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[DESCRIPTION] Quarterly Report on Form 13F
<PAGE>
United States Securities and Exchange Commission
Washington, D.C. 20549
FORM 13F
Report for the Calendar Year or Quarter Ended September 30, 1999
- --------------------------------------------------------------------------------
Check here if Amendment: [_] Amendment No.________
This Amendment [_] is a restatement
[_] adds new holdings entries
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager Filing this Report:
First American Trust Company
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Address:
421 North Main Street, Santa Ana, California 92701
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
The institutional investment manager filing this Report and the person
by whom it is signed hereby represent that the person signing the Report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists and tables are considered integral parts of
this Form.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of Newport Beach and the State of
California on the 14th day of May, 1999.
First American Trust Company
- --------------------------------------------------------------------------------
Person Signing this Report on Behalf of Reporting Manager: (Name of
Institutional
Investment Manager)
Name: Regis Chen
Title: Operations Officer
Phone: (714) 647-2709 /s/ REGIS CHEN
------------------------
(Signature of
Person Duly Authorized
to Submit This Report)
- --------------------------------------------------------------------------------
Report Type:
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
Reporting Manager are reported in this Report)
[_] 13F NOTICE. (Check here if no holdings are reported in this
Report, and all holdings are reported by other Reporting
Manager(s))
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this Reporting Manager are reported in this Report and a
portion are reported by other Reporting Manager(s))
- --------------------------------------------------------------------------------
<PAGE>
- --------------------------------------------------------------------------------
Report Summary:
Number of Other Included Managers:
Form 13-F Information Table Entry Total:
Form 13-F Information Table Value Total:
- --------------------------------------------------------------------------------
List of Other Included Managers
Name and Form 13-F File numbers of all institutional investment managers
with respect to which this Report is filed, other than the manager filing this
Report.
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COMMON 001957-10-9 5,128 112,274 (A) SOLE (A) SOLE
91,353 111,324
(B) DEFINED (B) SHARED
20,921 200
(C) OTHER (C) NONE
750
ABBOTT LABORATORIES COMMON 002824-10-0 2,058 55,650 (A) SOLE (A) SOLE
38,340 54,450
(B) DEFINED (B) SHARED
17,310 1,200
(C) OTHER (C) NONE
AEGON N.V. -AMERICAN REG SHR COMMON 007924-10-3 1,550 17,124 (A) SOLE (A) SOLE
770 14,518
(B) DEFINED (B) SHARED
16,354 2,606
(C) OTHER (C) NONE
ALBERTSON'S INC COMMON 013104-10-4 1,458 42,520 (A) SOLE (A) SOLE
