<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D
Under the Securities Exchange Act of 1934
(Amendment No. 5 )*
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ALBERTO-CULVER COMPANY
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(Name of Issuer)
CLASS A COMMON STOCK, $.22 PAR VALUE PER SHARE
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(Title of Class of Securities)
013068200
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(CUSIP Number)
Marshall E. Eisenberg (312) 269-8020 Bernice E. Lavin
NEAL, GERBER & EISENBERG 2525 Armitage Avenue
Two North LaSalle Street, Suite 2200 Melrose Park, Illinois 60160
Chicago, Illinois 60602 (708) 450-3101
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 15, 1999
-----------------------------------
(Date of Event which Requires
Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check
the following box [_].
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule including all exhibits. See Rule 240.13d-7 for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter disclosure
provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages(s))
Page 1 of 6 Pages
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CUSIP NO. 013068200 13D Page 2 of 6 Pages
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NAME OF REPORTING PERSON
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Bernice E. Lavin
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
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SEC USE ONLY
3
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SOURCE OF FUNDS*
4
Not applicable.
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
5
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CITIZENSHIP OR PLACE OF ORGANIZATION
6
U.S. Citizen
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SOLE VOTING POWER
7
NUMBER OF 4,285,146**
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
1,370,178**
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 4,285,146**
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
1,370,178**
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
5,655,324**
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12 [X]
Excluded are 4,234,382 Class B shares and 922 Class B shares held by
Lavin's spouse as trustee of a trust for his benefit and directly,
respectively. Lavin disclaims beneficial ownership of such shares.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
13
20.61%**
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TYPE OF REPORTING PERSON*
14
IN
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* See Instructions
** Includes shares of Class B Common Stock, $.22 par value per share ("Class B
shares"), which are immediately convertible at the holder's option on a share
for share basis into Class A shares.
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CUSIP NO. 013068200 13D Page 3 of 6 Pages
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NAME OF REPORTING PERSON
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Bernice E. Lavin Trust u/a/d 12/18/87
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
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SEC USE ONLY
3
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SOURCE OF FUNDS*
4
Not applicable
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
5
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CITIZENSHIP OR PLACE OF ORGANIZATION
6
Illinois Trust
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SOLE VOTING POWER
7
NUMBER OF 3,409,948**
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
-0-
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING 3,409,948**
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
-0-
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
3,409,948**
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12 [_]
Not applicable.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11).
13
13.05%
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TYPE OF REPORTING PERSON*
14
00
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* See Instructions
** Includes Class B shares which are immediately convertible at the holder's
option on a share for share basis into Class A shares.
<PAGE>
CUSIP No. 013068200 SCHEDULE 13D Page 4 of 6
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Item 1. Security and Issuer.
Title of Class of Securities: Class A common stock, $.22 par value per
share ("Class A shares")
Name and Address of Issuer: Alberto-Culver Company (the "Company")
2525 Armitage Avenue
Melrose Park, IL 60160
Item 2. Identity and Background.
(a) Name of Person Filing: (1) Bernice E. Lavin ("Lavin")
(2) Bernice E. Lavin Trust,
u/a/d 12/18/87 ("December Trust")
(b) Address: 1) and 2) c/o Bernice E. Lavin
2525 Armitage Avenue
Melrose Park, IL 60160
(c) Principal Business: (1) Lavin, an individual, is a Director,
Vice Chairman, Secretary and
Treasurer of the Company
(2) Trust Administration
(d) Prior Criminal Convictions: None
(e) Prior Civil Proceedings With
Respect to Federal or State
Securities Laws: None
(f) Citizenship/Organization: (1) U.S. Citizen
(2) Illinois Trust
Item 3. Source and Amount of Funds or Other Consideration.
On December 15, 1999, Lavin, as a director and an officer of the Lavin
Family Foundation (a charitable foundation of which Lavin is the Treasurer
and a Director), transferred 46,510 Class A shares to the Lavin Family
Supporting Foundation, a public charitable foundation.
Item 4. Purpose of Transaction.
The transfer of the Class A shares was for the Lavin family's estate
planning rather than corporate purposes. The transfer was not undertaken
for purposes of effecting any of the actions listed in this item.
Item 5. Interest in Securities of the Issuer.
