<PAGE>
OMB APPROVAL
OMB Number 3235-0145
Expires: October 31, 1997
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*<F1>
Alexander & Alexander Services Inc.
(Name of Issuer)
Common Stock, $1.00 par value
(Title of Class of Securities)
014 476 105
(CUSIP Number)
Peter R. Lockyer, Alexander Clay & Partners, 61 Brook Street,
London W1Y 2HN, 011-44-171-408-1600
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
April 13, 1995
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with the statement [ ]. (A fee
is not required only if the reporting person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
<F1> *The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alan S. Fishman
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRE
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF 100,000
SHARES
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 00
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 100,000
WITH
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.24
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ian S. Aitken
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRE
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF
SHARES 57,337
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH 00
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 57,337
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
57,337
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.14
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Stephen L. Gooch
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF 45,626
SHARES
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 00
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 45,626
WITH
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,626
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.11
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Thomas M. Ross
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF
SHARES 90,626
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH 00
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 90,626
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
90,626
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.22
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Helen James
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF
SHARES 10,920
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH 00
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 10,920
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,920
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.03
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Richard C. W. Strattan
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF
SHARES 71,487
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH 00
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 71,487
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
71,487
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.17
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Maurice Dyson
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF
SHARES 50,000
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH 00
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 50,000
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
50,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.12
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Simon C. Stoye
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF 57,337
SHARES
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 00
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 57,337
WITH
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
57,337
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.14
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John E. Shepley
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF
SHARES 36,487
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH 00
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 36,487
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,487
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.09
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lynne Davis
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF 18,000
SHARES
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 00
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 18,000
WITH
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
18,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.04
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John P. Woodhouse
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF 47,337
SHARES
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 00
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 47,337
WITH
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
47,337
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.11
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jeremy D. Fisher
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF
SHARES 10,920
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH 00
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 10,920
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,920
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.03
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Stephen M. Riley
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF
SHARES 59,195
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH 00
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 59,195
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
59,195
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.14
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Stephen F. Yeo
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF
SHARES 79,000
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH 00
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 79,000
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
79,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.19
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Peter R. Lockyer
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF 55,000
SHARES
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 00
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 55,000
WITH
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
55,000
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.13
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Robert S. Thomson
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF 43,668
SHARES
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 00
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON 43,668
WITH
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
43,668
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.10
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Nigel R. Bankhead
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF
SHARES 44,844
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH 00
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 44,844
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
44,844
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.11
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
CUSIP No. 014 476 105 SCHEDULE 13D
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Nigel Taylor
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ]
(b)[x]
See Item 2
3 SEC USE ONLY
4 SOURCE OF FUNDS*
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
7 SOLE VOTING POWER
NUMBER OF
SHARES 30,044
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH 00
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 30,044
10 SHARED DISPOSITIVE POWER
00
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
30,044
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.07
14 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
This Amendment No. 1 to Statement on Schedule 13D (this "Amendment")
relates to shares (the "Shares") of Common Stock, $1.00 par value (the "Common
Stock") of Alexander & Alexander Services Inc. This Amendment is being filed
to report the disposition of an aggregate amount of 1,120,900 of the 2,274,410
Shares reported in the original Statement on Schedule 13D filed December 9,
1993.
Item 4. Purpose of Transaction
1,120,900 Shares were sold on April 13, 1995 pursuant to Registration
Statement No. 33-55081 on Form S-3. The number of Shares sold by each
reporting person is indicated in such Registration Statement.
Item 5(e). Interest in Securities of the Issuer
On April 13, 1995, the reporting persons ceased to be the beneficial
owners of more than 5% of Common Stock
Item 7. Material to Be Filed As Exhibits
Exhibit 2 - Power of Attorney executed by the Reporting Persons
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of the undersigned's knowledge
and belief, the undersigned certifies that the information set forth in this
Amendment is true, complete and correct.
