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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 14D-9
(AMENDMENT NO. 1)
SOLICITATION/RECOMMENDATION STATEMENT
PURSUANT TO SECTION 14(d)(4) OF THE
SECURITIES EXCHANGE ACT OF 1934
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UNITED STATES FILTER CORPORATION
(Name of Subject Company)
UNITED STATES FILTER CORPORATION
(Name of Person(s) Filing Statement)
COMMON STOCK, PAR VALUE $.01 PER SHARE
(and the associated Preferred Share Purchase Rights)
(Title of Class of Securities)
911843 20 9
(CUSIP Number of Class of Securities)
STEPHEN P. STANCZAK
EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY
UNITED STATES FILTER CORPORATION
40-004 COOK STREET
PALM DESERT, CA 92211
(760) 340-0098
(Name, address and telephone number of person
authorized to receive notice and communications on
behalf of the person(s) filing statement)
WITH A COPY TO:
ROD A. GUERRA, JR., ESQ.
SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP
300 SOUTH GRAND AVENUE
LOS ANGELES, CA 90071
(213) 687-5000
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This Amendment (the "Amendment") amends and supplements the
Solicitation/Recommendation Statement on Schedule 14D-9 (the "Schedule 14D-9")
filed with the Securities and Exchange Commission (the "SEC") on March 29, 1999
by United States Filter Corporation, a Delaware corporation (the "Company") in
response to the Tender Offer Statement on Schedule 14D-1 filed with the SEC on
March 26, 1999 by Vivendi, a societe anonyme organized under the laws of France
("Parent"), and Eau Acquisition Corp., a Delaware corporation and wholly-owned
subsidiary of Parent, to purchase all outstanding shares of Common Stock, par
value $.01 per share (the "Shares") of the Company and the associated Preferred
Share Purchase Rights (the "Rights") issued pursuant to the Rights Agreement,
dated as of November 27, 1998, between the Company and the Bank of New York, as
Rights Agent, at a purchase price of $31.50 per Share (and associated Right),
net to seller in cash, without interest thereon, upon the terms and subject to
the conditions set forth in the Offer to Purchase, dated March 26, 1999 and in
the related Letter of Transmittal. Capitalized terms used and not defined herein
shall have the meanings assigned to such terms in the Schedule 14D-9.
ITEM 8. ADDITIONAL INFORMATION TO BE FURNISHED
Item 8 of the Schedule 14D-9 is hereby amended by replacing the paragraph
"Change in Control Provisions in Notes" with the following disclosure:
Change in Control Provisions in Notes. Upon the occurrence of a Change of
Control (as defined in the Notes), the Company will be required to offer to
purchase the Company's 4 1/2% Convertible Subordinated Notes Due 2001 (the
"Notes") at a purchase price equal to 100% of the principal amount thereof, plus
accrued and unpaid interest to the date of repurchase (the "Repurchase Rights").
The repurchase offer must commence within 25 business days of the Change of
Control and remain open for at least 20 business days.
Holders of the Notes may also exercise their right to convert their Notes
into Common Stock and participate in the Offer or receive cash upon the Merger
in lieu of pursuing their Repurchase Rights. Holders may also continue to hold
their Notes after the Merger.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
UNITED STATES FILTER CORPORATION
By /s/ STEPHEN P. STANCZAK
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Stephen P. Stanczak
Executive Vice President,
General Counsel and Secretary
Dated: April 14, 1999
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