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Previous: PANORAMA SERIES FUND INC, NSAR-B, 1998-02-26 |
Next: FRANKLIN LIFE MONEY MARKET VARIABLE ANNUITY FUND C, 485APOS, 1998-02-26 |
<PAGE>
FORM N-SAR
SEMI-ANNUAL REPORT
FOR REGISTERED INVESTMENT COMPANIES
Report for six month period ending: // (a)
of fiscal year ending: 12/31/97(b)
Is this a transition report? (Y/N) N
---
Is this an amendment to a previous filing? (Y/N) N
---
Those items or sub-items with a box after the item number should be completed
only if the answer has changed from the previous filing on this form.
1. A. Registrant Name:
New England Life Retirement Investment Account
B. File Number: 811-3285
C. Telephone Number: 212-578-7360
2. A. Street: One Madison Avenue
B. City: New York C.State: NY D. Zip Code:10010
Zip Ext: 3690
E. Foreign Country: Foreign Postal Code:
3. Is this the first filing on this form by Registrant? (Y/N) N
---
4. Is this the last filing on this form by Registrant? (Y/N) N
---
5. Is Registrant a small business investment company (SBIC)?
(Y/N) N
---------------------------------------------------- ----
[If answer is "Y" (Yes), complete only items 89 through 110.]
6. Is Registrant a unit investment trust (UIT)? (Y/N) Y
------ ---
[If answer is "Y" (Yes) complete only items 111 through 132.]
7. A. Is Registrant a series or multiple portfolio company?
(Y/N)
---
[If answer is "N" (No), go to item 8.]
B. How many separate series or portfolios did Registrant have
at the end of the period?
--------------------
<PAGE>
For period ending 12/31/97 If filing more than
File Number 811-3285 one Page 47, "X"
box:
UNIT INVESTMENT TRUSTS
111. A. Depositor Name: Metropolitan Life Insurance Company
-----------------------------------------
B. File Number (if any)
------------------------------------
C. City: New York State NY Zip Code 10010 Zip Ext.: 3690
--------- ---- ----- ----
Foreign Country: Foreign Postal Code:
----------- -------
111. A. Depositor Name:
-----------------------------------------
B. File Number (If any):
----------------
C. City: State: Zip Code: Zip Ext.:
---------- ----- ----- ---
Foreign County: Foreign Postal Code:
-------------- -----
112. A. Sponsor Name:
--------------------------------------------
B. File Number (If any):
--------------
C. City: State: Zip Code: Zip Ext.:
--------- ------ ---- ---
Foreign Country: Foreign Postal Code:
------------- -----
112. A. Sponsor Name:
--------------------------------------------
B. File Number (If any):
--------------
C. City: State: Zip Code: Zip Ext.:
--------- ------ ---- ---
Foreign Country: Foreign Postal Code:
------------- -----
113. A. Trustee Name:
--------------------------------------------
B. City: State: Zip Code: Zip Ext.:
--------- ----- ----- ----
Foreign Country: Foreign Postal Code:
------------ -------
113. A. Trustee Name:
--------------------------------------------
B. City: State: Zip Code: Zip Ext.:
--------- ----- ----- ----
Foreign Country: Foreign Postal Code:
------------ -------
2
<PAGE>
For period ending 12/31/97 If filing more than
File Number 811-3285 one Page 47, "X"
box:
114. A.Principal Underwriter Name: New England Securities Corporation
-------------------------------------
B. File Number: 8- 13910
-----
C. City: Boston State: MA Zip Code: 02116 Zip Ext.:
------- --- ----- ----
Foreign Country: Foreign Postal Code:
---------- ---------
114. A. Principal Underwriter Name:
------------------------------
B. File Number: 8-
-------------
C. City: State: Zip Code: Zip Ext.:
-------- ------ ----- ----
Foreign Country: Foreign Postal Code:
------------ --------
115. A. Independent Public Accountant Name: Deloitte & Touche, LLP
----------------------
B. City: Boston State: MA Zip Code: 02110 Zip Ext.:1617
-------- ----- ----- ----
Foreign Country: Foreign Postal Code:
--------------- -----
115. A. Independent Public Accountant Name:
-----------------------
City: State: Zip Code: Zip Ext.:
---------- ----- ----- ----
Foreign Country: Foreign Postal Code:
--------------- ------
116. Family of Investment companies information:
A. Is Registrant part of a family of investment companies?
(Y/N) N
---------------------------------------------- ---
Y/N
B. Identify the family in 10 letters: _ _ _ _ _ _ _ _ _ _
(NOTE: In filing this form, use this identification
consistently all investment companies in
family. This designation is for purposes
of this form only.)
