FIRST CHICAGO CORP
SC 13G, 1994-02-14
NATIONAL COMMERCIAL BANKS
Previous: FIRST CHICAGO CORP, SC 13G, 1994-02-14
Next: FIRST CHICAGO CORP, SC 13G, 1994-02-14



<PAGE>

                                 UNITED STATES
                                 -------------
                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON D.C. 20549


                                 SCHEDULE 13G

                   UNDER THE SECURITIES EXCHANGE ACT OF 1934
                             (AMENDMENT NO. _____)*


                               SUMMA FOUR, INC.
                               ----------------
                               (Name of Issuer)

                                 Common Stock
                                 ------------
                         (Title of Class of Securities)

                                 865628 10 1
                                 -----------
                                (CUSIP Number)


Check the following box if a fee is being paid with this statement [X]. (A fee
is not required only if the filing person:  (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)

*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>

  CUSIP No. 865628 10 1                   13G               Page 2 of 7 Pages
 
- ------------------------------------------------------------------------------
      NAME OF REPORTING PERSON
 1    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 
                          
            First Capital Corporation of Chicago  36-2464372
- ------------------------------------------------------------------------------
      CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 2                                                              (a) [_]
                                                                (b) [X]
                                                 
- ------------------------------------------------------------------------------
      SEC USE ONLY
 3
            

- ------------------------------------------------------------------------------
      CITIZENSHIP OR PLACE OF ORGANIZATION
 4    
            Illinois

- ------------------------------------------------------------------------------
                          SOLE VOTING POWER
                     5     
     NUMBER OF                367,528 shares
 
      SHARES       -----------------------------------------------------------
                          SHARED VOTING POWER
   BENEFICIALLY      6    
                              
     OWNED BY
                   -----------------------------------------------------------
       EACH               SOLE DISPOSITIVE POWER
                     7     
    REPORTING                 367,528 shares
 
      PERSON       -----------------------------------------------------------
                          SHARED DISPOSITIVE POWER
       WITH          8    
                              
- ------------------------------------------------------------------------------
      AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 9    
            367,528 shares

- ------------------------------------------------------------------------------
      CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10                  
 
 
- ------------------------------------------------------------------------------
      PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11    
            6.13%

- ------------------------------------------------------------------------------
      TYPE OF REPORTING PERSON*
12
            CO

- ------------------------------------------------------------------------------
<PAGE>

  CUSIP No. 865628 10 1                   13G               Page 3 of 7 Pages
 
- ------------------------------------------------------------------------------
      NAME OF REPORTING PERSON
 1    S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 
                          
            The First Chicago Corporation  36-2669970
- ------------------------------------------------------------------------------
      CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 2                                                              (a) [_]
                                                                (b) [X]
                                                 
- ------------------------------------------------------------------------------
      SEC USE ONLY
 3
            

- ------------------------------------------------------------------------------
      CITIZENSHIP OR PLACE OF ORGANIZATION
 4    
            Delaware

- ------------------------------------------------------------------------------
                          SOLE VOTING POWER
                     5     
     NUMBER OF                -0-      
 
      SHARES       -----------------------------------------------------------
                          SHARED VOTING POWER
   BENEFICIALLY      6    
                              -0-
     OWNED BY
                   -----------------------------------------------------------
       EACH               SOLE DISPOSITIVE POWER
                     7     
    REPORTING                 -0-
 
      PERSON       -----------------------------------------------------------
                          SHARED DISPOSITIVE POWER
       WITH          8    
                              -0-
- ------------------------------------------------------------------------------
      AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 9    
            None except indirectly through one or more subsidiaries as reported 
            herein. See Item 4.

