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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended September 30, 1995 Commission file number 1-9700
THE CHARLES SCHWAB CORPORATION
(Exact name of Registrant as specified in its charter)
Delaware 94-3025021
(State or other jurisdiction (I.R.S. Employer Identification No.)
of incorporation or organization)
101 Montgomery Street, San Francisco, CA 94104
(Address of principal executive offices and zip code)
Registrant's telephone number, including area code: (415) 627-7000
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act
of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days.
Yes x No
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Indicate the number of shares outstanding of each of the issuer's
classes of common stock, as of the latest practicable date.
174,677,878* shares of $.01 par value Common Stock
Outstanding on November 1, 1995
* Reflects the March 1995 three-for-two common stock split and the
September 1995 two-for-one common stock split.
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Item 6. Exhibits and Reports on Form 8-K
(a) The following exhibits are filed as part of this quarterly
report on Form 10-Q.
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Exhibit
Number Exhibit
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10.87 Trust Agreement under the Charles Schwab Profit Sharing and
Employee Stock Ownership Plan, effective November 1, 1990,
dated October 25, 1990.
10.155 Forms of Restricted Share Award Agreements, incorporating
performance vesting provisions and/or supplemental cash
payment provisions.
10.156 Agreement of Sale, dated as of September 18, 1995, as amended
by letter agreement dated September 21, 1995 and by Second
Amendment to Agreement of Sale dated September 22, 1995,
between American Express Company and Charles Schwab & Co.,
Inc., regarding American Express Western Regional Operations
Center located at 2423 Lincoln Drive, Phoenix, Arizona.
11.1 Computation of Earnings per Common Equivalent Share.
12.1 Computation of Ratio of Earnings to Fixed Charges.
27.1 Financial Data Schedule (electronic only).
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(b) Reports on Form 8-K
On September 25, 1995, the Registrant filed a Current Report on
Form 8-K relating to up to $140 million aggregate principal
amount of debt securities issuable by the Registrant pursuant to
Registration Statement Numbers 33-61943 and 33-50923 declared
effective by the SEC on August 18, 1995 and April 12, 1994,
respectively. Certain exhibits relating to Medium-Term Notes,
Series A, issuable pursuant to the Registration Statements are
contained in the Current Report.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned thereunto duly authorized.
THE CHARLES SCHWAB CORPORATION
(Registrant)
Date: November 17, 1995 /s/ A. John Gambs
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A. John Gambs
Executive Vice President - Finance,
and Chief Financial Officer
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