37,320 42,520
(B) DEFINED (B) SHARED
5,200
(C) OTHER (C) NONE
ALLERGAN INC COMMON 018490-10-2 15,916 144,696 (A) SOLE (A) SOLE
144,696 144,696
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
AMERICAN HOME PRODUCTS CORP COMMON 026609-10-7 8,091 153,038 (A) SOLE (A) SOLE
108,328 145,938
(B) DEFINED (B) SHARED
44,710 1,300
(C) OTHER (C) NONE
5,800
AMERICAN INTL GROUP COMMON 026874-10-7 14,095 131,426 (A) SOLE (A) SOLE
105,877 128,736
(B) DEFINED (B) SHARED
25,549 2,190
(C) OTHER (C) NONE
500
</TABLE>
Page 1 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ANHEUSER BUSCH COS INC COMMON 035229-10-3 490 6,861 (A) SOLE (A) SOLE
5,111 6,861
(B) DEFINED (B) SHARED
1,750
(C) OTHER (C) NONE
ASSOCIATES FIRST CAPITAL - A COMMON 046008-10-8 764 21,766 (A) SOLE (A) SOLE
9,174 21,622
(B) DEFINED (B) SHARED
12,592
(C) OTHER (C) NONE
144
ATLANTIC RICHFIELD CO COMMON 048825-10-3 367 3,980 (A) SOLE (A) SOLE
1,400 2,200
(B) DEFINED (B) SHARED
2,580 1,780
(C) OTHER (C) NONE
AUTOMATIC DATA PROCESSING COMMON 053015-10-3 1,064 22,126 (A) SOLE (A) SOLE
5,726 15,726
(B) DEFINED (B) SHARED
16,400 400
(C) OTHER (C) NONE
6,000
AVERY DENNISON CORP COMMON 053611-10-9 4,950 80,409 (A) SOLE (A) SOLE
80,409 80,409
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
BP AMOCO PLC - SPONS ADR COMMON 055622-10-4 771 13,456 (A) SOLE (A) SOLE
8,780 13,456
(B) DEFINED (B) SHARED
4,676
(C) OTHER (C) NONE
BRE PROPERTIES COMMON 05564E-10-6 661 28,798 (A) SOLE (A) SOLE
21,998 28,798
(B) DEFINED (B) SHARED
6,800
(C) OTHER (C) NONE
</TABLE>
Page 2 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
BANK OF AMERICA CORP COMMON 060505-10-4 11,243 175,874 (A) SOLE (A) SOLE
139,191 170,735
(B) DEFINED (B) SHARED
35,095 1,493
(C) OTHER (C) NONE
1,588 3,646
BANK ONE CORP COMMON 06423A-10-3 3,179 81,922 (A) SOLE (A) SOLE
7,022 81,922
(B) DEFINED (B) SHARED
74,900
(C) OTHER (C) NONE
BAXTER INTL INC COMMON 071813-10-9 305 4,800 (A) SOLE (A) SOLE
4,100 4,800
(B) DEFINED (B) SHARED
700
(C) OTHER (C) NONE
BECKMAN COULTER INC COMMON 075811-10-9 4,298 86,728 (A) SOLE (A) SOLE
86,728 86,728
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
BELL ATLANTIC CORP COMMON 077853-10-9 1,546 24,606 (A) SOLE (A) SOLE
14,380 22,692
(B) DEFINED (B) SHARED
10,226 1,714
(C) OTHER (C) NONE
200
BELLSOUTH CORP COMMON 079860-10-2 3,991 85,606 (A) SOLE (A) SOLE
51,456 83,506
(B) DEFINED (B) SHARED
34,150 2,100
(C) OTHER (C) NONE
BERKSHIRE HATHAWAY INC COMMON 084670-10-8 2,313 38 (A) SOLE (A) SOLE
33 33
(B) DEFINED (B) SHARED
5 5
(C) OTHER (C) NONE
</TABLE>
Page 3 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BESTFOODS COMMON 08658U-10-1 3,794 68,379 (A) SOLE (A) SOLE
52,975 68,279
(B) DEFINED (B) SHARED
15,404
(C) OTHER (C) NONE
100
BOEING CO COMMON 097023-10-5 4,700 113,458 (A) SOLE (A) SOLE
87,234 111,142
(B) DEFINED (B) SHARED
26,224 500
(C) OTHER (C) NONE
1,816
BRISTOL MYERS SQUIBB CO COMMON 110122-10-8 11,474 151,733 (A) SOLE (A) SOLE
94,177 142,733
(B) DEFINED (B) SHARED
57,556 1,100
(C) OTHER (C) NONE
7,900
