SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 18)
EXCALIBUR TECHNOLOGIES CORPORATION
(Name of Issuer)
Common Stock, Par Value, $.01 Per Value
(Title of Class of Securities)
300651-20-5
(CUSIP Number)
ALLEN & COMPANY INCORPORATED
Attention: Gaetano J. Casillo
711 Fifth Avenue, New York, New York 10022, (212) 832-8000
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
June 29, 2000
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13-d-1(b)(3) or (4), check the following box [ ].
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purposes of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
<PAGE>
------------------------------- --------------------------------
CUSIP No. 300651-20-5 Page 18 of 17 Pages
----------------------------- --------------------------------
=====================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Allen & Company Incorporated
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
--------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
3,315,846 shares (including 271,800 shares of Common Stock issuable upon
conversion of 27,180 shares of Cumulative Convertible Preferred Stock)
--------------------------------------------------------------------------------
8 SHARED VOTING POWER
0
--------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
3,315,846 shares (including 271,800 shares of Common Stock issuable upon
conversion of 27,180 shares of Cumulative Convertible Preferred Stock)
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,315,846 shares (including 271,800 shares of Common Stock issuable upon
conversion of 27,180 shares of Cumulative Convertible Preferred Stock)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [X]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
22.3%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO, BD
<PAGE>
=====================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Allen Holding Inc.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
--------------------------------------------------------------------------------
8 SHARED VOTING POWER
0
--------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
31,323
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,347,169 shares of which 3,315,846 are indirectly owned (including
271,800 shares of Common Stock issuable upon conversion of 27,180 shares of
Cumulative Convertible Preferred Stock)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
22.5%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
HC
<PAGE>
=====================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Herbert A. Allen
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
--------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
556,515 shares
--------------------------------------------------------------------------------
8 SHARED VOTING POWER
0
--------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
556,515 shares
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
556,515 shares
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.7%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
<PAGE>
=====================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Richard M. Crooks, Jr.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
--------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
404,750 shares (includes 75,000 Common Stock Purchase Options.)
--------------------------------------------------------------------------------
8 SHARED VOTING POWER
0
--------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
404,750 shares (includes 75,000 Common Stock Purchase Options.)
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 404,750
shares (includes 75,000 Common Stock Purchase Options.)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.7%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
<PAGE>
=====================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Donald R. Keough
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
--------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
155,500 shares
--------------------------------------------------------------------------------
8 SHARED VOTING POWER
0
--------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
155,500 shares
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
155,500 shares
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.0%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
<PAGE>
=====================================================================
1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Susan K. Allen
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
--------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
516,599 shares
--------------------------------------------------------------------------------
8 SHARED VOTING POWER
0
--------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
516,599 shares
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
516,599 shares
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.5%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
=====================================================================
<PAGE>
AMENDMENT NO. 18 TO
SCHEDULE 13D
This statement constitutes Amendment No. 18 to the Schedule 13D
relating to the Common Stock, par value $0.01 per share (Common Stock), of
Excalibur Technologies Corporation (the Issuer) filed by Allen & Company
Incorporated, Allen Holding Inc., Herbert A. Allen, Richard M. Crooks, Jr.,
Donald R. Keough and Susan K. Allen (collectively, the Reporting Persons). The
Reporting Persons hereby amend their Schedule 13D to fix a clerical error
contained in Amendment No. 17 to the Schedule 13D relating to the Common Stock
of the Issuer and to report certain purchases and sales of the Issuers Common
Stock by certain Reporting Persons. The amount of shares owned by Mr. Crooks was
inaccurate in Amendment No. 17, and it is now correct, taking into account his
sale on June 13, 2000 for $32.75 per share of 20,000 shares of the Issuers
Common Stock underlying options that by their terms would have expired on June
28, 2000.
Item 5. Interest in Securities of the Issuer
(a) As of the close of business on July 7, 2000, the Reporting Persons,
by virtue of the language of Rule 13d-3(d)(1)(i), may be deemed to own
beneficially in the aggregate the number and percentage of the Issuers Common
Stock set forth below (based upon the 14,868,378 shares of Common Stock that
were reported to be outstanding in the Issuers Form 10-Q for the quarter ended
April 30, 2000 as of June 8, 2000).
