SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
Amendment No. 1
For Registration of Certain Classes of Securities
Pursuant to Section 12(b) or (g) of the
Securities Exchange Act of 1934
American Water Works Company, Inc.
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(Exact name of registrant as specified in charter)
Delaware 51-0063696
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(State of incorporation or (I.R.S. Employer Identification No.)
organization)
1025 Laurel Oak Road, P.O. Box 1770, Voorhees, NJ 08043
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(Address of principal executive offices) (Zip Code)
If this Form relates to the registration of a class of debt securities and
is effective upon filing pursuant to General Instruction A.(c)(1), please
check the following box. [ ]
If this Form relates to the registration of a class of debt securities and
is to become effective simultaneously with the effectiveness of a
concurrent registration statement under the Securities Act of 1933
pursuant to General Instruction A.(c)(2), please check the following box.
[ ]
If this Form relates to the registration of a class of securities pursuant
to Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. [X]
If this Form relates to the registration of a class securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. [ ]
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class to be registered
Common Stock Purchase Rights New York Stock Exchange
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Securities to be registered pursuant to Section 12(g) of the Act:
None
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(Title of class)
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(Title of class)
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Item 1. Description of Registrant's Securities to be Registered
The First Amendment to the Rights Agreement (filed as Exhibit
4.2 hereto) amends the Rights Agreement by (i) changing the
definition of "Acquiring Person" from the Beneficial Owner of
25% or more of the outstanding Common Shares to the Beneficial
Owner of 10% or more of the outstanding Common Shares, and
(ii) lowering the threshold for triggering the adjustment to
the consideration receivable upon exercise of the Common Stock
Purchase Rights from an acquisition of 35% or more of the
outstanding Common Shares to an acquisition of 10% or more of
the outstanding Common Shares. The foregoing description of
the First Amendment and the Rights Agreement is qualified in
its entirety by reference to the Rights Agreement, the
amendments thereto (including the First Amendment) and the
form of Right Certificate described therein.
Item 2. Exhibits
4.1 Rights Agreement, dated as of February 18, 1999, by and
between American Water Works Company, Inc. and
BankBoston N.A. (Incorporated by reference to the
Company's Registration Statement on Form 8-A filed with
the Securities and Exchange Commission on March 1,
1999).
4.2 First Amendment to the Rights Agreement, dated June 1,
2000.
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Signature
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
AMERICAN WATER WORKS COMPANY, INC.
Dated: June 1, 2000 By: J. James Barr
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Name: J. James Barr
Title: President and Chief Executive Officer