BURLINGTON NORTHERN SANTA FE COMMON 12189T-10-4 1,642 54,650 (A) SOLE (A) SOLE
48,300 54,650
(B) DEFINED (B) SHARED
6,350
(C) OTHER (C) NONE
CATERPILLAR INC COMMON 149123-10-1 2,872 53,320 (A) SOLE (A) SOLE
40,205 53,120
(B) DEFINED (B) SHARED
13,115
(C) OTHER (C) NONE
200
CENTRAL & SOUTH WEST CORP COMMON 152357-10-9 303 14,100 (A) SOLE (A) SOLE
6,500 12,400
(B) DEFINED (B) SHARED
7,600 700
(C) OTHER (C) NONE
1,000
CHASE MANHATTAN CORP COMMON 16161A-10-8 6,954 83,733 (A) SOLE (A) SOLE
74,200 83,333
(B) DEFINED (B) SHARED
9,533 100
(C) OTHER (C) NONE
300
</TABLE>
Page 4 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CHEVRON CORP COMMON 166751-10-7 5,206 58,338 (A) SOLE (A) SOLE
38,705 56,538
(B) DEFINED (B) SHARED
19,633 600
(C) OTHER (C) NONE
1,200
CISCO SYSTEMS COMMON 17275R-10-2 13,902 187,240 (A) SOLE (A) SOLE
153,337 182,679
(B) DEFINED (B) SHARED
33,903 3,511
(C) OTHER (C) NONE
1,050
CITIGROUP INC COMMON 172967-10-1 2,184 41,377 (A) SOLE (A) SOLE
450 37,402
(B) DEFINED (B) SHARED
40,927 3,975
(C) OTHER (C) NONE
CITY NATIONAL CORP COMMON 178566-10-5 215 5,509 (A) SOLE (A) SOLE
(B) DEFINED (B) SHARED
5,509
(C) OTHER (C) NONE
5,509
COCA COLA CO COMMON 191216-10-0 8,686 150,096 (A) SOLE (A) SOLE
90,466 147,996
(B) DEFINED (B) SHARED
59,630 1,300
(C) OTHER (C) NONE
800
DAYTON HUDSON CORP COMMON 239753-10-6 247 4,000 (A) SOLE (A) SOLE
4,000 4,000
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
THE WALT DISNEY CO COMMON 254687-10-6 5,370 227,370 (A) SOLE (A) SOLE
179,965 222,420
(B) DEFINED (B) SHARED
47,405 4,400
(C) OTHER (C) NONE
550
</TABLE>
Page 5 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
- -----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DOW CHEMICAL COMMON 260543-10-3 2,119 17,574 (A) SOLE (A) SOLE
15,629 17,149
(B) DEFINED (B) SHARED
1,945
(C) OTHER (C) NONE
425
DU PONT (E I) DE NEMOURS COMMON 263534-10-9 738 12,054 (A) SOLE (A) SOLE
1,954 12,054
(B) DEFINED (B) SHARED
10,100
(C) OTHER (C) NONE
EMC CORP/MASS COMMON 268648-10-2 730 10,000 (A) SOLE (A) SOLE
10,000 10,000
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
ECOLAB INC COMMON 278865-10-0 270 8,000 (A) SOLE (A) SOLE
8,000 8,000
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
EDISON INTERNATIONAL COMMON 281020-10-7 656 23,032 (A) SOLE (A) SOLE
12,848 20,248
(B) DEFINED (B) SHARED
10,184 2,784
(C) OTHER (C) NONE
EMERSON ELECTRIC CO COMMON 291011-10-4 1,399 24,190 (A) SOLE (A) SOLE
4,940 24,190
(B) DEFINED (B) SHARED
19,250
(C) OTHER (C) NONE
EXXON CORP COMMON 302290-10-1 12,253 162,717 (A) SOLE (A) SOLE
85,201 141,677
(B) DEFINED (B) SHARED
77,516 17,340
(C) OTHER (C) NONE
3,700
</TABLE>
Page 6 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
- -----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FPL GROUP INC COMMON 302571-10-4 499 10,587 (A) SOLE (A) SOLE
7,150 10,187
(B) DEFINED (B) SHARED
3,437 400
(C) OTHER (C) NONE
FEDERAL NATL MORTGAGE ASSN COMMON 313586-10-9 212 3,060 (A) SOLE (A) SOLE
3,060 2,360
(B) DEFINED (B) SHARED
3,437 200
(C) OTHER (C) NONE
500
