<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)
DREYER'S GRAND ICE CREAM, INC.
- -------------------------------------------------------------------------------
(NAME OF ISSUER)
COMMON STOCK
- -------------------------------------------------------------------------------
(TITLE OF CLASS OF SECURITIES)
26187810
- -------------------------------------------------------------------------------
(CUSIP NUMBER)
PATRICK E. BENNETT
SAN TOMO PARTNERS
11292 N. ALPINE ROAD
STOCKTON, CA 95212
(209) 948-0792
- -------------------------------------------------------------------------------
(NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON
AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS)
NOVEMBER 5, 1996
- -------------------------------------------------------------------------------
(DATE OF EVENT WHICH REQUIRES FILING
OF THIS STATEMENT)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following
box / / .
Check the following box if a fee is being paid with the statement // .
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent of
the class of securities described in Item 1; and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five percent or less of
such class.) (See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom copies
are to be sent.
Exhibit Index located at Page 23.
(Continued on following pages)
(Page 1 of 26 Pages)
<PAGE> 2
CUSIP NO. 26187810 13D Page 2 of 26 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
San Tomo Partners
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X] (b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
116,000
NUMBER --------------------------------------------------
OF 8 SHARED VOTING POWER
SHARES -0-
BENEFICIALLY --------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
REPORTING 116,000
PERSON --------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
116,000
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES
[ ]
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.87%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
- -------------------------------------------------------------------------------
<PAGE> 3
CUSIP NO. 26187810 13D Page 3 of 26 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Cortopassi Family Trust
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X] (b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF, OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
250,200
NUMBER ------------------------------------------------
OF 8 SHARED VOTING POWER
SHARES -0-
BENEFICIALLY ------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
REPORTING 250,200
PERSON ------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
250,200
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES
/ /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
1.88%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- -------------------------------------------------------------------------------
<PAGE> 4
CUSIP NO. 26187810 13D Page 4 of 26 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Stanislaus Food Products Co.
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X] (b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
111,500
NUMBER ------------------------------------------------
OF 8 SHARED VOTING POWER
SHARES -0-
BENEFICIALLY ------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
REPORTING 111,500
PERSON ------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
111,500
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES
/ /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.84%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- -------------------------------------------------------------------------------
<PAGE> 5
CUSIP NO. 26187810 13D Page 5 of 26 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Sierra Quality Canners, Inc.
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X] (b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
150,000
NUMBER ------------------------------------------------
OF 8 SHARED VOTING POWER
SHARES -0-
BENEFICIALLY ------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
REPORTING 150,000
PERSON ------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
150,000
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES
/ /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
1.12%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- -------------------------------------------------------------------------------
<PAGE> 6
CUSIP NO. 26187810 13D Page 6 of 26 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
LICO Brands, Inc.
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X] (b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
25,000
NUMBER ------------------------------------------------
OF 8 SHARED VOTING POWER
SHARES -0-
BENEFICIALLY ------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
REPORTING 25,000
PERSON ------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
25,000
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES
/ /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.19%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- -------------------------------------------------------------------------------
<PAGE> 7
CUSIP NO. 26187810 13D Page 7 of 26 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Trecento Investors, Inc.
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X] (b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
45,000
NUMBER ------------------------------------------------
OF 8 SHARED VOTING POWER
SHARES -0-
BENEFICIALLY ------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
REPORTING 45,000
PERSON ------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,000
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES
/ /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.34%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- -------------------------------------------------------------------------------
<PAGE> 8
CUSIP NO. 26187810 13D Page 8 of 26 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
DACCO, Inc.
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X] (b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
40,000
NUMBER ------------------------------------------------
OF 8 SHARED VOTING POWER
SHARES -0-
BENEFICIALLY ------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
REPORTING 40,000
PERSON ------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
40,000
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES
/ /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.30%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- -------------------------------------------------------------------------------
<PAGE> 9
CUSIP NO. 26187810 13D Page 9 of 26 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Capecchio Foundation
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X] (b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)/ /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
25,000
NUMBER ------------------------------------------------
OF 8 SHARED VOTING POWER
SHARES -0-
BENEFICIALLY ------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
REPORTING 25,000
PERSON ------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
25,000
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES
/ /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.19%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- -------------------------------------------------------------------------------
<PAGE> 10
CUSIP NO. 26187810 13D Page 10 of 26 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Alpinello Investors, Inc.
