<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 3)
DREYER'S GRAND ICE CREAM, INC.
- --------------------------------------------------------------------------------
(NAME OF ISSUER)
COMMON STOCK
- --------------------------------------------------------------------------------
(TITLE OF CLASS OF SECURITIES)
26187810
- --------------------------------------------------------------------------------
(CUSIP NUMBER)
PATRICK E. BENNETT
SAN TOMO PARTNERS
11292 N. ALPINE ROAD
STOCKTON, CA 95212
(209) 948-0792
- --------------------------------------------------------------------------------
(NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON
AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS)
OCTOBER 28, 1997
- --------------------------------------------------------------------------------
(DATE OF EVENT WHICH REQUIRES FILING
OF THIS STATEMENT)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(b)(3) or (4), check the following [ ].
Check the following box if a fee is being paid with the statement [ ].
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent of
the class of securities described in Item 1; and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five percent or less of
such class.) (See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom copies
are to be sent.
Exhibit Index located at Page 23.
(Continued on following pages)
(Page of Pages)
<PAGE> 2
SCHEDULE 13D
CUSIP NO. 26187810 PAGE 2 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
San Tomo Partners
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 1,135,000
OWNED BY ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,135,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,135,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.40%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
- --------------------------------------------------------------------------------
<PAGE> 3
SCHEDULE 13D
CUSIP NO. 26187810 PAGE 3 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Cortopassi Family Trust
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
PF, OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 1,135,000
OWNED BY ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,135,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,135,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.40%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- --------------------------------------------------------------------------------
<PAGE> 4
SCHEDULE 13D
CUSIP NO. 26187810 PAGE 4 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Stanislaus Food Products Co.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 1,135,000
OWNED BY ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,135,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,135,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.40%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- --------------------------------------------------------------------------------
<PAGE> 5
SCHEDULE 13D
CUSIP NO. 26187810 PAGE 5 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Sierra Quality Canners, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 1,135,000
OWNED BY ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,135,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,135,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.40%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- --------------------------------------------------------------------------------
<PAGE> 6
SCHEDULE 13D
CUSIP NO. 26187810 PAGE 6 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
LICO Brands, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 1,135,000
OWNED BY ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,135,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,135,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.40%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- --------------------------------------------------------------------------------
<PAGE> 7
SCHEDULE 13D
CUSIP NO. 26187810 PAGE 7 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Trecento Investors, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 1,135,000
OWNED BY ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,135,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,135,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.40%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- --------------------------------------------------------------------------------
<PAGE> 8
SCHEDULE 13D
CUSIP NO. 26187810 PAGE 8 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
DACCO, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 1,135,000
OWNED BY ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,135,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,135,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.40%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- --------------------------------------------------------------------------------
<PAGE> 9
SCHEDULE 13D
CUSIP NO. 26187810 PAGE 9 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Capecchio Foundation
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 1,135,000
OWNED BY ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,135,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,135,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.40%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- --------------------------------------------------------------------------------
<PAGE> 10
SCHEDULE 13D
CUSIP NO. 26187810 PAGE 10 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Alpinello Investors, Inc.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 1,135,000
OWNED BY ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,135,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,135,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.40%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
- --------------------------------------------------------------------------------
<PAGE> 11
SCHEDULE 13D
CUSIP NO. 26187810 PAGE 11 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
VICOR, LLC (f/k/a CORVI, LLC)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 1,135,000
OWNED BY ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,135,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,135,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.40%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
- --------------------------------------------------------------------------------
<PAGE> 12
SCHEDULE 13D
CUSIP NO. 26187810 PAGE 12 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Wright Tract Partners, LP
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC, OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF ----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 1,135,000
OWNED BY ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,135,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,135,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.40%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
- --------------------------------------------------------------------------------
<PAGE> 13
Item 1: Security and Issuer.
Class of Securities: Common Stock
Issuer: Dreyer's Grand Ice Cream, Inc. ("Issuer")
Principal Address: 5929 College Avenue
Oakland, CA 94618
Telephone: (510) 652-8187
Item 2: Identity and Background.
