[Adopted in Release No. IC-17085 (84,434), effective September 25, 1989,
54 F.R.32048]
U.S. Securities and Exchange Commission
Washington DC 20549
FORM N-17F-2
Form N-17f-2
Certificate of Accounting of Securities and Similar Investments in the Custody
of Management Investment Companies
Pursuant to Rule 17f-2 [17CFR 270.17f-2]
- --------------------------------------------------------------------------------
1. Investment Company Act File Number: 811-03313 Date Examination Complete:
First American Funds, Inc.
9/30/98
- ----------------------------------------------------------------------------
2. State Identification Number
(See attached Exhibit A - State Registration
Report for a list of portfolios and classes)
- --------------------------------------------------------------------------
3. Exact number of investment company as specified in registration statement:
002-74747
- ----------------------------------------------------------------------------
4. Address of principal executive office: (number, street, city, state, zip
code)
1 Freedom Valley Drive, Oaks, PA 19456
- ----------------------------------------------------------------------------
INSTRUCTIONS
This form must be completed by the investment companies that have custody of
securities or similar investments.
Investment Company
<PAGE>
[KPMG PEAT MARWICK LLP LETTERHEAD]
INDEPENDENT AUDITORS' REPORT
The Board of Directors of
First American Funds Inc.:
We have examined management's assertion included in its representation letter
that Prime Obligations Fund, Government Obligations Fund, Treasury Obligations
Fund, and Tax Free Obligations Fund of First American Funds, Inc. (the Funds)
complied with the requirements of subsections (b) and (c) of Rule 17f-2 under
the Investment Company Act of 1940 as of September 30, 1998. Management is
responsible for the Funds' compliance with those requirements. Our
responsibility is to express an opinion on management's assertion about the
Funds' compliance based on our examination.
Our examination was made in accordance with standards established by the
American Institute of Certified Public Accountants and, accordingly, included
examining, on a test basis, evidence about the Funds' compliance with those
requirements and performing such other procedures as we considered necessary in
the circumstances. Included among our procedures were the following tests
performed as of September 30, 1998, and with respect to agreement of security
purchases and sales, for the period from June 30, 1998 (the date of our last
examination) through September 30, 1998:
* Count and inspection of underlying documentation of securities
designated as being held in the vault of U.S. Bank National
Association, the Custodian;
* Confirmation of securities held by institutions in book entry form
(Federal Reserve Bank of Minneapolis, Bankers Trust Company, and The
Depository Trust Company), examination of selected security position
reconciliations, and confirmation of other securities with the
issuers;
* Confirmation of repurchase agreements with counterparty banks and
broker-dealers;
* Confirmation or examination of underlying documentation, on a test
basis, for securities purchased but not received, securities on loan,
hypothecated, pledged, placed in escrow, or out for transfer with
broker-dealers and/or transfer agents;
* Reconciliation of all such securities to the books and records of the
Funds and the Custodian; and
* Test of security transactions since our last report.
We believe that our examination provides a reasonable basis for our opinion. Our
examination does not provide a legal determination on the Funds' compliance with
the specified requirements.
<PAGE>
In our opinion, management's assertion that the Funds were in compliance with
the requirements of subsections (b) and (c) of Rule 17f-2 of the Investment
Company Act of 1940 as of September 30, 1998, with respect to securities
reflected in the investment accounts of the Funds is fairly stated, in all
material respects.
This report is intended solely for the information and use of management of
First American Funds, Inc. and the Securities and Exchange Commission, and
should not be used for any other purpose and is not intended to be and should
not be used by anyone other than these specified parties.
KPMG Peat Marwick LLP
Minneapolis, Minnesota
November 13, 1998
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
GROUP: FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE AK AL AR AZ CA CO CT DC DE FL GA GU HI IA
<S> <C>
First American Funds, Inc. (Minnesota Exemption) |FA-EX | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Class A (fka Retail Class A) |FA01A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
| | | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Class B (fka Retail Class B) |FA01B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
| | | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Class Y (fka Class C) |FA01I | | | | X | X | X | X | X | | X | X | | X | X |
Original SEC effective date 3-1-90 | | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class A (f/k/a Treasury |FA02A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
Obligations Fund) - Class A SEC effective 10-8-97 | | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class D |FA02D | | | | | | | | X | | X | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class Y (fka Class C) |FA02I | | | | X | X | X | | X | | X | X | | | |
SEC effective date 3-1-90 | | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class A |FA03A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
SEC effective 4-21-98 | | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class D |FA03D | | | | | | | | X | | X | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class Y (fka Class C) |FA03I | | | | X | X | X | | X | | X | X | | | |
SEC effective 3-1-90 | | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class A |FA04A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 10-8-97 | | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class Y (fka Class C) |FA04C | | | | X | X | X | | X | | X | X | X | | |
SEC effective 1-9-95 | | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class D |FA04D | | | | | | | | X | | X | | X | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | | |
First American Investment Funds, Inc. (Minnesota Exemption) |FAI-EX | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | |
FAIF - Intermediate Tax Free Fund - Class A |FAI01A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Intermediate Tax Free Fund - Retail Class A) | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE ID IL IN KS KY LA MA MD ME MI MN MO MS
<S> <C>
First American Funds, Inc. (Minnesota Exemption) |FA-EX | | | | | | | | | | | X | | |
| | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Class A (fka Retail Class A) |FA01A | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Class B (fka Retail Class B) |FA01B | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Class Y (fka Class C) |FA01I | X | X | X | X | | | X | X | | | X | X | |
Original SEC effective date 3-1-90 | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class A (f/k/a Treasury |FA02A | X | X | X | X | X | X | X | X | X | X | X | X | X |
Obligations Fund) - Class A SEC effective 10-8-97 | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class D |FA02D | | | | | | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class Y (fka Class C) |FA02I | | X | X | | | | X | X | | | X | X | |
SEC effective date 3-1-90 | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class A |FA03A | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 4-21-98 | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class D |FA03D | | | | | | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class Y (fka Class C) |FA03I | | X | | | | | X | | | | X | | |
