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Previous: ESTABROOK CAPITAL MANAGEMENT INC, SC 13G, 2000-10-23 |
Next: FIFTH THIRD BANCORP, 424B1, 2000-10-23 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended September 30, 2000
Check here if Amendment [ ]; Amendment
Number:
This Amendment (check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Estabrook Capital Management LLC
Address: 430 Park Avenue, Suite 1800
New York, NY 10022
13F File Number: 028-03595
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that
all information contained herein is true, correct and
complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered
integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Roy Y. Williamson
Title: Director
Phone: 212 310-1133
Signature, Place, and Date of Signing:
Roy Y. Williamson New York, NY October 23, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager: None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES
EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 191
Form 13F Information Table Value Total: $2,023,559
List of Other Included Managers: N/A
<PAGE>
<TABLE> <C> <C>
<C> <C> <C> <C> <C> <C>
<C> <C>
FORM 13F INFORMATION TABLE
<CAPTION>
Titl Cusip Value Shares Sh Put Inves Oth Voting
e of / / / tmt er Author
ity
(Share
s)
Name of Issuer Clas (x$100 Prin Pr Cal Dscre Mgr Mgr Sole Shared None
s 0) Amt in l tn s
<S> <C> <C> <C> <C> <C> <C> <C>
D ABBOTT LABS COM 0028241 6694 140751 SH Sole 01 14,700 0 126,05
00 1
D ACE LTD ORD COM G0070K1 290 7400 SH Sole 01 0 0 7,400
03
D AFLAC INC COM 0010551 223 3449 SH Sole 01 0 0 3,449
02
D AGILENT COM 00846U1 36988 755825 SH Sole 01 108,82 0 647,00
TECHNOLOGIES 01 1 4
D AIR PRODS & COM 0091581 321 8928 SH Sole 01 0 0 8,928
CHEMS INC 06
D ALCOA INC COM 0138171 299 11798 SH Sole 01 116 0 11,682
01
D ALLSTATE CORP COM 0200021 5314 152919 SH Sole 01 15,574 0 137,34
01 5
D ALZA CORP COM 0226151 8920 103117 SH Sole 01 12,000 0 91,117
08
D AMERICA ONLINE COM 02364J1 1768 32894 SH Sole 01 21,800 0 11,094
INC 04
D AMERICAN COM 0258161 1480 24355 SH Sole 01 4,200 0 20,155
EXPRESS CO 09
D AMERICAN HOME COM 0266091 49666 880020 SH Sole 01 129,78 0 750,23
PRODS. 07 1 9
D AMERICAN INTL. COM 0268741 35645 372515 SH Sole 01 50,254 0 322,26
GROUP 07 1
D AMGEN INC COM 0311621 645 9240 SH Sole 01 3,200 0 6,040
00
D ANADARKO PETE COM 0325111 1620 24371 SH Sole 01 0 0 24,371
CORP 07
D APCO ARGENTINA COM 0374891 931 38400 SH Sole 01 10,400 0 28,000
INC 01
D ASCENT ASSURN COM 04362N1 20 14724 SH Sole 01 0 0 14,724
INC 03
D AT & T CORP. COM 0019571 15432 525333 SH Sole 01 104,03 0 421,29
09 8 4
D AUTOMATIC DATA COM 0530151 4264 63765 SH Sole 01 4,715 0 59,050
PROCES 03
D AVON PRODUCTS COM 0543031 2654 64940 SH Sole 01 2,865 0 62,075
INC 02
D BAIRNCO CORP COM 0570971 222 29850 SH Sole 01 0 0 29,850
07
D BAKER HUGHES COM 0572241 479 12905 SH Sole 01 126 0 12,779
INC 07
D BANK NEW YORK COM 0640571 10592 187469 SH Sole 01 21,918 0 165,55
INC 02 1
