For the six-month period ended May 31, 2000.
File number 811-03175
Prudential Sector Funds, Inc.
SUB-ITEM 77-O
EXHIBITS
Transactions Effected Pursuant to Rule
10f-3
Ia. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Proxicom Inc.
2. Date of Purchase
10/8/1999
3. Number of Securities Purchased
700
4. Dollar Amount of Purchase
$36,663
5. Price Per Unit
$52.38
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Thomas Weisel Partner LLC
7. Other Members of the Underwriting Syndicate:
Thomas Weisel Partners LLC
First Union Capital Markets Corp.
Friedman Billings Ramsey
Prudential Securities
E*OFFERING
Ib. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Quicklogic Corp
2. Date of Purchase
10/15/1999
3. Number of Securities Purchased
900
4. Dollar Amount of Purchase
$9,000
5. Price Per Unit
$10.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
View Financial Group/Robertson Stephens
7. Other Members of the Underwriting Syndicate:
Underwriter
BancBoston Robertson Stephens Inc.
Bear, Sterns & Co. Inc.
SoundView Technology Group, Inc.
International Underwriter
BancBoston Robertson Stephens
International Limited
Bear, Sterns International Limited
SoundView Technology Group, Inc.
Ic. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Cysive.
2. Date of Purchase
10/15/1999
3. Number of Securities Purchased
1,000
4. Dollar Amount of Purchase
$17,000
5. Price Per Unit
$17.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Thomas Weisel Partners LLC
7. Other Members of the Underwriting Syndicate:
Thomas Weisel Partners LLC
First Union Capital Markets Corp.
Friedman, Billlings, Ramsey & Co., Inc.
Id. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
MCK Communications
2. Date of Purchase
10/22/1999
3. Number of Securities Purchased
300
4. Dollar Amount of Purchase
$4,800
5. Price Per Unit
$16.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Robertson Stephens & Co. LLC
7. Other Members of the Underwriting Syndicate:
BancBoston Robertson Stephens Inc.
Dain Rauscher Wessels
Hambrecht & Quist LLC
Banc of America Securities LLC
Bear Steams & Co. Inc.
CIBC Oppenheimer Corp.
Deutsche Bank Securities Inc.
Donaldson, Lufkin & Jenrette Securities
Corporation
Goldman, Sachs & Co.
Lehman Brothers
Merrill Lunch, Pierce, Fenner & Smith
Morgan Stanley & Co.
J. P. Morgan Securities Inc.
PainWebber Incorporated
Prudential Securities Incorporated
Saloman Smith Barney Inc.
SG Cowen Securities Corporation
E*trade Securities, Inc.
Suretrade
Ie. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Anadigics, Inc.
2. Date of Purchase
10/26/1999
3. Number of Securities Purchased
20,000
4. Dollar Amount of Purchase
$695,000
5. Price Per Unit
$34.75
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman Sachs & Co.
7. Other Members of the Underwriting Syndicate:
Goldman, Sachs & Co.
Prudential Securities Incorporated
CIBC World Markets
Needham & Company, Inc.
Banc of America Securities LLC
BancBoston Robertson Stephens Inc.
First Union Securities, Inc.
Volpe Brown Whelan & Company, LLC
Adams, Harkness & Hill, Inc.
Dain Rauscher
U.S. Bancorp Piper Jaffray Inc.
If. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
CVC Inc.
2. Date of Purchase
11/11/1999
3. Number of Securities Purchased
9,000
4. Dollar Amount of Purchase
$90,000
5. Price Per Unit
$10.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Lehman Brothers
7. Other Members of the Underwriting Syndicate:
Lehman Brothers Inc.
Prudential Securities Incorporated
SG Cowen Securities Corporation
Warburg Dillon Read LLC
Ig. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Somera Communications Inc.
2. Date of Purchase
11/11/1999
3. Number of Securities Purchased
1,600
4. Dollar Amount of Purchase
$19,200
5. Price Per Unit
$12.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Lehman Brothers
7. Other Members of the Underwriting Syndicate:
Lehman Brothers
Dain Rauscher Wessels
Thomas Weisel Partners LLC
Ih. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Sage Inc.