(a) Reporting Persons:
i. Cortopassi Family Trust ("CFT");
ii. Stanislaus Food Products Co. ("SFP");
iii. San Tomo Partners ("STP");
iv. Sierra Quality Canners, Inc. ("SQC");
v. LICO Brands, Inc. ("LBI");
vi. Trecento Investors, Inc. ("TII");
vii. DACCO, Inc. ("DI");
viii. Capecchio Foundation ("CF");
ix. Alpinello Investors, Inc. ("AII");
x. VICOR, LLC (f/k/a CORVI, LLC) ("VL").
xi. Wright Tract Partners, LP ("WTP").
(b) Principal Business Address:
11292 North Alpine Road
Stockton, CA 95212
(c) Principal Occupation/Principal Business:
CFT: Investments
SFP: Food processing
STP: Investments
SQC: Investments
LBI: Investments
TII: Investments
DI: Investments
CF: Charity
AII: Investments
VL: Investments
WTP: Investments
(d) None.
(e) None.
Page 13 of 25 Pages
<PAGE> 14
(f) Not applicable.
Item 3: Source and Amount of Funds or Other Consideration.
The shares of Common Stock of Issuer reported as beneficially owned by
CFT in Item 5 have been purchased with personal funds and borrowings from Smith
Barney secured by marketable securities. CFT has paid a total of $7,775,475.00
(including broker's commissions and fees) in separate transactions. As of
November 5, 1997, CFT beneficially owned a total of 275,000 shares of the Common
Stock of Issuer.
During the 60-day period prior to November 5, 1997, CFT acquired 25,000
shares of the Common Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- -----------
<S> <C> <C>
10/28/97 24,000 $985,196
10/29/97 1,000 42,433
</TABLE>
The shares of Common Stock of Issuer reported as beneficially owned by
SFP in Item 5 have been purchased with working capital and borrowings from Smith
Barney secured by marketable securities. SFP has paid a total of $6,334,017.00
(including broker's commissions and fees) in separate transactions. As of
November 5, 1997, SFP beneficially owned a total of 200,000 shares of the Common
Stock of Issuer.
During the 60-day period prior to November 5, 1997, SFP acquired 25,000
shares of the Common Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- -----------
<S> <C> <C>
10/27/97 3,000 $126,920
10/28/97 2,000 76,638
10/31/97 13,000 540,716
11/03/97 2,340 97,861
11/04/97 4,660 194,695
</TABLE>
The shares of Common Stock of Issuer reported as beneficially owned by
STP in Item 5 have been purchased with working capital and borrowings from Smith
Barney secured by marketable securities. STP has paid a total of $4,496,129.00
(including broker's commissions and fees) in separate transactions. As of
November 5, 1997, STP beneficially owned a total of 150,000 shares of the Common
Stock of Issuer.
- --------------------
*Includes broker's commissions and fees.
Page 14 of 25 Pages
<PAGE> 15
The shares of Common Stock of Issuer reported as beneficially owned by
SQC in Item 5 have been purchased with working capital and borrowings from
Hambrecht & Quist secured by marketable securities. SQC has paid a total of
$6,297,841.00 (including broker's commissions and fees) in separate
transactions. As of November 5, 1997, SQC beneficially owned a total of 185,000
shares of the Common Stock of Issuer.
During the 60-day period prior to November 5, 1997, SQC acquired 35,000
shares of the Common Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- -----------
<S> <C> <C>
09/15/97 5,000 $252,504
09/16/97 5,000 255,004
10/13/97 5,000 242,504
10/14/97 5,000 245,004
10/27/97 5,000 210,004
10/31/97 2,500 103,442
11/04/97 7,500 311,254
</TABLE>
The shares of Common Stock of Issuer reported as beneficially owned by
LBI in Item 5 have been purchased with working capital and borrowings from Smith
Barney secured by marketable securities. LBI has paid a total of $3,826,998.00
(including broker's commissions and fees) in separate transactions. As of
November 5, 1997, LBI beneficially owned a total of 100,000 shares of the Common
Stock of Issuer.
During the 60-day period prior to November 5, 1997, LBI acquired 38,800
shares of the Common Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- -----------
<S> <C> <C>
09/12/97 12,500 $625,997
09/15/97 5,000 252,946
10/16/97 9,500 434,842
10/17/97 4,300 196,946
10/27/97 7,500 316,372
</TABLE>
The shares of Common Stock of Issuer reported as beneficially owned by
TII in Item 5 have been purchased with working capital and borrowings from Smith
Barney secured by marketable securities. TII has paid a total of $2,183,435.00
(including broker's commissions and fees) in separate transactions. As of
November 5, 1997, TII beneficially owned a total of 65,000 shares of the Common
Stock of Issuer.
