SYNTHETIC BLOOD INTERNATIONAL INC
NTN 10K, 1999-08-04
COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH
Previous: PHOENIX ABERDEEN WORLDWIDE OPPORTUNITIES FUND, N-14, 1999-08-04
Next: US BANCORP DE, SC 13D/A, 1999-08-04



<PAGE>   1
                     U.S. SECURITIES AND EXCHANGE COMMISSION

                              WASHINGTON, DC 20549

                                   FORM 12b-25


                                                       -------------------------
               NOTIFICATION OF LATE FILING                 SEC FILE NUMBER
                                                              ----------
                                                       -------------------------

                                                       -------------------------
                                                            CUSIP NUMBER
                       (Check One).                       Common - __________
                                                       -------------------------



<TABLE>
<S>                                                               <C>
[X] Form 10-K and Form 10-KSB   [ ] Form 20-F   [ ] Form 11-K    [ ] Form 10-Q and Form 10-QSB
                                [ ] Form N-SAR
</TABLE>

    For Period Ended:             April 30, 1999
    [ ] Transition Report on Form 10-K
    [ ] Transition Report on Form 20-F
    [ ] Transition Report on Form 11-K
    [ ] Transition Report on Form 10-Q
    [ ] Transition Report on Form N-SAR

    For the Transition Period Ended: ...........................................

- --------------------------------------------------------------------------------

    Read Attached Instruction Sheet Before Preparing Form. Please Print or Type.
    Nothing in this form shall be construed to imply that the Commission has
    verified any information contained herein.

- --------------------------------------------------------------------------------


    If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates: ........................
 ................................................................................

- --------------------------------------------------------------------------------

PART I - REGISTRANT INFORMATION

- --------------------------------------------------------------------------------


    Full Name of Registrant

                       Synthetic Blood International, Inc.

    Former Name if Applicable

                       n/a

    Address of Principal Executive Office (Street and Number)

                       4667 MacArthur Blvd., Suite 423

         City, State and Zip Code

                       Newport Beach, CA 92660
- --------------------------------------------------------------------------------


<PAGE>   2
PART II - RULES 12b-25(b) AND (c)

- --------------------------------------------------------------------------------


If the subject report could not be filed without unreasonable efforts or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed. (Check box if appropriate.)

    (a) The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense; [X]

    (b) The subject annual report, semi-annual report, transition report on Form
10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or
before the fifteenth calendar day following the prescribed due date; or the
subject quarterly report or transition report on Form 10-Q, or portion thereof
will be filed on or before the fifth calendar day following the prescribed due
date; and [Amended in Release No. 34-26589, effective April 12, 1989, 54 F.R.
10306]; [X]

    (c) The accountant's statement or other exhibit required by Rule 12b-25(c)
has been attached if applicable. n/a

- --------------------------------------------------------------------------------

PART III - NARRATIVE

- --------------------------------------------------------------------------------


State below in reasonable detail the reasons why Form 10-K and Form 10-KSB,
20-F, 11-K, 10-Q and Form 10-QSB, N-SAR, or the transition report or portion
thereof could not be filed within the prescribed period. [Amended in Release No.
34-26589, effective August 13, 1992, 57 FR 36442.]

    The Company was not able to complete the financial statements and
information for the auditors without unreasonable efforts or expense because of
a recent change in auditors.

- --------------------------------------------------------------------------------

PART IV - OTHER INFORMATION

- --------------------------------------------------------------------------------


    (1) Name and telephone number of person to contact in regard to this
notification

        Robert W. Nicora      (949) 477-6613

    (2) Have all other periodic reports required under section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act
of 1940 during the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed? If the answer is no,
identify report(s).

                                                                 [X] Yes  [ ] No

    (3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be reflected by the
earnings statements to be included in the subject report or portion thereof?

                                                                 [ ] Yes  [X] No

    If so: attach an explanation of the anticipated change, both narratively and
quantitatively, and, if appropriate, state the reasons why a reasonable estimate
of the results cannot be made.

                       Synthetic Blood International, Inc.
                  (Name of Registrant as specified in charter)

has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.

Date: July 29, 1999                By: /s/ Robert W. Nicora
                                       -------------------------------------
                                       Robert W. Nicora, Chief Executive Officer


<PAGE>   3
INSTRUCTIONS: The form may be signed by an executive officer of the registrant
or by any other duly authorized representative. The name and title of the person
signing the form shall be typed or printed beneath the signature. If the
statement is signed on behalf of the registrant by an authorized representative
(other than an executive officer), evidence of the representative's authority to
sign on behalf of the registrant shall be filed with the form.

- --------------------------------------------------------------------------------

                                    ATTENTION

   Intentional misstatements or omissions of fact constitute Federal Criminal
                        Violations (See 18 U.S.C. 1001).

- --------------------------------------------------------------------------------


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission