UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 1
TO
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
COLORADO WYOMING RESERVE COMPANY
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(Name of Issuer)
Common Stock, $0.01 par value per share
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(Title of Class of Securities)
628652109
--------------------------------
(CUSIP Number)
Kim M. Fuerst With copies to:
President and Patricia M. Mitchell, Esq.
Chief Executive Officer Davis, Graham & Stubbs LLP
c/o Trinity Petroleum Management LLC 370 17th Street, Suite 4700
1801 Broadway, Suite 600 Denver, Colorado 80202
Denver, Colorado 80202 (303) 892-9400
(303) 296-1908
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(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
November 23, 1998
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box o.
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
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CUSIP No. 628652109 SCHEDULE 13D Page 2 of 7 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James E. Moore Revocable Trust U/D/T dated July 28, 1994, James E.
Moore, Trustee
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |__|
(b) |__|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
N/A (See ITEMS 3 and 4)
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) |__|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
NUMBER OF
SHARES ------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
100,000 (See Item 5)
OWNED BY
------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
------------------------------------------------------------
PERSON
10 SHARED DISPOSITIVE POWER
WITH
100,000 (See Item 5)
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,000 (See Item 5.)
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|__|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 4.0 percent, based upon 2,491,694 shares of Common
Stock outstanding as of the date hereof, and giving effect to the
remaining 30,000 shares issuable upon exercise of a warrant as
further described herein.
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14 TYPE OF REPORTING PERSON*
00 (Trust)
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<PAGE>
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CUSIP No. 628652109 SCHEDULE 13D Page 3 of 7 Pages
- ---------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James E. Moore
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |__|
(b) |__|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
N/A - (See Items 3 and 4)
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) |__|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
NUMBER OF
SHARES ------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
100,000 (See Item 5)
OWNED BY
------------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
------------------------------------------------------------
PERSON
10 SHARED DISPOSITIVE POWER
WITH
100,000 (See Item 5)
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,000 (See Item 5.)
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
|__|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 4.0 percent, based upon 2,491,694 shares of Common
Stock outstanding as of the date hereof, and giving effect to the
remaining 30,000 shares issuable upon exercise of a warrant as
further described herein.
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14 TYPE OF REPORTING PERSON*
IN
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<PAGE>
Colorado Wyoming Reserve Company Page 4 of 7 Pages
AMENDMENT NO. 1 TO SCHEDULE 13D December 1, 1998
Item 1. Security and Issuer.
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Shares of Common Stock, par value $.01 per share (the "Shares" or
"Common Stock") of:
Colorado Wyoming Reserve Company
c/o Trinity Petroleum Management, LLC
1801 Broadway, Suite 600
Denver, Colorado 80202
(303) 296-1908
The names and addresses of the principal executive officers of the
Company are as follows:
Name Title Address
---- ----- -------
Kim M. Fuerst President, Treasurer, 1801 Broadway, Ste 600
CEO & CFO Denver, CO 80202
Faisal Chaudhary Secretary 151 Toby Lane
Anaheim Hills, CA 92807
Item 2. Identity and Background.
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(a) James E. Moore Revocable Trust u/d/t July 28, 1994, James E.
Moore, Trustee
James E. Moore, individually
(b) 7827 Berger Avenue, Playa del Rey, California 90293
(c) Retired Investment Advisor; Trustee of James E. Moore Revocable
Trust
(d) Mr. Moore has not, during the last five years, been convicted in
a criminal proceeding (excluding traffic violations or similar
misdemeanors).
(e) Mr. Moore has not, during the last five years, been a party to a
civil proceeding of a judicial or administrative body of
competent jurisdiction which resulted in a judgment, decree or
final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws
or finding any violation with respect to such laws.
(f) Mr. Moore is a United States citizen. The situs of the Trust is
California.
Item 3. Source and Amount of Funds or Other Consideration.
- ------- --------------------------------------------------
Not Applicable. No securities are being acquired.
<PAGE>
Colorado Wyoming Reserve Company Page 5 of 7 Pages
AMENDMENT NO. 1 TO SCHEDULE 13D December 1, 1998
Item 4. Purpose of Transaction.
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Not Applicable. No securities are being acquired.
Item 5. Interest in Securities of the Issuer.
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(a) - (b) The Trust is the beneficial owner of 100,000 shares of
Common Stock, which includes a warrant to purchase 30,000 Shares,
presently exercisable at $1.00 per share. The Trust's beneficial
ownership represents approximately 4.0 percent of the Company's
Common Stock. Mr. Moore may be deemed to share voting and
dispositive power over such Shares with the Trust, for which he
is sole Trustee.
(c) Other that the conveyance of warrants described in Item 4,
neither Mr. Moore individually, nor the Trust, have been involved
in any Share transactions during the last sixty days.
(d) No other person is known to have the right to receive or the
power to direct the receipt of dividends from, or the proceeds
from the sale of, any Shares.
(e) As of November 23, 1998, the Trust is the beneficial owner of
less than 5 percent of the Company's Shares. Mr. Moore,
individually, is the indirect beneficial owner of less than 5
percent of the Company's Shares due solely to his position as
Trustee for the Trust.
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer.
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There are no contracts, arrangements, understandings or relationships
between the Trust or Mr. Moore and any other person with respect to any
securities of the Company, other than the warrant referenced above and the Joint
Filing Agreement, dated December 1, 1998, as required by Rule 13d-1(f) of the
Securities Exchange Act of 1934, as amended.
Item 7. Material to Be Filed as an Exhibit.
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Exhibit A -- Joint Filing Agreement, dated December 1, 1998, by
and between James E. Moore and The James E. Moore
Revocable Trust U/D/T dated July 28, 1994, James E.
Moore, Trustee.
<PAGE>
Colorado Wyoming Reserve Company Page 6 of 7 Pages
AMENDMENT NO. 1 TO SCHEDULE 13D December 1, 1998
SIGNATURE
---------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: December 1, 1998 /s/ JAMES E. MOORE
---------------------------------------
James E. Moore, Individually
JAMES E. MOORE REVOCABLE TRUST U/D/T
DATED JULY 28, 1994
By: /s/ JAMES E. MOORE
-------------------------------------
James E. Moore, Trustee
<PAGE>
Colorado Wyoming Reserve Company Page 7 of 7 Pages
AMENDMENT NO. 1 TO SCHEDULE 13D December 1, 1998
EXHIBIT INDEX TO SCHEDULE 13D
Exhibit A Joint Filing Agreement, dated December 1, 1998, by and between
James E. Moore and The James E. Moore Revocable Trust U/D/T dated
July 28, 1994, James E. Moore, Trustee.
EXHIBIT A
JOINT FILING AGREEMENT
Each of the undersigned hereby affirms that it is individually eligible
to use Schedule 13D, and agrees that this Amendment No. 1 to Schedule 13D is
filed on its behalf.
Dated this 1st day of December, 1998.
/s/ JAMES E. MOORE
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James E. Moore, Individually
JAMES E. MOORE REVOCABLE TRUST,
U/D/T DATED JULY 28, 1994
By: /s/ JAMES E. MOORE
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James E. Moore, Trustee
