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Previous: PRIMARK CORP, 8-K, 1998-10-06 |
Next: MID AM INC, 15-12G, 1998-10-06 |
[Adopted in Release No. IC-17085 (84,434), effective September 25, 1989,
54 F.R.32048]
U.S. Securities and Exchange Commission
Washington DC 20549
FORM N-17F-2
Form N-17f-2
Certificate of Accounting of Securities and Similar Investments in the Custody
of Management Investment Companies
Pursuant to Rule 17f-2 [17CFR 270.17f-2]
- --------------------------------------------------------------------------------
1. Investment Company Act File Number: 811-3313 Date Examination Complete:
First American Funds, Inc.
6/30/98
- ----------------------------------------------------------------------------
2. State Identification Number
(See attached Exhibit A - State Registration
Report for a list of portfolios and classes)
- --------------------------------------------------------------------------
3. Exact number of investment company as specified in registration statement:
002-74747
- ----------------------------------------------------------------------------
4. Address of principal executive office: (number, street, city, state, zip
code)
1 Freedom Valley Drive, Oaks, PA 19456
- ----------------------------------------------------------------------------
INSTRUCTIONS
This form must be completed by the investment companies that have custody of
securities or similar investments.
Investment Company
<PAGE>
INDEPENDENT AUDITORS' REPORT
The Board of Directors of
First American Funds Inc.:
We have examined management's assertion included in its representation letter
that Prime Obligations Fund, Government Obligations Fund, Treasury Obligations
Fund, and Tax Free Obligations Fund of First American Funds, Inc. (the Funds)
complied with the requirements of subsections (b) and (c) of Rule 17f-2 under
the Investment Company Act of 1940 as of June 30, 1998. Management is
responsible for the Funds' compliance with those requirements. Our
responsibility is to express an opinion on management's assertion about the
Funds' compliance based on our examination.
Our examination was made in accordance with standards established by the
American Institute of Certified Public Accountants and, accordingly, included
examining, on a test basis, evidence about the Funds' compliance with those
requirements and performing such other procedures as we considered necessary in
the circumstances. Included among our procedures were the following tests
performed as of June 30, 1998, and with respect to agreement of security
purchases and sales, for the period from February 28, 1998 (the date of our last
examination) through June 30, 1998:
* Count and inspection of underlying documentation of securities designated
as being held in the vault of U.S. Bank National Association, the
Custodian;
* Confirmation of securities held by institutions in book entry form (Federal
Reserve Bank of Minneapolis, Bankers Trust Company, and The Depository
Trust Company), examination of selected security position reconciliations,
and confirmation of other securities with the issuers (Toronto-Dominion
Bank, SunAmerica Life Insurance Company, SEI Investments and Royal Bank of
Canada);
* Confirmation of repurchase agreements with counterparty banks and
broker-dealers;
* Confirmation or examination of underlying documentation, on a test basis,
for securities purchased but not received, securities on loan,
hypothecated, pledged, placed in escrow, or out for transfer with
broker-dealers and/or transfer agents;
* Reconciliation of all such securities to the books and records of the Funds
and the Custodian; and
* Test of security transactions since our last report.
We believe that our examination provides a reasonable basis for our opinion. Our
examination does not provide a legal determination on the Funds' compliance with
the specified requirements.
<PAGE>
In our opinion, management's assertion that the Funds were in compliance with
the requirements of subsections (b) and (c) of Rule 17f-2 of the Investment
Company Act of 1940 as of June 30, 1998, with respect to securities reflected in
the investment accounts of the Funds is fairly stated, in all material respects.
This report is intended solely for the information and use of management of
First American Funds, Inc. and the Securities and Exchange Commission, and
should not be used for any other purpose.