117. A. Is Registrant a separate account of an insurance company?
(Y/N) Y
--------------------------------------------- ---
Y/N
If answer is "Y" (Yes), are any of the following types of contracts
funded by the Registrant?:
B. Variable annuity contracts? (Y/N) Y
------------------- ---
Y/N
3
<PAGE>
For period ending 12/31/97 If filing more than
File Number 811-3285 one Page 47, "X"
box:
C. Scheduled premium variable life contracts? (Y/N) N
--- ---
Y/N
D. Flexible premium variable life contracts? (Y/N) N
--- ---
Y/N
E. Other types of insurance products registered under the
Securities Act of 1933? (N/Y) N
----------------------- ---
Y/N
118. State the number of series existing at the end of the period that had
securities registered under the Securities Act of 1933
1
----------------------------------- ---
119. State the number of new series for which registration statements under
the Securities Act of 1933 became effective during the period
0
----------------------------- ---
120. State the total value of the portfolio securities on the date of
deposit for the new series included in item 119 ($000's omitted)
$
------------------------------------- --------
121. State the number of series for which a current prospectus
was in existence at the end of the period 0
--------------- ---
122. State the number of existing series for which additional units were
registered under the Securities Act of 1933 during the current period
0
------------------------------- ---
123. State the total value of the additional units considered in answering
item 122 ($000's omitted) $
--------------- ---------
124. State the total value of units of prior series that were placed in the
portfolios of subsequent series during the current period (the value of
these units is to be measured on the date they were placed in the
subsequent series) ($000's omitted)
-----------------------------------
$
--------
125. State the total dollar amount of sales loads collected
(before allowances to other brokers or dealers) by
Registrant's principal underwriter and any underwriter
which is an affiliated person of the principal under-
writer during the current period solely from the sale
of units of all series of Registrant ($000's omitted) $ 0
---
4
<PAGE>
For period ending 12/31/97 If filing more than
File Number 811-3285 one Page 47, "X"
box:
126. Of the amount shown in item 125, state the total
dollar amount of sales loads collected from secondary
market operations in Registrant's units (include the
sales loads, if any, collected on units of a prior
series placed in the portfolio of a subsequent series.)
($000's omitted) $
-------------------------------------- --------
127. List opposite the appropriate description below the
number of series whose portfolios are invested
primarily (based upon a percentage of NAV) in each
type of security shown, the aggregate total assets
at market value as of a date at or near the end of
the current period of each such group of series and
the total income distributions made by each such
group of series during the current period (excluding
distributions of realized gains, if any):
<TABLE>
<CAPTION>
Number of Total Assets Total Income
Series ($000's Distributions
Investing omitted) ($000's omitted)
--------- ----------- ----------------
<S> <C> <C> <C>
A. U.S. Treasury
direct issue $ $
-------- --------- ------------
B. U.S. Government
agency $ $
-------- --------- ------------
C. State and municipal
tax-free $ $
-------- --------- ------------
D. Public utility debt $ $
-------- --------- ------------
E. Brokers or dealers
debt or debt of
brokers' or dealers'
parent $ $
-------- --------- ------------
F. All other corporate
intermed. & long-term
debt $ $
-------- --------- ------------
G. All other corporate
short-term debt $ $
-------- --------- ------------
H. Equity securities of
brokers or dealers
or parents of brokers
or dealers $ $
-------- --------- ------------
</TABLE>
5
<PAGE>
For period ending 12/31/97 If filing more than
File Number 811-3285 one Page 47, "X"
box:
<TABLE>
<CAPTION>
Number of Total Assets Total Income
Series ($000's Distributions
Investing omitted) ($000's omitted)
--------- ------------ ----------------
<S> <C> <C> <C>
I. Investment company
equity securities $ $
-------- --------- ------------
J. All other equity
securities 1 $58,951 $ 14,269
-------- ---------- -----------
K. Other securities $ $
-------- --------- ------------
L. Total assets of
all series of
registrant 1 $58,951 $ 14,269
-------- ---------- ------------
</TABLE>
128. Is the timely payment of principal and interest on any of the portfolio
securities held by any of Registrant's series at the end of the current
period insured or guaranteed by an entity other than the issuer?
(Y/N) N
--------------------------------------- ---
Y/N
[If answer is "N" (No), go to item 131.]
129. Is the issuer of any instrument covered in item 128 delinquent or in
default as to payment of principal or interest at the end of the
current period? (Y/N)
--------
Y/N
[If answer is "N" (No), go to item 131.]
130. In computations of NAV or offering price per unit, is any part of the
value attributed to instruments identified in item 129 derived from
insurance or guarantees? (Y/N)
---------------------------------- ---
Y/N
131. Total expenses incurred by all series of Registrant during the
current reporting period ($000's omitted) $876
----
6
<PAGE>
For period ending 12/31/97 If filing more than
File Number 811-3285 one Page 47, "X"
box:
132. List the "811" (Investment Company Act of 1940) registration number for all
Series of Registrant that are being included in this filing:
811- 811- 811- 811- 811-
------ ----- ----- ----- -----
811- 811- 811- 811- 811-
------ ----- ----- ----- -----
811- 811- 811- 811- 811-
------ ----- ----- ----- -----
811- 811- 811- 811- 811-
------ ----- ----- ----- -----
811- 811- 811- 811- 811-
------ ----- ----- ----- -----
811- 811- 811- 811- 811-
------ ----- ----- ----- -----
811- 811- 811- 811- 811-
------ ----- ----- ----- -----
811- 811- 811- 811- 811-
------ ----- ----- ----- -----
811- 811- 811- 811- 811-
------ ----- ----- ----- -----
SIGNATURES
----------
This report is signed on behalf of the registrant in the City of New
York and State of New York on the 26th day of February, 1998.
New England Life Retirement
Investment Account
By: Metropolitan Life Insurance
Company (Depositor)
Witness: Christopher P. Nicholas By: Harold B. Leff
Associate General Counsel Vice President & Senior Actuary
Metropolitan Life Metropolitan Life
Insurance Company Insurance Company
7
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