FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
SECURITIES & EXCHANGE COMMISSION
WASHINGTON, DC 20549
REPORT FOR THE QUARTER YEAR ENDED September 30, 1999
------------ ----
If amended report, check here ___
Name of Institutional Investment Manager:
Fred Alger Management, Inc.
- ----------------------------
Business Address:
Street: 30 Montgomery Street City: Jersey City State: NJ Zip: 07302
-------------------- ----------- -- -----
Name, Phone No., and Title of Person Only Authorized to Submit This Report:
Mary Marsden-Cochran (201) 547-3600 Secretary
- ---------------------------------------------
- --------------------------------------------------------------------------------
ATTENTION - Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete, it is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules are true, correct and complete as
previously submitted.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the city of New York and State of New York on the 12th day
of October 1999. --------- --------- --
------- ---
Fred Alger Management, Inc.
---------------------------
(Name of Institutional Investment Manager)
s/s Mary Marsden-Cochran
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report). (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report
Name: 13F File No. Name: 13F File No.
<TABLE>
<CAPTION>
<S> <C> <C>
1. Fred Alger Management, Inc. 28-869 3. Fred Alger & Company, Incorporated
- ----------------------------------------------- --------------------------
2. Alger Associates, Inc. 4. Fred M. Alger III
- ----------------------------------------------- --------------------------
</TABLE>
<PAGE>
FRED ALGER MANAGEMENT INC.
FORM 13F
SEPTEMBER 30, 1999
<TABLE>
<CAPTION>
Voting Authority
-------------------------
Title of Value Shares/ Sh/ Put/ Invstmt Man-
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn agers Sole Shared None
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D ABERCROMBIE & FITCH CO Common 002896207 60458 1774900 SH Sole 1550600 224300
225 6600 SH Defined DB 6600
D ACME COMMUNICATIONS INC Common 004631107 1860 60000 SH Sole 60000
D ADVENT SOFTWARE INC. Common 007974108 12076 194000 SH Sole 194000
D AIRGATE PCS INC Common 009367103 1020 41000 SH Sole 41000
D ALLIED SIGNAL INC Common 019512102 159413 2659650 SH Sole 2445650 214000
414 6900 SH Defined DB 6900
D ALPHARMA INC-CL A Common 020813101 1942 55000 SH Sole 55000
D ALTERA CORP Common 021441100 126343 2912800 SH Sole 2905800 7000
D AMAZON COM INC. Common 023135106 351677 4399400 SH Sole 3927300 472100
1135 14200 SH Defined DB 14200
D AMDOCS LIMITED Common G02602103 5376 256000 SH Sole 253000 3000
D AMERICA ONLINE INC. Common 02364J104 332906 3199095 SH Sole 2740395 458700
1436 13800 SH Defined DB 13800
D AMERICAN ELECTRIC POWER CO INC Common 025537101 969 28400 SH Sole 28400
D AMERICAN EXPRESS COMPANY Common 025816109 77061 570825 SH Sole 463825 107000
432 3200 SH Defined DB 3200
D AMERICAN INTERNATIONAL GROUP I Common 026874107 156277 1797579 SH Sole 1647675 149904
396 4550 SH Defined DB 4550
D AMFM INC Common 001693100 9935 163537 SH Sole 70458 93079
D AMGEN INC Common 031162100 165597 2031865 SH Sole 1691865 340000