KPMG Peat Marwick LLP
Minneapolis, Minnesota
September 4, 1998
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT
GROUP: FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE AK AL AR AZ CA CO CT DC DE FL GA HI IA ID
<S> <C>
FA - Prime Obligations Fund - Retail Class A |FA01A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Retail Class B |FA01B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Institutional Class |FA01I | | | | X | X | X | | X | | X | X | X | | |
| | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class A (f/k/a Treasury |FA02A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
Obligations Fund) - Class A SEC effective 10-8-97 | | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class D |FA02D | | | | | | | | X | | X | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Institutional Class |FA02I | | | | X | X | X | | X | | X | X | | | |
| | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class D |FA03D | | | | | | | | X | | X | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Institutional Class |FA03I | | | | X | X | X | | X | | X | X | | | |
| | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class A |FA04A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 10-8-97 | | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class C |FA04C | | | | X | X | X | | X | | X | X | | | |
SEC effective 10-8-97 | | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class D |FA04D | | | | | | | | X | | X | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | | |
FAIF - Intermediate Tax Free Fund - Retail Class A |FAI01A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Intermediate Tax Free Fund - Institutional Class |FAI01I | | | | X | X | X | | X | | X | | X | | |
| | | | | | | | | | | | | | | |
FAIF - MN Intermediate Tax Free Fund - Retail Cl. A |FAI02A | | | | | | X | | X | | X | | | | |
(f/k/a MN Insured Intermediate Tax Free Fund) | | | | | | | | | | | | | | | |
FAIF - MN Intermediate Tax Free Fund - Instit'l Cl. |FAI02I | | | | | | X | | X | | X | | | | |
(f/k/a MN Insured Intermediate Tax Free Fund) | | | | | | | | | | | | | | | |
FAIF - Colorado Intermediate Tax Free Fund - Retail Class A |FAI03A | | | | | | X | | X | | X | | | | |
| | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE IL IN KS KY LA MA MD ME MI MN MO MS
<S> <C>
FA - Prime Obligations Fund - Retail Class A |FA01A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FA - Prime Obligations Fund - Retail Class B |FA01B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FA - Prime Obligations Fund - Institutional Class |FA01I | X | | | | | X | | | | X | X | |
| | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class A (f/k/a Treasury |FA02A | X | X | X | X | X | X | X | X | X | X | X | X |
Obligations Fund) - Class A SEC effective 10-8-97 | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class D |FA02D | | | | | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Institutional Class |FA02I | X | X | | | | X | X | | | X | X | |
| | | | | | | | | | | | | |
FA - Government Obligations Fund - Class D |FA03D | | | | | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | |
FA - Government Obligations Fund - Institutional Class |FA03I | X | | | | | X | | | | X | | |
| | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class A |FA04A | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 10-8-97 | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class C |FA04C | X | X | | | | | | | | X | | |
SEC effective 10-8-97 | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class D |FA04D | | | | | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | |
FAIF - Intermediate Tax Free Fund - Retail Class A |FAI01A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Intermediate Tax Free Fund - Institutional Class |FAI01I | X | | | | | | | | | X | X | |
| | | | | | | | | | | | | |
FAIF - MN Intermediate Tax Free Fund - Retail Cl. A |FAI02A | | | | X | X | | | | | X | | |
(f/k/a MN Insured Intermediate Tax Free Fund) | | | | | | | | | | | | | |
FAIF - MN Intermediate Tax Free Fund - Instit'l Cl. |FAI02I | | | | | | | | | | X | | |
(f/k/a MN Insured Intermediate Tax Free Fund) | | | | | | | | | | | | | |
FAIF - Colorado Intermediate Tax Free Fund - Retail Class A |FAI03A | | | | X | X | | | | | X | X | |
| | | | | | | | | | | | | |
</TABLE>
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT
GROUP: FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE AK AL AR AZ CA CO CT DC DE FL GA HI IA ID
<S> <C>
FAIF - Colorado Intermediate Tax Free Fund- Instit'l Cl. |FAI03I | | | | | | X | | X | | X | | | | |
| | | | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Retail Class A |FAI04A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Institutional Class |FAI04I | | | | X | X | X | | X | | X | X | X | | |
| | | | | | | | | | | | | | | |
FAIF - Intermediate Term Income Fund - Retail Class A |FAI05A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Intermediate-Term Income Fund - Institutional Class |FAI05I | | | | X | X | X | | X | | X | X | X | | |
| | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Retail Class A |FAI06A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Retail Class B |FAI06B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Institutional Class |FAI06I | | | | X | X | X | | X | | X | X | X | | |
| | | | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Retail Class A |FAI07A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Institutional Cla |FAI07I | | | | X | X | X | | X | | X | | X | | |
| | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Retail Class A |FAI08A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Stock Fund) | | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Retail Class B |FAI08B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Stock Fund) | | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Institutional Class |FAI08I | | | | X | X | X | | X | | X | X | X | | |
(f/k/a Stock Fund) | | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Retail Class A |FAI09A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Retail Class B |FAI09B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE IL IN KS KY LA MA MD ME MI MN MO MS
<S> <C>
FAIF - Colorado Intermediate Tax Free Fund- Instit'l Cl. |FAI03I | | | | | | | | | | X | X | |
| | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Retail Class A |FAI04A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Institutional Class |FAI04I | X | | | | | | | | | X | X | |
| | | | | | | | | | | | | |
FAIF - Intermediate Term Income Fund - Retail Class A |FAI05A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Intermediate-Term Income Fund - Institutional Class |FAI05I | X | | | | | | | | | X | X | |
| | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Retail Class A |FAI06A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Retail Class B |FAI06B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Institutional Class |FAI06I | X | | | | | | | | | X | X | |
| | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Retail Class A |FAI07A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Institutional Cla |FAI07I | X | | | | | | | | | X | X | |
| | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Retail Class A |FAI08A | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Stock Fund) | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Retail Class B |FAI08B | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Stock Fund) | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Institutional Class |FAI08I | X | | | | | | | | | X | X | |
(f/k/a Stock Fund) | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Retail Class A |FAI09A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Equity Index Fund - Retail Class B |FAI09B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
</TABLE>
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT
GROUP: FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE AK AL AR AZ CA CO CT DC DE FL GA HI IA ID
<S> <C>
FAIF - Equity Index Fund - Institutional Class |FAI09I | | | | X | X | X | | X | | X | X | X | | |
| | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Retail Class A |FAI10A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
(FAI11 merged into FAI10 as of 11/21/97) | | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Retail Class B |FAI10B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
(FAI11 merged into FAI10 as of 11/21/97) | | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Institutional Class |FAI10I | | | | X | X | X | | X | | X | X | X | | |
(FAI11 merged into FAI10 as of 11/21/97) | | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Retail Class A |FAI12A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Retail Class B |FAI12B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Institutional Class |FAI12I | | | | X | X | X | | X | | X | X | X | | |
| | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Retail Class A |FAI13A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Diversified Growth Fund) | | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Retail Class B |FAI13B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Diversified Growth Fund) | | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Institutional Class |FAI13I | | | | X | X | X | | X | | X | X | X | | |
(f/k/a Diversified Growth Fund) | | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Retail Class A |FAI14A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Emerging Growth Fund) | | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Retail Class B |FAI14B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Emerging Growth Fund) | | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Institutional Class |FAI14I | | | | X | X | X | | X | | X | X | X | | |
(f/k/a Emerging Growth Fund) | | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Retail Class A |FAI15A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Retail Class B |FAI15B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE IL IN KS KY LA MA MD ME MI MN MO MS
<S> <C>
FAIF - Equity Index Fund - Institutional Class |FAI09I | X | | | | | | | | | X | X | |
| | | | | | | | | | | | | |
FAIF - Balanced Fund - Retail Class A |FAI10A | X | X | X | X | X | X | X | X | X | X | X | X |
(FAI11 merged into FAI10 as of 11/21/97) | | | | | | | | | | | | | |
FAIF - Balanced Fund - Retail Class B |FAI10B | X | X | X | X | X | X | X | X | X | X | X | X |
(FAI11 merged into FAI10 as of 11/21/97) | | | | | | | | | | | | | |
FAIF - Balanced Fund - Institutional Class |FAI10I | X | | | | | | | | | X | X | |
