UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
FIRST UNITED BANCSHARES, INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
33741E104
(CUSIP Number)
Check the following box if a fee is being paid with the statement: X (A fee
is not required only if the reporting person: (1) has a previous statement
on file reporting beneficial ownership of more than five percent of the class
of securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such
class.) (See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
<PAGE>
SCHEDULE 13G
CUSIP NO. 33741E104
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Stephens Group, Inc.
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X
(b)
3. SEC USE ONLY ________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION Arkansas
Number of Shares Beneficially Owned by Each Reporting Person With:
5. SOLE VOTING POWER -0- (1)
6. SHARED VOTING POWER -0- (1)
7. SOLE DISPOSITIVE POWER 5,002
8. SHARED DISPOSITIVE POWER -0-
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY 5,002
EACH REPORTING PERSON
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9
EXCLUDES CERTAIN SHARES
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.10%
12. TYPE OF REPORTING PERSON CO
(1) The shares reported hereunder by reporting person are held in
trust and voted by The Bank of New York, as Trustee, pursuant to the
provisions of a Trust Agreement, a copy of which is attached hereto as
Exhibit 1.
<PAGE>
SCHEDULE 13G
CUSIP NO. 33741E104
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jackson T. Stephens
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X
(b)
3. SEC USE ONLY ________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION United States
Number of Shares Beneficially Owned by Each Reporting Person With:
5. SOLE VOTING POWER -0- (1)
6. SHARED VOTING POWER -0- (1)
7. SOLE DISPOSITIVE POWER 198,301
8. SHARED DISPOSITIVE POWER -0-
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY 198,301
EACH REPORTING PERSON
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9
EXCLUDES CERTAIN SHARES
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9 3.84%
12. TYPE OF REPORTING PERSON IN
(1) The shares reported hereunder by reporting person are held in
trust and voted by The Bank of New York, as Trustee, pursuant to the
provisions of a Trust Agreement, a copy of which is attached hereto as
Exhibit 1.
<PAGE>
SCHEDULE 13G
CUSIP NO. 33741E104
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
W.R. Stephens Trust
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X
(b)
3. SEC USE ONLY ________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION Arkansas
Number of Shares Beneficially Owned by Each Reporting Person With:
5. SOLE VOTING POWER 207,884 (1)
6. SHARED VOTING POWER -0- (1)
7. SOLE DISPOSITIVE POWER 347,955
8. SHARED DISPOSITIVE POWER -0-
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY 347,955
EACH REPORTING PERSON
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9
EXCLUDES CERTAIN SHARES
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9 6.75%
12. TYPE OF REPORTING PERSON OO
(1) 140,071 of the 347,955 shares reported hereunder by reporting
person are held in trust and voted by The Bank of New York, as Trustee,
pursuant to the provisions of a Trust Agreement, a copy of which
is attached hereto as Exhibit 1.
<PAGE>
SCHEDULE 13G
CUSIP NO. 33741E104
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Warren A. Stephens Trust
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X
(b)
3. SEC USE ONLY ________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION Arkansas
Number of Shares Beneficially Owned by Each Reporting Person With:
5. SOLE VOTING POWER -0- (1)
6. SHARED VOTING POWER -0- (1)
7. SOLE DISPOSITIVE POWER 14,270
8. SHARED DISPOSITIVE POWER -0-
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY 14,270
EACH REPORTING PERSON
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9
EXCLUDES CERTAIN SHARES
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9 0.28%
12. TYPE OF REPORTING PERSON OO
(1) The shares reported hereunder by reporting person are held in
trust and voted by The Bank of New York, as Trustee, pursuant to the
provisions of a Trust Agreement, a copy of which is attached hereto as
Exhibit 1.
<PAGE>
SCHEDULE 13G
CUSIP NO. 33741E104
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
W.R. Stephens, Jr. Trust
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X
(b)
3. SEC USE ONLY ________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION Arkansas
Number of Shares Beneficially Owned by Each Reporting Person With:
5. SOLE VOTING POWER 2,100 (1)
6. SHARED VOTING POWER -0- (1)
7. SOLE DISPOSITIVE POWER 187,451
8. SHARED DISPOSITIVE POWER -0-
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY 187,451
EACH REPORTING PERSON
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9
EXCLUDES CERTAIN SHARES
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9 3.63%
12. TYPE OF REPORTING PERSON OO
(1) 185,351 of the 187,451 shares reported hereunder by reporting
person are held in trust and voted by The Bank of New York, as Trustee,
pursuant to the provisions of a Trust Agreement, a copy of which
is attached hereto as Exhibit 1.
<PAGE>
SCHEDULE 13G
CUSIP NO. 33741E104
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
W.R. Stephens, Jr. Revocable Trust
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X
(b)
3. SEC USE ONLY ________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION Arkansas
Number of Shares Beneficially Owned by Each Reporting Person With:
5. SOLE VOTING POWER -0- (1)
6. SHARED VOTING POWER -0- (1)
7. SOLE DISPOSITIVE POWER 1,800
8. SHARED DISPOSITIVE POWER -0-
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY 1,800
EACH REPORTING PERSON
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9
EXCLUDES CERTAIN SHARES
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9 0.03%
12. TYPE OF REPORTING PERSON OO
(1) The shares reported hereunder by reporting person are held in
trust and voted by The Bank of New York, as Trustee, pursuant to the
provisions of a Trust Agreement, a copy of which is attached hereto as
Exhibit 1.