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X] (b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
12,200
NUMBER ------------------------------------------------
OF 8 SHARED VOTING POWER
SHARES -0-
BENEFICIALLY ------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
REPORTING 12,200
PERSON ------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,200
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES
/ /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.09%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- -------------------------------------------------------------------------------
<PAGE> 11
CUSIP NO. 26187810 13D Page 11 of 26 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
VICOR, LLC (f/k/a CORVI, LLC)
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X] (b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
20,000
NUMBER ------------------------------------------------
OF 8 SHARED VOTING POWER
SHARES -0-
BENEFICIALLY ------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
REPORTING 20,000
PERSON ------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,000
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES
/ /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.15%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- -------------------------------------------------------------------------------
<PAGE> 12
CUSIP NO. 26187810 13D Page 12 of 26 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Wright Tract Partners, LP
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X] (b) [ ]
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- -------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- -------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------------------------------------------------------------------------------
7 SOLE VOTING POWER
5,000
NUMBER ------------------------------------------------
OF 8 SHARED VOTING POWER
SHARES -0-
BENEFICIALLY ------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
REPORTING 5,000
PERSON ------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,000
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES
/ /
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.04%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
- -------------------------------------------------------------------------------
<PAGE> 13
Item 1: Security and Issuer.
Class of Securities: Common Stock
Issuer: Dreyer's Grand Ice Cream, Inc. ("Issuer")
Principal Address: 5929 College Avenue
Oakland, CA 94618
Telephone: (510) 652-8187
Item 2: Identity and Background.
(a) Reporting Persons:
i. Cortopassi Family Trust ("CFT");
ii. Stanislaus Food Products Co. ("SFP");
iii. San Tomo Partners ("STP");
iv. Sierra Quality Canners, Inc. ("SQC");
v. LICO Brands, Inc. ("LBI");
vi. Trecento Investors, Inc. ("TII");
vii. DACCO, Inc. ("DI");
viii. Capecchio Foundation ("CF");
ix. Alpinello Investors, Inc. ("AII");
x. VICOR, LLC (f/k/a CORVI, LLC) ("VL").
xi. Wright Tract Partners, LP ("WTP").
(b) Principal Business Address:
11292 North Alpine Road
Stockton, CA 95212
(c) Principal Occupation/Principal Business:
CFT: Investments
SFP: Food processing
STP: Investments
SQC: Investments
LBI: Investments
TII: Investments
DI: Investments
CF: Charity
AII: Investments
VL: Investments
WTP: Investments
(d) None.
(e) None.
Page 13 of 26 Pages
<PAGE> 14
(f) Not applicable.
Item 3: Source and Amount of Funds or Other Consideration.
The shares of Common Stock of Issuer reported as beneficially owned by
CFT in Item 5 have been purchased with personal funds and borrowings from Smith
Barney secured by marketable securities. CFT has paid a total of $6,752,385.00
(including broker's commissions and fees) in separate transactions. As of
November 5, 1996, CFT beneficially owned a total of 250,200 shares of the
Common Stock of Issuer.
During the period beginning 60 days prior to Issuer's initial filing
on schedule 13D and November 5, 1996, CFT acquired 50,200 shares of the Common
Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- ----------
<S> <C> <C>
08/05/96 3,300 $ 93,294
08/06/96 6,700 188,991
08/07/96 2,100 58,843
08/08/96 100 2,840
09/11/96 10,000 274,442
09/25/96 5,000 136,568
10/21/96 23,000 578,972
</TABLE>
The shares of Common Stock of Issuer reported as beneficially owned by
SFP in Item 5 have been purchased with working capital and borrowings from
Smith Barney secured by marketable securities. SFP has paid a total of
$3,389,958.00 (including broker's commissions and fees) in separate
transactions. As of November 5, 1996, SFP beneficially owned a total of
111,500 shares of the Common Stock of Issuer.
During the period beginning 60 days prior to Issuer's initial filing
on schedule 13D and November 5, 1996, SFP acquired 31,500 shares of the Common
Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- ----------
<S> <C> <C>
01/11/96 4,000 $ 127,474
01/12/96 2,000 64,086
01/19/96 3,000 95,531
01/23/96 2,000 64,086
01/26/96 600 19,322
01/29/96 6,400 201,631
01/30/96 2,000 62,077
10/29/96 1,500 38,696
11/01/96 8,000 205,529
11/05/96 2,000 51,526
</TABLE>
The shares of Common Stock of Issuer reported as beneficially owned by
STP in Item 5 have been purchased with working capital and borrowings from
Smith Barney secured by marketable securities. STP has
__________________________________
* Includes broker's commissions and fees.
