UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT
For the quarter ended September 30, 1999
Filed Pursuant to Rule 58 of the Public Utility Holding Company
Act of 1935
ALLIANT ENERGY CORPORATION
222 West Washington Avenue
Madison, Wisconsin 53703
608-252-3311
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ALLIANT ENERGY CORPORATION
FORM U-9C-3
For the Quarter Ended September 30, 1999
CONTENTS
Page
CONTENTS 2
ITEM 1 - Organization Chart 3
ITEM 2 - Issuances and Renewals of Securities and Capital Contributions 3
ITEM 3 - Associate Transactions 3
ITEM 4 - Summary of Aggregate Investment 4
ITEM 5 - Other Investments 4
ITEM 6 - Financial Statements and Exhibits 5
SIGNATURES 7
CERTIFICATE 8
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ITEM 1 - ORGANIZATION CHART
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Energy- Percentage
Name of or Gas- Of Voting
Reporting Related Date of State of Securities Nature of
Company Company Organization Organization Held Business
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<S> <C> <C> <C> <C> <C>
Schedin & Associates, Inc.(new)(a) Energy 6/22/82 Minnesota 100% (i) Energy management services
Williams Bulk Transfer Inc.(new)(b) Energy 4/27/99 Iowa 100% (ix) Fuel handling and storage
facilities services
Alliant South Texas Pipeline Energy 4/20/99 Texas 90% (ix) Fuel transportation
L.P.(new)(c) facilities services
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(a) Schedin & Associates, Inc. is a wholly-owned subsidiary of Industrial Energy Applications, Inc. Industrial Energy
Applications, Inc. is a wholly-owned subsidiary of Alliant Energy Industrial Services, Inc. Alliant Energy Industrial
Services, Inc. is a wholly-owned subsidiary of Alliant Energy Resources, Inc. Alliant Energy Resources, Inc. is a wholly-owned
subsidiary of the registrant, Alliant Energy Corporation.
(b) Williams Bulk Transfer Inc. is a wholly-owned subsidiary of Alliant Energy Transportation, Inc. Alliant Energy
Transportation, Inc. is a wholly-owned subsidiary of Alliant Energy Resources, Inc. Alliant Energy Resources, Inc. is a
wholly- owned subsidiary of the registrant, Alliant Energy Corporation.
(c) Industrial Energy Applications Delaware, Inc. owns 90% of Alliant South Texas Pipeline L.P. Industrial Energy
Applications Delaware, Inc. is a wholly-owned subsidiary of Industrial Energy Applications, Inc. Industrial Energy
Applications, Inc. is a wholly-owned subsidiary of Alliant Energy Industrial Services, Inc. Alliant Energy Industrial
Services, Inc. is a wholly-owned subsidiary of Alliant Energy Resources, Inc. Alliant Energy Resources, Inc. is a wholly-owned
subsidiary of the registrant, Alliant Energy Corporation.
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ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS:
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Principal
Company Type of Amount of
Issuing Security Security Person to
Security Issued (in thousands) Whom Security was Issued
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<S> <C> <C> <C>
Schedin & Associates, Inc. Money pool borrowings $414 Alliant Energy Resources, Inc. (1)
Williams Bulk Transfer Inc. Money pool borrowings $872 Alliant Energy Resources, Inc. (1)
Williams Bulk Transfer Inc. Common Stock $1 Alliant Energy Transportation, Inc. (1)
Alliant South Texas Pipeline L.P. Partnership capital $7,197 Industrial Energy Applications
Delaware, Inc. (1)
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(1) Associate company.