FIRST AMERICAN FINANCIAL CORP COMMON 318522-30-7 40,317 2,816,852 (A) SOLE (A) SOLE
2,816,852 2,816,852
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
FIRST DATA CORP COMMON 319963-10-4 1,815 40,575 (A) SOLE (A) SOLE
31,875 40,575
(B) DEFINED (B) SHARED
8,700
(C) OTHER (C) NONE
FLEET BOSTON CORP COMMON 33901A-10-8 5,132 124,431 (A) SOLE (A) SOLE
105,631 123,731
(B) DEFINED (B) SHARED
18,800 600
(C) OTHER (C) NONE
100
FLORIDA PROGRESS CORP COMMON 341109-10-6 412 9,275 (A) SOLE (A) SOLE
4,225 8,075
(B) DEFINED (B) SHARED
5,050
(C) OTHER (C) NONE
1,200
FORD MOTOR COMPANY COMMON 345370-10-0 6,604 122,169 (A) SOLE (A) SOLE
90,488 120,694
(B) DEFINED (B) SHARED
31,681 200
(C) OTHER (C) NONE
1,275
</TABLE>
Page 7 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
- -----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FORTUNE BRANDS INC COMMON 349631-10-1 247 7,500 (A) SOLE (A) SOLE
1,400 4,900
(B) DEFINED (B) SHARED
6,100 1,200
(C) OTHER (C) NONE
1,400
GTE CORP COMMON 362320-10-3 1,133 15,442 (A) SOLE (A) SOLE
10,072 14,516
(B) DEFINED (B) SHARED
5,370
(C) OTHER (C) NONE
926
GANNETT CO COMMON 364730-10-1 200 2,720 (A) SOLE (A) SOLE
2,720 2,720
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
GENERAL ELECTRIC COMPANY COMMON 369604-10-3 25,430 190,677 (A) SOLE (A) SOLE
135,526 179,927
(B) DEFINED (B) SHARED
55,151 10,000
(C) OTHER (C) NONE
750
GENERAL MILLS INC COMMON 370334-10-4 266 6,500 (A) SOLE (A) SOLE
2,400 6,500
(B) DEFINED (B) SHARED
4,100
(C) OTHER (C) NONE
GILLETTE CO COMMON 375766-10-2 1,336 38,292 (A) SOLE (A) SOLE
1,600 2,000
(B) DEFINED (B) SHARED
36,692 36,292
(C) OTHER (C) NONE
HEWLETT PACKARD CO COMMON 428236-10-3 8,906 114,642 (A) SOLE (A) SOLE
96,077 112,042
(B) DEFINED (B) SHARED
18,565 800
(C) OTHER (C) NONE
1,800
</TABLE>
Page 8 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
- -----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HOME DEPOT INC COMMON 437076-10-2 11,109 142,208 (A) SOLE (A) SOLE
117,909 141,058
(B) DEFINED (B) SHARED
24,299 450
(C) OTHER (C) NONE
700
INTEL CORP COMMON 458140-10-0 18,341 229,084 (A) SOLE (A) SOLE
174,114 219,734
(B) DEFINED (B) SHARED
54,970 4,450
(C) OTHER (C) NONE
4,900
IBM CORP COMMON 459200-10-1 16,304 174,153 (A) SOLE (A) SOLE
141,793 171,253
(B) DEFINED (B) SHARED
32,360 1,300
(C) OTHER (C) NONE
1,600
JOHNSON & JOHNSON INC COMMON 478160-10-4 9,918 95,719 (A) SOLE (A) SOLE
79,994 93,569
(B) DEFINED (B) SHARED
15,725 1,650
(C) OTHER (C) NONE
500
KELLOGG CO COMMON 487836-10-8 323 9,100 (A) SOLE (A) SOLE
4,500 6,300
(B) DEFINED (B) SHARED
4,600
(C) OTHER (C) NONE
2,800
KIMBERLY CLARK CORP COMMON 494368-10-3 251 3,920 (A) SOLE (A) SOLE
400 3,920
(B) DEFINED (B) SHARED
3,520
(C) OTHER (C) NONE
KIRKHILL AIRCRAFT PARTS CO COMMON 49739A-99-5 589 1,222 (A) SOLE (A) SOLE
1,222
(B) DEFINED (B) SHARED
1,222
(C) OTHER (C) NONE
</TABLE>
Page 9 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
- -----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
KLONDEX MINES LTD COMMON 498696-10-3 11 80,500 (A) SOLE (A) SOLE
80,500 80,500
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