(FAI11 merged into FAI10 as of 11/21/97) | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Retail Class A |FAI12A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Equity Income Fund - Retail Class B |FAI12B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Equity Income Fund - Institutional Class |FAI12I | X | | | | | | | | | X | X | |
| | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Retail Class A |FAI13A | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Diversified Growth Fund) | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Retail Class B |FAI13B | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Diversified Growth Fund) | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Institutional Class |FAI13I | X | | | | | | | | | X | X | |
(f/k/a Diversified Growth Fund) | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Retail Class A |FAI14A | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Emerging Growth Fund) | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Retail Class B |FAI14B | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Emerging Growth Fund) | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Institutional Class |FAI14I | X | | | | | | | | | X | X | |
(f/k/a Emerging Growth Fund) | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Retail Class A |FAI15A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Retail Class B |FAI15B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
</TABLE>
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT
GROUP: FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE AK AL AR AZ CA CO CT DC DE FL GA HI IA ID
<S> <C>
FAIF - Regional Equity Fund - Institutional Class |FAI15I | | | | X | X | X | | X | | X | X | X | | |
| | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Retail Class A |FAI16A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Special Equity Fund) | | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Retail Class B |FAI16B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Special Equity Fund) | | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Institutional Class |FAI16I | | | | X | X | X | | X | | X | X | X | | |
(f/k/a Special Equity Fund) | | | | | | | | | | | | | | | |
FAIF - Technology Fund - Retail Class A |FAI17A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Technology Fund - Retail Class B |FAI17B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Technology Fund - Institutional Class |FAI17I | | | | X | X | X | | X | | X | X | X | | |
| | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Retail Class A |FAI18A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Retail Class B |FAI18B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Institutional Class |FAI18I | | | | X | X | X | | X | | X | X | X | | X |
| | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Retail Class A |FAI19A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Retail Class B |FAI19B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Institutional Class |FAI19I | | | | X | X | X | | X | | X | | X | | |
| | | | | | | | | | | | | | | |
FAIF - International Fund - Retail Class A |FAI20A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - International Fund - Retail Class B |FAI20B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | | |
FAIF - International Fund - Institutional Class |FAI20I | | | | X | X | X | | X | | X | X | X | | |
| | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE IL IN KS KY LA MA MD ME MI MN MO MS
<S> <C>
FAIF - Regional Equity Fund - Institutional Class |FAI15I | X | | | | | | | | | X | X | |
| | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Retail Class A |FAI16A | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Special Equity Fund) | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Retail Class B |FAI16B | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Special Equity Fund) | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Institutional Class |FAI16I | X | | | | | | | | | X | X | |
(f/k/a Special Equity Fund) | | | | | | | | | | | | | |
FAIF - Technology Fund - Retail Class A |FAI17A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Technology Fund - Retail Class B |FAI17B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Technology Fund - Institutional Class |FAI17I | X | | | | | | | | | X | X | |
| | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Retail Class A |FAI18A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Retail Class B |FAI18B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Institutional Class |FAI18I | X | | | | | | | | | X | X | |
| | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Retail Class A |FAI19A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Retail Class B |FAI19B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Institutional Class |FAI19I | X | | | | | | | | | X | X | |
| | | | | | | | | | | | | |
FAIF - International Fund - Retail Class A |FAI20A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - International Fund - Retail Class B |FAI20B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - International Fund - Institutional Class |FAI20I | X | | | | | | | | | X | X | |
| | | | | | | | | | | | | |
</TABLE>
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT
GROUP: FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE AK AL AR AZ CA CO CT DC DE FL GA HI IA ID
<S> <C>