2. Date of Purchase
11/11/1999
3. Number of Securities Purchased
200
4. Dollar Amount of Purchase
$2,400
5. Price Per Unit
$12.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Robertson Stephens
7. Other Members of the Underwriting Syndicate:
Robertson Stephens
Prudential Securities
Needham & Company, Inc.
Ii. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Metron Technology
2. Date of Purchase
11/18/1999
3. Number of Securities Purchased
1,100
4. Dollar Amount of Purchase
$14,300
5. Price Per Unit
$13.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Banc of America Securities LLC
Other Members of the Underwriting Syndicate
Lehman Brothers
S.G. Cowen Securities
U.S. BancCorp Piper Jaffray
Fidelity Capital Markets
Allen & Company Incorporated
Banc of America Sec. LLC
BancBoston Robertson Stephens, Inc.
Donaldson, Lufkin & Jenrette Securities
Corporation
Hambrecht & Quist LLC
Merrill Lynch & Co.
First Analysis Securities
Pacific Crest Securities
Volpe Brown Whelan & Company, LLC
Ij. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Exactis.com, Inc.
2. Date of Purchase
11/19/1999
3. Number of Securities Purchased
500
4. Dollar Amount of Purchase
$7,000
5. Price Per Unit
$14.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Thomas Weisel Partners LLC
Other Members of the Underwriting Syndicate
Thomas Weisel Partners LLC
Dain Rauscher Wessels
Wit Capital Corporation
Major Syndicate Bracket
Bear Stearns
Donaldson, Lufkin Jenrette
First Union
Hambrecht & Quist
ING Furman Selz
Prudential
Unterberg Towbin
Ik. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
LifeMinders.com
2. Date of Purchase
11/19/1999
3. Number of Securities Purchased
800
4. Dollar Amount of Purchase
$11,200
5. Price Per Unit
$14.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Hambrecht & Quist
Other Members of the Underwriting Syndicate
Hambrecht & Quist
Thomas Weisel Partners LLC
PaineWebber Incorporated
Wit Capital Corporation
Il. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
TechCorp PCS, Inc.
2. Date of Purchase
11/22/1999
3. Number of Securities Purchased
800
4. Dollar Amount of Purchase
$16,000
5. Price Per Unit
$20.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Salomon Smith Barney
Other Members of the Underwriting Syndicate
Salomon Smith Barney
Lehman Brothers
Deutsche Banc Alex. Brown
Merrill Lynch & Co.
Im. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Classic Communications
2. Date of Purchase
12/7/1999
3. Number of Securities Purchased
5,800
4. Dollar Amount of Purchase
$145,000
5. Price Per Unit
$25.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman Sachs & Co.
Other Members of the Underwriting Syndicate
Goldman Sachs & Co.
Merrill Lynch & Co.
Donaldson, Lufkin & Jenrette
In. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Preview Systems
2. Date of Purchase
12/8/1999
3. Number of Securities Purchased
400
4. Dollar Amount of Purchase
$8,400
5. Price Per Unit
$21.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Robertson Stephens
Other Members of the Underwriting Syndicate
Robertson Stephens
Dain Rauscher Wessels
SoundView Technology Group
E*OFFERING
Io. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Agency.com
2. Date of Purchase
12/8/1999
3. Number of Securities Purchased
400
4. Dollar Amount of Purchase
$10,400
5. Price Per Unit
$26.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman Sachs & Co.
Other Members of the Underwriting Syndicate
Goldman Sachs & Co.
Salomon Smith Barney
Hambrecht & Quist
Ip. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
NextCard
2. Date of Purchase
12/9/1999
3. Number of Securities Purchased
2,900
4. Dollar Amount of Purchase
$104,219
5. Price Per Unit
$35.94
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Donaldson, Lufkin & Jenrette
Other Members of the Underwriting Syndicate
Donaldson, Lufkin & Jenrette
Goldman, Sachs & Co.
