U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-QSB
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OF 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the quarterly period ended September 30, 1997
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from ________ to ________
Commission File Number 1-11184
NORTH EAST INSURANCE COMPANY
(Exact name of small business issuer as specified in its charter)
Maine 01-0278387
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
482 Payne Road, Scarborough, Maine 04074
(Address of principal executive offices)
(207) 883-2232
(Issuer's telephone number)
Check whether the issuer (1) filed all reports required to be filed by
Section 13 or 15(d) of the Exchange Act during the past 12 months (or
for such shorter period that the issuer was required to file such
reports), and (2) has been subject to such filing requirements for the
past 90 days. Yes [X] No [ ]
As of November 13, 1997, there were 3,046,842 outstanding shares of
Common Stock, $1.00 par value, the only authorized class of common stock
of the issuer.
Transitional Small Business Disclosure Format: Yes [ ] No [X]
PART I - FINANCIAL INFORMATION
For reasons stated in its Form 12b-25, the Registrant is presently
unable to complete Items 1 and 2 of this Part I. Such items will be
filed by amendment by November 21, 1997.
PART II - OTHER INFORMATION
Item 6.
a) Exhibits pursuant to Item 601 of Regulation S-B
27 Financial Data Schedule (to be filed by amendment
by November 21, 1997)
b) Reports on Form 8-K
None
SIGNATURES
In accordance with the requirements of the Exchange Act, the Registrant
caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
NORTH EAST INSURANCE COMPANY
Date: November 14, 1997 By /s/ Robert G. Schatz
Robert G. Schatz, President
and Chief Executive Officer
Date: November 14, 1997 By /s/ Graham S. Payne
Graham S. Payne, Treasurer
and Chief Financial Officer