FAIF - Oregon Intermediate Tax Free Fund - Class C |FAI24C | | | | | X | X | | X | | X | X | | | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class A |FAI25A | | | | | X | X | | X | | X | X | | | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class C |FAI25C | | | | | X | X | | X | | X | X | | | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class A |FAI26A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class B |FAI26B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class C |FAI26C | | | | X | X | X | | X | | X | X | | | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class A |FAI27A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-6-97 | | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class B |FAI27B | | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-06-97 | | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class C |FAI27C | | | | X | X | X | | X | | X | X | | | |
SEC effective 11-6-97 | | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class A |FAI28A | M | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-06-97 | | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class B |FAI28B | M | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-6-97 | | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class C |FAI28C | | | | X | X | X | | X | | X | X | | | |
SEC effective 11-6-97 | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE IL IN KS KY LA MA MD ME MI MN MO MS
<S> <C>
FAIF - Oregon Intermediate Tax Free Fund - Class C |FAI24C | | X | | | | | | | | X | | |
SEC effective 8-5-97 | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class A |FAI25A | | X | | X | X | | | | | X | | |
SEC effective 8-5-97 | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class C |FAI25C | | X | | | | X | | | | X | | |
SEC effective 8-5-97 | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class A |FAI26A | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 8-5-97 | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class B |FAI26B | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 8-5-97 | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class C |FAI26C | X | X | | | | | | | | X | | |
SEC effective 8-5-97 | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class A |FAI27A | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-6-97 | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class B |FAI27B | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-06-97 | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class C |FAI27C | X | X | | | | | | | | X | X | |
SEC effective 11-6-97 | | | | | | | | | | | | | |
FAIF - International Index Fund - Class A |FAI28A | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-06-97 | | | | | | | | | | | | | |
FAIF - International Index Fund - Class B |FAI28B | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-6-97 | | | | | | | | | | | | | |
FAIF - International Index Fund - Class C |FAI28C | X | X | | | | | | | | X | | |
SEC effective 11-6-97 | | | | | | | | | | | | | |
</TABLE>
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT
GROUP:FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE MT NC ND NE NH NJ NM NV NY OH OK OR PA PR
<S> <C>
FA - Prime Obligations Fund - Retail Class A |FA01A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Retail Class B |FA01B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Institutional Class |FA01I | X | X | X | | | X | | | X | | | | X | |
| | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class A (f/k/a Treasury |FA02A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
Obligations Fund) - Class A SEC effective 10-8-97 | | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class D |FA02D | | | | | | X | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Institutional Class |FA02I | X | X | X | | | X | | | | | | | X | |
| | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class D |FA03D | | X | | | | X | | | | | | | X | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Institutional Class |FA03I | X | X | X | | | X | | | | | | | X | |
| | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class A |FA04A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 10-8-97 | | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class C |FA04C | X | X | X | | | X | | | | | | | X | |
SEC effective 10-8-97 | | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class D |FA04D | | | | | | X | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | | |
FAIF - Intermediate Tax Free Fund - Retail Class A |FAI01A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Intermediate Tax Free Fund - Institutional Class |FAI01I | X | X | X | | | X | | | X | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - MN Intermediate Tax Free Fund - Retail Cl. A |FAI02A | | | | X | X | X | | | X | | | X | X | |
(f/k/a MN Insured Intermediate Tax Free Fund) | | | | | | | | | | | | | | | |
FAIF - MN Intermediate Tax Free Fund - Instit'l Cl. |FAI02I | | | | | | X | | | X | | | | X | |
(f/k/a MN Insured Intermediate Tax Free Fund) | | | | | | | | | | | | | | | |
FAIF - Colorado Intermediate Tax Free Fund - Retail Class A |FAI03A | | | | X | X | X | | | X | | | X | X | |
| | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE RI SC SD TN TX UT VA VT WA WI WV WY
<S> <C>
FA - Prime Obligations Fund - Retail Class A |FA01A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FA - Prime Obligations Fund - Retail Class B |FA01B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FA - Prime Obligations Fund - Institutional Class |FA01I | X | | X | | X | | X | | | X | X | X |
| | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class A (f/k/a Treasury |FA02A | X | X | X | X | X | X | X | X | X | X | X | X |
Obligations Fund) - Class A SEC effective 10-8-97 | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class D |FA02D | | | | | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Institutional Class |FA02I | | | X | | X | | X | | | X | | X |
| | | | | | | | | | | | | |
FA - Government Obligations Fund - Class D |FA03D | | | | | | | X | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | |
FA - Government Obligations Fund - Institutional Class |FA03I | | | X | | X | | X | | | X | X | X |
| | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class A |FA04A | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 10-8-97 | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class C |FA04C | | | X | | X | | X | | | X | | X |
SEC effective 10-8-97 | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class D |FA04D | | | | | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | |
FAIF - Intermediate Tax Free Fund - Retail Class A |FAI01A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Intermediate Tax Free Fund - Institutional Class |FAI01I | | | X | | X | | X | | | X | X | X |
| | | | | | | | | | | | | |
FAIF - MN Intermediate Tax Free Fund - Retail Cl. A |FAI02A | | | | | | X | | | | | | X |
(f/k/a MN Insured Intermediate Tax Free Fund) | | | | | | | | | | | | | |
FAIF - MN Intermediate Tax Free Fund - Instit'l Cl. |FAI02I | | | | | | | | | | | | X |
(f/k/a MN Insured Intermediate Tax Free Fund) | | | | | | | | | | | | | |
FAIF - Colorado Intermediate Tax Free Fund - Retail Class A |FAI03A | | | | | | X | | | | | | X |
| | | | | | | | | | | | | |
</TABLE>
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT
GROUP:FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE MT NC ND NE NH NJ NM NV NY OH OK OR PA PR
<S> <C>
FAIF - Colorado Intermediate Tax Free Fund- Instit'l Cl. |FAI03I | | | | | | X | | | X | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Retail Class A |FAI04A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Institutional Class |FAI04I | X | X | X | | | X | | | X | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - Intermediate Term Income Fund - Retail Class A |FAI05A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Intermediate-Term Income Fund - Institutional Class |FAI05I | X | X | X | | | X | | | X | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Retail Class A |FAI06A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Retail Class B |FAI06B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Institutional Class |FAI06I | X | X | X | | | X | | | X | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Retail Class A |FAI07A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Institutional Cla |FAI07I | X | X | X | | | X | | | X | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Retail Class A |FAI08A | X | X | X | X | X | X | X | X | X | X | X | X | X | P |
(f/k/a Stock Fund) | | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Retail Class B |FAI08B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Stock Fund) | | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Institutional Class |FAI08I | X | X | X | | | X | | | X | | | | X | |
(f/k/a Stock Fund) | | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Retail Class A |FAI09A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Retail Class B |FAI09B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE RI SC SD TN TX UT VA VT WA WI WV WY
<S> <C>
FAIF - Colorado Intermediate Tax Free Fund- Instit'l Cl. |FAI03I | | | | | | | | | | | | X |
| | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Retail Class A |FAI04A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Institutional Class |FAI04I | | X | X | | X | | X | | | X | X | X |
| | | | | | | | | | | | | |
FAIF - Intermediate Term Income Fund - Retail Class A |FAI05A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Intermediate-Term Income Fund - Institutional Class |FAI05I | | X | X | | X | | X | | | X | X | X |
| | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Retail Class A |FAI06A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Retail Class B |FAI06B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Institutional Class |FAI06I | | | X | | X | | X | | | X | X | X |
| | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Retail Class A |FAI07A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Institutional Cla |FAI07I | | | X | | X | | X | | | X | X | X |
| | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Retail Class A |FAI08A | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Stock Fund) | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Retail Class B |FAI08B | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Stock Fund) | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Institutional Class |FAI08I | | | X | | X | | X | | | X | X | X |
(f/k/a Stock Fund) | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Retail Class A |FAI09A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Equity Index Fund - Retail Class B |FAI09B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
</TABLE>
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT
GROUP:FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE MT NC ND NE NH NJ NM NV NY OH OK OR PA PR