839 10300 SH Defined DB 10300
D ANTEC CORP. Common 03664P105 45735 860900 SH Sole 860900
D APPLIED MATERIALS INC Common 038222105 244964 3153200 SH Sole 2645200 508000
1181 15200 SH Defined DB 15200
D ASM LITHOGRAPHY HOLDING NV Common N07059111 88751 1323400 SH Sole 1165300 158100
322 4800 SH Defined DB 4800
D AT HOME CORP-SER A Common 045919107 87043 2100584 SH Sole 1733210 367374
455 10986 SH Defined DB 10986
D AT&T CORP LIBERTY MEDIA GROUP Common 001957208 2608 69900 SH Sole 69900
D ATMI INC Common 00207R101 15462 414400 SH Sole 412400 2000
D AWARE INC-MASS Common 05453N100 9082 316600 SH Sole 316600
D B.J. SERVICES CO. Common 055482103 58834 1849400 SH Sole 1650800 198600
181 5700 SH Defined DB 5700
D BAKER HUGHES INC Common 057224107 61210 2110685 SH Sole 2110585 100
D BANK OF AMERICA CORP Common 060505104 40259 722944 SH Sole 722944
D BED BATH & BEYOND INC Common 075896100 68579 1962900 SH Sole 1953000 9900
D BERINGER WINE ESTATES HLDS B C Common 084102102 11978 291700 SH Sole 291700
D BEST BUY COMPANY INC. Common 086516101 146339 2360300 SH Sole 2121900 238400
434 7000 SH Defined DB 7000
D BINDLEY WESTERN INDUSTRY INC Common 090324104 5383 376099 SH Sole 376099
D BIOGEN INC. Common 090597105 25504 323600 SH Sole 320100 3500
D BISYS GROUP INC. Common 055472104 33435 712800 SH Sole 712800
D BJS WHOLESALE CLUB INC Common 05548J106 48494 1640400 SH Sole 1637400 3000
D BMC SOFTWARE INC. Common 055921100 48391 676200 SH Sole 458800 217400
472 6600 SH Defined DB 6600
D BRISTOL MYERS SQUIBB CO Common 110122108 14620 216600 SH Sole 216460 140
D BROADCOM CORP. Common 111320107 12698 116500 SH Sole 116500
D BUSINESS OBJECTS SA SPONSORED Common 12328X107 2950 50000 SH Sole 50000
D CABLEVISION SYSTEMS CORP-CL A Common 12686C109 31872 438100 SH Sole 438100
D CALPINE CORP. Common 131347106 502 5900 SH Sole 5900
D CANADIAN NATIONAL RAILWAY CO Common 136375102 5253 173300 SH Sole 171100 2200
D CARDINAL HEALTH INC. Common 14149Y108 69609 1277237 SH Sole 1277237
D CARNIVAL CORP Common 143658102 72427 1665000 SH Sole 1471200 193800
426 9800 SH Defined DB 9800
</TABLE>
1
<PAGE>
FRED ALGER MANAGEMENT INC.
FORM 13F
SEPTEMBER 30, 1999
<TABLE>
<CAPTION>
Voting Authority
-------------------------
Title of Value Shares/ Sh/ Put/ Invstmt Man-
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn agers Sole Shared None
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D CASTLE CONVERTIBLE FUND INC Common 148443104 8958 424026 SH Sole 424026
57 2700 SH Other ND 2700
D CERIDIAN CORP. Common 15677T106 56128 2256400 SH Sole 2248900 7500
D CHARLES SCHWAB CORP Common 808513105 2649 79224 SH Sole 73374 5850
D CHARTER ONE FINANCIAL Common 160903100 7469 322990 SH Sole 318370 4620
D CHEMDEX CORP Common 163595101 4622 150000 SH Sole 150000
D CHURCH & DWIGHT CO INC. Common 171340102 2720 108800 SH Sole 108800
D CINAR CORPORATION Common 171905300 9831 325000 SH Sole 325000
D CINTAS CORP. Common 172908105 21003 363300 SH Sole 363300
D CISCO SYSTEMS INC Common 17275R102 325999 4754770 SH Sole 3946820 807950
1687 24600 SH Defined DB 24600
475 6930 SH Other ND 6930
D CITADEL COMMUNICATIONS CORP Common 172853202 12718 372700 SH Sole 372700