Page 14 of 26 Pages
<PAGE> 15
paid a total of $3,461,012.00 (including broker's commissions and fees) in
separate transactions. As of November 5, 1996, STP beneficially owned a total
of 116,000 shares of the Common Stock of Issuer.
During the period beginning 60 days prior to Issuer's initial filing
on schedule 13D and November 5, 1996, STP acquired 41,000 shares of the Common
Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- --------------- ----------
<S> <C> <C>
01/30/96 8,000 $ 252,741
01/31/96 2,000 64,086
02/01/96 3,500 112,004
02/02/96 1,500 48,113
02/05/96 7,000 222,932
02/06/96 3,000 96,031
10/10/96 8,000 207,542
10/16/96 6,000 151,186
10/23/96 1,000 25,343
10/28/96 1,000 25,343
</TABLE>
The shares of Common Stock of Issuer reported as beneficially owned by
SQC in Item 5 have been purchased with working capital and borrowings from
Hambrecht & Quist secured by marketable securities. SQC has paid a total of
$4,678,125.00 (including broker's commissions and fees) in separate
transactions. As of November 5, 1996, SQC beneficially owned a total of
150,000 shares of the Common Stock of Issuer.
During the period beginning 60 days prior to Issuer's initial filing
on schedule 13D and November 5, 1996, SQC acquired 72,000 shares of the Common
Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- --------------- ----------
<S> <C> <C>
01/08/96 2,000 $ 67,500
02/06/96 10,000 315,000
02/08/96 5,000 151,250
02/09/96 5,000 151,250
10/15/96 15,000 375,000
10/29/96 25,000 637,500
10/31/96 5,000 127,500
11/01/96 5,000 127,500
</TABLE>
The shares of Common Stock of Issuer reported as beneficially owned by
LBI in Item 5 have been purchased with working capital and borrowings from Smith
Barney secured by marketable securities. LBI has paid a total of $809,756.00
(including broker's commissions and fees) in separate transactions. As of
November 5, 1996, LBI beneficially owned a total of 25,000 shares of the Common
Stock of Issuer.
- ------------------------------
* Includes broker's commissions and fees.
Page 15 of 26 Pages
<PAGE> 16
The shares of Common Stock of Issuer reported as beneficially owned by
TII in Item 5 have been purchased with working capital and borrowings from
Smith Barney secured by marketable securities. TII has paid a total of
$1,560,011.00 (including broker's commissions and fees) in separate
transactions. As of November 5, 1996, TII beneficially owned a total of 45,000
shares of the Common Stock of Issuer.
During the period beginning 60 days prior to Issuer's initial filing
on schedule 13D and November 5, 1996, TII acquired 20,000 shares of the Common
Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- ----------
<S> <C> <C>
12/15/95 15,000 $ 460,528
12/18/95 1,500 45,916
02/20/96 1,600 50,103
02/27/96 1,900 59,460
</TABLE>
The shares of Common Stock of Issuer reported as beneficially owned by
DI in Item 5 have been purchased with working capital and borrowings from Smith
Barney secured by marketable securities. DI has paid a total of $1,305,885.00
(including broker's commissions and fees) in separate transactions. As of
November 5, 1996, DI beneficially owned a total of 40,000 shares of the Common
Stock of Issuer.
During the period beginning 60 days prior to Issuer's initial filing
on schedule 13D and November 5, 1996, DI acquired 9,500 shares of the Common
Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- ----------
<S> <C> <C>
12/18/95 2,500 $ 77,297
12/19/95 7,000 223,811
</TABLE>
Of the shares of Common Stock of Issuer reported as beneficially owned
by CF in Item 5, 5,000 shares were received as a donation by CFT and 20,000
shares have been purchased with working capital. CF and CFT have paid a total
of $644,361.00 (including broker's commissions and fees) in separate
transactions. As of November 5, 1996, CF beneficially owned a total of 25,000
shares of the Common Stock of Issuer.
