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Previous: FIDUCIARY MANAGEMENT ASSOCIATES INC, 13F-HR, 2000-05-01 |
Next: WMS INDUSTRIES INC /DE/, SC 13D/A, 2003-03-24 |
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FORM NSAR Q77.O Transactions effected pursuant to Rule 10F3 Fidelity Select Portfolios |
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|
Series Number |
Fund Number |
Fund |
Trade Date |
Settle Date |
Security Name: |
Size of Offering: |
Aggregate Offering Value |
Price: |
Shares Purchased |
Transaction Value |
Underwriter Fidelity Purchased From |
Underwriting Members:(1) |
Underwriting Members:(2) |
Underwriting Members:(3) |
Underwriting Members:(4) |
Underwriting Members:(5) |
Underwriting Members:(6) |
|
|
|
1 |
60 |
SELECT ENERGY |
12/09/1999 |
15-Dec-99 |
Tularik |
6,950,000 |
97,300,000 |
14 |
100 |
1,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
Warburg Dillon Read LLC |
BZ Bank Limited |
Fidelity Capital Markets |
||
|
1 |
60 |
SELECT ENERGY |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
100 |
1,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
||
|
1 |
60 |
SELECT ENERGY |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
100 |
1,400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|
||
|
1 |
60 |
SELECT ENERGY |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
100 |
1,100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
1 |
60 |
SELECT ENERGY |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
100 |
1,200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
||
|
1 |
60 |
SELECT ENERGY |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
100 |
1,300 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
||
|
1 |
60 |
SELECT ENERGY |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
1 |
60 |
SELECT ENERGY |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
100 |
1,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
1 |
60 |
SELECT ENERGY |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
1 |
60 |
SELECT ENERGY |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
1 |
60 |
SELECT ENERGY |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
1 |
60 |
SELECT ENERGY |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
1 |
60 |
SELECT ENERGY |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
100 |
2,100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
3 |
64 |
SELECT TECHNOLOGY |
12/09/1999 |
15-Dec-99 |
Tularik |
6,950,000 |
97,300,000 |
14 |
3,100 |
43,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
Warburg Dillon Read LLC |
BZ Bank Limited |
Fidelity Capital Markets |
||
|
3 |
64 |
SELECT TECHNOLOGY |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
900 |
13,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
||
|
3 |
64 |
SELECT TECHNOLOGY |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
1,900 |
26,600 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
3 |
64 |
SELECT TECHNOLOGY |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
2,400 |
26,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
3 |
64 |
SELECT TECHNOLOGY |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
2,200 |
26,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|||
|
3 |
64 |
SELECT TECHNOLOGY |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
2,600 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
3 |
64 |
SELECT TECHNOLOGY |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
1,500 |
19,500 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|||
|
3 |
64 |
SELECT TECHNOLOGY |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
1,200 |
20,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
3 |
64 |
SELECT TECHNOLOGY |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
3,100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
3 |
64 |
SELECT TECHNOLOGY |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
8,500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
3 |
64 |
SELECT TECHNOLOGY |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
1,900 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
3 |
64 |
SELECT TECHNOLOGY |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
4,600 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
3 |
64 |
SELECT TECHNOLOGY |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
1,000 |
21,000 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
3 |
64 |
SELECT TECHNOLOGY |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
100 |
2,100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
4 |
63 |
SELECT HEALTH CARE |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
1,400 |
19,600 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
4 |
63 |
SELECT HEALTH CARE |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
3,100 |
34,100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
4 |
63 |
SELECT HEALTH CARE |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
500 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
4 |
63 |
SELECT HEALTH CARE |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
400 |
6,800 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
4 |
63 |
SELECT HEALTH CARE |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
600 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
4 |
63 |
SELECT HEALTH CARE |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
3,500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
4 |
63 |
SELECT HEALTH CARE |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
400 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
4 |
63 |
SELECT HEALTH CARE |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
1,000 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
4 |
63 |