April 19, 1995 /s/ Peter R. Lockyer
Date Peter R. Lockyer, for himself and as
attorney-in-fact for the following
persons <F2>*:
Alan S. FISHMAN
Ian S. AITKEN
Stephen L. GOOCH
Thomas M. ROSS
Helen JAMES
Richard C. W. STRATTAN
Maurice DYSON
Simon C. STOYE
John E. SHEPLEY
Lynne DAVIS
John P. WOODHOUSE
Jeremy D. FISHER
Stephen M. RILEY
Stephen F. YEO
Robert S. THOMSON
Nigel R. BANKHEAD
Nigel TAYLOR
<F2> *See Exhibit 2 for evidence of authority of Peter R. Lockyer and/or Nigel
Taylor to execute this Statement on behalf of the persons making this filing.
<PAGE>
Exhibit 2
THIS POWER OF ATTORNEY is made on 25 October 1994 by us the persons whose names
and signatures appear below
WHEREAS:
(A) On 30th November 1993 we each acquired shares ("the Shares") of the
Common Stock of $1.00 par value in Alexander & Alexander Services
Inc.;
(B) We now wish to dispose of all or a portion of the Shares from time
to time in one or more transactions on the New York Stock Exchange,
The International Stock Exchange of Great Britain and the Republic
of Ireland, Ltd., in block transactions, in privately negotiated
transactions or through customary brokerage channels, in a public
offering or in a combination of any such methods of sale, at prices
and at terms prevailing at the time of sale or at prices related to
the then current market price, or at negotiated prices, and in
accordance with the Plan of Distribution as described in the Form
S-3 of Alexander & Alexander Services Inc. as filed with the United
States Securities and Exchange Commission on 16 August 1994 time
(the "Permitted Methods of Share Sales")
NOW THIS DEED WITNESSES AS FOLLOWS:
WE each HEREBY APPOINT Peter Richard Lockyer of 112 Delaware Mansions, Delaware
Road, London W9 2LJ, and Nigel Taylor of Flat 2, Longworth House, Woodhayes
Road, Wimbledon, London SW19 4RJ, to be our attorneys (individually "our
Attorney"), empowered to act individually or jointly, with full power to act,
in the name and on the behalf of each of us for the purpose of:
(a) disposing or selling up to the aggregate number of the Shares
registered in each of our names as set forth in Schedule A to this
Power of Attorney through any Permitted Methods of Share Sale;
(b) executing and delivering any instruments, agreements or documents
or issuing any instructions necessary to sell such Shares; and
(c) to take such other action and to do such other things, as the
Attorney thinks necessary or appropriate in connection with the
foregoing.
All acts done and documents executed or signed by our Attorney in good faith in
the purported exercise of any power conferred by this Power of Attorney shall
for all purposes be valid and binding on each of us and our respective
successors and we each unconditionally agree to ratify any such action by our
Attorney.
<PAGE>
We each hereby unconditionally undertake to indemnify our Attorney and his
successors against all actions, proceedings, claims, costs, expenses and
liabilities of every description arising from the exercise or purported
exercise in good faith of any of the powers conferred by this Power of
Attorney.
We each hereby unconditionally agree that our Attorney shall not be liable to
us or any other person for any act or omission arising from the exercise or
purported exercise in good faith of any of the powers conferred by this Power
of Attorney.
This Power of Attorney shall, unless revoked earlier by notice in writing to
each person appointed as our Attorney hereunder, remain in force for a period
of 180 days from the date hereof but shall then cease to have effect.
This Power of Attorney shall be governed by, construed, applied and interpreted
in accordance with English law.
IN WITNESS whereof these presents are executed and delivered as a deed on the
date first above mentioned and is witnessed as set out below.
