AVIATION GROUP INC
NT 10-K, 1998-09-28
AIR TRANSPORTATION, SCHEDULED
Previous: SMITH BARNEY SHEARSON INVESTMENT FUNDS INC, 485APOS, 1998-09-28
Next: MORGAN STANLEY DEAN WITTER US GOVERNMENT MONEY MARKET TRUST, N-30D, 1998-09-28



<PAGE>   1
                   U. S. SECURITIES AND EXCHANGE COMMISSION

                            WASHINGTON, D.C. 20549                             
                                                                               
                                 FORM 12b-25                                   
                                                                               
                          NOTIFICATION OF LATE FILING                          

                                                           ------------------- 
                                                             SEC FILE NUMBER  
                                                                 0-10124      
                                                           -------------------
                                                           -------------------
                                                              CUSIP NUMBER    
                                                              053667 10 1     
                                                           -------------------

                                  (Check One):

<TABLE>
<S>               <C>         <C>           <C>           <C>               <C>
[X] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q and Form 10-QSB
                                [ ] Form N-SAR
                       For Period Ended:  June 30, 1998
</TABLE>
- --------------------------------------------------------------------------------

                 [  ]     Transition Report on Form 10-K
                 [  ]     Transition Report on Form 20-F
                 [  ]     Transition Report on Form 11-K
                 [  ]     Transition Report on Form 10-Q
                 [  ]     Transition Report on Form N-SAR
                 For the Transition Period Ended:
                                                 ---------------------------- 

- --------------------------------------------------------------------------------
                 Nothing in the form shall be construed to imply that the 
         Commission has verified any information contained herein.
- --------------------------------------------------------------------------------
         If the notification relates to a portion of the filing checked above, 
identify the Item(s) to which the notification relates: Not Applicable
- --------------------------------------------------------------------------------

PART I - REGISTRATION INFORMATION

- --------------------------------------------------------------------------------

          Full Name of Registrant:  Aviation Group, Inc.

          Former Name if Applicable:  N/A

          Address of Principal Executive Office (Street And Number)

                            700 North Pearl Street
                                  Suite 2170
                             Dallas, Texas  75201

<PAGE>   2
- --------------------------------------------------------------------------------

PART II - RULES 12b-25(b) and (c)

- --------------------------------------------------------------------------------

If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following
should be completed.  (Check box if appropriate)

[X]      (a)     The reasons described in reasonable detail in Part III of this
                 form could not be eliminated without unreasonable effort or
                 expense;

[X]      (b)     The subject annual report, semi-annual report, transition
                 report on Form 10-K, 20-F, 11-K, 10-Q or Form N-SAR, or portion
                 thereof will be filed on or before the fifteenth calendar day
                 following the prescribed due date; or the subject quarterly
                 report or transition report on Form 10-Q, or portion thereof,
                 will be filed on or before the fifth calendar day following
                 the prescribed due date; and

[ ]      (c)     The accountant's statement or other exhibit required by Rule
                 12b-25(c) has been attached if applicable.

PART III - NARRATIVE

State below in reasonable detail the reasons why annual report, quarterly
report, transition report on Form 10- and Form 10-KSB, 20-F, 11-K, 10-Q and
Form 10-QSB or N-SAR or portion thereof could not be filed within the 
prescribed period.  

     The Company acquired two companies during the latest fiscal year which 
require consolidation for financial statement disclosure purposes. The audit of 
these records and inclusion of financial information in the Company's Form 
10-KSB is in progress. During the year, these subsidiaries changed accountants 
to coincide with the Company's outside auditors. Consequently, the Company has 
not had adequate time to prepare for and complete its accounting and Form 
10-KSB Annual Report.

         
- --------------------------------------------------------------------------------

PART IV - OTHER INFORMATION

- --------------------------------------------------------------------------------

(1)      Name and telephone number of person to contact in regard to this
         notification

               Richard Morgan               214            922-8100 ext. 1102
                  (Name)                (Area Code)        (Telephone Number)

(2)      Have all other periodic reports required under Section 13 or 15(d) of
         the Securities Exchange Act of 1934 or section 30 of the Investment
         Company Act of 1940 during the preceding 12 months or for such shorter
         period that the registrant was required to file such report(s) been
         filed?  If the answer is no, identify report(s).

                                                         [X] Yes  [ ] No

(3)      Is it anticipated that any significant change in results of operations
         from the corresponding period for the last fiscal year will be
         reflected by the earnings statements to be included in the subject
         report or portion thereof?   

                                                         [X] Yes  [ ] No

         If so: attach an explanation of the anticipated change, both
         narratively and quantitatively, and, if appropriate, state the reasons
         why a reasonable estimate of the results cannot be made.

         During the fiscal year ended June 30, 1998, the Company experienced
         revenues of approximately $20,000,000 versus $9,700,000 for the year
         ended June 30, 1997.
<PAGE>   3
                              Aviation Group, Inc.

                  (Name of Registrant as specified in charter)

has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.


Date: September 28, 1997          By: /s/ RICHARD L. MORGAN 
                                     -------------------------------------------
                                      Richard L. Morgan, Chief Financial Officer
                                     

INSTRUCTION:  The form may be signed by an executive officer of the registrant
or by any other duly authorized representative.  The name and title of the
person signing the form shall be typed or printed beneath the signature.  If
the statement is signed on behalf of the registrant by an authorized
representative (other than an executive officer), evidence of the
representative's authority to sign on behalf of the registrant shall be filed
with the form.

- --------------------------------------------------------------------------------

                                   ATTENTION

   Intentional misstatements or omissions of fact constitute Federal Criminal
                        Violations (See 18 U.S.C. 1001).

- --------------------------------------------------------------------------------


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission