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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
(Mark One)
[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the quarterly period ended March 31, 1997
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from to
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Commission file number 0-12808
Cade Industries, Inc.
(Exact name of registrant as specified in its charter)
Wisconsin 39-1371038
(State or other jurisdiction (I.R.S. Employer
of incorporation or organization) Identification No.)
5640 Enterprise Drive, Lansing, Michigan 48911
(Address of principal executive offices)
(Zip Code)
(517) 394-1333
(Registrant's telephone number, including area code)
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(Former name, former address and former fiscal
year, if changed since last report)
Indicate by check mark whether the registrant(1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (for such shorter periods that the
registrant was required to file such reports), and (2) has been subject to
such filing requirements for the past 90 days.
Yes X No
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APPLICABLE ONLY TO CORPORATE ISSUERS:
Indicate the number of shares outstanding of each of the issuer's classes of
common stock, as of the latest practical date.
Common Stock, $0.001 Par Value -- 21,676,304 shares as of
May 8, 1997
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The Company is filing this amendment to its Quarterly Report on Form
10-Q for the period ended March 31, 1997 to add the following "Part II -
Item 2."
PART II - OTHER INFORMATION
ITEM 2. CHANGES IN SECURITIES
On February 17, 1997, the Company issued an aggregate of 45,313 shares
of Common Stock pursuant to Section 4(2) of the Securities Act of 1933, as
amended. The shares were issued to officers of the Company pursuant to the
Company's stock bonus plan. Pursuant to the plan, an aggregate of $28,321 worth
of shares valued as of January 1, 1996 were issued.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this amended report to be signed on its behalf by
the undersigned thereunto duly authorized.
CADE INDUSTRIES, INC.
By /s/ Edward B. Stephens
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Edward B. Stephens
Vice President, Treasurer
and Chief Financial Officer
Dated: August 11, 1997