SEC effective 3-1-90 | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class A |FA04A | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 10-8-97 | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class Y (fka Class C) |FA04C | | X | X | | | | | | | | X | | |
SEC effective 1-9-95 | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class D |FA04D | | | | | | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | |
First American Investment Funds, Inc. (Minnesota Exemption) |FAI-EX | | | | | | | | | | | X | | |
| | | | | | | | | | | | | | |
FAIF - Intermediate Tax Free Fund - Class A |FAI01A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Intermediate Tax Free Fund - Retail Class A) | | | | | | | | | | | | | | |
</TABLE>
PAGE: 1
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
GROUP: FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE AK AL AR AZ CA CO CT DC DE FL GA GU HI IA
<S> <C>
FAIF - Intermediate Tax Free Fund - Class Y |FAI01I | | | | X | X | X | | X | | X | | | X | |
(f/k/a Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Minnesota Intermediate Tax Free Fund - Class A |FAI02A | | | | | | X | | X | | X | | | | |
(f/k/a MN Insured Intermediate Tax Free Fund - Class A) | | | | | | | | | | | | | | | |
FAIF - Minnesota Intermediate Tax Free Fund - Class Y |FAI02I | | | | | | X | | X | | X | | | | |
(f/k/a MN Insured Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Colorado Intermediate Tax Free Fund - Class A |FAI03A | | | | | | X | | X | | X | | | | |
(f/k/a Colorado Intermediate Tax Free Fund - Retail Class A | | | | | | | | | | | | | | | |
FAIF - Colorado Intermediate Tax Free Fund - Class Y |FAI03I | | | | | | X | | X | | X | | | | |
(f/k/a Colorado Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Class A |FAI04A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Limited Term Income Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Class Y |FAI04I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a Limited Term Income Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Intermediate Term Income Fund - Class A |FAI05A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Intermediate Term Income Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Intermediate-Term Income Fund - Class Y |FAI05I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a Intermediate-Term Income Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Class A |FAI06A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Fixed Income Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Class B |FAI06B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Fixed Income Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Class Y |FAI06I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a Fixed Income Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Class A |FAI07A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Intermediate Government Bond Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Class Y |FAI07I | | | | X | X | X | | X | | X | | | X | |
(f/k/a Intermediate Government Bond Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Class A |FAI08A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Stock Fund - Class A) | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE ID IL IN KS KY LA MA MD ME MI MN MO MS
<S> <C>
FAIF - Intermediate Tax Free Fund - Class Y |FAI01I | | X | | | | | | | | | X | X | |
(f/k/a Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Minnesota Intermediate Tax Free Fund - Class A |FAI02A | | | | | X | X | | | | | X | | |
(f/k/a MN Insured Intermediate Tax Free Fund - Class A) | | | | | | | | | | | | | | |
FAIF - Minnesota Intermediate Tax Free Fund - Class Y |FAI02I | | | | | | | | | | | X | | |
(f/k/a MN Insured Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Colorado Intermediate Tax Free Fund - Class A |FAI03A | | | | | X | X | | | | | X | X | |
(f/k/a Colorado Intermediate Tax Free Fund - Retail Class A | | | | | | | | | | | | | | |
FAIF - Colorado Intermediate Tax Free Fund - Class Y |FAI03I | | | | | | | | | | | X | X | |
(f/k/a Colorado Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Class A |FAI04A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Limited Term Income Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Class Y |FAI04I | | X | | | | | | | | | X | X | |
(f/k/a Limited Term Income Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Intermediate Term Income Fund - Class A |FAI05A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Intermediate Term Income Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Intermediate-Term Income Fund - Class Y |FAI05I | | X | | | | | | | | | X | X | |
(f/k/a Intermediate-Term Income Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Class A |FAI06A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Fixed Income Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Class B |FAI06B | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Fixed Income Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Class Y |FAI06I | | X | | | | | | | | | X | X | |
(f/k/a Fixed Income Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Class A |FAI07A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Intermediate Government Bond Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Class Y |FAI07I | | X | | | | | | | | | X | X | |
(f/k/a Intermediate Government Bond Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Class A |FAI08A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Stock Fund - Class A) | | | | | | | | | | | | | | |
</TABLE>
PAGE: 2
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
GROUP: FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE AK AL AR AZ CA CO CT DC DE FL GA GU HI IA
<S> <C>
FAIF - Large Cap Value Fund - Class B |FAI08B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Stock Fund - Class B) | | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Class Y |FAI08I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a Stock Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Class A |FAI09A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Equity Index Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Class B |FAI09B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Equity Index Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Class Y |FAI09I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a Equity Index Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Class A |FAI10A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Balanced Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Class B |FAI10B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Balanced Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Class Y |FAI10I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a Balanced Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Class A |FAI12A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Equity Income Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Class B |FAI12B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Equity Income Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Class Y |FAI12I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a Equity Income Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Class A |FAI13A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Diversified Growth Fund - Class A) | | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Class B |FAI13B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Diversified Growth Fund - Class B) | | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Class Y |FAI13I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a Diversified Growth Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Class A |FAI14A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Emerging Growth Fund - Class A) | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE ID IL IN KS KY LA MA MD ME MI MN MO MS