Thomas Weisel Partners LLC
Prudential Securities
U.S. Bancorp Piper Jaffray
DLJdirect Inc.
Iq. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
eCollege.com
2. Date of Purchase
12/14/1999
3. Number of Securities Purchased
400
4. Dollar Amount of Purchase
$4,400
5. Price Per Unit
$11.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Banc of America Securities LLC
Other Members of the Underwriting Syndicate
Banc of America Securities LLC
William Blair & Company
Volpe Brown Whelan & Company
Ir. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
GRIC Communications, Inc.
2. Date of Purchase
12/15/1999
3. Number of Securities Purchased
8,300
4. Dollar Amount of Purchase
$116.200
5. Price Per Unit
$14.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
CIBC World Markets
Other Members of the Underwriting Syndicate
CIBC World Markets
U.S. Bancorp Piper Jaffray
Volpe Brown Whelan & Company
Is. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Infonet
2. Date of Purchase
12/15/1999
3. Number of Securities Purchased
1,900
4. Dollar Amount of Purchase
$39.900
5. Price Per Unit
$21.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Merrill Lynch, SG Warburg, ABN Amro
Other Members of the Underwriting Syndicate
Merrill Lynch, Peirce, Fenner & Smith
Warburg Dillon Read LLC
ABN AMRO Incorporated
Goldman, Sachs & Co.
Lehman Brothers Inc.
Salomon Smith Barney Inc.
It. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Maxygen
2. Date of Purchase
12/15/1999
3. Number of Securities Purchased
600
4. Dollar Amount of Purchase
$9,600
5. Price Per Unit
$16.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman Sachs & Co.
Other Members of the Underwriting Syndicate
Goldman Sachs & Co.
Robertson Stephens
Invemed Assoicates LLC
Hambrecht & Quist LLC
Edward D. Jones & Co., L.P.
Merrill Lynch
Salomon Smith Barney Inc.
Warburg Dillon Read LLC
Dain Rauscher Incorporated
First Security Van Kasper
Pacific Growth Equities, Inc.
Punk, Ziegel & Company, L.P.
Vector Securities International, Inc.
Wit Capital Corporation
IIa Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Integrated Info Systems
2. Date of Purchase
3/17/2000
3. Number of Securities Purchased
200
4. Dollar Amount of Purchase
$3,000
5. Price Per Unit
$15.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Robertson Stephens
Other Members of the Underwriting Syndicate
Robertson Stephens
U.S. Bancorp Piper Jaffray
Robert W. Baird & Co.
Legg Mason Wood Walker
Credit Suisse First Boston Corporation
FleetBoston Robertson Stephens Inc.
E*OFFERING
IIb. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
ImproveNet
2. Date of Purchase
3/15/2000
3. Number of Securities Purchased
600
4. Dollar Amount of Purchase
$9,600
5. Price Per Unit
$16.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Credit Suisse First Boston
Other Members of the Underwriting Syndicate
Credit Suisse First Boston
Robertson Stephens
E*OFFERING
William Blair & Company, LLC
J.C. Brandford & Co.
Chase H&Q
Deutsche Bank Securities Inc.
First Union Securities, Inc.
Invemed Associates LLC
Prudential Securities
Salomon Smith Barney Inc.
SG Cowen Securities Corporation
Wit Soundview
IIc. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Radvision Ltd.
2. Date of Purchase
3/13/2000
3. Number of Securities Purchased
1,600
4. Dollar Amount of Purchase
$32,000
5. Price Per Unit
$20.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Lehman Brothers
Other Members of the Underwriting Syndicate
Lehman Brothers
Salomon Smith Barney
U.S. Bancorp Piper Jaffray
Fidelity Capital Markets
Chase H&O
CIBC World Markets Corp.
Fleetboston Robertson Stephens Inc.
Prudential Securities Incorporated
Warburg Dillon Read LLC
C.E. Unterberg, Towbin
Thomas Weisel Partners
Dain Rauscher
Doft & Co., Inc.
Gruntal & Co.
Pacific Growth Equities, Inc.
Raymond James & Associates Inc.
Merrill Weber Co., Inc.
