================================================================================
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
----------------------
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 14)
UNITED STATIONERS INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK, $0.10 PAR VALUE
- --------------------------------------------------------------------------------
(Title of Class of Securities)
913004 10 7
- --------------------------------------------------------------------------------
(CUSIP Number)
Frederick B. Hegi, Jr.
750 North St. Paul Street, Suite 1200
Dallas, Texas 75201
(214) 720-1313
- --------------------------------------------------------------------------------
(Name, address and telephone number of person
authorized to revise notices and communications)
August 18, 1999
- --------------------------------------------------------------------------------
(Date of event which requires filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), (f) or (g), check the following box [ ].
(Continued on Following Pages)
78533.0001
Page 1
<PAGE>
<TABLE>
<CAPTION>
CUSIP No. 913004 10 7 13D Page 2
===================================================================================================================================
<S> <C> <C> <C>
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Mr. Frederick B. Hegi, Jr.
===================================================================================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
===================================================================================================================================
3 SEC USE ONLY
===================================================================================================================================
4 SOURCE OF FUNDS
OO
===================================================================================================================================
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
===================================================================================================================================
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
===================================================================================================================================
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 379,882
OWNED BY
EACH
REPORTING
PERSON
WITH
=================================================================================
8 SHARED VOTING POWER
2,476,702
=================================================================================
9 SOLE DISPOSITIVE POWER
379,882
=================================================================================
10 SHARED DISPOSITIVE POWER
2,476,702
===================================================================================================================================
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,856,584
===================================================================================================================================
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
===================================================================================================================================
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.4%
===================================================================================================================================
14 TYPE OF REPORTING PERSON
IN
===================================================================================================================================
</TABLE>
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 2
<PAGE>
<TABLE>
<CAPTION>
CUSIP No. 913004 10 7 13D Page 3
===================================================================================================================================
<S> <C> <C> <C>
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Mr. James T. Callier, Jr.
===================================================================================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
===================================================================================================================================
3 SEC USE ONLY
===================================================================================================================================
4 SOURCE OF FUNDS
OO
===================================================================================================================================
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
===================================================================================================================================
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
===================================================================================================================================
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 140,620
OWNED BY
EACH
REPORTING
PERSON
WITH
=================================================================================
8 SHARED VOTING POWER
1,838,328
=================================================================================
9 SOLE DISPOSITIVE POWER
140,620
=================================================================================
10 SHARED DISPOSITIVE POWER
1,838,328
===================================================================================================================================
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,978,948
===================================================================================================================================
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
===================================================================================================================================
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
5.8%
===================================================================================================================================
14 TYPE OF REPORTING PERSON
IN
===================================================================================================================================
</TABLE>
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 3
<PAGE>
<TABLE>
<CAPTION>
CUSIP No. 913004 10 7 13D Page 4
===================================================================================================================================
<S> <C> <C> <C>
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Mr. Thomas W. Sturgess
===================================================================================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
===================================================================================================================================
3 SEC USE ONLY
===================================================================================================================================
4 SOURCE OF FUNDS
OO
===================================================================================================================================
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
===================================================================================================================================
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
===================================================================================================================================
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 169,011
OWNED BY
EACH
REPORTING
PERSON
WITH
=================================================================================
8 SHARED VOTING POWER
1,838,328
=================================================================================
9 SOLE DISPOSITIVE POWER
169,011
=================================================================================
10 SHARED DISPOSITIVE POWER
1,838,328
===================================================================================================================================
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,007,339
===================================================================================================================================
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
===================================================================================================================================
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
5.9%
===================================================================================================================================
14 TYPE OF REPORTING PERSON
IN
===================================================================================================================================
</TABLE>
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 4
<PAGE>
<TABLE>
<CAPTION>
CUSIP No. 913004 10 7 13D Page 5
===================================================================================================================================
<S> <C> <C> <C>
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Mr. James A. Johnson
===================================================================================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
===================================================================================================================================
3 SEC USE ONLY
===================================================================================================================================
4 SOURCE OF FUNDS
OO
===================================================================================================================================
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
===================================================================================================================================
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
===================================================================================================================================
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 52,058
OWNED BY
EACH
REPORTING
PERSON
WITH
=================================================================================
8 SHARED VOTING POWER
610,016
=================================================================================
9 SOLE DISPOSITIVE POWER
52,058
=================================================================================
10 SHARED DISPOSITIVE POWER
610,016
===================================================================================================================================
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
662,074
===================================================================================================================================
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
===================================================================================================================================
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
1.9%
===================================================================================================================================
14 TYPE OF REPORTING PERSON
IN
===================================================================================================================================
</TABLE>
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 5
<PAGE>
<TABLE>
<CAPTION>
CUSIP No. 913004 10 7 13D Page 6
===================================================================================================================================
<S> <C> <C> <C>
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Mr. V. Edward Easterling, Jr.
