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Previous: MAXIM SERIES FUND INC, 497J, 2000-02-29 |
Next: NATIONWIDE VARIABLE ACCOUNT II, NSAR-U, 2000-02-29 |
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Form NSAR Item 77.O Transactions effected pursuant to Rule 10F3 Variable Insurance Products Fund |
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|
Series |
Fund |
Size of |
Aggregate |
Shares |
Transaction |
||||||||||||
|
Number |
Number |
Fund |
Trade Date |
Settle Date |
Security Name: |
Offering: |
Offering Value |
Price: |
Purchased |
Value |
Underwriter Fidelity Purchased From |
Underwriting Members:(1) |
Underwriting Members:(2) |
Underwriting Members:(3) |
Underwriting Members:(4) |
Underwriting Members:(5) |
Underwriting Members:(6) |
|
3 |
211 |
VIP EQUITY-INCOME |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
1,500 |
31,500 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|
|
3 |
211 |
VIP EQUITY-INCOME |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
3,000 |
45,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
|
3 |
211 |
VIP EQUITY-INCOME |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
6,200 |
86,800 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|
|
3 |
211 |
VIP EQUITY-INCOME |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
6,900 |
75,900 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
3 |
211 |
VIP EQUITY-INCOME |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
3,600 |
43,200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
|
3 |
211 |
VIP EQUITY-INCOME |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
2,600 |
33,800 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
|
3 |
211 |
VIP EQUITY-INCOME |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
1,800 |
30,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
4 |
212 |
VIP GROWTH |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
2,300 |
48,300 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|
|
4 |
212 |
VIP GROWTH |
12/09/1999 |
15-Dec-99 |
Tularik |
6,950,000 |
97,300,000 |
14 |
12,200 |
170,800 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
J.P. Morgan Securities Inc. |
Warburg Dillon Read LLC |
BZ Bank Limited |
Fidelity Capital Markets |
|
4 |
212 |
VIP GROWTH |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
4,200 |
63,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
|
4 |
212 |
VIP GROWTH |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
9,000 |
126,000 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|
|
4 |
212 |
VIP GROWTH |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
10,000 |
110,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
4 |
212 |
VIP GROWTH |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
5,100 |
61,200 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
|
4 |
212 |
VIP GROWTH |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
3,600 |
46,800 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
|
4 |
212 |
VIP GROWTH |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
2,700 |
45,900 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
5 |
221 |
VIP OVERSEAS |
12/08/1999 |
13-Dec-99 |
Preview Systems, Inc. |
3,800,000 |
79,800,000 |
21 |
300 |
6,300 |
BancBoston Robertson Stephens Inc. |
BancBoston Robertson Stephens Inc. |
Dain Rauscher Wessels |
SoundView Technology Group, Inc. |
E*Offering Corp |
Fidelity Capital Markets |
|
|
5 |
221 |
VIP OVERSEAS |
11/22/1999 |
29-Nov-99 |
deltathree.com |
6,000,000 |
90,000,000 |
15 |
600 |
9,000 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Lazard Freres & Co. LLC |
Fidelity Capital Markets |
|
|
5 |
221 |
VIP OVERSEAS |
12/06/1999 |
10-Dec-99 |
Harris Interactive |
5,800,000 |
81,200,000 |
14 |
1,300 |
18,200 |
Lehman Brothers Inc. |
Lehman Brothers Inc. |
U.S. Bancorp Piper Jaffray Inc. |
Volpe Brown Whelan & Company, LLC |
E*Offering Corp. |
Fidelity Capital Markets |
|
|
5 |
221 |
VIP OVERSEAS |
12/07/1999 |
10-Dec-99 |
HealthCentral.com |
7,500,000 |
82,500,000 |
11 |
1,600 |
17,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Hambrecht & Quist LLC |
Pacific Growth Equities, Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
|
5 |
221 |
VIP OVERSEAS |
12/09/1999 |
15-Dec-99 |
El Sitio, Inc. |
8,500,000 |
136,000,000 |
16 |
19,700 |
315,200 |
Credit Suisse First Boston Corporation |
Credit Suisse First Boston Corporation |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Salomon Smith Barney Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
5 |
221 |
VIP OVERSEAS |
11/16/1999 |
22-Nov-99 |
Korea Thrunet Co., Ltd. |
10,100,000 |
181,800,000 |
18 |
11,700 |
210,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Bear Stearns & Co., Inc. |
CIBC World Markets Corp. |
Fidelity Capital Markets |
||
|
5 |
221 |
VIP OVERSEAS |
11/19/1999 |
24-Nov-99 |
Mediaplex |
6,000,000 |
72,000,000 |
12 |
800 |
9,600 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
SG Cowen Securities Corporation |
U.S. Bancorp Piper Jaffray Inc. |
Fidelity Capital Markets |
|
|
|
5 |
221 |
VIP OVERSEAS |
11/12/1999 |
17-Nov-99 |
NetCreations Inc. |
3,300,000 |
42,900,000 |
13 |
500 |
6,500 |
Friedman, Billings, Ramsey & Co, Inc. |
Friedman, Billings, Ramsey & Co, Inc. |
C.E. Unterberg, Towbin |
fbr.com, a division of FBR Investment Services, Inc. |
Fidelity Capital Markets |
|
|
|
5 |
221 |
VIP OVERSEAS |
12/08/1999 |
13-Dec-99 |
NetRatings |
4,000,000 |
68,000,000 |
17 |
400 |
6,800 |
Lehman Brothers, Inc. |
Lehman Brothers, Inc. |
Banc of America Securities LLC |
CIBC World Markets Corp. |
C.E. Unterberg, Towbin |
Fidelity Capital Markets |
|
|
5 |
221 |
VIP OVERSEAS |
12/09/1999 |
15-Dec-99 |
El Sitio, Inc. |
8,500,000 |
136,000,000 |
16 |
200 |
3,200 |
Lehman Brothers, Inc. |
Credit Suisse First Boston Corporation |
Lehman Brothers, Inc. |
Merrill Lynch, Pierce, Fenner & Smith Inc. |
Salomon Smith Barney Inc. |
Wit Capital Corporation |
Fidelity Capital Markets |
|
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