SELECT HEALTH CARE |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
400 |
8,400 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
5 |
65 |
SELECT UTILITIES GROWTH |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
200 |
3,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||
|
5 |
65 |
Select Utilities Growth |
01/28/2000 |
02-Feb-00 |
SBA Communications |
9,000,000 |
243,000,000 |
27 |
119,000 |
3,213,000 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
Deutsche Bank Securities Inc. |
Salomon Smith Barney, Inc. |
Raymond James & Associates, Inc. |
Fidelity Capital Markets |
|
|
|
|
5 |
65 |
SELECT UTILITIES GROWTH |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
300 |
4,200 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
5 |
65 |
SELECT UTILITIES GROWTH |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
400 |
4,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
5 |
65 |
SELECT UTILITIES GROWTH |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
200 |
2,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
||
|
5 |
65 |
SELECT UTILITIES GROWTH |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
5 |
65 |
SELECT UTILITIES GROWTH |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
100 |
1,300 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|||
|
5 |
65 |
SELECT UTILITIES GROWTH |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
100 |
1,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
5 |
65 |
SELECT UTILITIES GROWTH |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
200 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
5 |
65 |
SELECT UTILITIES GROWTH |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
1,000 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
5 |
65 |
SELECT UTILITIES GROWTH |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
5 |
65 |
SELECT UTILITIES GROWTH |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
300 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
5 |
65 |
SELECT UTILITIES GROWTH |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
100 |
2,100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|
||
|
6 |
66 |
SELECT FINANCIAL |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
6 |
66 |
SELECT FINANCIAL |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
6 |
66 |
SELECT FINANCIAL |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
6 |
66 |
SELECT FINANCIAL |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
6 |
66 |
SELECT FINANCIAL |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
200 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
7 |
62 |
SELECT LEISURE |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
7 |
62 |
SELECT LEISURE |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
7 |
62 |
SELECT LEISURE |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
7 |
62 |
SELECT LEISURE |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
7 |
62 |
SELECT LEISURE |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
8 |
67 |
SELECT DEFENSE & AEROSPACE |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
8 |
67 |
SELECT DEFENSE & AEROSPACE |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
8 |
67 |
SELECT DEFENSE & AEROSPACE |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
8 |
67 |
SELECT DEFENSE & AEROSPACE |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
8 |
67 |
SELECT DEFENSE & AEROSPACE |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
10 |
69 |
SELECT CHEMICAL |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
100 |
1,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||
|
10 |
69 |
SELECT CHEMICAL |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
100 |
1,400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
10 |
69 |
SELECT CHEMICAL |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
100 |
1,100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
10 |
69 |
SELECT CHEMICAL |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
100 |
1,200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|||
|
10 |
69 |
SELECT CHEMICAL |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
100 |
1,300 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|||
|
10 |
69 |
SELECT CHEMICAL |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
10 |
69 |
SELECT CHEMICAL |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
100 |
1,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
10 |
69 |
SELECT CHEMICAL |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
10 |
69 |
SELECT CHEMICAL |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
10 |
69 |
SELECT CHEMICAL |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
10 |
69 |
SELECT CHEMICAL |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
10 |
69 |
SELECT CHEMICAL |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
100 |
2,100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
11 |
7 |
SELECT COMPUTER |
12/09/1999 |
15-Dec-99 |
Tularik |
6,950,000 |
97,300,000 |
14 |
2,100 |
29,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
Warburg Dillon Read LLC |
BZ Bank Limited |
Fidelity Capital Markets |
||
|
11 |
7 |
SELECT COMPUTER |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
700 |
10,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||
|
11 |
7 |
SELECT COMPUTER |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
1,500 |
21,000 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
11 |
7 |
SELECT COMPUTER |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
1,700 |
18,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
11 |
7 |
SELECT COMPUTER |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
500 |
8,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
