SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
For the period ended April 30,1996
Commission File Number 1-8100
EATON VANCE CORP.
(Exact name of registrant as specified in its charter)
MARYLAND 04-2718215
(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
24 Federal Street, Boston, Massachuset 02110
(Address of principal executive offices) (Zip Code)
(617) 482-8260
(Registrants telephone number, including area code)
Item 4. Submission of Matters to a Vote of Security Holders
A special meeting in lieu of the annual meeting of Eaton Vance Corp. was held
at the principal office of the corporation on April 10, 1996. All of the
outstanding Voting Common Stock, namely 19,360 shares, was represented in
person or by proxy at the meeting.
The following matters received the affirmative vote of all of the outstanding
Voting Common Stock. No shares abstained or were witheld or were voted
against any such matter.
1) The Annual Report to Stockholders of the corporation for the fiscal year
ended October 31, 1995 was received and approved.
2) The following individuals were elected as directors for the ensuing
corporate year to hold office until the next annual meeting and until their
successors are elected and qualify:
H. Day Brigham, Jr.
John G. L. Cabot
Landon T. Clay
M. Dozier Gardner
James B. Hawkes
Benjamin A. Rowland, Jr.
Ralph Z. Sorenson
3) The firm of Deloitte & Touche LLP was selected as the auditors to audit
the books of the corporation for its fiscal year ended October 31, 1996.
4) The 1995 Stock Option Plan adopted by the Board of Directors on October
12, 1995 pursuant to which Director Options, Incentive Options and
Nonstatutory Options with respect to an aggregate of 600,000 shares of
Non-Voting Common Stock of the corporation may be granted by the Option
Committee of the Board of Directors at the prices set forth or referred to
in the Plan was approved. The issuance of Director Options, Incentive
Options and Nonstatutory Options pursuant to and in accordance with the Plan
was
5) The 1986 Employee Stock Purchase Plan, Restatement No. 5, adopted by the
Board of Directors on January 6, 1995, pursuant to which rights to purchase
up to 412,000 shares of the Non-Voting Common Stock, par value $.0625 per
share, of the corporation may be granted to eligible employees upon the
terms and the purchase price set forth in the Plan was approved. The grant
of rights pursuant to and in accordance with the Plan was also approved.
6) The 1992 Incentive Plan - Stock Alternative, Restatement No. 1, adopted by
the Board of Directors on January 5, 1996, reflecting a reduction in the
holding period from two years to one year and the other changes described to
the meeting, was approved.
7) The issuance of Non-Voting Common Stock of the corporation pursuant to and
in accordance with the 1995 Stock Option Plan and options granted thereunder,
pursuant to the 1986 Employee Stock Purchase Plan, Restatement No. 5, and
pursuant to the 1992 Incentive Plan - Stock Alternative, Restatement No. 1
was approved.
8) The acts of the Directors since the previous special meeting in lieu of
the annual meeting of stockholders held on January 6, 1995 were ratified.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
EATON VANCE CORP.
DATE: January 23, 1997 /s/ William M. Steul
(Signature)
William M. Steul
Chief Financial Officer