<S> <C>
FAIF - Large Cap Value Fund - Class B |FAI08B | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Stock Fund - Class B) | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Class Y |FAI08I | | X | | | | | | | | | X | X | |
(f/k/a Stock Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Class A |FAI09A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Equity Index Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Class B |FAI09B | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Equity Index Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Class Y |FAI09I | | X | | | | | | | | | X | X | |
(f/k/a Equity Index Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Class A |FAI10A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Balanced Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Class B |FAI10B | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Balanced Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Class Y |FAI10I | | X | | | | | | | | | X | X | |
(f/k/a Balanced Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Class A |FAI12A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Equity Income Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Class B |FAI12B | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Equity Income Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Class Y |FAI12I | | X | | | | | | | | | X | X | |
(f/k/a Equity Income Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Class A |FAI13A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Diversified Growth Fund - Class A) | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Class B |FAI13B | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Diversified Growth Fund - Class B) | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Class Y |FAI13I | | X | | | | | | | | | X | X | |
(f/k/a Diversified Growth Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Class A |FAI14A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Emerging Growth Fund - Class A) | | | | | | | | | | | | | | |
</TABLE>
PAGE: 3
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
GROUP: FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE AK AL AR AZ CA CO CT DC DE FL GA GU HI IA
<S> <C>
FAIF - Small Cap Growth Fund - Class B |FAI14B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Emerging Growth Fund - Class B) | | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Class Y |FAI14I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a Emerging Growth Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Class A |FAI15A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Regional Equity Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Class B |FAI15B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Regional Equity Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Class Y |FAI15I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a Regional Equity Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Class A |FAI16A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Special Equity Fund - Class A | | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Class B |FAI16B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Special Equity Fund - Class B) | | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Class Y |FAI16I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a Special Equity Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Technology Fund - Class A |FAI17A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Technology Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Technology Fund - Class B |FAI17B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Technology Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Technology Fund - Class Y |FAI17I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a Technology Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Class A |FAI18A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Health Sciences Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Class B |FAI18B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Health Sciences Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Class Y |FAI18I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a Health Sciences Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Class A |FAI19A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Real Estate Securities Fund - Retail Class A) | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE ID IL IN KS KY LA MA MD ME MI MN MO MS
<S> <C>
FAIF - Small Cap Growth Fund - Class B |FAI14B | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Emerging Growth Fund - Class B) | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Class Y |FAI14I | | X | | | | | | | | | X | X | |
(f/k/a Emerging Growth Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Class A |FAI15A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Regional Equity Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Class B |FAI15B | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Regional Equity Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Class Y |FAI15I | | X | | | | | | | | | X | X | |
(f/k/a Regional Equity Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Class A |FAI16A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Special Equity Fund - Class A | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Class B |FAI16B | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Special Equity Fund - Class B) | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Class Y |FAI16I | | X | | | | | | | | | X | X | |
(f/k/a Special Equity Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Technology Fund - Class A |FAI17A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Technology Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Technology Fund - Class B |FAI17B | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Technology Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Technology Fund - Class Y |FAI17I | | X | | | | | | | | | X | X | |
(f/k/a Technology Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Class A |FAI18A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Health Sciences Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Class B |FAI18B | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Health Sciences Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Class Y |FAI18I | X | X | | | | | | | | | X | X | |
(f/k/a Health Sciences Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Class A |FAI19A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Real Estate Securities Fund - Retail Class A) | | | | | | | | | | | | | | |
</TABLE>
PAGE: 4
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
GROUP: FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE AK AL AR AZ CA CO CT DC DE FL GA GU HI IA
<S> <C>
FAIF - Real Estate Securities Fund - Class B |FAI19B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a Real Estate Securities Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Class Y |FAI19I | | | | X | X | X | | X | | X | | | X | |
(f/k/a Real Estate Securities Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - International Fund - Class A |FAI20A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a International Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - International Fund - Class B |FAI20B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
(f/k/a International Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - International Fund - Class Y |FAI20I | | | | X | X | X | | X | | X | X | | X | |