11 |
7 |
SELECT COMPUTER |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
800 |
9,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|||
|
11 |
7 |
SELECT COMPUTER |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
600 |
7,800 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|||
|
11 |
7 |
SELECT COMPUTER |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
700 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
11 |
7 |
SELECT COMPUTER |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
900 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
11 |
7 |
SELECT COMPUTER |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
4,500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
11 |
7 |
SELECT COMPUTER |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
1,100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
11 |
7 |
SELECT COMPUTER |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
1,300 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
11 |
7 |
SELECT COMPUTER |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
400 |
8,400 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
11 |
7 |
SELECT COMPUTER |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
100 |
2,100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
12 |
8 |
SELECT ELECTRONICS |
12/09/1999 |
15-Dec-99 |
Tularik |
6,950,000 |
97,300,000 |
14 |
4,500 |
63,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
Warburg Dillon Read LLC |
BZ Bank Limited |
Fidelity Capital Markets |
||
|
12 |
8 |
SELECT ELECTRONICS |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
1,500 |
22,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||
|
12 |
8 |
SELECT ELECTRONICS |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
3,300 |
46,200 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
12 |
8 |
SELECT ELECTRONICS |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
3,700 |
40,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
12 |
8 |
SELECT ELECTRONICS |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
1,100 |
18,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
12 |
8 |
SELECT ELECTRONICS |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
1,800 |
21,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|||
|
12 |
8 |
SELECT ELECTRONICS |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
1,600 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
12 |
8 |
SELECT ELECTRONICS |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
1,300 |
16,900 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|||
|
12 |
8 |
SELECT ELECTRONICS |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
2,000 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
12 |
8 |
SELECT ELECTRONICS |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
11,000 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
12 |
8 |
SELECT ELECTRONICS |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
1,300 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
12 |
8 |
SELECT ELECTRONICS |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
6,000 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
12 |
8 |
SELECT ELECTRONICS |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
900 |
18,900 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
14 |
28 |
SELECT SOFTWARE & COMP |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
300 |
4,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
||
|
14 |
28 |
SELECT SOFTWARE & COMP |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
600 |
8,400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
14 |
28 |
SELECT SOFTWARE & COMP |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
700 |
7,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
14 |
28 |
SELECT SOFTWARE & COMP |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
200 |
3,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
14 |
28 |
SELECT SOFTWARE & COMP |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
600 |
7,200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|||
|
14 |
28 |
SELECT SOFTWARE & COMP |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
600 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
14 |
28 |
SELECT SOFTWARE & COMP |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
200 |
2,600 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
||
|
14 |
28 |
SELECT SOFTWARE & COMP |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
700 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
14 |
28 |
SELECT SOFTWARE & COMP |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
2,000 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
14 |
28 |
SELECT SOFTWARE & COMP |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
400 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
14 |
28 |
SELECT SOFTWARE & COMP |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
500 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
14 |
28 |
SELECT SOFTWARE & COMP |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
200 |
4,200 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
15 |
96 |
Select Telecommunications |
01/28/2000 |
02-Feb-00 |
SBA Communications |
9,000,000 |
243,000,000 |
27 |
467,000 |
12,609,000 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
Deutsche Bank Securities Inc. |
Salomon Smith Barney, Inc. |
Raymond James & Associates, Inc. |
Fidelity Capital Markets |
|
|
|
|
15 |
96 |
SELECT TELECOMMUNICATIONS |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
5,000 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
17 |
34 |
SELECT AIR TRANS |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
17 |
34 |