D CITIGROUP INC. Common 172967101 254791 5790699 SH Sole 4877999 912700
1214 27600 SH Defined DB 27600
D CLARIFY INC Common 180492100 4780 95000 SH Sole 95000
D CLEAR CHANNEL COMMUNICATIONS I Common 184502102 142451 1783424 SH Sole 1337503 445921
1086 13600 SH Defined DB 13600
D CNET INC. Common 125945105 132899 2373200 SH Sole 1912500 460700
762 13600 SH Defined DB 13600
D COINSTAR INC Common 19259P300 7612 766000 SH Sole 766000
D COMCAST CORP-SPECIAL CL A Common 200300200 169662 4254850 SH Sole 3467150 787700
909 22800 SH Defined DB 22800
D COMMERCE ONE INC Common 200693109 1075 11000 SH Sole 11000
D CONEXANT SYSTEMS Common 207142100 40884 562700 SH Sole 561700 1000
D CONMED CORP Common 207410101 4393 179300 SH Sole 179300
D CORNING INC Common 219350105 97647 1424200 SH Sole 1424200
D COST PLUS INC - CALIFORNIA Common 221485105 4365 90000 SH Sole 90000
D COSTCO WHOLESALE CORP NEW Common 22160K105 77058 1070255 SH Sole 857495 212760
461 6400 SH Defined DB 6400
D COX COMMUNICATIONS INC CL A Common 224044107 88677 2124000 SH Sole 1771400 352600
447 10700 SH Defined DB 10700
D COX RADIO INC CL-A Common 224051102 5605 94200 SH Sole 94200
D CRITICAL PATH INC. Common 22674V100 585 14500 SH Sole 14500
D CYTYC CORP Common 232946103 2321 60000 SH Sole 60000
D DALLAS SEMICONDUCTOR CORP Common 235204104 10821 202500 SH Sole 202500
D DEAN FOODS CO Common 242361103 4343 99700 SH Sole 98100 1600
D DELL COMPUTER CORP. Common 247025109 200439 4793760 SH Sole 3887160 906600
1141 27300 SH Defined DB 27300
D DENDRITE INTL INC Common 248239105 13617 288200 SH Sole 288200
D DEVON ENERGY CORP NEW Common 25179M103 12091 291800 SH Sole 288400 3400
D DIAL CORP NEW Common 25247D101 2781 109075 SH Sole 109075
D DII GROUP INC Common 232949107 10130 287900 SH Sole 287900
D DOLLAR GENERAL STRYPES TRUST Common 256678103 1081 25000 SH Sole 25000
D DST SYSTEMS INC - DEL Common 233326107 398 7000 SH Sole 7000
D DUPONT PHOTOMASKS INC Common 26613X101 15049 326700 SH Sole 326700
D E. I. DU PONT DE NEMOURS RESTD Common 9DD905100 333 5500 SH Sole 5500
D EBAY INC Common 278642103 288304 2043800 SH Sole 1826800 217000
903 6400 SH Defined DB 6400
D ECHOSTAR COMMUNICATIONS CORP C Common 278762109 754 8300 SH Sole 8300
D EFFICIENT NETWORKS INC Common 282056100 1870 51400 SH Sole 51400
D EMMIS COMMUNICATIONS CORPORATION Common 291525103 7828 118500 SH Sole 118500
D EOG RES INC Common 26875P101 28027 1318900 SH Sole 1008400 310500
198 9300 SH Defined DB 9300
D ETHAN ALLEN INTERIORS,INC. Common 297602104 29299 921000 SH Sole 921000
</TABLE>
2
<PAGE>
FRED ALGER MANAGEMENT INC.
FORM 13F
SEPTEMBER 30, 1999
<TABLE>
<CAPTION>
Voting Authority
-------------------------
Title of Value Shares/ Sh/ Put/ Invstmt Man-
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn agers Sole Shared None
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D EXODUS COMMUNICATIONS INC Common 302088109 66968 929300 SH Sole 928100 1200
D EXPRESS SCRIPTS INC - CL A Common 302182100 23452 299700 SH Sole 295400 4300
D F.Y.I. INC Common 302712104 4093 121500 SH Sole 121500
D FACTSET RESEARCH SYSTEMS INC Common 303075105 27601 485300 SH Sole 485300
D FAMILY DOLLAR STORES INC Common 307000109 24412 1155600 SH Sole 1155600