<TABLE>
<CAPTION>
Shares of
Name Common Stock Percentage
------- ------------------- -------------
<S> <C> <C>
Allen & Company Incorporated 3,315,846(1) 22.3%
Allen Holding Inc. 3,347,169(1)(2) 22.5%
Herbert A. Allen 556,515 3.7%
Richard M. Crooks, Jr. 404,750(3) 2.7%
Donald R. Keough 155,500 1.0%
Susan K. Allen 516,599 3.5%
---------------------
(1) This figure includes 271,800 shares of Common Stock issuable upon
conversion of 27,180 shares of Cumulative Convertible Preferred Stock.
(2) 3,225,846 shares of Common Stock are owned indirectly through
Allen & Company Incorporated, its wholly owned subsidiary.
(3) Includes 75,000 Common Stock Purchase Options
</TABLE>
(c) On May 26, 2000, Allen & Company Incorporated purchased 65,000
shares of the Issuers Common Stock at $28.42 per share.
On May 30, 2000, Allen & Company Incorporated purchased 10,000
shares of the Issuers Common Stock at $28.38 per share.
On May 31, 2000, Allen & Company Incorporated purchased 15,000
shares of the Issuers Common Stock at $28.76 per share.
On June 9, 2000, Herbert A. Allen purchased 12,500 shares of
the Issuers Common Stock at $31.25 per share.
On June 12, 2000, Herbert A. Allen purchased 10,000 shares of
the Issuers Common Stock at $32.94 per share.
On June 13, 2000, Herbert A. Allen purchased 10,000 shares of
the Issuers Common Stock at $32.88 per share.
On June 19, 2000, Herbert A. Allen purchased 10,000 shares of
the Issuers Common Stock at $34.13 per share.
On June 20, 2000, Herbert A. Allen purchased 40,000 shares of
the Issuers Common Stock at $34.13 per share.
On June 21, 2000, Herbert A. Allen purchased 10,000 shares of
the Issuers Common Stock at $34.16 per share.
On June 23, 2000, Herbert A. Allen purchased 20,000 shares of
the Issuers Common Stock at $33.77 per share.
On June 26, 2000, Herbert A. Allen purchased 10,000 shares of
the Issuers Common Stock at $33.50 per share.
On June 29, 2000, Herbert A. Allen purchased 119,100 shares of
the Issuers Common Stock at $35.13 per share.
On June 13, 2000, Richard M. Crooks, Jr. sold 20,000 shares of
the Issuers Common Stock at $32.75 per share.
On June 9, 2000, Susan K. Allen purchased 12,500 shares of the
Issuers Common Stock at $31.25 per share.
On June 12, 2000, Susan K. Allen purchased 10,000 shares of
the Issuers Common Stock at $32.94 per share.
On June 13, 2000, Susan K. Allen purchased 10,000 shares of
the Issuers Common Stock at $32.88 per share.
On June 19, 2000, Susan K. Allen purchased 10,000 shares of
the Issuers Common Stock at $34.13 per share.
On June 20, 2000, Susan K. Allen purchased 40,000 shares of
the Issuers Common Stock at $34.13 per share.
On June 21, 2000, Susan K. Allen purchased 10,000 shares of
the Issuers Common Stock at $34.16 per share.
On June 23, 2000, Susan K. Allen purchased 20,000 shares of
the Issuers Common Stock at $33.77 per share.
On June 26, 2000, Susan K. Allen purchased 10,000 shares of
the Issuers Common Stock at $33.50 per share.
On June 29, 2000, Susan K. Allen purchased 119,099 shares of
the Issuers Common Stock at $35.13 per share.
All of the above transactions were open market transactions except for the
purchases made by Herbert A. Allen and Susan K. Allen on June 29, 2000, which
were privately-negotiated transactions.
Item 7. Material Filed as Exhibits
Exhibit A: Officers and Directors of Allen Holding Inc. and
Allen & Company Incorporated.
<PAGE>
After reasonable inquiry and to the best of our knowledge and belief,
we certify that the information set forth in this statement is true, complete
and correct.
Dated: July 13, 2000
ALLEN & COMPANY INCORPORATED
By:/s/ Gaetano Casillo
---------------------------
Gaetano Casillo
ALLEN HOLDING INC
By: /s/ Gaetano Casillo
----------------------------
Gaetano Casillo
/s/ Herbert A. Allen
------------------------
Herbert A. Allen
/s/ Richard M. Crooks, Jr.
