UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-K/A
[X] AMENDMENT TO ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended January 2, 1998
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from N/A to N/A
Commission file number 0-9692
TELLABS, INC.
(Exact name of registrant as specified in its charter)
Delaware 36-3831568
(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
4951 Indiana Avenue, Lisle, Illinois 60532-1698
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (630) 378-8800
1
Note: This amended Form 10-K is being filed in order to present restated
Financial Data Schedules for years 1997, 1996 and 1995 to the Company's
adoption of FAS 128, Earnings Per Share.
PART IV
ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES,
AND REPORTS ON FORM 8-K
(a) 1. Financial Statements:
The following Consolidated Financial Statements of Tellabs, Inc., and
Subsidiaries, included in registrant's Annual Report to Stockholders for
the year ended January 2, 1998, were previously incorporated by
reference in Item 8:
Report of Independent Auditors
Consolidated Balance Sheets: January 2, 1998 and December 27, 1996
Consolidated Statements of Earnings: Years ended January 2, 1998,
December 27, 1996 and December 29, 1995
Consolidated Statements of Stockholders' Equity: Years ended
January 2, 1998, December 27, 1996, and December 29, 1995
Consolidated Statements of Cash Flows: Years ended January 2,
1998, December 27, 1996 and December 29, 1995
Notes to Consolidated Financial Statements
2. Financial Statement Schedules:
The following Consolidated Financial Statement Schedules of Tellabs, Inc.,
and Subsidiaries are included herein pursuant to Item 14(d):
Report of Independent Auditors on Financial Statement Schedule
Schedule II Valuation and Qualifying Accounts and Reserves
Schedules not included have been omitted because they are not
applicable or the required information is shown in the Consolidated
Financial Statements or Notes thereto.
(b) The Registrant filed a report on Form 8-K on February 20, 1998, with
respect to the agreement and plan of merger entered into among
Tellabs, Inc., Cardinal Merger Co., and Coherent Communications Systems
Corporation.
(c) Exhibits:
2.1 Agreement and Plan of Merger Among Tellabs, Inc., Cardinal
Merger Co. and Coherent Communications Systems Corporation 11/
3.1 Restated Certificate of Incorporation 5/
3.2 Amended and Restated By-Laws, as amended 3/
3.3 Certificate of Amendment to Restated Certificate of
Incorporation 9/
2
Exhibits: (Continued)
4. Upon request of the Securities and Exchange Commission,
registrant hereby agrees to furnish to the Commission
copies of instruments (not filed) defining the rights
of holders of long-term debt of the Company. (This
undertaking is in lieu of a separate exhibit.)
10.1 Tellabs, Inc. Deferred Compensation Plan, as amended and its
related trust, as amended 6/
10.2 1981 Incentive Stock Option Plan, as amended and restated 1/
10.3 1984 Incentive Stock Option Plan, as amended and restated 1/
10.4 1986 Non-Qualified Stock Option Plan, as amended and
restated 1/
10.5 1987 Stock Option Plan for Non-Employee Corporate Directors,
as amended and restated 1/
10.6 1989 Stock Option Plan, as amended and restated 1/
10.7 Employee Quality Stock Award Program 2/
10.8 Form of Employment Agreement 3/
10.9 1991 Stock Option Plan, as amended and restated 1/
10.10 Description of Split-Dollar Insurance Arrangement with
the Michael J. Birck Irrevocable Trust 3/
10.11 1994 Stock Option Plan 4/
10.12 Tellabs, Inc. Stock Bonus Plan for Former Employees of
Steinbrecher Corporation 8/
10.13 Tellabs, Inc. Stock Bonus Plan for Former Employees of
TRANSYS Networks Inc. 10/
10.14 Tellabs, Inc. Stock Bonus Plan for Former Employees of
International Business Machines Corporation 10/
10.15 Severance Arrangement for John E. Vaughan 9/
10.16 Restricted Stock Award for John E. Vaughan 9/
13. Annual Report to Stockholders
16. Letter Re: Change in Certifying Accountant 7/
21. Subsidiaries of the Registrant
23. Consent of Independent Auditors - Ernst & Young LLP
23.1 Consent of Independent Auditors - Grant Thornton LLP
27. Financial Data Schedule, As Restated - 1997
27.1 Financial Data Schedule, As Restated - 1996
27.2 Financial Data Schedule, As Restated - 1995
Exhibits 10.1 through 10.16 are management contracts or compensatory plans
or arrangements required to be filed as an Exhibit to this Form 10-K
pursuant to Item 14(c) hereof.
(d) Schedules: See Item 14(a)2 above.
1/ Incorporated by reference from Tellabs, Inc. Post-effective
Amendment No. 1 on Form S-8 to Form S-4 filed on or about
June 29, 1992 (File No. 33-45788).
2/ Incorporated by reference from Tellabs, Inc. Form 10-Q Quarterly
Report for the quarter ended April 1, 1988 (File No. 0-9692).
3/ Incorporated by reference from Tellabs, Inc. Form 10-K Annual
Report for the year ended January 1, 1993 (File No. 0-9692).
4/ Incorporated by reference from Tellabs, Inc. Form 10-K Annual Report
for the year ended December 31, 1993 (File No. 0-9692).
5/ Incorporated by reference from Tellabs, Inc. Form 10-Q Quarterly
Report for the quarter ended June 30, 1995 (File No. 0-9692).
3
(d) Schedules: (Continued)
6/ Incorporated by reference from Tellabs, Inc. Form 10-K Annual Report
for the year ended December 29, 1995 and Form 10-Q Quarterly Report
for the quarter ended September 26, 1997.
7/ Incorporated by reference from Tellabs, Inc. Form 8-K Current Report
filed on or about August 21, 1996 (File No. 0-9692).
8/ Incorporated by reference from Tellabs, Inc. Form 10-Q Quarterly
Report for the quarter ended June 28, 1996 (File No. 0-9692).
9/ Incorporated by reference from Tellabs, Inc. Form 10-Q Quarterly
Report for the quarter ended June 27, 1997 (File No. 0-9692).
10/ Incorporated by reference from Tellabs, Inc. Form 10-K Annual Report
for the year ended December 27, 1996 (File No. 0-9692).
11/ Incorporated by reference from Tellabs, Inc. Form 8-K Current Report
filed on or about February 20, 1998 (File No. 0-9692).
SIGNATURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
TELLABS, INC.
March 31, 1998 By /s/ J. Peter Johnson
Date Vice President/Controller
& Chief Accounting Officer
4
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This schedule contains restated financial data schedule information
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restatement is being made to reflect adoption of FAS 128, Earnings
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<LEGEND>
This schedule contains restated financial data schedule information
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This schedule contains restated financial data schedule information
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The restatement is being made to reflect adoption of FAS 128, Earnings Per
Share.
</LEGEND>
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