(As filed December 12, 2000)
File No. 70-9317
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POS-AMC
Post-Effective Amendment No. 4
to
FORM U-1
APPLICATION OR DECLARATION
UNDER THE
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
ALLIANT ENERGY CORPORATION
ALLIANT ENERGY CORPORATE SERVICES, INC.
222 West Washington Avenue
Madison, Wisconsin 53703
IES UTILITIES INC.
Alliant Energy Tower
Cedar Rapids, Iowa 52401
INTERSTATE POWER COMPANY
1000 Main Street S.E.
P.O. Box 769
Dubuque, Iowa 52004
(Names of companies filing this statement and addresses of
principal executive offices)
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ALLIANT ENERGY CORPORATION
(Name of top registered holding company parent)
----------------------------------------------------
Edward M. Gleason
Vice President - Treasurer and
Corporate Secretary
Alliant Energy Corporation
222 West Washington Avenue
Madison, Wisconsin 53703-0192
(Name and address of agent for service)
----------------------------------------------------
<PAGE>
The Commission is requested to send copies of all notices, orders and
communications in connection with this Application or Declaration to:
Barbara J. Swan, General Counsel William T. Baker, Jr., Esq.
Alliant Energy Corporation Thelen Reid & Priest LLP
222 West Washington Avenue 40 West 57th Street
Madison, Wisconsin 53703-0192 New York, New York 10019
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<PAGE>
Post-Effective Amendment No. 1, as filed in this proceeding on August 1,
2000, as amended by Post-Effective Amendment No. 2, as filed on September 15,
2000, and Post-Effective Amendment No. 3, as filed on November 16, 2000, is
hereby further as follows:
ITEM 3 - APPLICABLE STATUTORY PROVISIONS, is amended to read as follows:
-------------------------------
A. General. Sections 6(a), 7, 9(a), 10, 12, 32 and 33 of the Act and
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Rules 24, 42, 43, 45, 52(a) and 53 thereunder are applicable to the proposed
transactions.
B. Rule 53 Analysis. Alliant Energy is in compliance with all
----------------
requirements of Rule 53(a). Alliant Energy's "aggregate investment" (as defined
in Rule 53(a)(1)(i)) in all EWGs and FUCOs at September 30, 2000 was $201.7
million, or about 16% of Alliant Energy's "consolidated retained earnings"
($1,263.4 million for the four quarters ended September 30, 2000 as defined in
Rule 53(a)(1)(ii), and including Alliant Energy's accumulated other
comprehensive income). In addition, Alliant Energy has complied and will comply
with the record-keeping requirements of Rule 53(a)(2), the limitation under Rule
53(a)(3) on the use of the Operating Companies' personnel to render services to
EWGs and FUCOs, and the requirements of Rule 53(a)(4) concerning the submission
of copies of certain filings under the Act to retail regulatory commissions.
Finally, none of the circumstances described in Rule 53(b) has occurred or is
continuing. Accordingly, Rule 53(c) is by its terms inapplicable.
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<PAGE>
SIGNATURES
Pursuant to the requirements of the Public Utility Holding Company Act of
1935, as amended, the undersigned companies have duly caused this statement
filed herein to be signed on their behalf by the undersigned thereunto duly
authorized.
ALLIANT ENERGY CORPORATION
ALLIANT ENERGY CORPORATE SERVICES, INC.
IES UTILITIES INC.
INTERSTATE POWER COMPANY
By: /s/ Edward M. Gleason
------------------------------------
Name: Edward M. Gleason
Title: Treasurer
Date: December 12, 2000
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