-------------------------------
Richard M. Crooks, Jr.
/s/ Donald R. Keough
--------------------------
Donald R. Keough
/s/ Susan K. Allen
----------------------
Susan K. Allen
<PAGE>
<TABLE>
EXHIBIT A
OFFICERS AND DIRECTORS OF ALLEN & COMPANY INCORPORATED
<S> <C> <C>
Namexx Business Address Principal Occupation (i.e., Position with Allen &
Company Incorporated)
Herbert A. Allen X President, Managing Director, Director, Chief
Executive Officer
Herbert A. Allen III X Vice President, Director
Grace Allen X Director
Glenn A. Andreas III X Vice President - Elect
Eran S. Ashany X Vice President, Director
Edmund M. Bleich X Vice President
Jay B. Bockhaus X Vice President - Elect
Denise Calvo-Silver X Vice President, Director
Dominick J. Cantalupo X Vice President, Co-Chief Operations Officer
Marvyn Carton X Director-Emeritus
Gaetano J. Casillo X Chief Compliance Officer, Vice President
Toby R. Coppel X Director, Vice President-Elect
Robert H. Cosgriff X Chief Administrative Officer,
Executive Vice President, Managing Director,
Director
Richard M. Crooks, Jr. X Director
Thalia V. Crooks (Greece) X Vice President, Director
Mary L. Cullen X Vice President, Secretary, Director
Robert Dean X Vice President, Director
Orin F. Devereux X Vice President, Director
Daniel Englander X Vice President - Elect
Howard M. Felson X Vice President, Assistant Secretary, Controller
Anthony J. Ferrante X Treasurer
Richard L. Fields X Executive Vice President, Managing Director,
Director
Shana Fisher X Vice President-Elect, Director
Paul A. Gould X Executive Vice President, Managing Director,
Director
John Griffen X Vice President - Elect
George N. Jeppson X Vice President - Elect
John H. Josephson X Vice President, Director
Donald R. Keough X Chairman of the Board, Director
Clarke R. Keough X Vice President, Director
Kaveh A. Khosrowshahi X Vice President, Director
Leroy Kim X Vice President
Neal Kopp X Vice President
Terry Allen Kramer X Director
Suzanne G. Kucera X Vice President, Director
Robert J. Kurz X Vice President
Andreas L. Lazar X Vice President - Elect
Dan W. Lufkin X Special Advisor to the Board of Directors
Robert A. Mackie X Executive Vice President, Managing Director,
Director
James C. Maiden, Jr. X Vice President
Terence C. McCarthy X Co-Chief Operations Officer, Vice President
Robert C. Miller X Vice President, Director
Kenneth L. Miltenberger X Chief Technology Officer
Terrence Morris X Vice President
Brian J. Murphy X Vice President, Director
Louis J. Mustacchio X Vice President
Walter T. O'Hara, Jr. X Executive Vice President, Managing Director,
Director
Christine Olenchalk X Vice President
Margaret O'Shea X Vice President-Elect
Nancy B. Peretsman X Executive Vice President, Managing Director,
Director
Patrick S. Perry X Vice President, Director
Eugene Protash X Vice President, Assistant Secretary
James W. Quinn X Vice President, Director
James S. Rubin X Vice President - Elect
Daniel J. Sapadin X Vice President - Elect
Philip D. Scaturro X Executive Vice President, Managing Director,
Director
John A. Schneider X Executive Vice President, Managing Director,
Director
Mary Schuyler X Vice President
Daniel Selmonosky X Vice President, Director
Enrique F. Senior X Executive Vice President, Managing Director,
(Cuba) Director
Joseph E. Sheehan X Vice President
Andrew Shpiz X Vice President
Stanley S. Shuman X Executive Vice President, Managing Director,
Director
John M. Simon X Executive Vice President, Managing Director,
Director
Kenneth M. Siskind X Vice President - Elect
Ian G. Smith X Vice President - Elect
Peter Supino X Vice President - Elect
Everett K. Wallace X Vice President - Elect
Dennis J. Warfield X Chief Information Officer, Vice President
Daniel Weidlein X Vice President - Elect
Edward D. Weinberger X Director
Kim M. Wieland X Executive Vice President, Managing Director,
Chief Financial Officer, Director
-------------------------------------
</TABLE>
x 711 Fifth Avenue, New York, New York 10022-3194.
xx All the Executive Officers and Directors of ACI are U.S. citizens
unless otherwise indicated.