(f/k/a International Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Oregon Intermediate Tax Free Fund - Class Y |FAI24C | | | | | X | X | | X | | X | X | | | |
(f/k/a Oregon Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class A |FAI25A | | | | | X | X | | X | | X | X | | | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class Y |FAI25C | | | | | X | X | | X | | X | X | | | |
(f/k/a California Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class A |FAI26A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class B |FAI26B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class Y |FAI26C | | | | X | X | X | | X | | X | X | | | |
(f/k/a Micro Cap Value Fund - Class C)SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class A |FAI27A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-6-97 | | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class B |FAI27B | | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-06-97 | | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class Y |FAI27C | | | | X | X | X | | X | | X | X | X | | |
(f/k/a Small Cap Value Fund - Class C) SEC effective 11-6-97 | | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class A |FAI28A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-06-97 | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE ID IL IN KS KY LA MA MD ME MI MN MO MS
<S> <C>
FAIF - Real Estate Securities Fund - Class B |FAI19B | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Real Estate Securities Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Class Y |FAI19I | | X | | | | | | | | | X | X | |
(f/k/a Real Estate Securities Fund - Class C) | | | | | | | | | | | | | | |
FAIF - International Fund - Class A |FAI20A | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a International Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - International Fund - Class B |FAI20B | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a International Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - International Fund - Class Y |FAI20I | | X | | | | | | | | | X | X | |
(f/k/a International Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Oregon Intermediate Tax Free Fund - Class Y |FAI24C | | | X | | | | | | | | X | | |
(f/k/a Oregon Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class A |FAI25A | | | X | | X | X | | | | | X | | |
SEC effective 8-5-97 | | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class Y |FAI25C | | | X | | | | X | | | | X | | |
(f/k/a California Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class A |FAI26A | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 8-5-97 | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class B |FAI26B | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 8-5-97 | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class Y |FAI26C | | X | X | | | | | | | | X | | |
(f/k/a Micro Cap Value Fund - Class C)SEC effective 8-5-97 | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class A |FAI27A | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-6-97 | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class B |FAI27B | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-06-97 | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class Y |FAI27C | | X | X | | | | | | | | X | X | |
(f/k/a Small Cap Value Fund - Class C) SEC effective 11-6-97 | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class A |FAI28A | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-06-97 | | | | | | | | | | | | | | |
</TABLE>
PAGE: 5
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
<TABLE>
<CAPTION>
GROUP: FAF
FUND NAMES FUND CODE AK AL AR AZ CA CO CT DC DE FL GA GU HI IA
<S> <C>
FAIF - International Index Fund - Class B |FAI28B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-6-97 | | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class Y |FAI28C | | | | X | X | X | | X | | X | X | X | | |
(f/k/a International Index Fund - Class C)SEC eff. 11-6-97 | | | | | | | | | | | | | | | |
FAIF - Mid Cap Growth Fund - Class A (NCHG from PPFI02A- |FAI29A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
Emerging Growth Fund-Class A) | | | | | | | | | | | | | | | |
FAIF - Mid Cap Growth Fund - Class B |FAI29B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
** Shell class part of Piper / FAI merger --- | | | | | | | | | | | | | | | |
FAIF - Mid Cap Growth Fund - Class Y (NCHG from PPIF02Y-- |FAI29Y | X | X | X | X | X | X | X | X | X | X | X | | X | |
Emerging Growth Fund Class Y) | | | | | | | | | | | | | | | |
FAIF - Emerging Markets Fund - Class A (NCHG from PPFGF02A-- |FAI30A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
Emerging Markets Growth Fund-Class A) | | | | | | | | | | | | | | | |
FAIF - Emerging Markets Fund - Class B |FAI30B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
** Shell class part of Piper / FAI merger --- | | | | | | | | | | | | | | | |
FAIF - Emerging Markets Fund - Class Y |FAI30Y | X | X | X | X | X | X | X | X | X | X | X | | X | |
** Shell class part of Piper / FAI merger -- | | | | | | | | | | | | | | | |
FAI-Adjustable Rate Mortgage Securities Fund-Class A (NCHG |FAI31A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
from PPFII01-Adjustable Rate Mortgage Securities Fd Class A) | | | | | | | | | | | | | | | |
FAIF - Adjustable Rate Mortgage Securities Fund - Class Y |FAI31Y | X | X | X | X | X | X | X | X | X | X | X | | X | |
| | | | | | | | | | | | | | | |
FAIF - Tax Free Fund - Class A (NCHG from PPIF08--National |FAI32A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
Tax-Exempt Fund) | | | | | | | | | | | | | | | |
FAIF - Tax Free Fund - Class Y |FAI32Y | X | X | X | X | X | X | X | X | X | X | X | | X | |
| | | | | | | | | | | | | | | |
FAIF - Minnesota Tax Free Fund - Class A (NCHG from PPFI09A |FAI33A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
Minnesota Tax-Exempt Fund Class A) | | | | | | | | | | | | | | | |
FAIF - Minnesota Tax Free Fund - Class Y (NCHG from PPFI09Y |FAI33Y | X | X | X | X | X | X | X | X | X | X | X | | X | |
- --Minnesota Tax-Exempt Fund Class Y) | | | | | | | | | | | | | | | |
FAIF - Strategic Income Fund - Class A |FAI34A | X | X | X | X | X | X | X | X | X | X | X | | X | X |
| | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE ID IL IN KS KY LA MA MD ME MI MN MO MS
<S> <C>
FAIF - International Index Fund - Class B |FAI28B | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-6-97 | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class Y |FAI28C | | X | X | | | | | | | | X | | |
(f/k/a International Index Fund - Class C)SEC eff. 11-6-97 | | | | | | | | | | | | | | |
FAIF - Mid Cap Growth Fund - Class A (NCHG from PPFI02A- |FAI29A | X | X | X | X | X | X | X | X | X | X | X | X | X |
Emerging Growth Fund-Class A) | | | | | | | | | | | | | | |
FAIF - Mid Cap Growth Fund - Class B |FAI29B | X | X | X | X | X | X | X | X | X | X | X | X | X |
** Shell class part of Piper / FAI merger --- | | | | | | | | | | | | | | |
FAIF - Mid Cap Growth Fund - Class Y (NCHG from PPIF02Y-- |FAI29Y | X | X | X | X | | | | | | | X | X | |
Emerging Growth Fund Class Y) | | | | | | | | | | | | | | |
FAIF - Emerging Markets Fund - Class A (NCHG from PPFGF02A-- |FAI30A | X | X | X | X | X | X | X | X | X | X | X | X | X |
Emerging Markets Growth Fund-Class A) | | | | | | | | | | | | | | |
FAIF - Emerging Markets Fund - Class B |FAI30B | X | X | X | X | X | X | X | X | X | X | X | X | X |
** Shell class part of Piper / FAI merger --- | | | | | | | | | | | | | | |
FAIF - Emerging Markets Fund - Class Y |FAI30Y | X | X | X | X | | | | | | | X | X | |
** Shell class part of Piper / FAI merger -- | | | | | | | | | | | | | | |
FAI-Adjustable Rate Mortgage Securities Fund-Class A (NCHG |FAI31A | X | X | X | X | X | X | X | X | X | X | X | X | X |