D FIRSTAR CORP-WIS NEW Common 33763V109 19188 748786 SH Sole 748786 0
D FISERV INC. Common 337738108 35490 1092000 SH Sole 1081550 10450
D FLEXTRONICS INTERNATIONAL LTD. Common Y2573F102 30182 518700 SH Sole 516500 2200
D FOREST LABORATORIES INC Common 345838106 50862 1207400 SH Sole 1196900 10500
D FOREST OIL CORP. Common 346091606 2901 170000 SH Sole 170000
D FORWARD AIR CORPORATION Common 349853101 3307 140000 SH Sole 140000
D FURNITURE BRANDS INTERNATIONAL Common 360921100 4158 211200 SH Sole 211100 100
D GENERAL ELECTRIC CORP Common 369604103 3742 31560 SH Sole 28260 3300
D GETTY IMAGES INC Common 374276103 2171 90000 SH Sole 90000
D GLOBAL CROSSING LTD Common G3921A100 34126 1287769 SH Sole 770964 516805
201 7585 SH Defined DB 7585
D GLOBAL TELESYSTEMS GROUP INC. Common 37936U104 23724 1203100 SH Sole 699100 504000
298 15100 SH Defined DB 15100
D GOLDEN STATE BANCORP INC Common 381197102 4562 254324 SH Sole 251424 2900
D GUCCI GROUP NV Common 401566104 37725 451800 SH Sole 446900 4900
D HALLIBURTON CO Common 406216101 230488 5621650 SH Sole 5029350 592300
734 17900 SH Defined DB 17900
D HARLEY DAVIDSON INC. Common 412822108 66743 1333200 SH Sole 1326400 6800
D HOME DEPOT INC Common 437076102 288218 4199896 SH Sole 3454846 745050
1544 22500 SH Defined DB 22500
D HOOPER HOLMES INC Common 439104100 21804 850900 SH Sole 850900
D HOUSEHOLD INTERNATIONAL INC. Common 441815107 62209 1550373 SH Sole 1550373
D HYPERION TELECOMMUNICATIONS IN Common 44914K306 1241 50000 SH Sole 50000
D IMS HEALTH, INC. Common 449934108 115558 5065544 SH Sole 4453094 612450
431 18900 SH Defined DB 18900
15 668 SH Other ND 668
D INKTOMI CORP. Common 457277101 1969 16400 SH Sole 16400
D INTEL CORP. Common 458140100 187231 2519510 SH Sole 2057560 461950
1033 13900 SH Defined DB 13900
307 4128 SH Other ND 4128
D INTL BUSINESS MACHINES CORP Common 459200101 32124 265490 SH Sole 107990 157500
569 4700 SH Defined DB 4700
D INTUIT INC. Common 461202103 124621 1421700 SH Sole 1416500 5200
D ITC DELTACOM INC Common 45031T104 9223 335400 SH Sole 335400
D JDS UNIPHASE CORP Common 46612J101 15376 135100 SH Sole 135100
D KANSAS CITY SOUTHERN INDS. INC Common 485170104 73758 1586200 SH Sole 1579000 7200
D KROGER CO. Common 501044101 38896 1763010 SH Sole 1762810 200
D L-3 COMMUNICATIONS HOLDINGS IN Common 502424104 9521 252200 SH Sole 252200
D LAMAR ADVERTISING CO-CL A Common 512815101 6272 126700 SH Sole 125000 1700
D LANDS END INC Common 515086106 8653 131100 SH Sole 131100
D LATTICE SEMICONDUCTOR CORP. Common 518415104 12920 435200 SH Sole 435200
D LINEAR TECHNOLOGY CORP. Common 535678106 146570 2493490 SH Sole 2487890 5600
D LINENS N THINGS INC. Common 535679104 36312 1075900 SH Sole 1075900
D MANDALAY RESORT GROUP Common 562567107 11133 563700 SH Sole 556300 7400
D MASCO CORP. Common 574599106 23386 754400 SH Sole 754400
D MAXIM INTEGRATED PRODUCTS INC Common 57772K101 20537 325500 SH Sole 322500 3000
177 2800 SH Other ND 2800
D MCI WORLDCOM INC Common 55268B106 145605 2025805 SH Sole 1463505 562300
1251 17400 SH Defined DB 17400
D MCLEODUSA INC-CL A Common 582266102 39532 928800 SH Sole 687000 241800
</TABLE>
3
<PAGE>
FRED ALGER MANAGEMENT INC.