During the period beginning 60 days prior to Issuer's initial filing
on schedule 13D and November 5, 1996, CF acquired 5,000 shares of the Common
Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- ----------
<S> <C> <C>
02/16/96 2,000 $ 62,580
02/20/96 3,000 93,771
</TABLE>
- ------------------------------
* Includes broker's commissions and fees.
Page 16 of 26 Pages
<PAGE> 17
The shares of Common Stock of Issuer reported as beneficially owned by
AII in Item 5 have been purchased with working capital and borrowings from
Smith Barney secured by marketable securities. AII has paid a total of
$368,416.00 (including broker's commissions and fees) in separate transactions.
As of November 5, 1996, AII beneficially owned a total of 12,200 shares of the
Common Stock of Issuer.
During the period beginning 60 days prior to Issuer's initial filing
on schedule 13D and November 5, 1996, AII acquired 2,000 shares of the Common
Stock of Issuer in the following transaction:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------- ----------
<S> <C> <C>
02/07/96 2,000 $ 64,086
</TABLE>
During the 60-day period prior to November 5, 1996,
AII disposed of 7,800 shares of the Common Stock of Issuer in separate
transactions as follows:
<TABLE>
<CAPTION>
Date of Sale Number of Shares Total Proceeds*
------------ --------- --------------
<S> <C> <C>
06/28/96 1,000 $ 31,608
07/09/96 300 9,294
07/12/96 1,000 29,703
07/16/96 500 14,802
07/17/96 1,000 27,226
07/19/96 1,000 27,134
09/11/96 500 13,412
09/25/96 500 12,793
10/02/96 500 13,041
10/07/96 500 12,298
10/18/96 500 12,051
10/25/96 500 12,175
</TABLE>
The shares of Common Stock of Issuer reported as beneficially owned by
VL in Item 5 have been purchased with working capital and borrowings from Smith
Barney secured by marketable securities. VL has paid a total of $712,126.00
(including broker's commissions and fees) in separate transactions. As of
November 5, 1996, VL beneficially owned a total of 20,000 shares of the Common
Stock of Issuer.
During the period beginning 60 days prior to Issuer's initial filing
on schedule 13D and November 5, 1996, VL acquired 6,000 shares of the Common
Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- ----------
<S> <C> <C>
02/27/96 2,000 $ 62,580
02/29/96 4,000 $ 124,963
</TABLE>
- ------------------------------
* Includes broker's commissions and fees.
Page 17 of 26 Pages
<PAGE> 18
The shares of Common Stock of Issuer reported as beneficially owned by
WTP in Item 5 have been purchased with working capital and borrowings from
Smith Barney secured by marketable securities. WTP has paid a total of
$141,033.00 (including broker's commissions and fees) in separate transactions.
As of November 5, 1996, WTP beneficially owned a total of 5,000 shares of the
Common Stock of Issuer.
During the period beginning 60 days prior to Issuer's initial filing
on schedule 13D and November 5, 1996, WTP acquired 5,000 shares of the Common
Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- ----------
<S> <C> <C>
07/05/96 2,000 $ 65,342
10/21/96 3,000 75,691
</TABLE>
Item 4: Purpose of Transaction.
Reporting Persons acquired the securities of Issuer for purposes of
investment.
Subject to applicable legal requirements, Reporting Persons may
purchase additional shares of Common Stock from time to time in open market or
in private transactions, depending on their evaluation of Issuer's business,
prospects and financial condition, the market for the Common Stock, other
developments concerning Issuer, the reaction of Issuer to Reporting Person's
ownership of Common Stock, other opportunities available to Reporting Persons,
and general economic, money market and stock market conditions. In addition,
depending upon the factors referred to above, Reporting Persons may dispose of
all or a portion of their shares of Common Stock at any time.
Other than as described in this Item 4, Reporting Persons do not have
any plan or proposal relating to, or that would result in, any event described
in (a)-(j) of this Item 4.
However, Reporting Persons reserve the right to take such action as
they may deem appropriate with respect to any or all of such matters.
Item 5: Interest in Securities of the Issuer.
<TABLE>
<CAPTION>
===============================================================================
CFT SFP STP SQC LBI
--- --- --- ---
- ------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Beneficial Ownershi 250,200 111,500 116,000 150,000 25,000
- ------------------------------------------------------------------------------
Percentage of Class 1.88% 0.84% 0.87% 1.12% 0.19%
- -----------------------------------------------------------------------------
Sole Voting Power 250,200 111,500 116,000 150,000 25,000
- ----------------------------------------------------------------------------
Shared Voting Power 0 0 0 0 0
- -----------------------------------------------------------------------------
Sole Dispositive Power 250,200 111,500 116,000 150,000 25,000
- -----------------------------------------------------------------------------
Shared Dispositive Power 0 0 0 0 0
============================================================================
</TABLE>
- ------------------------------
* Includes broker's commissions and fees.