from PPFII01-Adjustable Rate Mortgage Securities Fd Class A) | | | | | | | | | | | | | | |
FAIF - Adjustable Rate Mortgage Securities Fund - Class Y |FAI31Y | X | X | X | X | | | | | | | X | X | |
| | | | | | | | | | | | | | |
FAIF - Tax Free Fund - Class A (NCHG from PPIF08--National |FAI32A | X | X | X | X | X | X | X | X | X | X | X | X | X |
Tax-Exempt Fund) | | | | | | | | | | | | | | |
FAIF - Tax Free Fund - Class Y |FAI32Y | X | X | X | X | | | | | | | X | X | |
| | | | | | | | | | | | | | |
FAIF - Minnesota Tax Free Fund - Class A (NCHG from PPFI09A |FAI33A | X | X | X | X | X | X | X | X | X | X | X | X | X |
Minnesota Tax-Exempt Fund Class A) | | | | | | | | | | | | | | |
FAIF - Minnesota Tax Free Fund - Class Y (NCHG from PPFI09Y |FAI33Y | X | X | X | X | | | | | | | X | X | |
- --Minnesota Tax-Exempt Fund Class Y) | | | | | | | | | | | | | | |
FAIF - Strategic Income Fund - Class A |FAI34A | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | |
</TABLE>
PAGE: 6
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
GROUP: FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE AK AL AR AZ CA CO CT DC DE FL GA GU HI IA
<S> <C>
FAIF - Strategic Income Fund - Class B |FAI34B | X | X | X | X | X | X | X | X | X | X | X | | X | X |
| | | | | | | | | | | | | | | |
FAIF - Strategic Income Fund - Class Y |FAI34Y | X | X | X | X | X | X | X | X | X | X | X | | X | |
Stand Alone prospectus | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE ID IL IN KS KY LA MA MD ME MI MN MO MS
<S> <C>
FAIF - Strategic Income Fund - Class B |FAI34B | X | X | X | X | X | X | X | X | X | X | X | X | X |
| | | | | | | | | | | | | | |
FAIF - Strategic Income Fund - Class Y |FAI34Y | X | X | X | X | | | | | | | X | X | |
Stand Alone prospectus | | | | | | | | | | | | | | |
</TABLE>
PAGE: 7
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
GROUP:FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE MT NC ND NE NH NJ NM NV NY OH OK OR PA PR
<S> <C>
First American Funds, Inc. (Minnesota Exemption) |FA-EX | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Class A (fka Retail Class A) |FA01A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Class B (fka Retail Class B) |FA01B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Class Y (fka Class C) |FA01I | X | X | X | | X | X | X | | X | X | X | X | X | |
Original SEC effective date 3-1-90 | | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class A (f/k/a Treasury |FA02A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
Obligations Fund) - Class A SEC effective 10-8-97 | | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class D |FA02D | | | | | | X | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class Y (fka Class C) |FA02I | X | X | X | | X | X | | | | X | | X | X | |
SEC effective date 3-1-90 | | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class A |FA03A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 4-21-98 | | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class D |FA03D | | X | | | | X | | | | | | | X | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class Y (fka Class C) |FA03I | X | X | X | | X | X | | | | X | | X | X | |
SEC effective 3-1-90 | | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class A |FA04A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 10-8-97 | | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class Y (fka Class C) |FA04C | X | X | X | | X | X | | | | X | | X | X | |
SEC effective 1-9-95 | | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class D |FA04D | | | | | | X | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | | |
First American Investment Funds, Inc. (Minnesota Exemption) |FAI-EX | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | |
FAIF - Intermediate Tax Free Fund - Class A |FAI01A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Intermediate Tax Free Fund - Retail Class A) | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE RI SC SD TN TX UT VA VI VT WA WI WV WY
<S> <C>
First American Funds, Inc. (Minnesota Exemption) |FA-EX | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Class A (fka Retail Class A) |FA01A | X | X | X | X | X | X | X | | X | X | X | X | X |
| | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Class B (fka Retail Class B) |FA01B | X | X | X | X | X | X | X | | X | X | X | X | X |
| | | | | | | | | | | | | | |
FA - Prime Obligations Fund - Class Y (fka Class C) |FA01I | X | | X | | X | X | X | | | X | X | X | X |
Original SEC effective date 3-1-90 | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class A (f/k/a Treasury |FA02A | X | X | X | X | X | X | X | | X | X | X | X | X |
Obligations Fund) - Class A SEC effective 10-8-97 | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class D |FA02D | | | | | | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | |
FA - Treasury Obligations Fund - Class Y (fka Class C) |FA02I | | | X | | X | X | X | | | | X | | X |
SEC effective date 3-1-90 | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class A |FA03A | X | X | X | X | X | X | X | | X | X | X | X | X |
SEC effective 4-21-98 | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class D |FA03D | | | | | | | X | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | |
FA - Government Obligations Fund - Class Y (fka Class C) |FA03I | | | X | | X | X | X | | | | X | X | X |
SEC effective 3-1-90 | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class A |FA04A | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 10-8-97 | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class Y (fka Class C) |FA04C | | | X | | X | X | X | | | | X | | X |
SEC effective 1-9-95 | | | | | | | | | | | | | | |
FA - Tax Free Obligations Fund - Class D |FA04D | | | | | | | | | | | | | |
Sales are Blue Sky exempt | | | | | | | | | | | | | | |
First American Investment Funds, Inc. (Minnesota Exemption) |FAI-EX | | | | | | | | | | | | | |
| | | | | | | | | | | | | | |
FAIF - Intermediate Tax Free Fund - Class A |FAI01A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Intermediate Tax Free Fund - Retail Class A) | | | | | | | | | | | | | | |
</TABLE>
PAGE: 8
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
GROUP:FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE MT NC ND NE NH NJ NM NV NY OH OK OR PA PR
<S> <C>
FAIF - Intermediate Tax Free Fund - Class Y |FAI01I | X | X | X | | | X | | | X | | | | X | |
(f/k/a Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Minnesota Intermediate Tax Free Fund - Class A |FAI02A | | | | X | X | X | | | X | | | X | X | |
(f/k/a MN Insured Intermediate Tax Free Fund - Class A) | | | | | | | | | | | | | | | |
FAIF - Minnesota Intermediate Tax Free Fund - Class Y |FAI02I | | | | | | X | | | X | | | | X | |
(f/k/a MN Insured Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Colorado Intermediate Tax Free Fund - Class A |FAI03A | | | | X | X | X | | | X | | | X | X | |
(f/k/a Colorado Intermediate Tax Free Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Colorado Intermediate Tax Free Fund - Class Y |FAI03I | | | | | | X | | | X | | | | X | |
(f/k/a Colorado Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Class A |FAI04A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Limited Term Income Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Class Y |FAI04I | X | X | X | | | X | | | X | | | | X | |
(f/k/a Limited Term Income Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Intermediate Term Income Fund - Class A |FAI05A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Intermediate Term Income Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Intermediate-Term Income Fund - Class Y |FAI05I | X | X | X | | | X | | | X | | | | X | |