<PAGE>
SIGNED and DELIVERED as a DEED )
by ALAN SEYMOUR FISHMAN )
in the presence of: ) /s/ ALAN SEYMOUR FISHMAN
/s/ FIONA MELSOM Witness
FIONA MELSOM Full Name
12 NORTH APPROACH Address
MOOR PARK, NORTHWOOD
SECRETARY Occupation
SIGNED and DELIVERED as a DEED )
by IAN SPENCER AITKEN )
in the presence of: ) /s/ IAN SPENCER AITKEN
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY
TRAINEE SOLICITOR Occupation
<PAGE>
SIGNED and DELIVERED as a DEED )
by STEPHEN LEEDS GOOCH )
in the presence of: ) /s/ STEPHEN LEEDS GOOCH
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
SIGNED and DELIVERED as a DEED )
by THOMAS MACKENZIE ROSS )
in the presence of: ) /s/ THOMAS MACKENZIE ROSS
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
<PAGE>
SIGNED and DELIVERED as a DEED )
by HELEN JAMES )
in the presence of: ) /s/ HELEN JAMES
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
SIGNED and DELIVERED as a DEED )
by RICHARD CHARLES WEIR )
STRATTAN in the presence of: ) /s/ RICHARD CHARLES WEIR
STRATTAN
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
<PAGE>
SIGNED and DELIVERED as a DEED )
by MAURICE DYSON )
in the presence of: ) /s/ MAURICE DYSON
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
SIGNED and DELIVERED as a DEED )
by SIMON CRAIG STOYE )
in the presence of: ) /s/ SIMON CRAIG STOYE
/s/ LOUISE CANTWELL Witness
LOUISE CANTWELL Full Name
41 BENTINCK ROAD Address
WEST DRAYTON
SECRETARY Occupation
<PAGE>
SIGNED and DELIVERED as a DEED )
by JOHN ERIC SHEPLEY )
in the presence of: ) /s/ JOHN ERIC SHEPLEY
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
SIGNED and DELIVERED as a DEED )
by LYNNE DAVIS )
in the presence of: ) /s/ LYNNE DAVIS
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
I OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
<PAGE>
SIGNED and DELIVERED as a DEED )
by JOHN PATRICK WOODHOUSE )
in the presence of: ) /s/ JOHN PATRICK WOODHOUSE
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
SIGNED and DELIVERED as a DEED )
by JEREMY DAVID FISHER )
in the presence of: ) /s/ JEREMY DAVID FISHER
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
<PAGE>
SIGNED and DELIVERED as a DEED )
by STEPHEN MARTIN RILEY )
in the presence of: ) /s/ STEPHEN MARTIN RILEY
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
SIGNED and DELIVERED as a DEED )
by STEPHEN FRANCIS YEO )
in the presence of: ) /s/ STEPHEN FRANCIS YEO
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
<PAGE>
SIGNED and DELIVERED as a DEED )
by PETER RICHARD LOCKYER )
in the presence of: ) /s/ PETER RICHARD LOCKYER
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
SIGNED and DELIVERED as a DEED )
by ROBERT STEPHEN THOMSON )
in the presence of: ) /s/ ROBERT STEPHEN THOMSON
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
<PAGE>
SIGNED and DELIVERED as a DEED )
by NIGEL RAMSEY BANKHEAD )
in the presence of: ) /s/ NIGEL RAMSEY BANKHEAD
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
SIGNED and DELIVERED as a DEED )
by NIGEL TAYLOR )
in the presence of: ) /s/ NIGEL TAYLOR
/s/ KATHRYN WATSON Witness
KATHRYN WATSON Full Name
1 OAKVIEW GARDENS Address
EAST FINCHLEY, LONDON
TRAINEE SOLICITOR Occupation
<PAGE>
Schedule A
Name Number of Shares
Ian S. Aitken 30,000
Nigel R. Bankhead 21,000
Lynne Davis 69,337
Maurice Dyson 86,487
Jeremy D. Fisher 98,275
Alan S. Fishman 87,525
Stephen L. Gooch 125,000
Helen James 98,275
Peter R. Lockyer 42,337
Stephen M. Riley 50,000
Thomas M. Ross 80,000
John E. Shepley 100,000
Simon C. Stoye 35,000
Richard C.W. Strattan 65,000
Nigel Taylor 34,800
Robert S. Thomson 43,669
John P. Woodhouse 40,000
Stephen F. Yeo 30,195