LASER MED CORP COMMON 517993-10-1 10,444 (A) SOLE (A) SOLE
"IN BANKRUPTCY" 10,444 10,444
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
LILLY (ELI) & CO COMMON 532457-10-8 6,947 93,886 (A) SOLE (A) SOLE
86,656 93,786
(B) DEFINED (B) SHARED
7,230 100
(C) OTHER (C) NONE
LUCENT TECHNOLOGIES INC COMMON 549463-10-7 2,518 34,387 (A) SOLE (A) SOLE
21,659 34,131
(B) DEFINED (B) SHARED
12,728
(C) OTHER (C) NONE
256
M.B.I.A. INC. COMMON 55262C-10-0 1,195 23,525 (A) SOLE (A) SOLE
16,550 23,525
(B) DEFINED (B) SHARED
6,975
(C) OTHER (C) NONE
MBNA CORP COMMON 55262L-10-0 8,701 320,051 (A) SOLE (A) SOLE
246,967 318,546
(B) DEFINED (B) SHARED
73,084 300
(C) OTHER (C) NONE
1,205
MCI WORLDCOM INC COMMON 55268B-10-6 8,467 99,475 (A) SOLE (A) SOLE
84,413 97,925
(B) DEFINED (B) SHARED
15,062 450
(C) OTHER (C) NONE
1,100
</TABLE>
Page 10 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
- -----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MC DONALDS CORP COMMON 580135-10-1 872 18,825 (A) SOLE (A) SOLE
14,025 14,625
(B) DEFINED (B) SHARED
4,800 2,600
(C) OTHER (C) NONE
1,600
MC GRAW HILL INC COMMON 580645-10-9 3,499 60,100 (A) SOLE (A) SOLE
51,500 60,100
(B) DEFINED (B) SHARED
8,600
(C) OTHER (C) NONE
MEDTRONIC INC COMMON 585055-10-6 456 13,000 (A) SOLE (A) SOLE
13,000 11,600
(B) DEFINED (B) SHARED
400
(C) OTHER (C) NONE
1,000
MERCK & CO INC COMMON 589331-10-7 11,439 146,668 (A) SOLE (A) SOLE
113,828 142,868
(B) DEFINED (B) SHARED
32,840 2,500
(C) OTHER (C) NONE
1,300
MERRILL LYNCH & CO COMMON 590188-10-8 6,633 86,090 (A) SOLE (A) SOLE
76,165 85,590
(B) DEFINED (B) SHARED
9,925 300
(C) OTHER (C) NONE
200
MICROSOFT CORP COMMON 594918-10-4 21,273 239,365 (A) SOLE (A) SOLE
180,795 231,965
(B) DEFINED (B) SHARED
58,570 3,600
(C) OTHER (C) NONE
3,800
MINNESOTA MNG & MFG CO COMMON 604059-10-5 1,329 14,145 (A) SOLE (A) SOLE
9,225 14,145
(B) DEFINED (B) SHARED
4,920
(C) OTHER (C) NONE
</TABLE>
Page 11 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
- -----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MOBIL CORP COMMON 607059-10-2 7,506 76,648 (A) SOLE (A) SOLE
61,348 75,812
(B) DEFINED (B) SHARED
15,300 536
(C) OTHER (C) NONE
300
MONSANTO CO COMMON 611662-10-7 4,401 99,183 (A) SOLE (A) SOLE
54,583 99,083
(B) DEFINED (B) SHARED
44,600 100
(C) OTHER (C) NONE
J P MORGAN & CO COMMON 616880-10-0 218 1,625 (A) SOLE (A) SOLE
1,300 1,625
(B) DEFINED (B) SHARED
325
(C) OTHER (C) NONE
MORGAN STANLEY DEAN WITTER COMMON 617446-44-8 9,477 85,720 (A) SOLE (A) SOLE
& CO 73,020 85,220
(B) DEFINED (B) SHARED
12,700 100
(C) OTHER (C) NONE
400
MOTOROLA INC COMMON 620076-10-9 731 6,628 (A) SOLE (A) SOLE
5,283 6,478
(B) DEFINED (B) SHARED
1,345
(C) OTHER (C) NONE
150
NOKIA CORP SPONS ADR COMMON 654902-20-4 340 3,000 (A) SOLE (A) SOLE
CLASS A 3,000 3,000
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
OHIO VALLEY BANC CORP COMMON 677719-10-6 212 6,250 (A) SOLE (A) SOLE
6,250 6,250
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
</TABLE>
Page 12 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