===================================================================================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
===================================================================================================================================
3 SEC USE ONLY
===================================================================================================================================
4 SOURCE OF FUNDS
OO
===================================================================================================================================
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
===================================================================================================================================
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
===================================================================================================================================
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 38,632
OWNED BY
EACH
REPORTING
PERSON
WITH
=================================================================================
8 SHARED VOTING POWER
610,016
=================================================================================
9 SOLE DISPOSITIVE POWER
38,632
=================================================================================
10 SHARED DISPOSITIVE POWER
610,016
===================================================================================================================================
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
648,648
===================================================================================================================================
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
===================================================================================================================================
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
1.9%
===================================================================================================================================
14 TYPE OF REPORTING PERSON
IN
===================================================================================================================================
</TABLE>
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 6
<PAGE>
<TABLE>
<CAPTION>
CUSIP No. 913004 10 7 13D Page 7
===================================================================================================================================
<S> <C> <C> <C>
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Mr. Michael B. Decker
===================================================================================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
===================================================================================================================================
3 SEC USE ONLY
===================================================================================================================================
4 SOURCE OF FUNDS
OO
===================================================================================================================================
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
===================================================================================================================================
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
===================================================================================================================================
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 17,308
OWNED BY
EACH
REPORTING
PERSON
WITH
=================================================================================
8 SHARED VOTING POWER
610,016
=================================================================================
9 SOLE DISPOSITIVE POWER
17,308
=================================================================================
10 SHARED DISPOSITIVE POWER
610,016
===================================================================================================================================
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
627,324
===================================================================================================================================
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
===================================================================================================================================
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
1.8%
===================================================================================================================================
14 TYPE OF REPORTING PERSON
IN
===================================================================================================================================
</TABLE>
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 7
<PAGE>
<TABLE>
<CAPTION>
CUSIP No. 913004 10 7 13D Page 8
===================================================================================================================================
<S> <C> <C> <C>
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Wingate Management Company, L.P.
===================================================================================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
===================================================================================================================================
3 SEC USE ONLY
===================================================================================================================================
4 SOURCE OF FUNDS
OO
===================================================================================================================================
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
===================================================================================================================================
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
===================================================================================================================================
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY
EACH
REPORTING
PERSON
WITH
=================================================================================
8 SHARED VOTING POWER
1,822,066
=================================================================================
9 SOLE DISPOSITIVE POWER
0
=================================================================================
10 SHARED DISPOSITIVE POWER
1,822,066
===================================================================================================================================
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,822,066
===================================================================================================================================
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
===================================================================================================================================
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
5.4%
===================================================================================================================================
14 TYPE OF REPORTING PERSON
PN
===================================================================================================================================
</TABLE>
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 8
<PAGE>
<TABLE>
<CAPTION>
CUSIP No. 913004 10 7 13D Page 9
===================================================================================================================================
<S> <C> <C> <C>
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Wingate Partners, L.P.