SELECT AIR TRANS |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
17 |
34 |
SELECT AIR TRANS |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
17 |
34 |
SELECT AIR TRANS |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
17 |
34 |
SELECT AIR TRANS |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
26 |
502 |
SELECT AUTOMOTIVE PORTFOLIO |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
26 |
502 |
SELECT AUTOMOTIVE PORTFOLIO |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
26 |
502 |
SELECT AUTOMOTIVE PORTFOLIO |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
26 |
502 |
SELECT AUTOMOTIVE PORTFOLIO |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
26 |
502 |
SELECT AUTOMOTIVE PORTFOLIO |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
28 |
510 |
SELECT INDUSTRIAL EQUIP |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
100 |
2,100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
28 |
510 |
SELECT INDUSTRIAL EQUIP |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
100 |
1,400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
28 |
510 |
SELECT INDUSTRIAL EQUIP |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
100 |
1,100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
28 |
510 |
SELECT INDUSTRIAL EQUIP |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
28 |
510 |
SELECT INDUSTRIAL EQUIP |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
100 |
1,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
28 |
510 |
SELECT INDUSTRIAL EQUIP |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
28 |
510 |
SELECT INDUSTRIAL EQUIP |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
28 |
510 |
SELECT INDUSTRIAL EQUIP |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
28 |
510 |
SELECT INDUSTRIAL EQUIP |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
30 |
505 |
SELECT MEDICAL DELIVERY |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
100 |
2,100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
30 |
505 |
SELECT MEDICAL DELIVERY |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
100 |
1,400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
30 |
505 |
SELECT MEDICAL DELIVERY |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
100 |
1,100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
30 |
505 |
SELECT MEDICAL DELIVERY |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
30 |
505 |
SELECT MEDICAL DELIVERY |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
100 |
1,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
30 |
505 |
SELECT MEDICAL DELIVERY |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
30 |
505 |
SELECT MEDICAL DELIVERY |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
30 |
505 |
SELECT MEDICAL DELIVERY |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
30 |
505 |
SELECT MEDICAL DELIVERY |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
31 |
511 |
SELECT CONSTRUC & HOUSING |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
100 |
2,100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
31 |
511 |
SELECT CONSTRUC & HOUSING |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
100 |
1,400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
31 |
511 |
SELECT CONSTRUC & HOUSING |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
100 |
1,100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
31 |
511 |
SELECT CONSTRUC & HOUSING |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
100 |
1,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||
|
31 |
511 |
SELECT CONSTRUC & HOUSING |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
31 |
511 |
SELECT CONSTRUC & HOUSING |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
100 |
1,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
31 |
511 |
SELECT CONSTRUC & HOUSING |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
31 |
511 |
SELECT CONSTRUC & HOUSING |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
31 |
511 |
SELECT CONSTRUC & HOUSING |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
31 |
511 |
SELECT CONSTRUC & HOUSING |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
32 |
509 |
SELECT INDUST MATERIALS |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
100 |
2,100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|
||
|
32 |
509 |
SELECT INDUST MATERIALS |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
100 |
1,400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
32 |
509 |
SELECT INDUST MATERIALS |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
100 |
1,100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
32 |
509 |
SELECT INDUST MATERIALS |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
32 |
509 |
SELECT INDUST MATERIALS |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
100 |
1,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
32 |
509 |
SELECT INDUST MATERIALS |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
32 |
509 |
SELECT INDUST MATERIALS |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
32 |
509 |
SELECT INDUST MATERIALS |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
32 |
509 |
SELECT INDUST MATERIALS |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
36 |
512 |
SELECT TRANSPORTATION |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
36 |
512 |
SELECT TRANSPORTATION |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
36 |
512 |
SELECT TRANSPORTATION |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
36 |
512 |
SELECT TRANSPORTATION |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
36 |
512 |
SELECT TRANSPORTATION |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
41 |
515 |
