UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F Cover Page
Report for the quarter ended: September 30, 1999
Investment Manager Filing this Report:
Name: Massachusetts Institute of Technology
Address: 238 Main Street, Suite 200
Cambridge, MA 02142-1012
13F File Number: 28-1002
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Allan S. Bufferd
Title: Treasurer
Phone: 617-253-3333
Signature, Place and Date of Signing:
Allan S. Bufferd Cambridge, Massachusetts November 15, 1999
Report Type: 13F Holdings Report
List of Other Managers Reporting for this Manager: None
I AM SIGNING THIS REPORTS AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 104
Form 13F Information Table Value Total: 232743752
List of Other Included Managers: NONE
<PAGE>
<TABLE> <C> <C> <C> <C> <C> <C>
<C> <C><C> <C>
ABBOTT LABS COM ,COM ,002824100 ,449605 ,12255 ,SH ,
,SOLE , ,12255 ,
AIR PRODUCTS & CHEM INC ,COM ,019158106 ,1291973 ,44170 ,SH ,
,SOLE , ,44170 ,
ALKERMES INC ,COM ,01642T108 ,244906 ,8500 ,SH ,
,SOLE , ,8500 ,
ALLEGHENY TELDYNE INC ,COM ,017415100 ,931061 ,55174 ,SH ,
,SOLE , ,55174 ,
AMERICA ONLINE INC DEL ,COM ,02364J104 ,548305 ,5269 ,SH ,
,SOLE , ,5269 ,
AMERICAN EXPRESS CO COM ,COM ,025816109 ,681750 ,5050 ,SH ,
,SOLE , ,5050 ,
AMERICAN HOME PRODUCTS CORP ,COM ,026609107 ,2512203 ,60535 ,SH ,
,SOLE , ,60535 ,
AMERICAN INTL GROUP INC COM ,COM ,026874107 ,29247340 ,336418 ,SH ,
,SOLE , ,336418 ,
AMERICAN SUPERCONDUCTOR CORP ,COM ,030111108 ,1183214 ,76957 ,SH ,
,SOLE , ,76957 ,
ANALOG DEVICES INC ,COM ,032654105 ,48376566 ,943933 ,SH ,
,SOLE , ,943933 ,
APPLIED MAGNETICS CORP ,COM ,038213104 ,90980 ,103977 ,SH ,
,SOLE , ,103977 ,
AT HOME CORP ,COM ,045919107 ,5445758 ,131421 ,SH ,
,SOLE , ,131421 ,
AUTOMATIC DATA PROCESSING INC C,COM ,053015103 ,2680624 ,60070 ,SH ,
,SOLE , ,60070 ,
AXYS PHARMACEUTICAL INC ,COM ,054635107 ,93520 ,23751 ,SH ,
,SOLE , ,23751 ,
BELL ATLANTIC CORP COM ,COM ,077853109 ,2423048 ,35997 ,SH ,
,SOLE , ,35997 ,
BELLSOUTH CORP COM ,COM ,079860102 ,918000 ,20400 ,SH ,
,SOLE , ,20400 ,
BP AMOCO PLC ,ADR ,055622104 ,1901986 ,17164 ,SH ,
,SOLE , ,17164 ,
BRIO TECHNOLOGY INC ,COM ,109704106 ,408688 ,18368 ,SH ,
,SOLE , ,18368 ,
BRISTOL MYERS SQUIBB CO COM ,COM ,110122108 ,2205563 ,32675 ,SH ,
,SOLE , ,32675 ,
BROADCOM CORP ,COM ,111320107 ,252880 ,2320 ,SH ,
,SOLE , ,2320 ,
BROCADE COMMUNICATIONS SYS INC ,COM ,111621108 ,1444170 ,6877 ,SH ,
,SOLE , ,6877 ,
CAROLINA PWR & LT CO COM ,COM ,144141108 ,313069 ,8850 ,SH ,
,SOLE , ,8850 ,
CELLNET DATA SYS ,COM ,15115M101 ,255938 ,65000 ,SH ,
,SOLE , ,65000 ,
CHEVRON CORPORATION COM ,COM ,166751107 ,488125 ,5500 ,SH ,
,SOLE , ,5500 ,
CISCO SYS INC COM ,COM ,17275R102 ,386898 ,5643 ,SH ,
,SOLE , ,5643 ,
CITIGROUP INC COM ,COM ,172967101 ,5943223 ,135073 ,SH ,
,SOLE , ,135073 ,
COGNEX CORP ,COM ,192422103 ,2454244 ,81300 ,SH ,
,SOLE , ,81300 ,