FORM 13F
SEPTEMBER 30, 1999
<TABLE>
<CAPTION>
Voting Authority
-------------------------
Title of Value Shares/ Sh/ Put/ Invstmt Man-
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn agers Sole Shared None
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
323 7600 SH Defined DB 7600
D MEDIAONE GROUP INC Common 58440J104 64244 940438 SH Sole 940438
D MEDIMMUNE INC. Common 584699102 30026 301300 SH Sole 299600 1700
D MEDQUIST INC Common 584949101 27563 824300 SH Sole 824300
D MENS WEARHOUSE INC Common 587118100 2212 102900 SH Sole 102900
D MERCK & CO INC Common 589331107 194 3000 SH Sole 3000
169 2600 SH Other ND 2600
D MERRILL LYNCH & CO. INC Common 590188108 23783 353000 SH Sole 353000
D METTLER-TOLEDO INTERNATIONAL Common 592688105 17061 575900 SH Sole 575900
D MICHAELS STORES INC Common 594087108 3687 125000 SH Sole 125000
D MICROCHIP TECHNOLOGY INC. Common 595017104 35212 685400 SH Sole 685400
D MICROMUSE INC. Common 595094103 7421 115500 SH Sole 115500
D MICRON TECHNOLOGY INC. Common 595112103 190509 2864800 SH Sole 2410900 453900
911 13700 SH Defined DB 13700
D MICROSOFT CORP Common 594918104 448798 4955675 SH Sole 4249375 706300
1992 22000 SH Defined DB 22000
D MORGAN STANLEY,DEAN WITTER & C Common 617446448 192880 2162637 SH Sole 1926637 236000
633 7100 SH Defined DB 7100
D MOTOROLA INC Common 620076109 265074 3012200 SH Sole 2657000 355200
942 10700 SH Defined DB 10700
D MOVADO GROUP INC Common 624580106 2109 91700 SH Sole 91700
D NABORS INDUSTRIES INC Common 629568106 55065 2202600 SH Sole 1616300 586300
435 17400 SH Defined DB 17400
D NANCY LEE MINES Common 630004109 0 11000 SH Sole 11000
D NATIONAL COMMERCE BANCORP Common 635449101 9286 422700 SH Sole 422700
D NETGRAVITY INC Common 641114103 2063 62400 SH Sole 62400
D NETSCOUT SYSTEMS INC Common 64115T104 2705 126200 SH Sole 126200
D NEW CENTURY ENERGIES INC. Common 64352U103 970 29000 SH Sole 29000
D NEXTEL COMMUNICATIONS INC-CL A Common 65332V103 72114 1063435 SH Sole 580035 483400
1004 14800 SH Defined DB 14800
D NOKIA CORP.-SPONSORED ADR Common 654902204 18101 201400 SH Sole 117100 84300
234 2600 SH Defined DB 2600
D OGE ENERGY CORP. Common 670837103 1112 50000 SH Sole 50000
D OMNICOM GROUP INC Common 681919106 101238 1278465 SH Sole 1093365 185100
443 5600 SH Defined DB 5600
D OUTBACK STEAKHOUSE INC. Common 689899102 51629 2027147 SH Sole 2015747 11400
D OUTDOOR SYSTEMS INC Common 690057104 19955 558187 SH Sole 558187
D PACIFIC SUNWEAR OF CALI INC Common 694873100 3861 137750 SH Sole 137750
D PAINE WEBBER GROUP INC Common 695629105 40506 1117399 SH Sole 720174 397225
435 12000 SH Defined DB 12000
D PFIZER INC Common 717081103 105738 2947400 SH Sole 2947100 300
D PITTWAY CORP-DEL-CL A Common 725790208 16257 516100 SH Sole 516100
D PLAYTEX PRODUCTS INC Common 72813P100 2960 200700 SH Sole 200700
D PMC-SIERRA INC Common 69344F106 2220 24000 SH Sole 24000
D POWER-ONE INC Common 739308104 7012 275000 SH Sole 275000
D PRI AUTOMATION INC Common 69357H106 17940 496600 SH Sole 496600
D PRICE COMMUNICATIONS CORP NEW Common 741437305 1253 50000 SH Sole 50000
D PRICELINE COM INC Common 741503106 1303 20200 SH Sole 20200
D PUGET SOUND ENERGY INC. Common 745332106 1526 68000 SH Sole 68000
D Q CARS TECHNOLOGY Common QCAR 0 16000 SH Sole 16000
D QRS CORP. Common 74726X105 40517 631850 SH Sole 631850
D QUALCOMM INC. Common 747525103 74284 392650 SH Sole 315850 76800
454 2400 SH Defined DB 2400
D QUANTUM CORP - DSSG COM Common 747906204 7080 503500 SH Sole 498600 4900
D RADIANT SYSTEMS INC. Common 75025N102 1619 100000 SH Sole 100000
</TABLE>
4
<PAGE>
FRED ALGER MANAGEMENT INC.