- -----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ORACLE SYSTEMS CORP COMMON 68389X-10-5 6,162 105,461 (A) SOLE (A) SOLE
101,336 105,461
(B) DEFINED (B) SHARED
4,125
(C) OTHER (C) NONE
P G & E CORPORATION COMMON 69331C-10-8 238 10,070 (A) SOLE (A) SOLE
4,270 10,070
(B) DEFINED (B) SHARED
5,800
(C) OTHER (C) NONE
PEPSICO INC COMMON 713448-10-8 5,384 164,445 (A) SOLE (A) SOLE
105,760 157,345
(B) DEFINED (B) SHARED
58,685 200
(C) OTHER (C) NONE
6,900
PFIZER INC COMMON 717081-10-3 9,350 267,155 (A) SOLE (A) SOLE
194,640 263,705
(B) DEFINED (B) SHARED
72,515 2,700
(C) OTHER (C) NONE
750
PHILIP MORRIS COMPANIES INC COMMON 718154-10-7 1,314 51,836 (A) SOLE (A) SOLE
25,021 45,236
(B) DEFINED (B) SHARED
26,815
(C) OTHER (C) NONE
6,600
PRAXAIR INC COMMON 74005P-10-4 280 6,000 (A) SOLE (A) SOLE
6,000
(B) DEFINED (B) SHARED
6,000
(C) OTHER (C) NONE
PROCTER & GAMBLE COMMON 742718-10-9 13,245 123,220 (A) SOLE (A) SOLE
91,995 117,270
(B) DEFINED (B) SHARED
31,225 600
(C) OTHER (C) NONE
5,350
</TABLE>
Page 13 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
- -----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PROVIDIAN FINANCIAL CORP COMMON 74406A-10-2 1,188 13,112 (A) SOLE (A) SOLE
13,112
(B) DEFINED (B) SHARED
13,112
(C) OTHER (C) NONE
QUALCOMM INC COMMON 747525-10-3 209 700 (A) SOLE (A) SOLE
700 700
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
REAL SILK INVESTMENTS INC COMMON 756027-10-8 202 300 (A) SOLE (A) SOLE
300 300
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
ROYAL DUTCH PETROLEUM CO COMMON 780257-80-4 4,429 74,778 (A) SOLE (A) SOLE
NY REGISTRY SHS 61,142 71,078
(B) DEFINED (B) SHARED
13,636 1,200
(C) OTHER (C) NONE
2,500
SBC COMMUNICATIONS INC COMMON 78387G-10-3 7,516 147,930 (A) SOLE (A) SOLE
100,664 144,875
(B) DEFINED (B) SHARED
47,266 3,055
(C) OTHER (C) NONE
SARA LEE CORP COMMON 803111-10-3 3,380 128,802 (A) SOLE (A) SOLE
59,560 121,202
(B) DEFINED (B) SHARED
69,242
(C) OTHER (C) NONE
7,600
SCHERING PLOUGH COMMON 806605-10-1 512 9,278 (A) SOLE (A) SOLE
4,978 8,278
(B) DEFINED (B) SHARED
4,300 1,000
(C) OTHER (C) NONE
</TABLE>
Page 14 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
- -----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CHARLES SCHWAB CORP NEW COMMON 808513-10-5 722 18,300 (A) SOLE (A) SOLE
14,400 14,400
(B) DEFINED (B) SHARED
3,900 3,900
(C) OTHER (C) NONE
SMITHKLINE BEECHAM PLC-ADR COMMON 832378-30-1 24,193 337,780 (A) SOLE (A) SOLE
337,780 337,780
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
SOCALAND CORP COMMON 832997-10-0 700 118 (A) SOLE (A) SOLE
118
(B) DEFINED (B) SHARED
118
(C) OTHER (C) NONE
SOLECTRON CORP COMMON 834182-10-7 6,393 77,500 (A) SOLE (A) SOLE
74,000 77,500
(B) DEFINED (B) SHARED
3,500
(C) OTHER (C) NONE
SPRINT CORP (FON GROUP) COMMON 852061-10-0 334 4,700 (A) SOLE (A) SOLE
500 1,500
(B) DEFINED (B) SHARED
4,200
(C) OTHER (C) NONE
3,200
TEXACO INC COMMON 881694-10-3 501 8,054 (A) SOLE (A) SOLE
3,206 8,054
(B) DEFINED (B) SHARED
4,848
(C) OTHER (C) NONE
TEXAS INSTRUMENTS COMMON 882508-10-4 13,295 142,297 (A) SOLE (A) SOLE