- ------------------------------------------------------------------------------
      CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10                  
 
 
- ------------------------------------------------------------------------------
      PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11    
            -0-

- ------------------------------------------------------------------------------
      TYPE OF REPORTING PERSON*
12
            CO HC

- ------------------------------------------------------------------------------


<PAGE>

Item 1(a). Name of Issuer:
           -------------- 

           Summa Four, Inc. (the "Company")

Item 1(b). Address of Issuer's Principal Executive Offices:
           ----------------------------------------------- 

           25 Sundial Avenue
           Manchester, New Hampshire 03103-7251

Item 2(a). Name of Person Filing:
           --------------------- 

           First Chicago Corporation ("FCC") is filing this statement on behalf
           of itself and First Capital Corporation of Chicago ("FCCC"), its
           wholly- owned subsidiary.  Exhibit A attached hereto contains the
           agreement of FCCC and FCC to file joint disclosure statements on
           Schedule 13G.

Item 2(b). Address of Principal Business Office:
           ------------------------------------ 

           For FCCC and FCC:
           One First National Plaza
           Chicago, Illinois 60670

Item 2(c). Citizenship:
           ----------- 

           FCCC is a corporation organized under the laws of the State of
           Illinois.  FCC is a corporation organized under the laws of the State
           of Delaware.

Item 2(d). Title of Class of Securities:
           ---------------------------- 

           Common Stock (the "Common")

Item 2(e). CUSIP Number
           ------------

           865628 10 1

Item 3.    Type of Person Filing:
           --------------------- 

           Not applicable.

Item 4.    Ownership:
           --------- 

           (a)-(b)  FCCC owns 367,528 shares of the Company's Common,
           representing 6.13% of the currently outstanding Common.  FCC may be
           deemed to beneficially owns the shares held by FCCC solely through
           its ownership of FCCC.

           (c)  See items 5 through 9 and item 11 on pages two and three hereof.
<PAGE>

Item 5.  Ownership of Five Percent or Less of a Class:
         -------------------------------------------- 

         Not applicable.

Item 6.  Ownership of More Than Five Percent on Behalf of Another Person:
         ----------------------------------------------------------------

         Not applicable.

Item 7.  Identification and Classification of the Subsidiary Which Acquired the
         Security Being Reported On by the Parent Holding Company:
         -----------------------------------------------------------------------

         Not applicable.

Item 8.  Identification and Classification of Member of the Group:
         -------------------------------------------------------- 

         Not applicable.

Item 9.  Notice of Dissolution of Group:
         ------------------------------ 

         Not applicable.

Item 10. Certification:
         ------------- 

         Not applicable.
<PAGE>
 
Signature:
- --------- 

   After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.

Date:  February 11, 1994

                                       FIRST CAPITAL CORPORATION OF      
                                        CHICAGO                          
                                                                         
                                                                         
                                            /s/ Robert A. Rosholt            
                                       By:  _______________________      
                                            Robert A. Rosholt            
                                            Executive Vice President     
                                                                         
                                                                         
                                       FIRST CHICAGO CORPORATION         
                                                                         
                                                                         
                                            /s/ Robert A. Rosholt            
                                       By:  _______________________      
                                            Robert A. Rosholt            
                                            Executive Vice President and 
                                            Chief Financial Officer       
<PAGE>

                                   EXHIBIT A

                                   AGREEMENT
                                   ---------

   The undersigned hereby agree, pursuant to (S)240.13d-1(f)(1), that the
statement on Schedule 13G (including all amendments thereto) to which this
Agreement is attached is to be filed on behalf of each of the undersigned and
that First Chicago Corporation may file a Schedule 13G under the Securities
Exchange Act of 1934, and all amendments to such Schedule, with respect to
shares of Common Stock of Summa Four, Inc.

Date:  February 11, 1994

                                       FIRST CAPITAL CORPORATION OF      
                                        CHICAGO                          
                                                                         
                                                                         
                                            /s/ Robert A. Rosholt            
                                       By:  _______________________      
                                            Robert A. Rosholt            
                                            Executive Vice President     
                                                                         
                                                                         
                                       FIRST CHICAGO CORPORATION         
                                                                         
                                                                         
                                            /s/ Robert A. Rosholt            
                                       By:  _______________________      
                                            Robert A. Rosholt            
                                            Executive Vice President and 
                                            Chief Financial Officer       


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission