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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 10, 1996
REGENT TECHNOLOGIES, INC.
(Exact name of Registrant as specified in its charter)
Colorado 0-9519 84-0807913
(State or other jurisdiction (Commission File (IRS Employer
incorporation or organization) Number) Identification)
8080 North Central, Suite 400, Dallas, Texas 75206
(Address of principal executive offices) (zip code)
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Item 2.
On November 10, 1996, the Company initiated a $400,000 offering through
a Private Placement Memorandum whereby the Company is offering to persons
meeting certain eligibility requirements the right to subscribe for Units of
Common Stock and Purchase Warrants of the Company at a price equal to $5,000
per Unit. The number of shares of Common Stock, $.01 par value per share in
each Unit will be 40,000, at a cost of $.10 per share ($4,000) and 40,000
Purchase Warrants, at a cost of $.025 per warrant ($1,000). The minimum
number of Units to which an investor may subscribe is one Unit ($5,000) and
greater amounts in increments of one Unit and any qualified investor may
purchase all remaining unsubscribed units. A maximum of 3,200,000 shares of
Common Stock, $.01 par value per share and 3,200,000 Purchase Warrants are
being offered. Each Purchase Warrant is non-transferable and may be exercised
to purchase one (1) Common Share, $.01 par value per share of the Company at
an exercise price of $.20 per share commencing June 1, 1997. All Purchase
Warrants will expire at five o'clock p.m. on December 31, 1999.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
REGENT TECHNOLOGIES, INC.
David A. Nelson, President
Date: November 21, 1996
