U.S. Securities and Exchange Commission
Washington D. C. 20549
FORM 10-QSB/A
(AMENDMENT NO. 2)
(Mark One)
[X] QUARTERLY REPORT UNDER SECTION 13 OR 15 (D) OF
THE SECURITIES EXCHANGE ACT OF 1934
FOR THE QUARTERLY PERIOD ENDED APRIL 30, 1998
[ ] TRANSITION REPORT UNDER SECTION 13 OR 15 (D) OF
THE EXCHANGE ACT
FOR THE TRANSITION PERIOD FROM_________ TO ________
COMMISSION FILE NO. 0-10841
----------------------------------------------
ENERGY OPTICS, INC.
(EXACT NAME OF SMALL BUSINESS ISSUER AS SPECIFIED IN ITS CHARTER)
----------------------------------------------
NEW MEXICO 85-0273340
(STATE OR OTHER JURISDICTION OF (I.R.S. EMPLOYER
INCORPORATION OR ORGANIZATION) IDENTIFICATION NO.)
29425 C.R. 561, TAVARES, FLORIDA 32778
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)
(352) 742-5010
(ISSUER'S TELEPHONE NUMBER)
(FORMER NAME, FORMER ADDRESS AND FORMER FISCAL YEAR,
IF CHANGED SINCE LAST REPORT)
CHECK WHETHER THE ISSUER (1) HAS FILED ALL REPORTS REQUIRED TO BE FILED BY
SECTION 13 OR 15 (D) OF THE EXCHANGE ACT DURING THE PAST 12 MONTHS (OR FOR SUCH
SHORTER PERIOD THAT THE REGISTRANT WAS REQUIRED TO FILE SUCH REPORTS), AND (2)
HAS BEEN SUBJECT TO SUCH FILING REQUIREMENTS FOR THE PAST 90 DAYS. (L) YES X NO_
(2) YES X NO_
APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY
PROCEEDINGS DURING THE PRECEDING FIVE YEARS
CHECK WHETHER THE REGISTRANT FILED ALL DOCUMENTS AND REPORTS REQUIRED TO BE
FILED BY SECTION 12, 13 OR 15(D) OF THE EXCHANGE ACT AFTER THE DISTRIBUTION OF
SECURITIES UNDER A PLAN CONFIRMED BY COURT. YES X NO ____
APPLICABLE ONLY TO CORPORATE ISSUERS
STATE THE NUMBER OF SHARES OUTSTANDING OF EACH OF THE ISSUER'S CLASSES OF
COMMON EQUITY, AS OF THE LATEST PRACTICABLE DATE: 12,311,814 (PLUS 565,450
SHARES IN DISPUTE) AS OF JUNE 18, 1998
TRANSITIONAL SMALL BUSINESS DISCLOSURE FORMAT (CHECK ONE):
YES ____ NO X
THIS AMENDMENT IS FILED TO INCLUDE EXHIBIT 27 FINANCIAL DATA SCHEDULE.
<PAGE>
Pursuant to the requirement of Section 13 or 15(d) of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its
behalf by the undersigned, hereunto duly authorized.
ENERGY OPTICS, INC.
DATED: August 5, 1998 By: /S/ JAMES C. STATHAM
----------------------------------
James C. Statham, President
(Principal Executive Officer)
<PAGE>
Pursuant to the requirements of the Securities Exchange Act of 1934, this report
has been signed below by the following persons on behalf of the Registrant and
in the capacities and on the dates indicated.
DATED: August 5, 1998 By: /S/ STEPHEN F. WATWOOD
---------------------------------------
Stephen Watwood, Director, Chairman of
the Board and Chief Executive Officer
(Principal Executive Officer)
DATED: August 5, 1998 By: /S/ JAMES C. STATHAM
---------------------------------------
James C. Statham, President, Director
and Chief Operations Officer
DATED: August 5, 1998 By: /S/ SHIRLEY M. HARMON
---------------------------------------
Shirley Harmon, Director
DATED: August 5, 1998 By: /S/ THOMAS W. ROBERTS
---------------------------------------
Thomas Roberts, Treasurer
(Principal Financial Officer)
DATED: August 5, 1998 By: /S/ RENEE C. RIEGLER
---------------------------------------
Renee Riegler, Secretary, Assistant
Treasurer (Corporate Secretary)
<PAGE>
INDEX TO EXHIBITS
EXHIBITS
27 Financial Data Schedule
<TABLE> <S> <C>
<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE
FINANCIAL STATEMENTS FOR THE NINE MONTHS ENDED APRIL 30, 1998 AND IS QUALIFIED
IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<S> <C>
<PERIOD-TYPE> 9-MOS
<FISCAL-YEAR-END> JUL-31-1998
<PERIOD-START> AUG-01-1997
<PERIOD-END> APR-30-1998
<CASH> 12,333
<SECURITIES> 0
<RECEIVABLES> 159,122
<ALLOWANCES> 0
<INVENTORY> 0
<CURRENT-ASSETS> 625,708
<PP&E> 1,816,730
<DEPRECIATION> (32,333)
<TOTAL-ASSETS> 2,417,822
<CURRENT-LIABILITIES> 782,027
<BONDS> 0
0
0
<COMMON> 12,312
<OTHER-SE> 984,607
<TOTAL-LIABILITY-AND-EQUITY> 2,417,822
<SALES> 84,612
<TOTAL-REVENUES> 153,673
<CGS> 48,154
<TOTAL-COSTS> 48,154
<OTHER-EXPENSES> 1,904,732
<LOSS-PROVISION> 0
<INTEREST-EXPENSE> 0
<INCOME-PRETAX> (1,614,726)
<INCOME-TAX> 0
<INCOME-CONTINUING> (1,614,726)
<DISCONTINUED> (2,507,668)
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> (4,122,394)
<EPS-PRIMARY> (.13)
<EPS-DILUTED> (.13)
</TABLE>