<S> <C>
FAIF - Equity Index Fund - Institutional Class |FAI09I | X | X | X | | | X | | | X | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Retail Class A |FAI10A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Retail Class B |FAI10B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Institutional Class |FAI10I | X | X | X | | | X | | | X | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Retail Class A |FAI12A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Retail Class B |FAI12B | X | X | X | X | X | X | X | X | | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Institutional Class |FAI12I | X | | X | | | X | | | | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Retail Class A |FAI13A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Diversified Growth Fund) | | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Retail Class B |FAI13B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Diversified Growth Fund) | | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Institutional Class |FAI13I | X | | X | | | X | | | | | | | X | |
(f/k/a Diversified Growth Fund) | | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Retail Class A |FAI14A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Emerging Growth Fund) | | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Retail Class B |FAI14B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Emerging Growth Fund) | | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Institutional Class |FAI14I | X | X | X | | | X | | | | | | | X | |
(f/k/a Emerging Growth Fund) | | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Retail Class A |FAI15A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Retail Class B |FAI15B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE RI SC SD TN TX UT VA VT WA WI WV WY
<S> <C>
FAIF - Equity Index Fund - Institutional Class |FAI09I | | X | X | | X | | X | | | X | X | X |
| | | | | | | | | | | | | |
FAIF - Balanced Fund - Retail Class A |FAI10A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Balanced Fund - Retail Class B |FAI10B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Balanced Fund - Institutional Class |FAI10I | | X | X | | X | | X | | | X | X | X |
| | | | | | | | | | | | | |
FAIF - Equity Income Fund - Retail Class A |FAI12A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Equity Income Fund - Retail Class B |FAI12B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Equity Income Fund - Institutional Class |FAI12I | X | X | X | | X | | X | | | X | | X |
| | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Retail Class A |FAI13A | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Diversified Growth Fund) | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Retail Class B |FAI13B | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Diversified Growth Fund) | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Institutional Class |FAI13I | | X | X | | X | | X | | | X | | X |
(f/k/a Diversified Growth Fund) | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Retail Class A |FAI14A | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Emerging Growth Fund) | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Retail Class B |FAI14B | X | X | X | X | X | X | X | X | X | X | | X |
(f/k/a Emerging Growth Fund) | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Institutional Class |FAI14I | X | X | X | | X | | X | | | X | X | X |
(f/k/a Emerging Growth Fund) | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Retail Class A |FAI15A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Retail Class B |FAI15B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
</TABLE>
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT
GROUP:FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE MT NC ND NE NH NJ NM NV NY OH OK OR PA PR
<S> <C>
FAIF - Regional Equity Fund - Institutional Class |FAI15I | X | X | X | | | X | | | X | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Retail Class A |FAI16A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Special Equity Fund) | | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Retail Class B |FAI16B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Special Equity Fund) | | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Institutional Class |FAI16I | X | X | X | | | X | | | X | | | | X | |
(f/k/a Special Equity Fund) | | | | | | | | | | | | | | | |
FAIF - Technology Fund - Retail Class A |FAI17A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Technology Fund - Retail Class B |FAI17B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Technology Fund - Institutional Class |FAI17I | X | X | X | | | X | | | | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Retail Class A |FAI18A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Retail Class B |FAI18B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Institutional Class |FAI18I | X | X | X | | | X | | | | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Retail Class A |FAI19A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Retail Class B |FAI19B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Institutional Class |FAI19I | X | | X | | | X | | | | | | | | |
| | | | | | | | | | | | | | | |