<PAGE>
SCHEDULE 13G
CUSIP NO. 33741E104
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Elizabeth Ann Stephens Campbell Revocable Trust
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X
(b)
3. SEC USE ONLY ________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION Arkansas
Number of Shares Beneficially Owned by Each Reporting Person With:
5. SOLE VOTING POWER -0- (1)
6. SHARED VOTING POWER -0- (1)
7. SOLE DISPOSITIVE POWER 41,064
8. SHARED DISPOSITIVE POWER -0-
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY 41,064
EACH REPORTING PERSON
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9
EXCLUDES CERTAIN SHARES
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9 0.80%
12. TYPE OF REPORTING PERSON OO
(1) The shares reported hereunder by reporting person are held in
trust and voted by The Bank of New York, as Trustee, pursuant to the
provisions of a Trust Agreement, a copy of which is attached hereto as
Exhibit 1.
<PAGE>
SCHEDULE 13G
CUSIP NO. 33741E104
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Stephens Voting Trust (1)
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X
(b)
3. SEC USE ONLY ________________________________________________
4. CITIZENSHIP OR PLACE OF ORGANIZATION New York
Number of Shares Beneficially Owned by Each Reporting Person With:
5. SOLE VOTING POWER 585,859(2)
6. SHARED VOTING POWER -0-
7. SOLE DISPOSITIVE POWER -0-
8. SHARED DISPOSITIVE POWER -0-
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY 585,859
EACH REPORTING PERSON
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9
EXCLUDES CERTAIN SHARES
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9 11.36%
12. TYPE OF REPORTING PERSON OO
(1) This trust was created under and pursuant to the terms of a Trust
Agreement by and between the other reporting persons herein, as Grantors,
and The Bank of New York, as Trustee. A copy of the Trust Agreement is
attached hereto as Exhibit 1.
(2) These shares are voted by The Bank of New York, as Trustee, in
accordance with the provisions of the Trust Agreement.
<PAGE>
Item 1(a) Name of Issuer: First United Bancshares, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
Main and Washington Streets
El Dorado, Arkansas 71730
Item 2(a) Name of Persons Filing:
Stephens Group, Inc.
Jackson T. Stephens
W.R. Stephens Trust
Warren A. Stephens Trust
W.R. Stephens, Jr. Trust
W.R. Stephens, Jr. Revocable Trust
Elizabeth Ann Stephens Campbell Revocable Trust
Stephens Voting Trust (See Exhibit 1)
Item 2(b) Address of Principal Business Office or, if none, Residence:
111 Center Street
Little Rock, Arkansas 72201
Item 2(c) Citizenship: (See Item 4 of each cover page hereto)
Item 2(d) Title of Class of Securities:
Common Stock, Par Value $1.00
Item 2(e) CUSIP Number: 33741E104
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or
13d-2(b), check whether the person filing is a: (Not Applicable)
(a) [ ] Broker or Dealer registered under Section 15 of the Act
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(c) [ ] Insurance Company as defined in section 3(a)(19) of the
Act
(d) [ ] Investment Company registered under section 8 of the
Investment Company Act
(e) [ ] Investment Adviser registered under section 203 of the
Investment Advisers Act of 1940
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to
the provisions of the Employee Retirement Income
Security Act of 1974 or Endowment Fund;
see SECTION 240.13d-1(b)(1)(ii)(F)
(g) [ ] Parent Holding Company, in accordance with
SECTION 240.13d-1(b)(ii)(G)
If this Statement is filed pursuant to Rule 13d-1(b)(2), check this box:
<PAGE>
Item 4. Ownership
(a) Amount Beneficially Owned: (See Item 9 of each cover page
hereto)
(b) Percent of Class: (See Item 11 of each cover page hereto)
(c) Number of Shares as to which such person has:
(i) sole power to vote or to direct the vote *
(ii) shared power to vote or to direct the vote *
(iii) sole power to dispose or to direct the disposition of *
(iv) shared power to dispose or direct the disposition of *
* See Items 5-8 of each cover page hereto.
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company
Not Applicable
Item 8. Identification and Classification of Members of the Group
See Item 2(a) above and each cover page hereto.
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certification
Not Applicable
<PAGE>
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is
true, complete and correct.
June 16, 1994
STEPHENS GROUP, INC.
BY:___________________________________
David A. Knight, Vice President
__________________________________
JACKSON T. STEPHENS
W.R. STEPHENS TRUST
BY:___________________________________
Bess C. Stephens, Trustee
BY:___________________________________
Jackson T. Stephens, Trustee
BY:___________________________________
Vernon J. Giss, Trustee
WARREN A. STEPHENS TRUST
BY:___________________________________
Warren A.Stephens, Trustee
W.R. STEPHENS, JR. TRUST
BY:___________________________________
Vernon J. Giss, Trustee
BY:___________________________________
Ernest Butler, Jr., Trustee
W.R. STEPHENS, JR. REVOCABLE TRUST
BY:____________________________________
W. R. Stephens, Jr. Trustee
<PAGE>
ELIZABETH ANN STEPHENS CAMPBELL
REVOCABLE TRUST
BY:______________________________________
Elizabeth Ann Stephens Campbell, Trustee
STEPHENS VOTING TRUST
BY: THE BANK OF NEW YORK, TRUSTEE
BY:______________________________________
NAME: Thomas A. Burrell
TITLE: Assistant Vice President
\form\FirstUnited..13G\MBJ\tj
<PAGE>
EXHIBIT 1
TRUST AGREEMENT - Incorporated by reference to Exhibit 9 to Form S-4,
Amendment No. 2, of First United Bancshares, Inc. filed on May 4, 1994,
Registration Number 33-52341.