SELECT CYCLICAL INDUSTRIES |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
100 |
2,100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
41 |
515 |
SELECT CYCLICAL INDUSTRIES |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
100 |
1,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||
|
41 |
515 |
SELECT CYCLICAL INDUSTRIES |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
100 |
1,200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|||
|
41 |
515 |
SELECT CYCLICAL INDUSTRIES |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
41 |
515 |
SELECT CYCLICAL INDUSTRIES |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
100 |
1,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
41 |
515 |
SELECT CYCLICAL INDUSTRIES |
02/10/2000 |
15-Feb-00 /TD> |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
41 |
515 |
SELECT CYCLICAL INDUSTRIES |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
41 |
515 |
SELECT CYCLICAL INDUSTRIES |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
41 |
515 |
SELECT CYCLICAL INDUSTRIES |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
42 |
514 |
SELECT NATURAL RESOURCES |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
100 |
2,100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
42 |
514 |
SELECT NATURAL RESOURCES |
12/09/1999 |
15-Dec-99 |
Tularik |
6,950,000 |
97,300,000 |
14 |
100 |
1,400 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
Warburg Dillon Read LLC |
BZ Bank Limited |
Fidelity Capital Markets |
||
|
42 |
514 |
SELECT NATURAL RESOURCES |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
100 |
1,400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
42 |
514 |
SELECT NATURAL RESOURCES |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
100 |
1,100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
42 |
514 |
SELECT NATURAL RESOURCES |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
100 |
1,500 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|||
|
42 |
514 |
SELECT NATURAL RESOURCES |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
100 |
1,200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|||
|
42 |
514 |
SELECT NATURAL RESOURCES |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
100 |
1,300 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|||
|
42 |
514 |
SELECT NATURAL RESOURCES |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
42 |
514 |
SELECT NATURAL RESOURCES |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
42 |
514 |
SELECT NATURAL RESOURCES |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
100 |
1,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
42 |
514 |
SELECT NATURAL RESOURCES |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
42 |
514 |
SELECT NATURAL RESOURCES |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
42 |
514 |
SELECT NATURAL RESOURCES |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
43 |
353 |
SELECT BUSN SVCS & OUTSOURCING |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
100 |
1,400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
43 |
353 |
SELECT BUSN SVCS & OUTSOURCING |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
43 |
353 |
SELECT BUSN SVCS & OUTSOURCING |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
100 |
1,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
43 |
353 |
SELECT BUSN SVCS & OUTSOURCING |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
43 |
353 |
SELECT BUSN SVCS & OUTSOURCING |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
43 |
353 |
SELECT BUSN SVCS & OUTSOURCING |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
43 |
353 |
SELECT BUSN SVCS & OUTSOURCING |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
44 |
354 |
SELECT MED EQUIP AND SYSTEMS |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
100 |
2,100 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|||
|
44 |
354 |
SELECT MED EQUIP AND SYSTEMS |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
100 |
1,400 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|||
|
44 |
354 |
SELECT MED EQUIP AND SYSTEMS |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
100 |
1,100 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
|
|
44 |
354 |
SELECT MED EQUIP AND SYSTEMS |
02/15/2000 |
18-Feb-00 |
Chordiant Software |
4,500,000 |
81,000,000 |
18 |
100 |
88,200 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
Thomas Weisel Partners LLC |
|
|
|
|
|
|
44 |
354 |
SELECT MED EQUIP AND SYSTEMS |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
100 |
1,700 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
|
|
44 |
354 |
SELECT MED EQUIP AND SYSTEMS |
02/10/2000 |
15-Feb-00 |
Xcare.net, Inc. |
5,000,000 |
90,000,000 |
18 |
100 |
1,800 |
RSSF |
FleetBoston Robertson Stephens Inc. |
SG Cowen Securities Corporation |
E*Offering Corp. |
Advest, Inc. |
|
|
|
|
|
44 |
354 |
SELECT MED EQUIP AND SYSTEMS |
02/03/2000 |
09-Feb-00 |
Dobson Communications Corporation |
25,000,000 |
550,000,000 |
22 |
500 |
44,000 |
LEHM |
Lehman Brothers Inc. |
Salomon Smith Barney Inc. |
Banc of America Securities LLC |
Deutsche Bank Securities Inc. |
Goldman, Sachs & Co. |
Merrill Lynch, Pierce, Fenner & Smith Incorporated |
|
|
|
44 |
354 |
SELECT MED EQUIP AND SYSTEMS |
02/04/2000 |
09-Feb-00 |
FirePond, Inc. |
5,000,000 |
110,000,000 |
22 |
100 |
44,000 |
RSSF |
FleetBoston Robertson Stephens Inc. |
Dain Rauscher Incorporated |
SG Cowen Securities Corporation |
E*Offering Corp. |
|
|
|
|
|
44 |
354 |
SELECT MED EQUIP AND SYSTEMS |
02/03/2000 |
09-Feb-00 |
Therma Wave, Inc. |
9,000,000 |
180,000,000 |
20 |
100 |
224,000 |
LEHM |
Banc of America Securities LLC |
Lehman Brothers Inc. |
Fidelity Capital Markets |
|
|
|
|
|
|
|