(f/k/a Intermediate -Term Income Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Class A |FAI06A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Fixed Income Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Class B |FAI06B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Fixed Income Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Class Y |FAI06I | X | X | X | | | X | | | X | | | | X | |
(f/k/a Fixed Income Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Class A |FAI07A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Intermediate Government Bond Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Class Y |FAI07I | X | X | X | | | X | | | X | | | | X | |
(f/k/a Intermediate Government Bond Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Class A |FAI08A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
(f/k/a Stock Fund - Class A) | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE RI SC SD TN TX UT VA VI VT WA WI WV WY
<S> <C>
FAIF - Intermediate Tax Free Fund - Class Y |FAI01I | | | X | | X | | X | | | | X | X | X |
(f/k/a Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Minnesota Intermediate Tax Free Fund - Class A |FAI02A | | | | | | X | | | | | | X | X |
(f/k/a MN Insured Intermediate Tax Free Fund - Class A) | | | | | | | | | | | | | | |
FAIF - Minnesota Intermediate Tax Free Fund - Class Y |FAI02I | | | | | | | | | | | | X | X |
(f/k/a MN Insured Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Colorado Intermediate Tax Free Fund - Class A |FAI03A | | | | | | X | | | | | | X | X |
(f/k/a Colorado Intermediate Tax Free Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Colorado Intermediate Tax Free Fund - Class Y |FAI03I | | | | | | | | | | | | X | X |
(f/k/a Colorado Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Class A |FAI04A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Limited Term Income Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Limited Term Income Fund - Class Y |FAI04I | | X | X | | X | | X | | | | X | X | X |
(f/k/a Limited Term Income Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Intermediate Term Income Fund - Class A |FAI05A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Intermediate Term Income Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Intermediate-Term Income Fund - Class Y |FAI05I | | X | X | | X | | X | | | | X | X | X |
(f/k/a Intermediate -Term Income Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Class A |FAI06A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Fixed Income Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Class B |FAI06B | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Fixed Income Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Fixed Income Fund - Class Y |FAI06I | | | X | | X | | X | | | | X | X | X |
(f/k/a Fixed Income Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Class A |FAI07A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Intermediate Government Bond Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Intermediate Government Bond Fund - Class Y |FAI07I | | | X | | X | | X | | | | X | X | X |
(f/k/a Intermediate Government Bond Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Class A |FAI08A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Stock Fund - Class A) | | | | | | | | | | | | | | |
</TABLE>
PAGE: 9
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
GROUP:FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE MT NC ND NE NH NJ NM NV NY OH OK OR PA PR
<S> <C>
FAIF - Large Cap Value Fund - Class B |FAI08B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Stock Fund - Class B) | | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Class Y |FAI08I | X | X | X | | | X | | | X | | | | X | |
(f/k/a Stock Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Class A |FAI09A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Equity Index Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Class B |FAI09B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Equity Index Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Class Y |FAI09I | X | X | X | | | X | | | X | | | | X | |
(f/k/a Equity Index Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Class A |FAI10A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Balanced Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Class B |FAI10B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Balanced Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Class Y |FAI10I | X | X | X | | | X | | | X | | | | X | |
(f/k/a Balanced Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Class A |FAI12A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Equity Income Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Class B |FAI12B | X | X | X | X | X | X | X | X | | X | X | X | X | |
(f/k/a Equity Income Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Class Y |FAI12I | X | | X | | | X | | | | | | | X | |
(f/k/a Equity Income Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Class A |FAI13A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Diversified Growth Fund - Class A) | | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Class B |FAI13B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Diversified Growth Fund - Class B) | | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Class Y |FAI13I | X | | X | | | X | | | | | | | X | |
(f/k/a Diversified Growth Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Class A |FAI14A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Emerging Growth Fund - Class A) | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE RI SC SD TN TX UT VA VI VT WA WI WV WY
<S> <C>
FAIF - Large Cap Value Fund - Class B |FAI08B | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Stock Fund - Class B) | | | | | | | | | | | | | | |
FAIF - Large Cap Value Fund - Class Y |FAI08I | | | X | | X | | X | | | | X | X | X |
(f/k/a Stock Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Class A |FAI09A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Equity Index Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Class B |FAI09B | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Equity Index Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Equity Index Fund - Class Y |FAI09I | | X | X | | X | | X | | | | X | X | X |
(f/k/a Equity Index Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Class A |FAI10A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Balanced Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Class B |FAI10B | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Balanced Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Balanced Fund - Class Y |FAI10I | | X | X | | X | | X | | | | X | X | X |
(f/k/a Balanced Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Class A |FAI12A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Equity Income Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Class B |FAI12B | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Equity Income Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Equity Income Fund - Class Y |FAI12I | X | X | X | | X | | X | | | | X | X | X |
(f/k/a Equity Income Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Class A |FAI13A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Diversified Growth Fund - Class A) | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Class B |FAI13B | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Diversified Growth Fund - Class B) | | | | | | | | | | | | | | |
FAIF - Large Cap Growth Fund - Class Y |FAI13I | | X | X | | X | | X | | | | X | X | X |
(f/k/a Diversified Growth Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Class A |FAI14A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Emerging Growth Fund - Class A) | | | | | | | | | | | | | | |