COLGATE PALMOLIVE CO COM ,COM ,194162103 ,726510 ,15880 ,SH ,
,SOLE , ,15880 ,
CONCORD EFS INC ,COM ,206197105 ,2498698 ,121149 ,SH ,
,SOLE , ,121149 ,
CONCUR TECHNOLOGIES INC ,COM ,206708109 ,700473 ,24578 ,SH ,
,SOLE , ,24578 ,
CONNETICS CORP ,COM ,208192104 ,100420 ,20084 ,SH ,
,SOLE , ,20084 ,
COPPER MTN NETWORKS INC ,COM ,217510106 ,15753924 ,179788 ,SH ,
,SOLE , ,179788 ,
CORIXA CORP ,COM ,21887F100 ,186916 ,13910 ,SH ,
,SOLE , ,13910 ,
COVAD COMMUNICATIONS GROUP INC ,COM ,222814204 ,3662921 ,84024 ,SH ,
,SOLE , ,84024 ,
DAYTON HUDSON CORP COM ,COM ,239753106 ,450469 ,7500 ,SH ,
,SOLE , ,7500 ,
DIGITAL GENERATIONS SYS INC ,COM ,253921100 ,53592 ,15879 ,SH ,
,SOLE , ,15879 ,
DISNEY WALT CO COM ,COM ,254687106 ,992420 ,38170 ,SH ,
,SOLE , ,38170 ,
DU PONT E I DE NEMOURS & CO COM,COM ,263534109 ,1765088 ,29175 ,SH ,
,SOLE , ,29175 ,
E TRADE GROUP INC ,COM ,269246104 ,9400000 ,400000 ,SH ,
,SOLE , ,400000 ,
E Z EM INC ,CL B ,269305306 ,218323 ,47205 ,SH ,
,SOLE , ,47205 ,
ECHELON CORP ,COM ,27874N105 ,116998 ,15344 ,SH ,
,SOLE , ,15344 ,
EDIFY CORP ,COM ,280599101 ,1024192 ,81731 ,SH ,
,SOLE , ,81731 ,
EXPONENT CORP ,COM ,30214U102 ,176315 ,35263 ,SH ,
,SOLE , ,35263 ,
EXXON CORP COM ,COM ,302290101 ,2222240 ,29240 ,SH ,
,SOLE , ,29240 ,
FATBAIN.COM INC ,COM ,311889109 ,304725 ,20400 ,SH ,
,SOLE , ,20400 ,
FEDERAL NATL MTG ASSN COM ,COM ,313586109 ,2122912 ,33865 ,SH ,
,SOLE , ,33865 ,
FINANCIAL FED CORP ,COM ,317492106 ,632813 ,33750 ,SH ,
,SOLE , ,33750 ,
FIRST UN CORP COM ,COM ,337358105 ,622547 ,17475 ,SH ,
,SOLE , ,17475 ,
FORTE SOFTWARE INC ,COM ,349546101 ,3045653 ,110751 ,SH ,
,SOLE , ,110751 ,
FPL GROUP INC COM ,COM ,302571104 ,272025 ,5400 ,SH ,
,SOLE , ,5400 ,
GANNETT INC COM ,COM ,364730101 ,3465948 ,50095 ,SH ,
,SOLE , ,50095 ,
GENERAL ELEC CO COM ,COM ,369604103 ,5215446 ,43989 ,SH ,
,SOLE , ,43989 ,
HALLIBURTON CO COM ,COM ,406216101 ,1094700 ,26700 ,SH ,
,SOLE , ,26700 ,
HEALTHEON CORP ,COM ,422209106 ,1320456 ,35688 ,SH ,
,SOLE , ,35688 ,
HEARTPORT INC ,COM ,421969106 ,358923 ,78668 ,SH ,
,SOLE , ,78668 ,
HEWLETT PACKARD CO COM ,COM ,428236103 ,1010048 ,11130 ,SH ,
,SOLE , ,11130 ,
HOME DEPOT INC COM ,COM ,437076102 ,4814387 ,70155 ,SH ,
,SOLE , ,70155 ,
HYPERION SOLUTIONS CORP ,COM ,44914M104 ,410168 ,18644 ,SH ,
,SOLE , ,18644 ,
INTEL CORP COM ,COM ,458140100 ,4655306 ,62645 ,SH ,
,SOLE , ,62645 ,
INTERNATIONAL BUSINESS MACHS CO,COM ,459200101 ,226875 ,1875 ,SH ,
,SOLE , ,1875 ,
JOHNSON & JOHNSON COM ,COM ,478160104 ,1714847 ,18665 ,SH ,
,SOLE , ,18665 ,
KIMBERLY CLARK CORP COM ,COM ,494368103 ,2437841 ,46215 ,SH ,
,SOLE , ,46215 ,
LEVEL 3 COMMUNICATIONS INC ,COM ,52729N100 ,2536212 ,48569 ,SH ,
,SOLE , ,48569 ,
LUCENT TECHNOLOGIES INC COM ,COM ,549463107 ,1861588 ,28695 ,SH ,
,SOLE , ,28695 ,
MARSH & MCLENNAN COS INC COM ,COM ,571748102 ,409288 ,5975 ,SH ,
,SOLE , ,5975 ,
