ALPHA MICROSYSTEMS, 10-C, 1996-05-30

ALPHA MICROSYSTEMS
10-C, 1996-05-30
ELECTRONIC COMPUTERS
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<PAGE>   1
                       SECURITIES AND EXCHANGE COMMISSION
                              WASHINGTON, DC 20549

                                   FORM 10-C

                REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ
                          INTERDEALER QUOTATION SYSTEM
                  FILED PURSUANT TO SECTION 13 OR 15(D) OF THE
                SECURITIES EXCHANGE ACT OF 1934 AND RULE 13A-17
                              OR 15D-17 THEREUNDER

                               ALPHA MICROSYSTEMS
- --------------------------------------------------------------------------------
                 (EXACT NAME OF ISSUER AS SPECIFIED IN CHARTER)

                  2722 S. Fairview Street, Santa Ana, CA 92704
- --------------------------------------------------------------------------------
                    (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)

Issuer's telephone number, including area code   (714) 957-8500
                                                --------------------------------

                   I.  CHANGE IN NUMBER OF SHARES OUTSTANDING

Indicate any change (increase or decrease) of five percent or more in the
number of shares outstanding:

1.  Title of security    Common Stock
                      ----------------------------------------------------------

2.  Number of shares outstanding before the change    6,595,453
                                                   -----------------------------

3.  Number of shares outstanding after the change    11,037,522
                                                  ------------------------------

4.  Effective date of change    June 17, 1996
                             ---------------------------------------------------

5.  Method of change:  Specify method (such as merger, acquisition, exchange,
    distribution, stock split, reverse split, acquisition of stock for treasury,
    etc.)

    Warrant Exercise
- --------------------------------------------------------------------------------
Give brief description of transaction    Issuance of common stock pursuant to
                                      ------------------------------------------
    exercise of outstanding warrants
- --------------------------------------------------------------------------------

                         II.  CHANGE IN NAME OF ISSUER

1. Name prior to change  
                        --------------------------------------------------------

2. Name after change  
                     -----------------------------------------------------------

3. Effective date of charter amendment changing name  
                                                      --------------------------

4. Date of shareholder approval of change, if required  
                                                       -------------------------

DATE   May 24, 1996               /s/ Michael J. Lowell, Chief Financial Officer
     -------------------          ----------------------------------------------
                                          (OFFICER'S SIGNATURE AND TITLE)