</TABLE>
PAGE: 10
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
GROUP:FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE MT NC ND NE NH NJ NM NV NY OH OK OR PA PR
<S> <C>
FAIF - Small Cap Growth Fund - Class B |FAI14B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Emerging Growth Fund - Class B) | | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Class Y |FAI14I | X | X | X | | | X | | | X | | | | X | |
(f/k/a Emerging Growth Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Class A |FAI15A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Regional Equity Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Class B |FAI15B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Regional Equity Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Class Y |FAI15I | X | X | X | | | X | | | X | | | | X | |
(f/k/a Regional Equity Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Class A |FAI16A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Special Equity Fund - Class A | | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Class B |FAI16B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Special Equity Fund - Class B) | | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Class Y |FAI16I | X | X | X | | | X | | | X | | | | X | |
(f/k/a Special Equity Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Technology Fund - Class A |FAI17A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Technology Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Technology Fund - Class B |FAI17B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Technology Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Technology Fund - Class Y |FAI17I | X | X | X | | | X | | | | | | | X | |
(f/k/a Technology Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Class A |FAI18A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Health Sciences Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Class B |FAI18B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Health Sciences Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Class Y |FAI18I | X | X | X | | | X | | | | | | | X | |
(f/k/a Health Sciences Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Class A |FAI19A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Real Estate Securities Fund - Retail Class A) | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE RI SC SD TN TX UT VA VI VT WA WI WV WY
<S> <C>
FAIF - Small Cap Growth Fund - Class B |FAI14B | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Emerging Growth Fund - Class B) | | | | | | | | | | | | | | |
FAIF - Small Cap Growth Fund - Class Y |FAI14I | X | X | X | | X | | X | | | | X | X | X |
(f/k/a Emerging Growth Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Class A |FAI15A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Regional Equity Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Class B |FAI15B | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Regional Equity Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Regional Equity Fund - Class Y |FAI15I | X | X | X | | X | | X | | | | X | X | X |
(f/k/a Regional Equity Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Class A |FAI16A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Special Equity Fund - Class A | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Class B |FAI16B | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Special Equity Fund - Class B) | | | | | | | | | | | | | | |
FAIF - Mid Cap Value Fund - Class Y |FAI16I | X | | X | | X | | X | | | | X | X | X |
(f/k/a Special Equity Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Technology Fund - Class A |FAI17A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Technology Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Technology Fund - Class B |FAI17B | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Technology Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Technology Fund - Class Y |FAI17I | X | X | X | | X | | X | | | | X | X | X |
(f/k/a Technology Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Class A |FAI18A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Health Sciences Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Class B |FAI18B | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Health Sciences Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Health Sciences Fund - Class Y |FAI18I | X | X | X | | X | | X | | X | | X | X | X |
(f/k/a Health Sciences Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Class A |FAI19A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Real Estate Securities Fund - Retail Class A) | | | | | | | | | | | | | | |
</TABLE>
PAGE: 11
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
GROUP:FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE MT NC ND NE NH NJ NM NV NY OH OK OR PA PR
<S> <C>
FAIF - Real Estate Securities Fund - Class B |FAI19B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a Real Estate Securities Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Class Y |FAI19I | X | | X | | | X | | | | | | | | |
(f/k/a Real Estate Securities Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - International Fund - Class A |FAI20A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a International Fund - Retail Class A) | | | | | | | | | | | | | | | |
FAIF - International Fund - Class B |FAI20B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
(f/k/a International Fund - Retail Class B) | | | | | | | | | | | | | | | |
FAIF - International Fund - Class Y |FAI20I | X | X | X | | | X | | | | | | | X | |
(f/k/a International Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Oregon Intermediate Tax Free Fund - Class Y |FAI24C | | X | | | | X | | | | | | X | X | |
(f/k/a Oregon Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class A |FAI25A | | X | | X | X | X | | | X | X | X | X | X | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class Y |FAI25C | | X | | | | X | | | X | | | X | X | |
(f/k/a California Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class A |FAI26A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class B |FAI26B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class Y |FAI26C | X | X | X | | | X | | | | | | X | X | |
(f/k/a Micro Cap Value Fund - Class C)SEC effective 8-5-97 | | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class A |FAI27A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 11-6-97 | | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class B |FAI27B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 11-06-97 | | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class Y |FAI27C | X | X | X | | | X | | | | | | | X | |
(f/k/a Small Cap Value Fund - Class C) SEC effective 11-6-97 | | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class A |FAI28A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 11-06-97 | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE RI SC SD TN TX UT VA VI VT WA WI WV WY
<S> <C>
FAIF - Real Estate Securities Fund - Class B |FAI19B | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a Real Estate Securities Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - Real Estate Securities Fund - Class Y |FAI19I | | | X | | X | | X | | | | X | X | X |
(f/k/a Real Estate Securities Fund - Class C) | | | | | | | | | | | | | | |
FAIF - International Fund - Class A |FAI20A | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a International Fund - Retail Class A) | | | | | | | | | | | | | | |
FAIF - International Fund - Class B |FAI20B | X | X | X | X | X | X | X | | X | X | X | X | X |
(f/k/a International Fund - Retail Class B) | | | | | | | | | | | | | | |
FAIF - International Fund - Class Y |FAI20I | X | X | X | | X | | X | | | | X | X | X |