Page 18 of 26 Pages
<PAGE> 19
<TABLE>
<CAPTION>
===============================================================================
TII DI CF AII VL WTP
--- -- -- --- --- ---
- ---------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
Beneficial Ownership 45,000 40,000 25,000 12,200 20,000 5,000
- -----------------------------------------------------------------------------------
Percentage of Class 0.34% 0.30% 0.19% 0.09% 0.15% 0.04%
- ------------------------------------------------------------------------------------
Sole Voting Power 45,000 40,000 25,000 12,200 20,000 5,000
- ------------------------------------------------------------------------------------
Shared Voting Power 0 0 0 0 0 0
- -----------------------------------------------------------------------------------
Sole Dispositive Power 45,000 40,000 25,000 12,200 20,000 5,000
- -----------------------------------------------------------------------------------
Shared Dispositive Power 0 0 0 0 0 0
===================================================================================
</TABLE>
(c) See Item 3 above.
(d) Not applicable.
(e) Not applicable.
Item 6: Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer.
Dean A. Cortopassi is an executive officer, managing member or trustee
of each entity named in response to Item 2 above. With this exception, to the
best knowledge of the undersigned, there are no contracts, arrangements,
understandings or relationships (legal or otherwise) among the persons named in
Item 2 and between such persons and any person with respect to any securities
of the Issuer, including but not limited to transfer or voting of any of the
securities, finder's fees, joint ventures, loan or option agreements, puts or
calls, guarantees of profits, division of profits or loss, or the giving or
withholding of proxies.
Item 7: Material to be Filed as Exhibits.
Exhibit A: Joint Filing Statement.
Page 19 of 26 Pages
<PAGE> 20
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: November 12, 1996
CORTOPASSI FAMILY TRUST
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
Trustee
STANISLAUS FOOD PRODUCTS CO.
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
Chief Executive Officer
SAN TOMO PARTNERS
By: Cortopassi Farms, Inc.,
its General Partner
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
SIERRA QUALITY CANNERS, INC.
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
Page 20 of 26 Pages
<PAGE> 21
LICO BRANDS, INC.
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
TRECENTO INVESTORS, INC.
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
DACCO, INC.
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
CAPECCHIO FOUNDATION
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
ALPINELLO INVESTORS, INC.
By: /s/ Donald G. Lenz
-------------------------------------
Donald G. Lenz
President
Page 21 of 26 Pages
<PAGE> 22
VICOR, LLC
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
Managing Member
WRIGHT TRACT PARTNERS, LP
By: DACCO, INC.,
its General Partner
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
Page 22 of 26 Pages
<PAGE> 23
EXHIBIT INDEX
<TABLE>
<CAPTION>
Exhibit Sequential Page
- ------- ---------------
<S> <C>
Exhibit A - Joint Filing Statement 24
</TABLE>
Page 23 of 26 Pages
<PAGE> 24
EXHIBIT A
Joint Filing Statement
We, the undersigned, hereby express our agreement that the attached Schedule
13D is filed on behalf of each of us.
Date: November 12, 1996
CORTOPASSI FAMILY TRUST
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
Trustee
STANISLAUS FOOD PRODUCTS CO.
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
Chief Executive Officer
SAN TOMO PARTNERS
By: Cortopassi Farms, Inc.,
its General Partner
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
SIERRA QUALITY CANNERS, INC.
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
Page 24 of 26 Pages
<PAGE> 25
LICO BRANDS, INC.
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
TRECENTO INVESTORS, INC.
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
DACCO, INC.
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
CAPECCHIO FOUNDATION
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
ALPINELLO INVESTORS, INC.
By: /s / Donald G. Lenz
-------------------------------------
Donald G. Lenz
President
Page 25 of 26 Pages
<PAGE> 26
VICOR, LLC
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
Managing Member
WRIGHT TRACT PARTNERS,LP
By: DACCO, INC.,
its General Partner
By: /s/ Dean A. Cortopassi
-------------------------------------
Dean A. Cortopassi
President
Page 26 of 26 Pages