FORM 13F
SEPTEMBER 30, 1999
<TABLE>
<CAPTION>
Voting Authority
-------------------------
Title of Value Shares/ Sh/ Put/ Invstmt Man-
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn agers Sole Shared None
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D REALNETWORKS INC Common 75605L104 11836 113200 SH Sole 113200
D REDBACK NETWORK INC Common 757209101 1242 11500 SH Sole 11500
D RENT WAY INC. Common 76009U104 12225 643400 SH Sole 643400
D RHYTHMS NETCONNECTIONS INC Common 762430205 3892 112800 SH Sole 112800
D ROYAL DUTCH PETROLEUM CO. NY. Common 780257804 331 5600 SH Sole 1600 4000
D SAFEWAY INC Common 786514208 132480 3480598 SH Sole 3120498 360100
422 11100 SH Defined DB 11100
D SALEM COMMUNICATIONS CORP CL-A Common 794093104 9807 384600 SH Sole 384600
D SALTON INC Common 795757103 2604 84000 SH Sole 84000
D SANMINA CORP Common 800907107 51458 665050 SH Sole 662050 3000
D SBC COMMUNICATIONS INC. Common 78387G103 59465 1164545 SH Sole 1164345 200
D SCHERING PLOUGH CORP Common 806605101 29401 673950 SH Sole 412400 261550
353 8100 SH Defined DB 8100
D SDL INC Common 784076101 26900 352500 SH Sole 352500
D SEPRACOR INC Common 817315104 10827 143400 SH Sole 142400 1000
D SHARPER IMAGE CORP Common 820013100 2530 230000 SH Sole 230000
D SKYWEST INC. Common 830879102 13792 628700 SH Sole 628700
D SOLECTRON CORP. Common 834182107 27684 385500 SH Sole 385500
D SONIC AUTOMOTIVE INC-CL A Common 83545G102 9447 726700 SH Sole 726700
D SOURCE INFORMATION MANAGEMENT Common 836151209 2128 150000 SH Sole 150000
D SPEEDWAY MOTORSPORTS INC Common 847788106 16580 382800 SH Sole 382800
D SPX CORP. Common 784635104 4574 50400 SH Sole 49400 1000
D SUN MICROSYSTEMS INC Common 866810104 148372 1595400 SH Sole 1145400 450000
1265 13600 SH Defined DB 13600
D TERADYNE INC. Common 880770102 138645 3933200 SH Sole 3255400 677800
733 20800 SH Defined DB 20800
D TEXAS INSTRUMENTS INC. Common 882508104 145496 1768950 SH Sole 1305410 463540
1151 14000 SH Defined DB 14000
D TIFFANY & CO-NEW Common 886547108 17730 295800 SH Sole 295800
D TIME WARNER INC. Common 887315109 2898 47700 SH Sole 45300 2400
D TOMMY HILFIGER CORP Common G8915Z102 806 28600 SH Sole 28600
D TOO INC Common 890333107 2691 150000 SH Sole 150000
D TUESDAY MORNING CORP-NEW Common 899035505 7701 305000 SH Sole 305000
D TWEETER HOME & ENTERTAINMENT G Common 901167106 6279 168000 SH Sole 168000
D TYCO INTERNATIONAL LTD NEW Common 902124106 331217 3207913 SH Sole 2622849 585064
1874 18150 SH Defined DB 18150
D UNION PACIFIC RESOURCES GROUP Common 907834105 6776 417000 SH Sole 412500 4500
D UNITED TECHNOLOGIES CORP. Common 913017109 90191 1520600 SH Sole 1520600
D US FOODSERVICE INC Common 90331R101 24505 1361400 SH Sole 1351600 9800
D VALUEVISION INTERNATIONAL INC Common 92047K107 2860 110000 SH Sole 110000
D VARCO INTERNATIONAL INC. Common 922126107 16515 1355100 SH Sole 1352600 2500
D VARIAN INC Common 922206107 4437 250000 SH Sole 250000
D VITESSE SEMICONDUCTOR CORP Common 928497106 26150 306300 SH Sole 305300 1000
D WAL-MART STORES INC Common 931142103 214197 4503480 SH Sole 3717360 786120
1132 23800 SH Defined DB 23800
D WARNER LAMBERT CO. Common 934488107 141482 2131550 SH Sole 2131550
D WATERS CORP. Common 941848103 21257 351000 SH Sole 348200 2800
D WELLS FARGO & CO NEW Common 949746101 479 12100 SH Sole 12100
D WESTERGAARD ONLINE SYSTEMS,INC Common 957565104 6 10000 SH Other ND 10000
D WILLIAMS SONOMA INC. Common 969904101 37918 780800 SH Sole 775100 5700
D XILINX INC Common 983919101 254740 3887300 SH Sole 3226000 661300
1304 19900 SH Defined DB 19900
D YAHOO INC. Common 984332106 249005 1387214 SH Sole 1190986 196228
1059 5900 SH Defined DB 5900
D YESMAIL.COM INC Common 98583Q101 1062 100000 SH Sole 100000
</TABLE>
5
<PAGE>
FRED ALGER MANAGEMENT INC.
