SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current report pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
January 17, 1995 Commission File No. 1-8100
EATON VANCE CORP.
(Exact name of registrant as specified in its charter)
MARYLAND 04-2718215
(State or other jurisdiction (I.R.S. Employer
incorporation or organization) Identification No.)
24 FEDERAL STREET, BOSTON, MASSACHUSETTS 02110
(Address of principal executive offices) (Zip Code)
(617) 482-8260
(Registrant's telephone number, including area code)
NONE
(Former name, address and former fiscal year,
if changed since last record)
Page 1 of 5 pages
ITEM 5. OTHER EVENTS
Eaton Vance Corp.'s press release dated January 16, 1995
(furnished as Exhibit 20.1 hereto) is incorporated herein by
reference.
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ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
Each Exhibit is listed in this index according to the number
assigned to it in the exhibit table set forth in Item 601 of
Regulation S-K. The following Exhibits are filed as a part of
this Report pursuant to Rule 12B-32 under the Securities Exchange
Act of 1934:
Exhibit No. Description Page in
Sequential
Numbering
System
20.1 Copy of Eaton Vance Corp.'s press 5
release dated January 16, 1995
(filed herein).
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SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act
of 1934, the registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
EATON VANCE CORP.
(Registrant)
/s/H. Day Brigham, Jr.,
(Signature)
DATE: January 17, 1995 H. Day Brigham, Jr.,
Vice President
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EXHIBIT 20.1
FOR IMMEDIATE RELEASE
BOSTON, January 16, 1995 - Eaton Vance reports that a National
Association of Securities Dealers (NASD) arbitration panel in
Tampa, Florida has awarded Roger Ulrich, a former wholesaler for
the firm, $625,000 in damages and an additional $1,250,000 as
punitive damages in response to Mr. Ulrich's claim for wrongful
termination of employment. One member of the three-person panel
dissented as to the award of punitive damages.
Eaton Vance had requested dismissal of Mr. Ulrich's claim and
counterclaimed for damages of $435,000. It believes that Mr.
Ulrich's termination was fully justified and even compelled by
the facts, and that there is absolutely no basis for the award of
actual or punitive damages.
Eaton Vance is examining all possible legal steps to overturn
what it regards as a most inequitable decision, and affirms that
it will pursue the matter to the fullest.
Eaton Vance is traded on the NASDAQ National Market System under
the symbol, EAVN.
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