MCDONALDS CORP COM ,COM ,580135101 ,1779738 ,41150 ,SH ,
,SOLE , ,41150 ,
MCI WORLDCOM INC COM ,COM ,55268B106 ,215194 ,2994 ,SH ,
,SOLE , ,2994 ,
MICROCIDE PHARMACEUTICALS INC ,COM ,595018102 ,442946 ,63278 ,SH ,
,SOLE , ,63278 ,
MINNESOTA MNG & MFG CO COM ,COM ,604059105 ,1575425 ,16400 ,SH ,
,SOLE , ,16400 ,
MOBIL CORP COM ,COM ,607059102 ,992388 ,9850 ,SH ,
,SOLE , ,9850 ,
MPATH INTERACTIVE INC ,COM ,62473C101 ,936986 ,81477 ,SH ,
,SOLE , ,81477 ,
NABI INC ,COM ,628716102 ,57395 ,11064 ,SH ,
,SOLE , ,11064 ,
NEOMAGIC CORP ,COM ,640497103 ,143034 ,18456 ,SH ,
,SOLE , ,18456 ,
NETMOVES CORP ,COM ,64116A104 ,226156 ,36185 ,SH ,
,SOLE , ,36185 ,
NEUROCRINE BIOSCIENCES INC ,COM ,64125C109 ,117041 ,20355 ,SH ,
,SOLE , ,20355 ,
NEWSEDGE CORP ,COM ,65249Q106 ,166065 ,17953 ,SH ,
,SOLE , ,17953 ,
NEXTEL COMMUNICATIONS INC ,CL A ,65332V103 ,2223843 ,32794 ,SH ,
,SOLE , ,32794 ,
ONSALE INC ,COM ,682838107 ,197249 ,14477 ,SH ,
,SOLE , ,14477 ,
PEGASUS COMMUNICATIONS CORP ,COM ,705904100 ,1061656 ,23527 ,SH ,
,SOLE , ,23527 ,
PFIZER INC COM ,COM ,717081103 ,1661730 ,46320 ,SH ,
,SOLE , ,46320 ,
PHARMACOPEIA INC ,COM ,71713B104 ,205548 ,18901 ,SH ,
,SOLE , ,18901 ,
PROCTER & GAMBLE CO COM ,COM ,742718109 ,1661719 ,17725 ,SH ,
,SOLE , ,17725 ,
ROYAL DUTCH PETE CO NY REG GLD1,ADR ,780257804 ,606867 ,10275 ,SH ,
,SOLE , ,10275 ,
SBC COMMUNICATIONS INC COM ,COM ,78387G103 ,2138753 ,41885 ,SH ,
,SOLE , ,41885 ,
SCANSOFT INC ,COM ,80603P107 ,44993 ,20568 ,SH ,
,SOLE , ,20568 ,
SCRIPPS E W CO OHIO CL A ,CL A ,811054204 ,336506 ,6850 ,SH ,
,SOLE , ,6850 ,
SECURITY CAP GROUP INC ,CL A ,81413P105 ,11079539 ,15282 ,SH ,
,SOLE , ,15282 ,
SPYGLASS INC ,COM ,852192103 ,881700 ,70536 ,SH ,
,SOLE , ,70536 ,
STATE STREET CORPORATION ,COM ,857477103 ,2333609 ,36110 ,SH ,
,SOLE , ,36110 ,
TEXTRON INC ,COM ,883203101 ,619000 ,8000 ,SH ,
,SOLE , ,8000 ,
3COM CORP ,COM ,885535104 ,950648 ,33066 ,SH ,
,SOLE , ,33066 ,
3DFX INTERACTIVE INC ,COM ,88553X103 ,100155 ,12140 ,SH ,
,SOLE , ,12140 ,
TYCO INTL LTD NEW COM ,COM ,902124106 ,1095277 ,10608 ,SH ,
,SOLE , ,10608 ,
U S WEST INC NEW COM ,COM ,91273H101 ,366056 ,6415 ,SH ,
,SOLE , ,6415 ,
UNION PAC CORP COM ,COM ,907818108 ,814900 ,16955 ,SH ,
,SOLE , ,16955 ,
US BANCORP DEL COM ,COM ,902973106 ,458095 ,15175 ,SH ,
,SOLE , ,15175 ,
V ONE CORP ,COM ,918278102 ,38213 ,13587 ,SH ,
,SOLE , ,13587 ,
VALENTIS INC ,COM ,91913E104 ,114326 ,22583 ,SH ,
,SOLE , ,22583 ,
WAL MART STORES INC COM ,COM ,931142103 ,940786 ,19780 ,SH ,
,SOLE , ,19780 ,
WARNER LAMBERT CO COM ,COM ,934488107 ,1052044 ,15850 ,SH ,
,SOLE , ,15850 ,
WESTERN WIRELESS CORP ,COM ,95988E204 ,1146206 ,25560 ,SH ,
,SOLE , ,25560 ,
WORLDTALK COMMUNICATIONS CORP ,COM ,98155G101 ,42122 ,10059 ,SH ,
,SOLE , ,10059 ,
XEROX CORP COM ,COM ,984121103 ,1446005 ,34480 ,SH ,
,SOLE , ,34480 ,
YAHOO INC ,COM ,984332106 ,718000 ,4000 ,SH ,
,SOLE , ,4000 ,
</TABLE>