D BANK OF COM 0605051 23675 452024 SH Sole 01 89,592 0 362,43
AMERICA 04 2
D BANK ONE CORP COM 06423A1 409 10748 SH Sole 01 0 0 10,748
03
D BANKNORTH GRP COM 06646R1 316 17700 SH Sole 01 0 0 17,700
07
D BAXTER INTL COM 0718131 229 2873 SH Sole 01 53 0 2,820
INC 09
D BB&T COM 0549371 235 7800 SH Sole 01 1,300 0 6,500
CORPORATION 07
D BELLSOUTH CORP COM 0798601 2097 51773 SH Sole 01 3,680 0 48,093
02
D BELO A H CORP COM 0805551 749 40618 SH Sole 01 0 0 40,618
05
D BESTFOODS COM 08658U1 306 4200 SH Sole 01 3,500 0 700
01
D BJS WHSL CLUB COM 05548J1 1001 29000 SH Sole 01 0 0 29,000
INC 06
D BOEING CO COM 0970231 2565 40882 SH Sole 01 78 0 40,804
05
D BP AMOCO ADS COM 0556221 2084 39318 SH Sole 01 328 0 38,990
04
D BRISTOL MYERS COM 1101221 50307 874912 SH Sole 01 182,89 0 692,01
SQUIBB 08 4 8
D BURLINGTON COM 12189T1 6597 305936 SH Sole 01 63,900 0 242,03
NORTHN SAN 04 6
D BURLINGTON COM 1220141 4055 110148 SH Sole 01 30,675 0 79,473
RESOURCES 03
D CARDINAL COM 14149Y1 12884 146101 SH Sole 01 750 0 145,35
HEALTH INC. 08 1
D CHASE COM 16161A1 3693 79953 SH Sole 01 1,329 0 78,624
MANHATTAN 08
CORPO
D CHEVRON CORP COM 1667511 22827 267769 SH Sole 01 11,360 0 256,40
07 9
D CHITTENDEN COM 1702281 11379 442972 SH Sole 01 87,418 0 355,55
CORP 00 4
D CHUBB CORP COM 1712321 768 9710 SH Sole 01 0 0 9,710
01
D CINTAS CORP COM 1729081 6941 159333 SH Sole 01 0 0 159,33
05 3
D CISCO SYS INC COM 17275R1 37143 672278 SH Sole 01 33,800 0 638,47
02 8
D CITIGROUP INC. COM 1729671 88435 163578 SH Sole 01 195,76 0 1,440,
01 6 1 025
D COCA COLA CO COM 1912161 4773 86590 SH Sole 01 8,300 0 78,290
00
D COLGATE COM 1941621 951 20140 SH Sole 01 9,690 0 10,450
PALMOLIVE CO 03
D COMMUNITY SVGS COM 2040371 980 79157 SH Sole 01 0 0 79,157
BNKSHS 05
D COMPAQ COM 2044931 675 24511 SH Sole 01 400 0 24,111
COMPUTER CORP 00
D CONCORD EFS COM 2061971 202 5700 SH Sole 01 5,700 0 0
INC 05
D CONOCO INC CL COM 2082514 217 8067 SH Sole 01 209 0 7,858
B 05
D CORNING INC COM 2193501 5663 57198 SH Sole 01 5,445 0 51,753
05
D COSTCO COM 22160K1 346 9890 SH Sole 01 0 0 9,890
WHOLESALE CORP 05
D CSX CORP COM 1264081 422 19355 SH Sole 01 0 0 19,355
03
D CT HLDGS INC COM 12643Y1 11 11000 SH Sole 01 0 0 11,000
03
D DELL COMPUTER COM 2470251 336 10920 SH Sole 01 600 0 10,320
CORP 09
D DEVRY INC COM 2518931 527 14000 SH Sole 01 0 0 14,000
03
D DIAMOND COM 25271C1 465 11350 SH Sole 01 0 0 11,350
OFFSHORE DRIL 02
D DISNEY (WALT) COM 2546871 743 19436 SH Sole 01 5,500 0 13,936
PRODUCT 06
D DOVER CORP COM 2600031 21266 453060 SH Sole 01 74,340 0 378,72
08 0
D DU PONT E I DE COM 2635341 779 19048 SH Sole 01 2,372 0 16,676
NEMOUR 09
D DUKE ENERGY COM 2643991 1468 17122 SH Sole 01 1,563 0 15,559
CORP 06
D DUN & COM 26483B1 716 20800 SH Sole 01 800 200 19,800
BRADSTREET 06
CORP
D E M C CORP COM 2686481 48400 486434 SH Sole 01 2,400 0 484,03
MASS 02 4
D EASTMAN KODAK COM 2774611 4385 107288 SH Sole 01 20,100 0 87,188
09
D EL PASO ENERGY COM 2839051 565 9172 SH Sole 01 110 0 9,062