Financial West Group, Inc.
Chatsworth Securities LLC
IId. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Digitas
2. Date of Purchase
3/13/2000
3. Number of Securities Purchased
1,200
4. Dollar Amount of Purchase
$28,800
5. Price Per Unit
$24.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Morgan Stanley
Other Members of the Underwriting Syndicate
Morgan Stanley Dean Witter
Deutsche Banc Alex. Brown
Salomon Smith Barney
Banc of America Securities LLC
Bear, Stearns & Co. Inc.
IIe. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Iprint. com
2. Date of Purchase
3/7/2000
3. Number of Securities Purchased
400
4. Dollar Amount of Purchase
$4,000
5. Price Per Unit
$10.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Credit Suisse First Boston
Other Members of the Underwriting Syndicate
Credit Suisse First Boston
Robertson Stephens
U.S. Bancorp Piper Jaffray
WR Hambrecht & Co.
Banc of America Securities LLC
Dain Rauscher Wessels
First Union Securities, Inc.
Invemed Associates LLC
Jefferies & Company
Prudential Securities
Sands Brothers & Co., Ltd.
Thomas Weisel Partners LLC
Wit Soundview
IIf. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Brooks Automation
2. Date of Purchase
3/7/2000
3. Number of Securities Purchased
10,000
4. Dollar Amount of Purchase
$760,000
5. Price Per Unit
$76.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Credit Suisse First Boston
Other Members of the Underwriting Syndicate
Credit Suisse First Boston
SG Cowen
Needham & Company, Inc.
Adams, Harkness & Hill, Inc.
Wit SoundView
Advest.Inc.
Banc of America Securities LLC
E*OFFERING
FleetBoston Robertson Stephens Inc.
Invemed Associates LLC
Lehman Brothers LLC
Prudential Securities
Warburg Dillon Read LLC
Thomas Weisel Partners LLC
IIg. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Mederax
2. Date of Purchase
3/2/2000
3. Number of Securities Purchased
2,400
4. Dollar Amount of Purchase
$412,800
5. Price Per Unit
$172.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Morgan Stanley
Other Members of the Underwriting Syndicate
Morgan Stanley Dean Witter
Chase H&Q
Dain Rauscher Wessels
Hambrecht & Quist LLC
Warburt Dillon Read LLC
IIh. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Matrix One
2. Date of Purchase
2/29/2000
3. Number of Securities Purchased
1,100
4. Dollar Amount of Purchase
$27,500
5. Price Per Unit
$25.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman Sachs
Other Members of the Underwriting Syndicate
Goldman Sachs
Dain Rauscher Wessels
U.S. Bancorp Piper Jarray
Wit SoundView
Prudential Securities
Adams, Harkness & Hill, Inc.
Advest, Inc.
Gruntal & Co., LLC
Neuberger & Berman LLC
IIi. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Hotel Reservation
2. Date of Purchase
2/25/2000
3. Number of Securities Purchased
2,400
4. Dollar Amount of Purchase
$38,400
5. Price Per Unit
$16.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
DLJ
Other Members of the Underwriting Syndicate
Donaldson, Lufkin & Jenrette
Allen & Company Incorporated
Bear, Stearns & Co. Inc.
Thomas Weisel Partners LLC
DLJdirect Inc.
IIj. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Maxim Pharmaceuticals
2. Date of Purchase
2/23/2000
3. Number of Securities Purchased
600
4. Dollar Amount of Purchase
$33,000
5. Price Per Unit
$55.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
JP Morgan
Other Members of the Underwriting Syndicate
J.P. Morgan & Co.
Prudential Securities Incorporated
Aragon Securities AB
IIk. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Landacorp
2. Date of Purchase
2/9/2000
3. Number of Securities Purchased
1,300
4. Dollar Amount of Purchase
$13,000
5. Price Per Unit
$10.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Hambrecht & Quist
Other Members of the Underwriting Syndicate
Hambrecht & Quist LLC
Prudential Securities Incorporated
SG Cowen Securities Corporation
Banc of America Sec. LLC
CIBC World Markets Corp.