FAIF - International Fund - Retail Class A |FAI20A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - International Fund - Retail Class B |FAI20B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - International Fund - Institutional Class |FAI20I | X | X | X | | | X | | | | | | | X | |
| | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE RI SC SD TN TX UT VA VT WA WI WV WY
<S> <C>
FAIF - Regional Equity Fund - Institutional Class |FAI15I | X | X | X | | X | | X | | | X | X | X |
| | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Retail Class A |FAI16A | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Special Equity Fund) | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Retail Class B |FAI16B | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Special Equity Fund) | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Institutional Class |FAI16I | X | | X | | X | | X | | | X | X | X |
(f/k/a Special Equity Fund) | | | | | | | | | | | | | |
FAIF - Technology Fund - Retail Class A |FAI17A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Technology Fund - Retail Class B |FAI17B | X | X | X | X | X | X | X | X | X | X | | X |
| | | | | | | | | | | | | |
FAIF - Technology Fund - Institutional Class |FAI17I | X | X | X | | X | | X | | | X | X | X |
| | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Retail Class A |FAI18A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Retail Class B |FAI18B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Institutional Class |FAI18I | X | X | X | | X | | X | X | | X | X | X |
| | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Retail Class A |FAI19A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Retail Class B |FAI19B | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Institutional Class |FAI19I | | | X | | X | | X | | | X | | X |
| | | | | | | | | | | | | |
FAIF - International Fund - Retail Class A |FAI20A | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | |
FAIF - International Fund - Retail Class B |FAI20B | X | X | X | X | X | X | X | X | X | X | | X |
| | | | | | | | | | | | | |
FAIF - International Fund - Institutional Class |FAI20I | X | X | X | | X | | X | | | X | X | X |
| | | | | | | | | | | | | |
</TABLE>
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT
GROUP:FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE MT NC ND NE NH NJ NM NV NY OH OK OR PA PR
<S> <C>
FAIF - Oregon Intermediate Tax Free Fund - Class C |FAI24C | | X | | | | X | | | | | | X | X | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class A |FAI25A | | X | | X | X | X | | | X | X | X | X | X | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class C |FAI25C | | X | | | | X | | | X | | | X | X | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class A |FAI26A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class B |FAI26B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class C |FAI26C | X | X | X | | | X | | | | | | X | X | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class A |FAI27A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 11-6-97 | | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class B |FAI27B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 11-06-97 | | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class C |FAI27C | X | X | X | | | X | | | | | | | X | |
SEC effective 11-6-97 | | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class A |FAI28A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 11-06-97 | | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class B |FAI28B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 11-6-97 | | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class C |FAI28C | X | X | X | | | X | | | | | | | X | |
SEC effective 11-6-97 | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE RI SC SD TN TX UT VA VT WA WI WV WY
<S> <C>
FAIF - Oregon Intermediate Tax Free Fund - Class C |FAI24C | | | | | | | X | | | | | X |
SEC effective 8-5-97 | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class A |FAI25A | | | | | | X | X | | | | | X |
SEC effective 8-5-97 | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class C |FAI25C | | | | | | | X | | | | | X |
SEC effective 8-5-97 | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class A |FAI26A | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 8-5-97 | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class B |FAI26B | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 8-5-97 | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class C |FAI26C | | | X | | X | | X | | | X | | X |
SEC effective 8-5-97 | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class A |FAI27A | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-6-97 | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class B |FAI27B | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-06-97 | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class C |FAI27C | | | X | | X | | X | | | X | | X |
SEC effective 11-6-97 | | | | | | | | | | | | | |
FAIF - International Index Fund - Class A |FAI28A | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-06-97 | | | | | | | | | | | | | |
FAIF - International Index Fund - Class B |FAI28B | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-6-97 | | | | | | | | | | | | | |
FAIF - International Index Fund - Class C |FAI28C | | | X | | X | | X | | | X | | X |
SEC effective 11-6-97 | | | | | | | | | | | | | |
</TABLE>
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