(f/k/a International Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Oregon Intermediate Tax Free Fund - Class Y |FAI24C | | | | | | | X | | | | | X | X |
(f/k/a Oregon Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class A |FAI25A | | | | | | X | X | | | | | X | X |
SEC effective 8-5-97 | | | | | | | | | | | | | | |
FAIF - California Intermediate Tax Free Fund - Class Y |FAI25C | | | | | | | X | | | | | X | X |
(f/k/a California Intermediate Tax Free Fund - Class C) | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class A |FAI26A | X | X | X | X | X | X | X | | X | X | X | X | X |
SEC effective 8-5-97 | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class B |FAI26B | X | X | X | X | X | X | X | | X | X | X | X | X |
SEC effective 8-5-97 | | | | | | | | | | | | | | |
FAIF - Micro Cap Value Fund - Class Y |FAI26C | | | X | | X | | X | | | | X | X | X |
(f/k/a Micro Cap Value Fund - Class C)SEC effective 8-5-97 | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class A |FAI27A | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-6-97 | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class B |FAI27B | X | X | X | X | X | X | X | X | X | X | X | X | X |
SEC effective 11-06-97 | | | | | | | | | | | | | | |
FAIF - Small Cap Value Fund - Class Y |FAI27C | | | X | | X | | X | X | | | X | X | X |
(f/k/a Small Cap Value Fund - Class C) SEC effective 11-6-97 | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class A |FAI28A | X | X | X | X | X | X | X | | X | X | X | X | X |
SEC effective 11-06-97 | | | | | | | | | | | | | | |
</TABLE>
PAGE: 12
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
GROUP:FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE MT NC ND NE NH NJ NM NV NY OH OK OR PA PR
<S> <C>
FAIF - International Index Fund - Class B |FAI28B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
SEC effective 11-6-97 | | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class Y |FAI28C | X | X | X | | | X | | | | | | | X | |
(f/k/a International Index Fund - Class C)SEC eff. 11-6-97 | | | | | | | | | | | | | | | |
FAIF - Mid Cap Growth Fund - Class A (NCHG from PPFI02A- |FAI29A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
Emerging Growth Fund-Class A) | | | | | | | | | | | | | | | |
FAIF - Mid Cap Growth Fund - Class B |FAI29B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
** Shell class part of Piper / FAI merger --- | | | | | | | | | | | | | | | |
FAIF - Mid Cap Growth Fund - Class Y (NCHG from PPIF02Y-- |FAI29Y | X | X | X | | | X | | X | X | | | | X | |
Emerging Growth Fund Class Y) | | | | | | | | | | | | | | | |
FAIF - Emerging Markets Fund - Class A (NCHG from PPFGF02A-- |FAI30A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
Emerging Markets Growth Fund-Class A) | | | | | | | | | | | | | | | |
FAIF - Emerging Markets Fund - Class B |FAI30B | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
** Shell class part of Piper / FAI merger --- | | | | | | | | | | | | | | | |
FAIF - Emerging Markets Fund - Class Y |FAI30Y | X | X | X | | | X | | X | X | | | | X | |
** Shell class part of Piper / FAI merger -- | | | | | | | | | | | | | | | |
FAI-Adjustable Rate Mortgage Securities Fund-Class A (NCHG |FAI31A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
from PPFII01-Adjustabe Rate Mortgage Securities Fd Class A) | | | | | | | | | | | | | | | |
FAIF - Adjustable Rate Mortgage Securities Fund - Class Y |FAI31Y | X | X | X | | | X | | X | X | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - Tax Free Fund - Class A (NCHG from PPIF08--National |FAI32A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
Tax-Exempt Fund) | | | | | | | | | | | | | | | |
FAIF - Tax Free Fund - Class Y |FAI32Y | X | X | X | | | X | | X | X | | | | X | |
| | | | | | | | | | | | | | | |
FAIF - Minnesota Tax Free Fund - Class A (NCHG from PPFI09A |FAI33A | X | X | X | X | X | X | X | X | X | X | X | X | X | X |
Minnesota Tax-Exempt Fund Class A) | | | | | | | | | | | | | | | |
FAIF - Minnesota Tax Free Fund - Class Y (NCHG from PPFI09Y |FAI33Y | X | X | X | | | X | | X | X | | | | X | |
- --Minnesota Tax-Exempt Fund Class Y) | | | | | | | | | | | | | | | |
FAIF - Strategic Income Fund - Class A |FAI34A | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE RI SC SD TN TX UT VA VI VT WA WI WV WY
<S> <C>
FAIF - International Index Fund - Class B |FAI28B | X | X | X | X | X | X | X | | X | X | X | X | X |
SEC effective 11-6-97 | | | | | | | | | | | | | | |
FAIF - International Index Fund - Class Y |FAI28C | | | X | | X | | X | | | | X | X | X |
(f/k/a International Index Fund - Class C)SEC eff. 11-6-97 | | | | | | | | | | | | | | |
FAIF - Mid Cap Growth Fund - Class A (NCHG from PPFI02A- |FAI29A | X | X | X | X | X | X | X | | X | X | X | X | X |
Emerging Growth Fund-Class A) | | | | | | | | | | | | | | |
FAIF - Mid Cap Growth Fund - Class B |FAI29B | X | X | X | X | X | X | X | | X | X | X | X | X |
** Shell class part of Piper / FAI merger --- | | | | | | | | | | | | | | |
FAIF - Mid Cap Growth Fund - Class Y (NCHG from PPIF02Y-- |FAI29Y | X | X | X | | X | | X | | | | X | X | X |
Emerging Growth Fund Class Y) | | | | | | | | | | | | | | |
FAIF - Emerging Markets Fund - Class A (NCHG from PPFGF02A-- |FAI30A | X | X | X | X | X | X | X | | X | X | X | X | X |
Emerging Markets Growth Fund-Class A) | | | | | | | | | | | | | | |
FAIF - Emerging Markets Fund - Class B |FAI30B | X | X | X | X | X | X | X | | X | X | X | X | X |
** Shell class part of Piper / FAI merger --- | | | | | | | | | | | | | | |
FAIF - Emerging Markets Fund - Class Y |FAI30Y | X | X | X | | X | | X | | | | X | X | X |
** Shell class part of Piper / FAI merger -- | | | | | | | | | | | | | | |
FAI-Adjustable Rate Mortgage Securities Fund-Class A (NCHG |FAI31A | X | X | X | X | X | X | X | | X | X | X | X | X |
from PPFII01-Adjustabe Rate Mortgage Securities Fd Class A) | | | | | | | | | | | | | | |
FAIF - Adjustable Rate Mortgage Securities Fund - Class Y |FAI31Y | X | X | X | | X | | X | | | | X | X | X |
| | | | | | | | | | | | | | |
FAIF - Tax Free Fund - Class A (NCHG from PPIF08--National |FAI32A | X | X | X | X | X | X | X | | X | X | X | X | X |
Tax-Exempt Fund) | | | | | | | | | | | | | | |
FAIF - Tax Free Fund - Class Y |FAI32Y | X | X | X | | X | | X | | | | X | X | X |
| | | | | | | | | | | | | | |
FAIF - Minnesota Tax Free Fund - Class A (NCHG from PPFI09A |FAI33A | X | X | X | X | X | X | X | | X | X | X | X | X |
Minnesota Tax-Exempt Fund Class A) | | | | | | | | | | | | | | |
FAIF - Minnesota Tax Free Fund - Class Y (NCHG from PPFI09Y |FAI33Y | X | X | X | | X | | X | | | | X | X | X |
- --Minnesota Tax-Exempt Fund Class Y) | | | | | | | | | | | | | | |
FAIF - Strategic Income Fund - Class A |FAI34A | X | X | X | X | X | X | X | | X | X | X | X | X |
| | | | | | | | | | | | | | |
</TABLE>
PAGE: 13
<PAGE>
AUTOMATED BUSINESS DEVELOPMENT
CLEAR SKY DIVISION
STATE REGISTRATION REPORT AS OF: 10/01/98 @ 12:02:02
GROUP:FAF
<TABLE>
<CAPTION>
FUND NAMES FUND CODE MT NC ND NE NH NJ NM NV NY OH OK OR PA PR
<S> <C>
FAIF - Strategic Income Fund - Class B |FAI34B | X | X | X | X | X | X | X | X | X | X | X | X | X | |
| | | | | | | | | | | | | | | |
FAIF - Strategic Income Fund - Class Y |FAI34Y | X | X | X | | | X | | X | X | | | | X | |
Stand Alone prospectus | | | | | | | | | | | | | | | |
</TABLE>
[WIDE TABLE CONTINUED FROM ABOVE]
<TABLE>
<CAPTION>
FUND NAMES FUND CODE RI SC SD TN TX UT VA VI VT WA WI WV WY
<S> <C>
FAIF - Strategic Income Fund - Class B |FAI34B | X | X | X | X | X | X | X | | X | X | X | X | X |
| | | | | | | | | | | | | | |
FAIF - Strategic Income Fund - Class Y |FAI34Y | X | X | X | | X | | X | | | | X | X | X |
Stand Alone prospectus | | | | | | | | | | | | | | |
</TABLE>
PAGE: 14