110,475 142,097
(B) DEFINED (B) SHARED
31,822 200
(C) OTHER (C) NONE
</TABLE>
Page 15 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
- -----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TYCO INTERNATIONAL LTD COMMON 902124-10-6 503 11,946 (A) SOLE (A) SOLE
11,946 10,446
(B) DEFINED (B) SHARED
300
(C) OTHER (C) NONE
1,200
UNION CARBIDE CORP HLDG CO COMMON 905581-10-4 371 6,000 (A) SOLE (A) SOLE
6,000
(B) DEFINED (B) SHARED
6,000
(C) OTHER (C) NONE
UNION PACIFIC CORP COMMON 907818-10-8 242 4,564 (A) SOLE (A) SOLE
550 550
(B) DEFINED (B) SHARED
4,014 4,014
(C) OTHER (C) NONE
UNITED PARCEL SERVICE COMMON 911308-10-4 1,432 28,080 (A) SOLE (A) SOLE
OF AMERICA INC 28,080 28,080
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
US WEST INC COMMON 91273H-10-1 450 7,143 (A) SOLE (A) SOLE
3,901 6,743
(B) DEFINED (B) SHARED
3,242 400
(C) OTHER (C) NONE
UNITED TECHNOLOGIES CORP COMMON 913017-10-9 1,192 21,740 (A) SOLE (A) SOLE
19,190 21,640
(B) DEFINED (B) SHARED
2,550 100
(C) OTHER (C) NONE
VODAFONE AIRTOUCH PLC - SP ADR COMMON 92857T-10-7 1,921 36,641 (A) SOLE (A) SOLE
15,391 36,641
(B) DEFINED (B) SHARED
21,250
(C) OTHER (C) NONE
</TABLE>
Page 16 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
- -----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WAL-MART STORES INC COMMON 931142-10-3 14,637 254,014 (A) SOLE (A) SOLE
205,684 249,314
(B) DEFINED (B) SHARED
48,330 700
(C) OTHER (C) NONE
4,000
WALGREEN CO COMMON 931422-10-9 3,235 123,265 (A) SOLE (A) SOLE
5,000 3,600
(B) DEFINED (B) SHARED
118,265 118,265
(C) OTHER (C) NONE
1,400
WARNER LAMBERT CO COMMON 934488-10-7 2,951 32,775 (A) SOLE (A) SOLE
5,425 20,925
(B) DEFINED (B) SHARED
27,350 3,300
(C) OTHER (C) NONE
8,550
WASHINGTON MUTUAL INC COMMON 939322-10-3 228 6,525 (A) SOLE (A) SOLE
5,378 6,188
(B) DEFINED (B) SHARED
1,147
(C) OTHER (C) NONE
337
WELLS FARGO COMPANY COMMON 949746-10-1 13,126 288,901 (A) SOLE (A) SOLE
241,006 286,101
(B) DEFINED (B) SHARED
47,895 700
(C) OTHER (C) NONE
2,100
WKR PROPERTIES INC COMMON 976996-10-8 411 325 (A) SOLE (A) SOLE
325 325
(B) DEFINED (B) SHARED
(C) OTHER (C) NONE
XEROX CORP COMMON 984121-10-3 2,820 110,600 (A) SOLE (A) SOLE
92,050 110,400
(B) DEFINED (B) SHARED
18,550
(C) OTHER (C) NONE
200
</TABLE>
Page 17 of 19
<PAGE>
<TABLE>
<CAPTION>
FORM 13F SECURITY REPORT REPORT DATE 11/10/99
- -----------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER CLASS CUSIP FAIR MARKET SHARES OR INVESTMENT MANAGER VOTING AUTHORITY
NUMBER VALUE (X1000) PRINCIPAL DISCRETION
- -----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TOTAL 558,587
</TABLE>
Page 18 of 19
<PAGE>
REPORTING-MANAGER:
SUBMITTING-OFFICIAL:
I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION IN
THIS FORM AND THE ATTACHMENTS TO IT IS TRUE, CORRECT AND COMPLETE AND I
UNDERSTAND THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934.
SIGNATURE: /s/ REGIS CHEN
----------------------------------
DATE: 11/10/99
----------------------------------
Page 19 of 19
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