Deutsche Barc Alex. Brown
Donaldson, Lufkin & Jenrette Securities
A.G. Edwards & Sons, Inc.
First Union Securities Inc.
J.C. Bradford & Co.
Dain Rauscher Wessels
E*Offerring Corp.
First Southwest Company
First Security Van Kasper
Needham & Co., Inc.
The Robinson-Humphrey Company, LLC
Stephens Inc.
IIl. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Network Solutions
2. Date of Purchase
2/7/2000
3. Number of Securities Purchased
2,800
4. Dollar Amount of Purchase
$691,600
5. Price Per Unit
$247.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
JP Morgan
Other Members of the Underwriting Syndicate
J.P. Morgan Securities Inc.
Morgan Stanley Dean Witter
Hambrecht & Quist
PaineWebber Incorporated
Robertson Stephens
Prudential Securities
FleetBoston Robertson Stephens Inc.
IIm. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Eprise
2. Date of Purchase
3/24/2000
3. Number of Securities Purchased
400
4. Dollar Amount of Purchase
$6,000
5. Price Per Unit
$15.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Deutsche Bank
Other Members of the Underwriting Syndicate
Deutsche Bank Securities Inc.
Dain Rauscher Incorporated
SoundView Technology Group, Inc.
IIn. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Insilicon
2. Date of Purchase
3/22/2000
3. Number of Securities Purchased
200
4. Dollar Amount of Purchase
$2,400
5. Price Per Unit
$12.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Robertson Stephens
Other Members of the Underwriting Syndicate
U.S. Underwriters
FleetBoston Robertson Stephens Inc.
Prudential Securities Incorporated
Needham & Company, Inc.
International Underwriters
FleetBoston Robertson Stephens
International Limited
Prudential Securities Incorporated
Needham & Company, Inc.
IIo. Prudential Sector Funds, Inc. -
Prudential Technology Fund
1. Name of Issuer
Breezecom
2. Date of Purchase
3/23/2000
3. Number of Securities Purchased
4,800
4. Dollar Amount of Purchase
$96,000
5. Price Per Unit
$20.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
CIBC World Markets
Other Members of the Underwriting Syndicate
CIBC World Markets
Dain Rauscher Wessels
U.S. Bancorp Piper Jaffray
First Union Securities, Inc.
PaineWebber Incorporated
Prudential Securities Incorporated
SG Cowen Securities Corporation
Warburg Dillon Read LLC
Crowell, Weedon & Co.
Josephthal & Co., Inc.
Needham & Company, Inc.
Tucker Anthony Incorporated
C.E. Unterberg Towbin
IIIa. Prudential Sector Funds, Inc. -
Prudential Health Sciences Fund
1. Name of Issuer
Maxygen Inc.
2. Date of Purchase
12/15/1999
3. Number of Securities Purchased
60,000
4. Dollar Amount of Purchase
$960,000
5. Price Per Unit
$16.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Goldman, Sachs & Co.
Other Members of the Underwriting Syndicate
Goldman, Sachs & Co.
Bancboston Robertson Stephens Inc.
Invemed Associates LLC
Dain Rauscher Incorporated
First Security Van Kasper
Hambrecht & Quist LLC
Edward D. Jones & Co., L.P.
Merrill Lynch, Pierce Fenner & Smith
Incorporated
Pacific Growth Equities, Inc.
Prudential Securities
Punk, Ziegel & Company, L.P.
Salomon Smith Barney Inc.
Warburg Dillon Read LLC
Wit Capital Corporation
IIIb. Prudential Sector Funds, Inc. -
Prudential Health Sciences Fund
1. Name of Issuer
Genentech Inc.
2. Date of Purchase
10/20/1999
3. Number of Securities Purchased
3,900
4. Dollar Amount of Purchase
$559,650
5. Price Per Unit
$143.50
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
J.P. Morgan & Co.
Other Members of the Underwriting Syndicate
J.P. Morgan Securities Inc.
Goldman, Sachs & Co.
Merrill Lynch, Pierce, Fenner & Smith
Warburg Dillon Read LLC
BancBoston Robertson Stephens Inc.