During the 60-day period prior to November 5, 1997, TII acquired 5,000
shares of the Common Stock of Issuer in one transaction as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- -----------
<S> <C> <C>
10/28/97 5,000 $198,570
</TABLE>
- --------------------
*Includes broker's commissions and fees.
Page 15 of 25 Pages
<PAGE> 16
The shares of Common Stock of Issuer reported as beneficially owned by
DI in Item 5 have been purchased with working capital and borrowings from Smith
Barney secured by marketable securities. DI has paid a total of $2,714,106.00
(including broker's commissions and fees) in separate transactions. As of
November 5, 1997, DI beneficially owned a total of 75,000 shares of the Common
Stock of Issuer.
During the 60-day period prior to November 5, 1997, DI acquired 25,000
shares of the Common Stock of Issuer in separate transactions as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- -----------
<S> <C> <C>
10/29/97 500 $ 21,285
10/30/97 24,500 1,035,063
</TABLE>
Of the shares of Common Stock of Issuer reported as beneficially owned
by CF in Item 5, 5,000 shares were received as a donation by CFT and 25,000
shares have been purchased with working capital. CF and CFT have paid a total of
$838,185.00 (including broker's commissions and fees) in separate transactions.
As of November 5, 1997, CF beneficially owned a total of 30,000 shares of the
Common Stock of Issuer.
The shares of Common Stock of Issuer reported as beneficially owned by
AII in Item 5 have been purchased with working capital and borrowings from Smith
Barney secured by marketable securities. AII has paid a total of $454,611.00
(including broker's commissions and fees) in separate transactions. As of
November 5, 1997, AII beneficially owned a total of 15,000 shares of the Common
Stock of Issuer.
The shares of Common Stock of Issuer reported as beneficially owned by
VL in Item 5 have been purchased with working capital and borrowings from Smith
Barney secured by marketable securities. VL has paid a total of $1,263,992.00
(including broker's commissions and fees) in separate transactions. As of
November 5, 1997, VL beneficially owned a total of 35,000 shares of the Common
Stock of Issuer.
During the 60-day period prior to November 5, 1997, VL disposed of 7,500
shares of the Common Stock of Issuer in one transaction as follows:
<TABLE>
<CAPTION>
Date of Sale Number of Shares Net Proceeds*
------------ ---------------- -------------
<S> <C> <C>
09/12/97 7,500 $375,000
</TABLE>
During the 60-day period prior to November 5, 1997, VL acquired 2,500
shares of the Common Stock of Issuer in one transaction as follows:
<TABLE>
<CAPTION>
Date of Purchase Number of Shares Total Cost*
---------------- ---------------- -----------
<S> <C> <C>
10/28/97 2,500 $99,522
</TABLE>
The shares of Common Stock of Issuer reported as beneficially owned by
WTP in Item 5 have been purchased with working capital and borrowings from Smith
Barney secured by marketable securities. WTP has paid a total of $141,033.00
(including broker's commissions and fees) in separate transactions. As of
November 5, 1997, WTP beneficially owned a total of 5,000 shares of the Common
Stock of Issuer.
- --------------------
*Includes broker's commissions and fees.
Page 16 of 25 Pages
<PAGE> 17
Item 4: Purpose of Transaction.
Reporting Persons acquired the securities of Issuer for purposes of
investment.
Subject to applicable legal requirements, Reporting Persons may purchase
additional shares of Common Stock from time to time in open market or in private
transactions, depending on their evaluation of Issuer's business, prospects and
financial condition, the market for the Common Stock, other developments
concerning Issuer, the reaction of Issuer to Reporting Person's ownership of
Common Stock, other opportunities available to Reporting Persons, and general
economic, money market and stock market conditions. In addition, depending upon
the factors referred to above, Reporting Persons may dispose of all or a portion
of their shares of Common Stock at any time.
Other than as described in this Item 4, Reporting Persons do not have
any plan or proposal relating to, or that would result in, any event described
in (a)-(j) of this Item 4.