===================================================================================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
===================================================================================================================================
3 SEC USE ONLY
===================================================================================================================================
4 SOURCE OF FUNDS
OO
===================================================================================================================================
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
===================================================================================================================================
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
===================================================================================================================================
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY
EACH
REPORTING
PERSON
WITH
=================================================================================
8 SHARED VOTING POWER
1,822,066
=================================================================================
9 SOLE DISPOSITIVE POWER
0
=================================================================================
10 SHARED DISPOSITIVE POWER
1,822,066
===================================================================================================================================
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,822,066
===================================================================================================================================
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
===================================================================================================================================
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
5.4%
===================================================================================================================================
14 TYPE OF REPORTING PERSON
PN
===================================================================================================================================
</TABLE>
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 9
<PAGE>
<TABLE>
<CAPTION>
CUSIP No. 913004 10 7 13D Page 10
===================================================================================================================================
<S> <C> <C> <C>
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Wingate Management Limited, L.L.C.
===================================================================================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
===================================================================================================================================
3 SEC USE ONLY
===================================================================================================================================
4 SOURCE OF FUNDS
OO
===================================================================================================================================
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
===================================================================================================================================
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
===================================================================================================================================
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY
EACH
REPORTING
PERSON
WITH
=================================================================================
8 SHARED VOTING POWER
610,016
=================================================================================
9 SOLE DISPOSITIVE POWER
0
=================================================================================
10 SHARED DISPOSITIVE POWER
610,016
===================================================================================================================================
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
610,016
===================================================================================================================================
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
===================================================================================================================================
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
1.8%
===================================================================================================================================
14 TYPE OF REPORTING PERSON
OO
===================================================================================================================================
</TABLE>
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 10
<PAGE>
<TABLE>
<CAPTION>
CUSIP No. 913004 10 7 13D Page 11
===================================================================================================================================
<S> <C> <C> <C>
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Wingate Management Company II, L.P.
===================================================================================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
===================================================================================================================================
3 SEC USE ONLY
===================================================================================================================================
4 SOURCE OF FUNDS
OO
===================================================================================================================================
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
===================================================================================================================================
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
===================================================================================================================================
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY
EACH
REPORTING
PERSON
WITH
=================================================================================
8 SHARED VOTING POWER
588,734
=================================================================================
9 SOLE DISPOSITIVE POWER
0
=================================================================================
10 SHARED DISPOSITIVE POWER
588,734
===================================================================================================================================
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
588,734
===================================================================================================================================
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
===================================================================================================================================
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
1.7%
===================================================================================================================================
14 TYPE OF REPORTING PERSON
PN
===================================================================================================================================
</TABLE>
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 11
<PAGE>
<TABLE>
<CAPTION>
CUSIP No. 913004 10 7 13D Page 12
===================================================================================================================================
<S> <C> <C> <C>
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Wingate Partners II, L.P.
===================================================================================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
===================================================================================================================================
3 SEC USE ONLY
===================================================================================================================================
4 SOURCE OF FUNDS
OO
===================================================================================================================================
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
[ ]
===================================================================================================================================
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
===================================================================================================================================
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY 0
OWNED BY
EACH
REPORTING
PERSON
WITH
=================================================================================
8 SHARED VOTING POWER
588,734
=================================================================================
9 SOLE DISPOSITIVE POWER
0
=================================================================================
10 SHARED DISPOSITIVE POWER
588,734
===================================================================================================================================
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
588,734
===================================================================================================================================
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
===================================================================================================================================
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
1.7%
===================================================================================================================================
14 TYPE OF REPORTING PERSON
PN
===================================================================================================================================
</TABLE>
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 12
<PAGE>
This Amendment No. 14 to Schedule 13D (this "Amendment") amends and
supplements the Schedule 13D, as amended (the "Schedule 13D"), filed with the
Securities and Exchange Commission with respect to the acquisition (the
"Acquisition") by Associated Holdings, Inc., a Delaware corporation
("Associated") of 17,201,839 shares of the common stock, $0.10 par value
("Common Stock"), of United Stationers Inc., a Delaware corporation (the
"Company"), which was effected on March 30, 1995. Immediately following the
Acquisition, Associated was merged with and into the Company, and the separate
corporate existence of Associated thereafter ceased. Accordingly, the
information set forth in the Schedule 14D-1, as amended, of which the Schedule
13D formed a part, relating to the ownership of Associated (and, accordingly,
the beneficial ownership of the Company), is hereby further amended as set forth
in this Amendment. All share numbers reflect a 2-for-1 stock split effected by
the Company by way of a 100% stock dividend paid to holders of Common Stock on
September 28, 1998, subsequent to the Filing Parties' previous filing.