<PAGE>
<TABLE>
OFFICERS AND DIRECTORS OF ALLEN HOLDING INC.
<S> <C> <C>
Namexx Business Address Principal Occupation (i.e., Position with Allen
Holding Inc.)
Herbert A. Allen X President, Managing Director, Director, Chief
Executive Officer
Herbert A. Allen III X Vice President, Director
Grace Allen X Director
Glenn A. Andreas III X Vice President - Elect
Eran S. Ashany X Vice President, Director
Edmund M. Bleich X Vice President
Jay B. Bockhaus X Vice President - Elect
Denise Calvo-Silver X Vice President, Director
Dominick J. Cantalupo X Vice President, Co-Chief Operations Officer
Marvyn Carton X Director-Emeritus
Gaetano J. Casillo X Chief Compliance Officer, Vice President
Toby R. Coppel X Director, Vice President-Elect
Robert H. Cosgriff X Chief Administrative Officer,
Executive Vice President, Managing Director,
Director
Richard M. Crooks, Jr. X Director
Thalia V. Crooks (Greece) X Vice President, Director
Mary L. Cullen X Vice President, Secretary, Director
Robert Dean X Vice President, Director
Orin F. Devereux X Vice President, Director
Daniel Englander X Vice President - Elect
Howard M. Felson X Vice President, Assistant Secretary, Controller
Anthony J. Ferrante X Treasurer
Richard L. Fields X Executive Vice President, Managing Director,
Director
Shana Fisher X Vice President-Elect, Director
Paul A. Gould X Executive Vice President, Managing Director,
Director
John Griffen X Vice President - Elect
George N. Jeppson X Vice President - Elect
John H. Josephson X Vice President, Director
Donald R. Keough X Chairman of the Board, Managing Director, Director
Clarke R. Keough X Vice President, Director
Kaveh A. Khosrowshahi X Vice President, Director
Leroy Kim X Vice President
Neal Kopp X Vice President
Nathaniel C.A. Kramer X Vice President
Terry Allen Kramer X Director
Suzanne G. Kucera X Vice President, Director
Robert J. Kurz X Vice President
Andreas L. Lazar X Vice President - Elect
Dan W. Lufkin X Special Advisor to the Board of Directors
Robert A. Mackie X Executive Vice President, Managing Director,
Director
James C. Maiden, Jr. X Vice President
Terence C. McCarthy X Co-Chief Operations Officer, Vice President
Robert C. Miller X Vice President, Director
Kenneth L. Miltenberger X Chief Technology Officer
Terrence Morris X Vice President
Brian J. Murphy X Vice President, Director
Louis J. Mustacchio X Vice President
Walter T. O'Hara, Jr. X Executive Vice President, Managing Director,
Director
Christine Olenchalk X Vice President
Margaret O'Shea X Vice President-Elect
Nancy B. Peretsman X Executive Vice President, Managing Director,
Director
Patrick S. Perry X Vice President, Director
Eugene Protash X Vice President, Assistant Secretary
James W. Quinn X Vice President, Director
James S. Rubin X Vice President - Elect
Daniel J. Sapadin X Vice President - Elect
Philip D. Scaturro X Executive Vice President, Managing Director,
Director
John A. Schneider X Executive Vice President, Managing Director,
Director
Mary Schuyler X Vice President - Elect
Daniel Selmonosky X Vice President, Director
Enrique F. Senior X Executive Vice President, Managing Director,
(Cuba) Director
Joseph E. Sheehan X Vice President
Andrew Shpiz X Vice President
Stanley S. Shuman X Executive Vice President, Managing Director,
Director
John M. Simon X Executive Vice President, Managing Director,
Director
Kenneth M. Siskind X Vice President - Elect
Ian G. Smith X Vice President - Elect
Peter Supino X Vice President - Elect
Everett K. Wallace X Vice President - Elect
Dennis J. Warfield X Chief Information Officer, Vice President
Daniel Weidlein X Vice President - Elect
Edward D. Weinberger X Director
Kim M. Wieland X Executive Vice President, Managing Director,
Chief Financial Officer, Director
-------------------------------------
</TABLE>
x 711 Fifth Avenue, New York, New York 10022-3194.
xx All the Executive Officers and Directors of AHI are U.S. citizens
unless otherwise indicated.
