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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 13)*
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FALL RIVER GAS COMPANY
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(Name of Issuer)
COMMON STOCK $0.83 1/3 par value
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(Title of Class of Securities)
306279 10 0
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(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see
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the Notes).
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CUSIP No. 306279 10 0 Page 2 of 6 Pages
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13G
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1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ronald J. Ferris
###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
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5 SOLE VOTING POWER
40,697 shares: 40,697 shares owned directly and of record
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6 SHARED VOTING POWER 104,362 shares:
9,852 shares owned jointly
53,594 shares as co-trustee of a pension plan and trust
36,990 shares as President of a corporation
3,926 shares held in two trusts for the children of the undersigned
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7 SOLE DISPOSITIVE POWER
40,697 shares: 40,697 shares owned directly and of record
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8 SHARES DISPOSITIVE POWER 104,362 shares:
9,852 shares owned jointly
53,594 shares as co-trustee of a pension plan and trust
36,990 shares as President of a corporation
3,926 shares held in two trusts for the children of the undersigned
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
145,059 (includes shares jointly owned with three other persons, shares
owned by a corporation, shares held in two trusts for the children of
the undersigned and shares held in a pension plan trust).
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.1%
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12 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTION BEFORE FILLING OUT!
SCHEDULE 13G
Item 1(a) Name of Issuer
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Fall River Gas Company
Item 1(b) Address of Issuer's Principal Executive Office
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155 North Main Street
Fall River, Massachusetts 02722
Item 2(a) Name of Person Filing
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Ronald J. Ferris
Item 2(b) Address of Principal Business Office
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75 Grand Army Highway
Swansea, Massachusetts 02777
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Item 2(c) Citizenship
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U.S.A.
Item 2(d) Title of Class of Securities
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Common Stock, $0.83 1/3 par value
Item 2(e) CUSIP Number
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306279 10 0
Item 3
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Inapplicable
Item 4
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(a) Amount Beneficially Owned*
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145,059 shares - includes 40,697 shares owned directly and of
record, 9,852 owned jointly with three other persons, 36,990
owned beneficially as President of a corporation, 3,926 shares
held in two trusts for the children of the undersigned and
53,594 owned beneficially as trustee of a pension plan and
trust.
(b) Percent of Class:
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8.1% (2.8% with respect to shares owned directly and of record
or jointly with another person; 5.3% with respect to sole or
shared voting and investment power as corporate officer or as
trustee.)
(c) Number of shares as to Which Such Person Has:
---------------------------------------------
(i) sole power to vote or to direct the vote
40,697 shares - owned directly and of record
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(ii) shared power to vote or to direct the vote
104,632 shares (as a joint owner of 9,852 shares, as
co-trustee of a pension plan and trust which holds
53,594 and as President of a corporation 36,990
shares). Also includes 3,926 shares held in two
trusts for the children of the undersigned.
(iii) sole power to dispose or to direct the disposition of
40,697 shares - owned directly and of record
(iv) shared power to dispose or to direct the disposition of
104,632 shares (as a joint owner of 9,852 shares, as
co-trustee of a pension plan and trust which holds
53,594 and as President of a corporation 36,990
shares). Also includes 3,926 shares held in two trusts
for the children of the undersigned.
*Disclaimer: The filing of this Schedule 13G shall not be construed
as an admission that the undersigned is for the
purposes of Section 13(d) or 13(g) of the Securities
Exchange Act of 1934, as amended, the beneficial owner
of any securities owned by any corporation of which he
is an officer, or by any trust, as set forth in this
schedule.
Item 5
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Inapplicable
Item 6 Ownership of More than Five Percent on Behalf of Another Person
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The beneficiaries of the pension plan and trusts mentioned above have
contingent rights to receive dividends from, or the proceeds from the sale of,
shares held by such trusts.
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Item 7
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Inapplicable
Item 8
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Inapplicable
Item 9
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Inapplicable
Item 10
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Inapplicable
Signature
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After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: January 14, 1997
Signature: /s/ Ronald J. Ferris
Name: Ronald J. Ferris
NOTE: The stockholding figures in this filing reflect the two-for-one split of
the Issuer's Common Stock approved by the Issuer's Stockholders on September 21,
1993 and effective December 31, 1993.
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