Capitalized terms used herein and not otherwise defined herein have the meanings
ascribed to such terms in Amendment No. 12 to the Schedule 13D.
Item 3. Sources and Amount of Funds or Other Consideration
Effective as of August 18, 1999, Wingate Partners and Wingate II
effected a distribution to their respective limited and general partners in the
aggregate amounts of 1,133,690 and 366,310 shares of Common Stock, respectively.
Item 5. Interest in Securities of Issuer
Following the distributions described in Item 3 above, the Filing
Parties may be deemed to beneficially own shares of Common Stock in the
following amounts:
(a)
(1) Mr. Hegi may be deemed to beneficially own 2,856,584
shares of Common Stock of the Company, representing 8.4% of the
outstanding shares of Common Stock. Of such shares, Mr. Hegi has sole
voting and dispositive power with respect to 379,882 shares, and
shared voting and dispositive power with respect to 2,476,702 shares
as a result of the relationships described in paragraph (b)(1) below.
(2) Mr. Callier may be deemed to beneficially own 1,978,948
shares of Common Stock of the Company, representing 5.8% of the
outstanding shares of Common Stock. Of such shares, Mr. Callier has
sole voting and dispositive power with respect to 140,620 shares, and
shared voting and dispositive power with respect to 1,838,328 shares
as a result of the relationships described in paragraph (b)(2) below.
(3) Mr. Sturgess may be deemed to beneficially own
2,007,339 shares of Common Stock of the Company, representing 5.9% of
the outstanding shares of Common Stock. Of such shares, Mr. Sturgess
has sole voting and dispositive power with respect to 169,011 shares,
and shared voting and dispositive power with respect to 1,838,328
shares as a result of the relationships described in paragraph (b)(3)
below.
Page 13
<PAGE>
(4) Mr. Johnson may be deemed to beneficially own 662,074
shares of Common Stock of the Company, representing 1.9% of the
outstanding shares of Common Stock. Of such shares, Mr. Johnson has
sole voting and dispositive power with respect to 52,058 shares, and
shared voting and dispositive power with respect to 610,016 shares as
a result of the relationships described in paragraph (b)(4) below.
(5) Mr. Easterling may be deemed to beneficially own
648,648 shares of Common Stock of the Company, representing 1.9% of
the outstanding shares of Common Stock. Of such shares, Mr.
Easterling has sole voting and dispositive power with respect to
38,632 shares, and shared voting and dispositive power with respect
to 610,016 shares as a result of the relationships described in
paragraph (b)(5) below.
(6) Mr. Decker may be deemed to beneficially own 627,324
shares of Common Stock of the Company, representing 1.8% of the
outstanding shares of Common Stock. Of such shares, Mr. Decker has
sole voting and dispositive power with respect to 17,308 shares, and
shared voting and dispositive power with respect to 610,016 shares as
a result of the relationships described in paragraph (b)(6) below.
(7) Wingate Management may be deemed to beneficially own
1,822,066 shares of Common Stock of the Company, representing 5.4% of
the outstanding shares of Common Stock. Of such shares, Wingate
Management has sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with respect to
1,822,066 shares as a result of the relationships described in
paragraph (b)(7) below.
(8) Wingate Partners may be deemed to beneficially own
1,822,066 shares of Common Stock of the Company, representing 5.4% of
the outstanding shares of Common Stock. Of such shares, Wingate
Partners has sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with respect to
1,822,066 shares as a result of the relationships described in
paragraph (b)(8) below.
(9) Wingate Limited may be deemed to beneficially own
610,016 shares of Common Stock of the Company, representing 1.8% of
the outstanding shares of Common Stock. Of such shares, Wingate
Limited has sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with respect to
610,016 shares as a result of the relationships described in
paragraph (b)(9) below.