Adams, Harkness & Hill, Inc.
Bank Am Bellevue
Bear, Stearns & Co. Inc.
CIBC World Markets Corp.
Credit Suisse First Boston Corporation
Gerald Klauer Mattison & Co., Inc.
Hambrecht & Quist LLC
ING Barings LLC
Lehman Brothers Inc.
Morgan Stanley & Co.
Prudential Securities Incorporated
Salomon Smith Barney Inc.
SG Cowen Securities Corporation
U.S. Bancorp Piper Jaffray Inc.
IIIc. Prudential Sector Funds, Inc. -
Prudential Health Sciences Fund
1. Name of Issuer
Healthextras Inc.
2. Date of Purchase
12/14/1999
3. Number of Securities Purchased
10,000
4. Dollar Amount of Purchase
$110,000
5. Price Per Unit
$11.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Warburg Dillion Read LLC
Other Members of the Underwriting Syndicate
Warburg Dillion Read LLC
PaineWebber Incorporated
Prudential Securities Incorporated
SG Cowen Securities Corporation
Banc of America Securities LLC
Deutsche Bank Securities Inc.
Lehman Brothers Inc.
Scott & Stringfellow, Inc.
IVa. Prudential Sector Funds, Inc. -
Prudential Health Sciences Fund
1. Name of Issuer
Intermune Pharmaceuticals Inc.
2. Date of Purchase
3/24/2000
3. Number of Securities Purchased
54,500
4. Dollar Amount of Purchase
$1,090,000
5. Price Per Unit
$20.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Warburg Dillion Read LLC
Other Members of the Underwriting Syndicate
Warburg Dillion Read LLC
Chase Securities Inc.
Prudential Securities Incorporated
Bear, Stearns & Co. Inc.
CIBC Oppenheimer Corp.
FleetBoston Robertson Stephens Inc.
Lehman Brothers Inc.
SG Cowen Securities Corporation
Pacific Growth Equities, Inc.
Adams, Harkness & Hill, Inc.
Legg Mason Wood Walker, Incorporated
U.S. Bancorp Piper Jaffray Inc.
Suntrust Equitable Securities
Corporation
IVb. Prudential Sector Funds, Inc. -
Prudential Health Sciences Fund
1. Name of Issuer
Allos Therapeutics
2. Date of Purchase
3/27/2000
3. Number of Securities Purchased
10,000
4. Dollar Amount of Purchase
$180,000
5. Price Per Unit
$18.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
SG Cowen
Other Members of the Underwriting Syndicate
SG Cowen Securities Corporation
Prudential Securities
U.S. Bancorp Piper Jaffray Inc.
Chase H&Q
CIBC World Markets Inc.
Deutsche Bank Securities Inc.
J.P. Morgan Securities Inc.
Morgan Stanley & Co. Incorporated
Warburg Dillon Read LLC
Chatsworth Securities, LLC
Gerald Klauer Mattison & Co., LLC
C.L. King & Associates, Inc.
Legg Mason Wood Walker, Incorporated
Parker/Hunter Incorporated
Ragen Mackenzie Incorporated
Tucker Anthony Incorporated
IVc. Prudential Sector Funds, Inc. -
Prudential Health Sciences Fund
1. Name of Issuer
Maxim Pharmaceuticals
2. Date of Purchase
2/23/2000
3. Number of Securities Purchased
60,000
4. Dollar Amount of Purchase
$3,300,000
5. Price Per Unit
$55.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
J.P. Morgan & Co.
Other Members of the Underwriting Syndicate
J.P. Morgan & Co.
Prudential Securities
Aragon Fondkommission AB
AP Anlage & Privatbank AG
IVd. Prudential Sector Funds, Inc. -
Prudential Health Sciences Fund
1. Name of Issuer
Antigenics Inc.
2. Date of Purchase
2/3/2000
3. Number of Securities Purchased
5,000
4. Dollar Amount of Purchase
$90,000
5. Price Per Unit
$18.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
U.S. Bancorp Piper Jaffray
Other Members of the Underwriting Syndicate
U.S. Bancorp Piper Jaffray
FleetBoston Robertson Stephens Inc.