However, Reporting Persons reserve the right to take such action as they
may deem appropriate with respect to any or all of such matters.
Item 5: Interest in Securities of the Issuer.
Because Reporting Persons comprise a "group" for purposes of this
report, each of them is deemed to own beneficially all of the shares owned by
members of the group. The following table identifies the individual ownership of
each Reporting Person.
<TABLE>
<CAPTION>
================================================================================================
CFT SFP STP SQC LBI
- ------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Shares Owned 275,000 200,000 150,000 185,000 100,000
- ------------------------------------------------------------------------------------------------
Percentage of Class 2.03% 1.48% 1.11% 1.37% 0.74%
================================================================================================
</TABLE>
<TABLE>
<CAPTION>
====================================================================================================
TII DI CF AII VL WTP
- ----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
Shares Owned 65,000 75,000 30,000 15,000 35,000 5,000
- ----------------------------------------------------------------------------------------------------
Percentage of Class 0.48% 0.55% 0.22% 0.11% 0.26% 0.04%
====================================================================================================
</TABLE>
(c) See Item 3 above.
Page 17 of 25 Pages
<PAGE> 18
(d) Not applicable.
(e) Not applicable.
Item 6: Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer.
Dean A. Cortopassi is an executive officer, managing member or trustee
of each entity named in response to Item 2 above. With this exception, to the
best knowledge of the undersigned, there are no contracts, arrangements,
understandings or relationships (legal or otherwise) among the persons named in
Item 2 and between such persons and any person with respect to any securities of
the Issuer, including but not limited to transfer or voting of any of the
securities, finder's fees, joint ventures, loan or option agreements, puts or
calls, guarantees of profits, division of profits or loss, or the giving or
withholding of proxies.
Item 7: Material to be Filed as Exhibits.
Exhibit A: Joint Filing Statement.
Page 18 of 25 Pages
<PAGE> 19
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: November 14, 1997
CORTOPASSI FAMILY TRUST
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
Trustee
STANISLAUS FOOD PRODUCTS CO.
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
Chief Executive Officer
SAN TOMO PARTNERS
By: DACCO, Inc.,
------------------------------------
its General Partner
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
SIERRA QUALITY CANNERS, INC.
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
Page 19 of 25 Pages
<PAGE> 20
LICO BRANDS, INC.
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
TRECENTO INVESTORS, INC.
By /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
DACCO, INC.
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
CAPECCHIO FOUNDATION
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
ALPINELLO INVESTORS, INC.
By: /s/ Donald G. Lenz
------------------------------------
Donald G. Lenz
President
Page 20 of 25 Pages
<PAGE> 21
VICOR, LLC
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
Managing Member
WRIGHT TRACT PARTNERS, LP
By: DACCO, INC.,
------------------------------------
its General Partner
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
Page 21 of 25 Pages
<PAGE> 22
EXHIBIT INDEX
<TABLE>
<CAPTION>
Exhibit Sequential Page
- ------- ---------------
<S> <C>
Exhibit A - Joint Filing Statement 23
</TABLE>
Page 22 of 25 Pages
<PAGE> 23
EXHIBIT A
Joint Filing Statement
We, the undersigned, hereby express our agreement that the attached Schedule 13D
is filed on behalf of each of us.
Date: November 14, 1997
CORTOPASSI FAMILY TRUST
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
Trustee
STANISLAUS FOOD PRODUCTS CO.
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
Chief Executive Officer
SAN TOMO PARTNERS
By: DACCO, Inc.,
------------------------------------
its General Partner
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
SIERRA QUALITY CANNERS, INC.
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
Page 23 of 25 Pages
<PAGE> 24
LICO BRANDS, INC.
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
TRECENTO INVESTORS, INC.
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
DACCO, INC.
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
CAPECCHIO FOUNDATION
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
ALPINELLO INVESTORS, INC.
By: /s/ Donald G. Lenz
------------------------------------
Donald G. Lenz
President
Page 24 of 25 Pages
<PAGE> 25
VICOR, LLC
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
Managing Member
WRIGHT TRACT PARTNERS, LP
By: DACCO, INC.,
------------------------------------
its General Partner
By: /s/ Dean A. Cortopassi
------------------------------------
Dean A. Cortopassi
President
Page 25 of Pages