(10) Wingate Management II may be deemed to beneficially
own 588,734 shares of Common Stock of the Company, representing 1.7%
of the outstanding shares of Common Stock. Of such shares, Wingate
Management II has sole voting and dispositive power with respect to
no shares, and shared voting and dispositive power with respect to
588,734 shares as a result of the relationships described in
paragraph (b)(10) below.
(11) Wingate II may be deemed to beneficially own 588,734
shares of Common Stock of the Company, representing 1.7% of the
outstanding shares of Common Stock. Of such shares, Wingate II has
sole voting and dispositive power with respect to no shares, and
shared voting and dispositive power with respect to 588,734 shares as
a result of the relationships described in paragraph (b)(11) below.
Page 14
<PAGE>
(b)
(1) Of the 379,882 shares of Common Stock for which Mr.
Hegi has sole voting and dispositive power, 250,544 of such shares
are held of record by Mr. Hegi, 122,384 shares are held in a
retirement trust for which Mr. Hegi serves as trustee and is primary
beneficiary, 954 shares may be issuable within 60 days of the date
hereof under a directors deferred compensation plan and options to
purchase 6,000 shares may be exercised within 60 days of the date
hereof. Of the 2,476,702 shares of Common Stock for which Mr. Hegi
may be deemed to have shared voting and dispositive power, 17,781 of
such shares are held of record by Mr. Hegi as trustee of certain
trusts for the benefit of unrelated parties, and 2,458,921 of such
shares are owned of record by the following entities as follows:
1,822,066 shares of Common Stock are owned of record by Wingate
Partners; 588,734 shares of Common Stock are owned of record by
Wingate II; 16,262 shares of Common Stock are owned of record by
Wingate Management Corporation, an entity for which Mr. Hegi serves
as an executive officer ("WMC"); 10,577 of such shares are held in a
family company for which Mr. Hegi serves as managing partner; and
21,282 shares of Common Stock are owned of record by Wingate Limited.
Wingate Management is the general partner of Wingate
Partners and, therefore, may be deemed to beneficially own the shares
of Common Stock held of record by Wingate Partners. Mr. Hegi is a
general partner of Wingate Management and, therefore, may be deemed
to be the beneficial owner of the shares of Common Stock beneficially
owned by Wingate Management.
Wingate Management II is the general partner of Wingate II
and, therefore, may be deemed to beneficially own the shares of
Common Stock held of record by Wingate II. Wingate Limited is the
general partner of Wingate Management II and, therefore, may be
deemed to beneficially own the shares of Common Stock beneficially
owned by Wingate Management II. Mr. Hegi is a principal of Wingate
Limited and, therefore, may be deemed to be the beneficial owner of
the shares of Common Stock owned of record and beneficially by
Wingate Limited.
(2) The 140,620 shares of Common Stock for which Mr.
Callier has sole voting and dispositive power are held of record by
Mr. Callier. Of the 1,838,328 shares of Common Stock for which Mr.
Callier may be deemed to have shared voting and dispositive power,
1,822,066 shares of Common Stock are owned of record by Wingate
Partners, and 16,262 shares of Common Stock are owned of record by
WMC, an entity for which Mr. Callier serves as an executive officer.
Wingate Management is the general partner of Wingate
Partners and, therefore, may be deemed to beneficially own the shares
of Common Stock held of record by Wingate Partners. Mr. Callier is a
general partner of Wingate Management and, therefore, may be deemed
to be the beneficial owner of the shares of Common Stock beneficially
owned by Wingate Management.
(3) The 169,011 shares of Common Stock for which Mr.
Sturgess has sole voting and dispositive power consist of 99,011
shares of Common Stock held of record
Page 15
<PAGE>
by Mr. Sturgess, and options to purchase 70,000 shares of Common
Stock which are exercisable within 60 days of the date of this
Amendment. Of the 1,838,328 shares of Common Stock for which Mr.