CORP D 07
D EMERSON ELEC COM 2910111 4497 67126 SH Sole 01 4,932 0 62,194
CO 04
D ENRON CORP COM 2935611 7961 90839 SH Sole 01 21,535 0 69,304
06
D ERICSSON L M COM 2948214 290 19600 SH Sole 01 2,000 0 17,600
TEL CO A 00
D EXXON MOBIL COM 30231G1 35921 403132 SH Sole 01 53,515 0 349,61
CORPORATI 02 7
D FEDEX CORP COM 31428X1 257 5800 SH Sole 01 900 0 4,900
06
D FIRST UNION COM 3373581 1645 51100 SH Sole 01 6,772 0 44,328
CORP 05
D FLEETBOSTON COM 3390301 38999 999962 SH Sole 01 93,493 0 906,46
FINANCIAL 08 9
D FLORIDA ROCK COM 3411401 30601 775944 SH Sole 01 154,88 0 621,05
INDS INC 01 5 9
D FORD MTR CO COM 3453708 559 21940 SH Sole 01 5,200 0 16,740
DEL COM P 60
D FPL GROUP INC COM 3025711 258 3925 SH Sole 01 0 0 3,925
04
D GENENTECH INC COM 3687104 308 1660 SH Sole 01 0 0 1,660
NEW 06
D GENERAL COM 3696041 104388 180562 SH Sole 01 256,50 0 1,549,
ELECTRIC COMP 03 8 2 126
D GENERAL MOTORS COM 3704428 1519 40842 SH Sole 01 0 0 40,842
CLASS 32
D GENERAL MTRS COM 3704421 216 3328 SH Sole 01 37 0 3,291
CORP 05
D GENLYTE GROUP COM 3723021 261 10200 SH Sole 01 9,000 0 1,200
INC 09
D GEORGIA PAC COM 3732981 1298 55250 SH Sole 01 0 0 55,250
CORP 08
D GLAXO PLC COM 37733W1 940 15550 SH Sole 01 1,600 0 13,950
05
D GLOBAL COM G3921A1 411 13263 SH Sole 01 0 0 13,263
CROSSING LTD 00
D GRANT PRIDECO COM 38821G1 28539 130092 SH Sole 01 258,42 0 1,042,
INC 01 3 3 500
D GUIDANT CORP COM 4016981 2342 33138 SH Sole 01 4,688 0 28,450
05
D GULFMARK COM 4026291 41882 142578 SH Sole 01 313,99 0 1,111,
OFFSHORE INC 09 4 3 791
D HALLIBURTON CO COM 4062161 499 10197 SH Sole 01 600 0 9,597
01
D HARMAN INTL COM 4130861 821 21000 SH Sole 01 0 0 21,000
INDS INC 09
D HEINZ H J CO COM 4230741 1196 32266 SH Sole 01 1,114 0 31,152
03
D HEWLETT COM 4282361 81093 831724 SH Sole 01 131,81 0 699,90
PACKARD CO. 03 6 8
D HOME DEPOT INC COM 4370761 1754 33140 SH Sole 01 18,050 0 15,090
02
D HONEYWELL COM 4385161 37823 106170 SH Sole 01 201,35 0 860,35
INTERNATION 06 5 0 5
D HUDSON UTD COM 4441651 446 16149 SH Sole 01 0 0 16,149
BANCORP 04
D IMS HEALTH INC COM 4499341 573 27600 SH Sole 01 2,000 0 25,600
08
D INTEL COM 4581401 69218 166539 SH Sole 01 216,81 0 1,448,
CORPORATION 00 0 8 572
D INTERNATIONAL COM 4592001 11639 103342 SH Sole 01 8,847 0 94,495
BUSINES 01
D INTERNATIONAL COM 4601461 324 11288 SH Sole 01 131 0 11,157
PAPER C 03
D JOHNSON & COM 4781601 48220 513325 SH Sole 01 78,205 0 435,12
JOHNSON 04 0
D KAYDON CORP COM 4865871 4787 208138 SH Sole 01 12,420 0 195,71
08 8
D KEYCORP COM 4932671 232 9165 SH Sole 01 0 0 9,165
08
D KEYSPAN CORP COM 49337W1 408 10152 SH Sole 01 0 0 10,152
00
D KIMBERLY CLARK COM 4943681 311 5568 SH Sole 01 141 0 5,427
CORP 03
D KONINKLIJKE COM 5004723 377 8879 SH Sole 01 2,425 0 6,454
PHILIPS E 03
D LEHMAN BROS COM 5249081 471 3170 SH Sole 01 425 0 2,745
HLDGS INC 00
D LILLY ELI & CO COM 5324571 23092 284646 SH Sole 01 71,145 0 213,50
08 1
D LOCKHEED COM 5398301 420 12747 SH Sole 01 0 0 12,747
