 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
06/23/97 06/26/97 S 6D E664347 300651205000 EXCA 6000 4.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 52
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
06/23/97 06/26/97 S 6D E664347 300651205000 EXCA 50000 4.625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/24/97 06/27/97 S 6N E664347 300651205000 EXCA 100000 4.9375
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/24/97 06/27/97 B 6D E664347 300651205000 EXCA 1000 4.9375
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
06/24/97 06/27/97 B 6D E664347 300651205000 EXCA 2500 4.9375
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
06/24/97 06/27/97 B 6D E664347 300651205000 EXCA 3700 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/24/97 06/27/97 B 6D E664347 300651205000 EXCA 5000 4.9375
EXCALIBUR TECHNOLOGIES CORP
NEW
INCA
06/24/97 06/27/97 B 6D E664347 300651205000 EXCA 5000 5.125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 53
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
06/24/97 06/27/97 B 6D E664347 300651205000 EXCA 7500 5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/24/97 06/27/97 B 6D E664347 300651205000 EXCA 100000 4.875
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/24/97 06/27/97 S 6D E664347 300651205000 EXCA 100 5.125
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
06/24/97 06/27/97 S 6D E664347 300651205000 EXCA 1000 5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/24/97 06/27/97 S 6D E664347 300651205000 EXCA 10000 4.9375
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/24/97 06/27/97 S 6D E664347 300651205000 EXCA 10000 4.9375
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
06/24/97 06/27/97 S 6D E664347 300651205000 EXCA 11000 4.9375
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET <PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 54
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
06/25/97 06/30/97 B 6N E664347 300651205000 EXCA 3000 5.125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/25/97 06/30/97 B 6D E664347 300651205000 EXCA 7500 5.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/25/97 06/30/97 S 6D E664347 300651205000 EXCA 1000 5.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/26/97 07/01/97 S 6D E664347 300651205000 EXCA 1000 5.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/26/97 07/01/97 S 6D E664347 300651205000 EXCA 1000 5.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/26/97 07/01/97 S 6D E664347 300651205000 EXCA 1000 5.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/26/97 07/01/97 S 6D E664347 300651205000 EXCA 1000 5.375
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES <PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 55
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
6/27/97 07/02/97 S 6D E664347 300651205000 EXCA 1000 5.125
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/27/97 07/02/97 S 6D E664347 300651205000 EXCA 5000 5.1875
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
06/30/97 07/03/97 S 6D E664347 300651205000 EXCA 1000 5.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/30/97 07/03/97 S 6D E664347 300651205000 EXCA 1000 5.25
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/30/97 07/03/97 S 6D E664347 300651205000 EXCA 1000 5.375
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
06/30/97 07/03/97 S 6D E664347 300651205000 EXCA 1800 5.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 56
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
07/01/97 07/07/97 B 6N E664347 300651205000 EXCA 2000 5.4375
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/01/97 07/07/97 B 6N E664347 300651205000 EXCA 2000 5.4375
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/01/97 07/07/97 B 6N E664347 300651205000 EXCA 4614 5.4375
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
7/01/97 07/07/97 B 6N E664347 300651205000 EXCA 7737 5.4375
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/01/97 07/07/97 S 6D E664347 300651205000 EXCA 500 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
07/01/97 07/07/97 S 6D E664347 300651205000 EXCA 700 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/01/97 07/07/97 S 6D E664347 300651205000 EXCA 1100 5.5625
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET <PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 57
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
07/01/97 07/07/97 S 6D E664347 300651205000 EXCA 2000 5.5625
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
07/01/97 07/07/97 S 6D E664347 300651205000 EXCA 2000 5.5625
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
07/01/97 07/07/97 S 6D E664347 300651205000 EXCA 2000 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/01/97 07/07/97 S 6D E664347 300651205000 EXCA 2500 5.5625
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
07/01/97 07/07/97 S 6D E664347 300651205000 EXCA 5000 5.5
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/01/97 07/07/97 S 6D E664347 300651205000 EXCA 6600 5.625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/02/97 07/08/97 S 6D E664347 300651205000 EXCA 300 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES <PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 58
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- ------- -------- ---- --- -- ------ ---------- ------- -------- -------
07/02/97 07/08/97 S 6D E664347 300651205000 EXCA 700 5.5625
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
07/03/97 07/09/97 B 6N E664347 300651205000 EXCA 2500 5.625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/03/97 07/09/97 B 6N E664347 300651205000 EXCA 2500 5.625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 59
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
07/03/97 07/09/97 S 6D E664347 300651205000 EXCA 1000 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
07/03/97 07/09/97 S 6D E664347 300651205000 EXCA 1500 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
07/03/97 07/09/97 S 6D E664347 300651205000 EXCA 1725 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/07/97 07/10/97 B 6N E664347 300651205000 EXCA 6500 5.5625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/07/97 07/10/97 B 6N E664347 300651205000 EXCA 6500 5.5625
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/07/97 07/10/97 B 6D E664347 300651205000 EXCA 250 5.6875
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
<PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 60
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
07/07/97 07/10/97 S 6D E664347 300651205000 EXCA 150 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/07/97 07/10/97 S 6D E664347 300651205000 EXCA 200 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
07/07/97 07/10/97 S 6D E664347 300651205000 EXCA 200 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/07/97 07/10/97 S 6D E664347 300651205000 EXCA 500 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/07/97 07/10/97 S 6D E664347 300651205000 EXCA 800 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/07/97 07/10/97 S 6D E664347 300651205000 EXCA 1000 5.6875
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET
07/07/97 07/10/97 S 6D E664347 300651205000 EXCA 1000 5.6875
EXCALIBUR TECHNOLOGIES CORP
NEW
SNET <PAGE>
<PAGE>
ALLEN TRADE DATE HISTORY REPORT
PAGE : 61
DATE : 07-09-1997
T/D S/D B/S CXL BL SEC# CUSIP# SYM QUANTITY PRICE
- -------- -------- ---- --- -- ------ ---------- ------- -------- -------
07/07/97 07/10/97 S 6D E664347 300651205000 EXCA 3000 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/07/97 07/10/97 S 6D E664347 300651205000 EXCA 5000 5.75
EXCALIBUR TECHNOLOGIES CORP
NEW
WE MAKE A MKT IN THIS SECURI
07/08/97 07/11/97 S 6D E664347 300651205000 EXCA 100 6
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
07/08/97 07/11/97 S 6D E664347 300651205000 EXCA 300 6
EXCALIBUR TECHNOLOGIES CORP
NEW
SOES
99745