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ITEM 3 - ASSOCIATE TRANSACTIONS
For the Quarter Ended September 30, 1999
Part I -- Transactions performed by reporting companies on behalf of associate companies
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Reporting Associate Direct Indirect Total
Company Company Types of Costs Costs Cost of Amount
Rendering Receiving Services Charged Charged Capital Billed
Services Services Rendered (in thousands) (in thousands) (in thousands) (in thousands)
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<S> <C> <C> <C> <C> <C> <C> <C>
None
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Part II -- Transactions performed by associate companies on behalf of reporting companies
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Associate Reporting Direct Indirect Total
Company Company Types of Costs Costs Cost of Amount
Rendering Receiving Services Charged Charged Capital Billed
Services Services Rendered (in thousands) (in thousands) (in thousands) (in thousands)
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<S> <C> <C> <C> <C> <C> <C> <C>
None
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ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
(Dollars in thousands)
Investments in energy-related companies:
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<S> <C> <C>
Total consolidated capitalization as of September 30, 1999 (a) $3,923,126 Line 1
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Total capitalization multiplied by 15% (Line 1 multiplied by 0.15) 588,469 Line 2
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Greater of $50 million or total capitalization multiplied by 15% (Line 2) 588,469 Line 3
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Total current aggregate investment subsequent to April 21, 1998 (categorized by
major line of energy-related business):
Energy-related business category 1 414
Energy-related business category 2 -
Energy-related business category 3 -
Energy-related business category 4 -
Energy-related business category 5 -
Energy-related business category 6 -
Energy-related business category 7 -
Energy-related business category 8 -
Energy-related business category 9 8,070
Energy-related business category 10 -
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Total current aggregate investment 8,484 Line 4
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Difference between the greater of $50 million or 15% of capitalization and the
total aggregate investment of the registered holding company system
(Line 3 less Line 4) $579,985 Line 5
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Investments in gas-related companies:
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Total current aggregate investment (categorized by major line of gas-related
business):
<S> <C>
Gas-related business category 1 $-
Gas-related business category 2 -
------
Total current aggregate investment $-
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(a) Includes common equity, cumulative preferred stock of subsidiaries, long-term debt, current maturities and sinking
funds and short-term debt(variable rate demand bonds, commercial paper and notes payable).
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ITEM 5 - OTHER INVESTMENTS
(Dollars in thousands)
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Other Other
Major Line Of Investment Investment
Energy-Related In Last In This Reason for Difference
Business U-9C-3 Report U-9C-3 Report In Other Investment
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<S> <C> <C> <C>
Energy-related business category 1* $- $59,196 Initial report
Energy-related business category 5* $- $12,667 Initial report
Energy-related business category 6* $- $2,569 Initial report
Energy-related business category 7* $- $10,902 Initial report
Energy-related business category 9* $- $23,212 Initial report
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* Item 5 includes aggregate investments that were invested or committed to be invested in energy-related companies,
prior to the date Rule 58 was effective for Alliant Energy Corporation (April 21, 1998 - Date Alliant Energy Corporation
became a registered holding company), for which there is recourse, directly or indirectly, to Alliant Energy Corporation or
any subsidiary thereof.
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ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS
List all financial statements and exhibits filed as a part of this report.
A. FINANCIAL STATEMENTS:
Balance Sheets as of September 30, 1999 (in thousands):
Alliant South
Schedin & Williams Bulk Texas Pipeline
Associates, Inc. Transfer Inc. L.P.
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Assets:
<S> <C> <C> <C>
Property, plant and equipment:
Other property, plant and equipment $8 $940 $8,175
Accumulated depreciation (1) - (170)
----------------- ----------------- ------------------
Total property, plant and equipment 7 940 8,005
Current assets:
Cash and cash equivalents 54 - 267
Customer accounts receivable 140 - 192
Allowance for doubtful accounts (11) - -
Income taxes receivable - 5 -
Prepayments and other - - 43
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Total current assets 183 5 502
Other assets:
Goodwill, net of amortization 269 - -
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Total other assets 269 - -
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Total Assets $459 $945 $8,507
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Capitalization and Liabilities:
Capitalization:
Common stock/Partnership capital $- $- $7,996
Additional paid in capital - 1 -
Retained earnings (155) (6) 447
Borrowings from money pool 414 872 -
----------------- ----------------- ------------------
Total capitalization 259 867 8,443
Current liabilities:
Accounts payable 63 78 56
Accrued income taxes 20 - -
Accrued other taxes 1 - 7
Other 116 - 1
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Total current liabilities 200 78 64
Deferred credits and other long-term liabilities:
Other - - -
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Total deferred credits and other long-term liabilities - - -
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Total Capitalization and Liabilities $459 $945 $8,507
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Income Statements for the Periods Ended September 30, 1999 (in thousands):
Schedin & Associates, Inc. Williams Bulk Transfer Inc.