MARTIN CORP 09
D LUCENT COM 5494631 13397 439255 SH Sole 01 59,575 0 379,68
TECHNOLOGIES I 07 0
D MARCONI PLC COM 5663062 205 7500 SH Sole 01 0 0 7,500
ADR SPONS 05
D MARSH MCLENNAN COM 5717481 2922 22009 SH Sole 01 859 0 21,150
02
D MCGRAW HILL COM 5806451 1573 24750 SH Sole 01 8,610 0 16,140
INC 09
D MEDTRONIC INC COM 5850551 2274 43881 SH Sole 01 7,993 0 35,888
06
D MELLON FINL COM 58551A1 1980 42689 SH Sole 01 183 0 42,506
CORP 08
D MERCK & COM 5893311 47049 632056 SH Sole 01 127,40 0 504,65
COMPANY 07 5 1
D MERIT MED SYS COM 5898891 239 37824 SH Sole 01 0 0 37,824
INC 04
D MERRILL LYNCH COM 5901881 247 3736 SH Sole 01 1,104 0 2,632
& CO. I 08
D MESABI TR CTF COM 5906721 44 13000 SH Sole 01 13,000 0 0
BEN INT 01
D MICROSOFT CORP COM 5949181 2932 48615 SH Sole 01 4,780 0 43,835
04
D MILLENNIUM COM 5999031 252 17000 SH Sole 01 0 0 17,000
CHEMICALS 01
D MINNESOTA MNG COM 6040591 24017 263560 SH Sole 01 31,960 0 231,60
& MFG C 05 0
D MORGAN J.P. & COM 6168801 16556 101336 SH Sole 01 7,775 0 93,561
CO INC 00
D MORGAN STANLEY COM 6174464 40912 447430 SH Sole 01 55,934 0 391,49
DEAN W 48 6
D MOTOROLA INC. COM 6200761 17320 587130 SH Sole 01 93,820 0 493,31
09 0
D NOBLE DRILLING COM 6550421 376 7450 SH Sole 01 0 0 7,450
CORP 09
D NOKIA CORP COM 6549022 79810 199524 SH Sole 01 327,73 0 1,667,
SPONSORED 04 2 4 508
D NORFOLK SOUTHN COM 6558441 149 10200 SH Sole 01 2,000 0 8,200
CORP 08
D NORTEL COM 6565681 3467 58270 SH Sole 01 9,880 0 48,390
NETWORKS CORP. 02
D NORTH FORK COM 6594241 784 36250 SH Sole 01 0 0 36,250
BANCORP IN 05
D NORTHROP COM 6668071 720 7920 SH Sole 01 0 0 7,920
GRUMMAN CORP 02
D OMNICOM GROUP COM 6819191 620 8500 SH Sole 01 0 0 8,500
06
D ORACLE SYS COM 68389X1 1099 27920 SH Sole 01 3,300 0 24,620
CORP 05
D PAMRAPO COM 6977381 242 12000 SH Sole 01 0 0 12,000
BANCORP INC 02
D PATRIOT TRANSN COM 70337B1 3783 238285 SH Sole 01 75,300 0 162,98
HLDG I 02 5
D PAYCHEX INC COM 7043261 1076 20500 SH Sole 01 1,350 0 19,150
07
D PENN TREATY CNV 707874A 197 250000 SH Sole 01 0 0 250,00
AMERICAN B9 0
D PEPSI BOTTLING COM 7134091 601 20000 SH Sole 01 0 0 20,000
GROUP 00
D PEPSICO INC COM 7134481 1295 28154 SH Sole 01 4,675 0 23,479
08
D PFIZER INC COM 7170811 35330 786502 SH Sole 01 37,465 0 749,03
03 7
D PHARMACIA CORP COM 71713U1 1540 25585 SH Sole 01 0 0 25,585
02
D PHILLIPS PETE COM 7185071 26772 426649 SH Sole 01 100,73 0 325,91
CO 06 0 9
D PNC BANK CORP. COM 6934751 61198 941515 SH Sole 01 205,57 0 735,93
05 7 8
D PPG INDS INC COM 6935061 437 11022 SH Sole 01 0 0 11,022
07
D PPL CORP COM 69351T1 253 6050 SH Sole 01 0 0 6,050
06
D PRAXAIR INC COM 74005P1 1684 45050 SH Sole 01 6,100 0 38,950
04
D PROCTER & COM 7427181 1213 18100 SH Sole 01 700 0 17,400
GAMBLE CO 09
D QUALCOMM INC COM 7475251 399 5600 SH Sole 01 100 0 5,500
03
D QWEST COM 7491211 643 13356 SH Sole 01 0 0 13,356
COMMUNICATIONS 09
D R & B FALCON COM 74912E1 3486 125340 SH Sole 01 35,500 0 89,840
CORP 01