Banc of America Securities LLC
CIBC World Markets Corp.
Chase Securities, Inc.
Lehman Brothers Inc.
Merrill Lynch, Pierce, Fenner & Smith
Incorporated
Morgan Stanley & Co. Incorporated
Prudential Securities
Salomon Smith Barney Inc.
SG Cowen Securities Corporation
Nessuah Zannex Ltd.
IVe. Prudential Sector Funds, Inc. -
Prudential Health Sciences Fund
1. Name of Issuer
Genentech, Inc.
2. Date of Purchase
3/23/2000
3. Number of Securities Purchased
8,900
4. Dollar Amount of Purchase
$1,450,700
5. Price Per Unit
$163.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
J.P. Morgan
Other Members of the Underwriting Syndicate
J.P. Morgan
Goldman, Sachs & Co.
Merrill Lynch, Pierce, Fenner & Smith
Warburg Dillon Read LLC
FleetBoston Robertson Stephens Inc.
Lehman Brothers Inc.
Adams, Harkness & Hill, Inc.
Bank Am Bellevue
Bear, Stearns & Co. Inc.
Chase Securities Inc.
CIBC World Markets Corp.
Credit Suisse First Boston Corporation
Donaldson, Lufkin & Jenrette Securities
Corporation
ING Barings LLC
Lazard Freres & Co. LLC
Morgan Stanley & Co.
Prudential Securities
Salomon Smith Barney Inc.
SG Cowen Securities Corporation
U.S. Bancorp Piper Jaffray Inc.
Va. Prudential Sector Funds, Inc. -
Prudential Financial Services Fund
1. Name of Issuer
John Hancock
2. Date of Purchase
1/26/2000
3. Number of Securities Purchased
77,100
4. Dollar Amount of Purchase
$1,310,700
5. Price Per Unit
$17.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Morgan Stanley/Fox-Pitt Kelton, Inc.
Other Members of the Underwriting Syndicate
Morgan Stanley & Co. Incorporated
Merrill Lynch, Pierce, Fenner & Smith
Salomon Smith Barney, Inc.
Credit Suissee First Boston Corporation
Donaldson, Lufkin & Jenrette Securities
Goldman, Sachs & Co.
Fox-Pitt, Kelton Inc.
ABN Amro Incorporated
Chatsworth Securities LLC
A.G. Edwards & Sons, Inc.
First Union Securities, Inc.
Janney Montgomery Scott LLC
Lehman Brothers Inc.
Melvin Securities, LLC
J.P. Morgan Securities Inc.
Nesbitt Burns Securities Inc.
Paribas Corporation
Prudential Securities Incorporated
Pryor, Counts Capital Markets, LLC
Ramirez & Co., Inc.
Scotia Capital Markets (USA) Inc.
Muriel Siebert & Co., Inc.
Tucker Anthony Cleary Gull
Utendahl Capital Partners, L.P.
Wachovia Securities, Inc.
Warburg Dillon Read LLC
Vb. Prudential Sector Funds, Inc. -
Prudential Financial Services Fund
1. Name of Issuer
Lending Tree
2. Date of Purchase
2/15/2000
3. Number of Securities Purchased
12,500
4. Dollar Amount of Purchase
$150,000
5. Price Per Unit
$12.00
6. Name(s) of Underwriter(s) or Dealer(s)
From whom Purchased
Merrill Lynch
Other Members of the Underwriting Syndicate
Merrill Lynch, Pierce, Fenner & Smith
Incorporated
Lehman Brothers Inc.
Prudential Securities Incorporated
Credit Suisse First Boston Corporation
First Union Securities, Inc.
FleetBoston Robertson Stephens Inc.
Legg Mason Wood Walker, Incorporated
Wachovia Securities, Inc.
Brean Murray & Co., Inc.
Friedman, Billings, Ramsey & Co., Inc.
Raymond James & Associates, Inc.
Sutro & Co. Incorporated
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