Sturgess may be deemed to have shared voting and dispositive power:
1,822,066 shares of Common Stock are owned of record by Wingate
Partners; and 16,262 shares of Common Stock are owned of record by
WMC, an entity for which Mr. Sturgess serves as an executive officer.
Wingate Management is the general partner of Wingate
Partners and, therefore, may be deemed to beneficially own the shares
of Common Stock held of record by Wingate Partners. Mr. Sturgess is a
general partner of Wingate Management and, therefore, may be deemed
to be the beneficial owner of the shares of Common Stock beneficially
owned by Wingate Management.
(4) Of the 52,058 shares of Common Stock for which Mr.
Johnson has sole voting and dispositive power, 12,879 of such shares
are held of record by Mr. Johnson, 32,210 of such shares are held in
a self-directed IRA for the benefit of Mr. Johnson, 969 shares may be
issuable within 60 days of the date hereof under a directors deferred
compensation plan and options to purchase 6,000 shares may be
exercised within 60 days of the date hereof. Of the 610,016 shares of
Common Stock for which Mr. Johnson may be deemed to have shared
voting and dispositive power, 588,734 of such shares are owned of
record by Wingate II, and 21,282 shares of Common Stock are held of
record by Wingate Limited.
Wingate Management II is the general partner of Wingate II
and, therefore, may be deemed to beneficially own the shares of
Common Stock held of record by Wingate II. Wingate Limited is the
general partner of Wingate Management II and, therefore, may be
deemed to beneficially own the shares of Common Stock beneficially
owned by Wingate Management II. Mr. Johnson is a principal of Wingate
Limited and, therefore, may be deemed to be the beneficial owner of
the shares of Common Stock owned of record and beneficially by
Wingate Limited.
(5) The 38,632 shares of Common Stock for which Mr.
Easterling has sole voting and dispositive power are held of record
by Mr. Easterling under the name PAT Investments. Of the 610,016
shares of Common Stock for which Mr. Easterling may be deemed to have
shared voting and dispositive power, 588,734 shares of Common Stock
are owned of record by Wingate II, and 21,282 shares of Common Stock
are held of record by Wingate Limited.
Wingate Management II is the general partner of Wingate II
and, therefore, may be deemed to beneficially own the shares of
Common Stock held of record by Wingate II. Wingate Limited is the
general partner of Wingate Management II and, therefore, may be
deemed to beneficially own the shares of Common Stock beneficially
owned by Wingate Management II. Mr. Easterling is a principal of
Wingate Limited and, therefore, may be deemed to be the beneficial
owner of the shares of Common Stock owned of record and beneficially
by Wingate Limited.
Page 16
<PAGE>
(6) The 17,308 shares of Common Stock for which Mr. Decker
has sole voting and dispositive power are held of record by Mr.
Decker. Of the 610,016 shares of Common Stock for which Mr. Decker
may be deemed to have shared voting and dispositive power, 588,734
shares of Common Stock are owned of record by Wingate II, and 21,282
shares of Common Stock are held of record by Wingate Limited.
Wingate Management II is the general partner of Wingate II
and, therefore, may be deemed to beneficially own the shares of
Common Stock held of record by Wingate II. Wingate Limited is the
general partner of Wingate Management II and, therefore, may be
deemed to beneficially own the shares of Common Stock beneficially
owned by Wingate Management II. Mr. Decker is a principal of Wingate
Limited and, therefore, may be deemed to be the beneficial owner of
the shares of Common Stock owned of record and beneficially by
Wingate Limited.
(7) Of the 1,822,066 shares of Common Stock for which
Wingate Management may be deemed to have shared voting and
dispositive power, none of such shares are held of record by Wingate
Management, and 1,822,066 of such shares are held of record by
Wingate Partners. Wingate Management is the general partner of
Wingate Partners and, therefore, may be deemed to be the beneficial
owner of the shares owned of record by Wingate Partners.
(8) Of the 1,822,066 shares of Common Stock for which
Wingate Partners has shared voting and dispositive power, 1,822,066
of such shares are held of record by Wingate Partners.