Quarter Year-to-Date Quarter Year-to-Date
Ended Ended Ended Ended
Sept. 30, 1999 Sept. 30, 1999 Sept. 30, 1999 Sept. 30, 1999
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<S> <C> <C> <C> <C>
Operating revenues:
Operating revenues $96 $375 $- $-
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Total operating revenues 96 375 - -
Operating expenses:
Other operations 183 515 11 11
Maintenance - - - -
Depreciation and amortization 8 23 - -
Taxes other than income taxes - - - -
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Total operating expenses 191 538 11 11
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Operating income/(loss) (95) (163) (11) (11)
Interest and other:
Interest income/(expense) (7) (20) - -
Other income and (deductions) - - - -
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Total interest and other (7) (20) - -
----------------- ----------------- ------------------ -----------------
Income/(loss) before taxes (102) (183) (11) (11)
Income tax benefit/(expense) 33 56 5 5
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Net income/(loss) $(69) $(127) $(6) $(6)
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Alliant South Texas Pipeline L.P.
Quarter Year-to-Date
Ended Ended
Sept. 30, 1999 Sept. 30, 1999
<S> <C> <C>
Operating revenues:
Operating revenues $31,315 $47,416
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Total operating revenues 31,315 47,416
Operating expenses:
Other operations 30,948 46,784
Maintenance 5 7
Depreciation and amortization 104 171
Taxes other than income taxes 7 7
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Total operating expenses 31,064 46,969
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Operating income/(loss) 251 447
Interest and other:
Interest income/(expense) - -
Other income and (deductions) - -
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Total interest and other - -
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Income/(loss) before taxes 251 447
Income tax benefit/(expense) - -
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Net income/(loss) $251 $447
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B. EXHIBITS:
Exhibit A Certificate of Alliant Energy Corporation
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SIGNATURES
Pursuant to the requirements of the Public Utility Holding Company Act of 1935,
Alliant Energy Corporation has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized on the 29th day of
November.
ALLIANT ENERGY CORPORATION
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Registrant
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<S> <C>
By: /s/ John E. Ebright Vice President - Controller (Principal Accounting Officer)
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John E. Ebright
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Exhibit A
ALLIANT ENERGY CORPORATION
222 West Washington Avenue, Madison, Wisconsin 53703
CERTIFICATE
Pursuant to the requirements of Rule 58 of the Public Utility Holding Company
Act of 1935, the undersigned certifies that:
(a) Alliant Energy Corporation's report on Form U-9C-3 for the quarter ended
September 30, 1999, is the first such quarterly report filed with the
Securities and Exchange Commission (SEC) and therefore, Alliant Energy
Corporation has not filed such a quarterly report for the previous quarter
with any state commission.
(b)A conformed copy of the quarterly report on Form U-9C-3 shall be filed with
the interested state commissions promptly after filing with the SEC. The
names and addresses of each state commission having jurisdiction over the
retail rates of the public utility companies that are associate companies of
any of the reporting companies are:
Iowa Utilities Board
350 Maple Street
Des Moines, Iowa 50319-0069
Illinois Commerce Commission
527 East Capitol Avenue
Springfield, Illinois 62701
Minnesota Public Utilities Commission
121 7th Place E. Suite 350
St. Paul, MN 55101-2147
Public Service Commission of Wisconsin
610 North Whitney Way, P.O. Box 7854
Madison, Wisconsin 53707-7854
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ALLIANT ENERGY CORPORATION
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Registrant
<S> <C>
By: /s/ John E. Ebright Vice President - Controller (Principal Accounting Officer)
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John E. Ebright
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