(a)(i)Amount of Class A Shares Beneficially Owned: 5,655,324 shares total;
294 Class B shares held directly; 3,409,884 Class B shares and 64
Class A shares held as trustee of the December Trust; 393,440 Class A
shares and 481,464 Class B shares held as trustee of various trusts
for the benefit of her children and grandchildren; 100,200 Class A
shares and 300,600 Class B shares held as co-trustee of a trust for
the benefit of Carol L. Bernick, Lavin's daughter; and 449,378 Class A
shares and 520,000 Class B shares held by Lavin Family Foundation (a
charitable foundation of which Lavin is the Treasurer and a Director).
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CUSIP No. 013068200 SCHEDULE 13D Page 5 of 6
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(ii) Percentage of Class A Shares Beneficially Owned*: 20.61% total: .001%
held directly; 13.05% as trustee of the December Trust; 3.77% as
trustee of trusts for the benefit of Lavin's adult children and
grandchildren; 1.74% as co-trustee of a trust for the benefit of Mrs.
Bernick; and 4.17% by Lavin Family Foundation (based on 22,723,519
Class A shares outstanding as of December 1, 1999).
* Pursuant to Rule 13d-3(d)(1)(i) of the Securities Exchange Act of
1934, as amended, the following calculations assume that all Class B
shares beneficially owned by Lavin have been converted into Class A
shares.
(b) Number of Shares as to Which Lavin Has:
<TABLE>
<CAPTION>
December
Lavin Trust
----- -----
<S> <C> <C> <C>
(i) Sole power to vote: 4,285,146/1/ 3,409,948/1/
(ii) Shared power to vote: 1,370,178/2/ -0-
(iii) Sole power to dispose: 4,285,146/1/ 3,409,948/1/
(iv) Shared power to dispose: 1,370,178/2/ -0-
</TABLE>
1 The above shares of the December Trust shown as owned by Lavin
and the December Trust are reflected as sole power of Lavin and
the December Trust because Lavin has sole voting and investment
power with respect to the Class A shares and the Class B shares
held by such trust. The above shares shown as owned by Lavin
include 3,409,884 Class B shares and 64 Class A shares held as
trustee of the December Trust; 393,440 Class A shares and 481,464
Class B shares held as trustee of trusts for the benefit of
Lavin's children and grandchildren and 294 Class B shares held
directly.
2 449,378 Class A shares and 520,000 Class B shares held by Lavin
Family Foundation; and 100,200 Class A shares and 300,600 Class B
shares held as co-trustee of a trust for the benefit of Mrs.
Bernick.
Lavin shares the power to vote and dispose of the 449,378 Class A shares
and 520,000 Class B shares held by Lavin Family Foundation with her
husband, Leonard H. Lavin, and Mrs. Bernick. Lavin is co-trustee together
with Mrs. Bernick of a trust for the benefit of Mrs. Bernick which holds
100,200 Class A shares and 300,600 Class B shares. The following
information is presented with respect to Leonard H. Lavin and Mrs. Bernick,
respectively.
(i) Name of Person: Leonard H. Lavin
Carol L. Bernick
(ii) Address: 2525 Armitage Avenue
Melrose Park, Illinois 60160
(iii) Principal Business: Leonard H. Lavin, an individual, is a
Director and the Chairman of the Company.
Carol L. Bernick, an individual, is a
Director and Assistant Secretary of the
Company and President, Alberto-Culver North
America, a division of the Company.
(iv) Prior Criminal
Convictions: None.
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CUSIP No. 013068200 SCHEDULE 13D Page 6 of 6
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(v) Prior Civil Pro-
ceedings With Respect
to Federal or State
Securities Laws: None.
(vi) Citizenship/Organization: U.S. Citizen.
An additional 4,234,382 Class B shares and 922 Class B shares(which
are not included above) are held by Lavin's husband as trustee of a
trust for his benefit and directly, respectively. Lavin disclaims
beneficial ownership of such shares.
(c) None, except as described in Item 3 above.
(d) None.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer.
None.
Item 7. Material to be Filed as Exhibits.
None.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: December 28, 1999
Signature: /s/ Bernice E. Lavin
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Name/Title: Bernice E. Lavin, individually;
as trustee of the Bernice E. Lavin
Trust u/a/d 12/18/87; as co-trustee
of another trust; and as trustee of
trusts for the benefit of her
children and grandchildren