FORM 13F
SEPTEMBER 30, 1999
<TABLE>
<CAPTION>
Voting Authority
-------------------------
Title of Value Shares/ Sh/ Put/ Invstmt Man-
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn agers Sole Shared None
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
D YOUNG & RUBICAM INC. Common 987425105 52778 1199500 SH Sole 1195900 3600
D AES TRUST II-5.5% GTD TERM Conv Pref. 001034305 1142 20000 SH Sole 20000
D APACHE CORP DEPOSITORY SHARES Conv Pref. 037411600 400 10000 SH Sole 10000
D BETHLEHEM STEEL CORP $5 CV PFD Conv Pref. 087509303 1024 20000 SH Sole 20000
D CANADIAN NATL RWY CO PFD CONV Conv Pref. 136375409 775 15000 SH Sole 15000
D CARRIAGE SERVICES 7% TRUST CON Conv Pref. 14444T101 685 20000 SH Sole 20000
D CNB CAPITAL TRUST I Conv Pref. 12613G207 1843 63000 SH Sole 63000
D COLTEC CAPITAL TRUST PFD CONV Conv Pref. 196878409 613 15000 SH Sole 15000
D COLTEC CAPITAL TRUST-5.25% 144 Conv Pref. 196878201 899 22000 SH Sole 22000
D COX COMMUNICATIONS INC NEW INC Conv Pref. 224044305 866 15000 SH Sole 15000
D DEVON FINANCING TRUST - 6.50% Conv Pref. 251910402 1999 30000 SH Sole 30000
D EL PASO ENERGY CAPITAL TRUST I Conv Pref. 283678209 1938 37000 SH Sole 37000
D ENRON CORP EXCHANGEABLE NOTES Conv Pref. 293561882 892 40000 SH Sole 40000
D HERCULES TRUST II UNIT $1000 P Conv Pref. 4270983ZZ 1531 1800 SH Sole 1800
D INTERNATIONAL PAPER CAPITAL TS Conv Pref. 460137300 515 10000 SH Sole 10000
D MCLEODUSA INC PFD CONV SER A Conv Pref. 582266201 1185 3000 SH Sole 3000
D NEWFIELD FINANCIAL TRUST I 6.5 Conv Pref. 651291205 1085 19900 SH Sole 19900
D NISOURCE IN PREMIUM INCOME EQU Conv Pref. 65473P303 1501 35000 SH Sole 35000
D OWENS CORNING CAPITAL LLC 6.50 Conv Pref. 690733209 1166 30000 SH Sole 30000
D OWENS ILLINOIS INC Conv Pref. 690768502 982 30000 SH Sole 30000
D PREMIER PARKS INC-PREMIUM Conv Pref. 740540307 1080 20000 SH Sole 20000
D PROLOGIS TRUST PFD CONV SH BEN Conv Pref. 743410300 975 40000 SH Sole 40000
D ROYAL CARIBBEAN CRUISES LTD Conv Pref. V7780T111 826 6000 SH Sole 6000
D SKYTEL COMMUNICATIONS INC PFD Conv Pref. 83087Q302 1151 30000 SH Sole 30000
D SUIZA CAPITAL TRUST II - 5.50% Conv Pref. 86507G408 1046 30000 SH Sole 30000
D TXI CAPITAL TRUST I PFD SECS Conv Pref. 873119200 1117 30000 SH Sole 30000
D UNION PACIFIC CAPITAL TRUST TE Conv Pref. 907824403 1180 26000 SH Sole 26000
D UNOCAL CAPITAL TRUST-6.25% Conv Pref. 91528T207 2150 40000 SH Sole 40000
</TABLE>
6