D RADIOSHACK COM 7504381 366 5664 SH Sole 01 0 0 5,664
CORP 03
D REGIONS FINL COM 7589401 565 24882 SH Sole 01 0 0 24,882
CORP 00
D RENAISSANCERE COM G7496G1 8039 125735 SH Sole 01 15,040 0 110,69
HLDGS L 03 5
D ROYAL DUTCH COM 7802578 41952 699923 SH Sole 01 67,120 0 632,80
PETRO-NY 04 3
D SBC COM 78387G1 5438 109040 SH Sole 01 3,593 0 105,44
COMMUNICATIONS 03 7
, I
D SCHERING COM 8066051 8336 179028 SH Sole 01 41,236 0 137,79
PLOUGH CORP 01 2
D SCHLUMBERGER COM 8068571 32219 391422 SH Sole 01 8,150 0 383,27
08 2
D SEARS ROEBUCK COM 8123871 4665 143890 SH Sole 01 33,000 0 110,89
& CO 08 0
D SHELL TRANS & COM 8227036 325 6631 SH Sole 01 0 0 6,631
TRADING 09
D SILICON VY COM 8270641 408 7000 SH Sole 01 0 0 7,000
BANCSHARES 06
D SONOCO COM 8354951 4977 275518 SH Sole 01 31,505 0 244,01
PRODUCTS 02 3
D SOUTHERN CO COM 8425871 209 6425 SH Sole 01 0 0 6,425
07
D SOUTHTRUST COM 8447301 251 7978 SH Sole 01 0 0 7,978
CORP 01
D SPX CORP COM 7846351 737 5193 SH Sole 01 0 0 5,193
04
D STAPLES INC COM 8550301 166 11711 SH Sole 01 0 0 11,711
02
D STRYKER CORP COM 8636671 1289 30020 SH Sole 01 1,720 0 28,300
01
D SUN COM 8668101 129862 111230 SH Sole 01 142,21 0 970,08
MICROSYSTEM 04 7 9 8
INC.
D SYSCO CORP COM 8718291 2916 62964 SH Sole 01 14,645 0 48,319
07
D TELEFONICA DE COM 8793822 14167 238354 SH Sole 01 235 0 238,11
ESPANA 08 9
D TERADYNE INC COM 8807701 448 12800 SH Sole 01 0 0 12,800
02
D TEXACO INC COM 8816941 5121 97535 SH Sole 01 18,200 0 79,335
03
D TIDEWATER INC COM 8864231 919 20200 SH Sole 01 200 0 20,000
02
D TIME WARNER COM 8873151 298 3800 SH Sole 01 0 0 3,800
INC 09
D TOSCO CORP NEW COM 8914903 19948 639600 SH Sole 01 78,200 0 561,40
02 0
D TRW INC COM 8726491 25147 619013 SH Sole 01 120,94 0 498,06
08 9 4
D TYCO INTL LTD COM 9021241 3105 59846 SH Sole 01 0 0 59,846
NEW 06
D UCAR INTL INC COM 90262K1 306 24100 SH Sole 01 2,000 0 22,100
09
D UNION PAC CORP COM 9078181 15828 406493 SH Sole 01 51,600 0 354,89
08 3
D UNITED COM 9130171 40450 583062 SH Sole 01 104,78 0 478,27
TECHNOLOGIES C 09 7 5
D UNOCAL CORP COM 9152891 1777 50150 SH Sole 01 350 0 49,800
02
D VERIZON COM 92343V1 3763 77697 SH Sole 01 409 0 77,288
COMMUNICATION 04
D WAL MART COM 9311421 1404 29178 SH Sole 01 1,050 0 28,128
STORES INC 03
D WALGREEN CO COM 9314221 1536 40500 SH Sole 01 17,300 0 23,200
09
D WASHINGTON MUT COM 9393221 294 7380 SH Sole 01 0 0 7,380
INC 03
D WEATHERFORD COM 9470741 51597 119992 SH Sole 01 245,19 0 954,73
INTERNATI 00 9 6 3
D WELLS FARGO COM 9497461 1976 43008 SH Sole 01 312 0 42,696
NEW 01
D WENDYS COM 9505901 16436 819217 SH Sole 01 166,27 0 652,94
INTERNATIONAL 09 0 7
D WORLDCOM INC COM 98157D1 6787 223429 SH Sole 01 5,188 0 218,24
06 1
D WRIGLEY WM JR COM 9825261 1020 13620 SH Sole 01 1,950 0 11,670
CO 05
D XEROX CORP COM 9841211 24841 165604 SH Sole 01 128,09 0 1,527,
03 0 0 950
D XL CAPITAL COM G982551 257 3470 SH Sole 01 0 0 3,470
LTD. 05
TOTAL 202355
9
</TABLE>
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