(9) Of the 610,016 shares of Common Stock for which Wingate
Limited may be deemed to have shared voting and dispositive power,
21,282 of such shares are held of record by Wingate Limited, and
588,734 of such shares may be deemed to be beneficially owned by
Wingate Management II. Wingate Limited is the general partner of
Wingate Management II and, therefore, may be deemed to be the
beneficial owner of the shares beneficially owned by Wingate
Management II.
(10) Of the 588,734 shares of Common Stock for which
Wingate Management II may be deemed to have shared voting and
dispositive power, none of such shares are held of record by Wingate
Management II, and 588,734 of such shares are owned of record by
Wingate II. Wingate Management II is the general partner of Wingate
II and, therefore, may be deemed to be the beneficial owner of the
shares held of record by Wingate II.
(11) Of the 588,734 shares of Common Stock for which
Wingate II has shared voting and dispositive power, 588,734 of such
shares are held of record by Wingate II.
(c) The right to receive dividends on, and proceeds from, the sale of
the shares of Common Stock held of record by Wingate Partners, Wingate II and
Wingate Limited described in paragraphs (a) and (b) above is governed by the
limited partnership agreements (or, with respect to Wingate Limited, the
operating agreement) of each of such entities, and such
Page 17
<PAGE>
dividends or proceeds may be distributed with respect to numerous
general and limited partnership or members interests.
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to the Securities of the Issuer
The rights to distributions, division of profits and other
arrangements relating to the Company's securities owned of record by each of
Wingate Partners, Wingate II, and Wingate Limited and their respective general
and limited partners are governed exclusively by their respective partnership
agreements (or, with respect to Wingate Limited, its operating agreement).
Item 7. Material to be Filed as Exhibits
None.
Page 18
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
August 16, 1999 By: /s/ Frederick B. Hegi, Jr.
--------------- --------------------------
Date Name: Frederick B. Hegi, Jr.
Page 19
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
August 16, 1999 By: /s/ James T. Callier, Jr.
--------------- --------------------------
Date Name: James T. Callier, Jr.
Page 20
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
August 18, 1999 By: /s/ Thomas W. Sturgess
--------------- --------------------------
Date Name: Thomas W. Sturgess
Page 21
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
August 16, 1999 By: /s/ James A. Johnson
--------------- --------------------------
Date Name: James A. Johnson
Page 22
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
August 16, 1999 By: /s/ V. Edward Easterling, Jr.
--------------- --------------------------
Date Name: V. Edward Easterling, Jr.
Page 23
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
August 16, 1999 By: /s/ Michael B. Decker
--------------- --------------------------
Date Name: Michael B. Decker
Page 24
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
August 16, 1999 WINGATE MANAGEMENT COMPANY, L.P
---------------
By:/s/ Frederick B. Hegi, Jr.
--------------------------
Frederick B. Hegi, Jr.,
General Partner
Page 25
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
August 16, 1999 WINGATE PARTNERS, L.P.
--------------
By: Wingate Management Company, L.P.,
General Partner
By: /s/ Frederick B. Hegi, Jr.
--------------------------
Frederick B. Hegi, Jr.,
General Partner
Page 26
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
August 16, 1999 WINGATE MANAGEMENT LIMITED, L.L.C.
--------------
By: /s/ Frederick B. Hegi, Jr.
--------------------------
Frederick B. Hegi, Jr.,
Principal
Page 27
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
August 16, 1999 WINGATE MANAGEMENT COMPANY II, L.P.
--------------
By: Wingate Management Company, L.P.,
General Partner
By: /s/ Frederick B. Hegi, Jr.
--------------------------
Frederick B. Hegi, Jr.,
Principal
Page 28
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
August 16, 1999 WINGATE PARTNERS II, L.P.
--------------
By: Wingate Management Company, L.P.,
General Partner
By: Wingate Management Limited, L.L.C.,
General Partner
By: /s/ Frederick B. Hegi, Jr.
--------------------------
Frederick B. Hegi, Jr.,
General Partner
