<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2 )*
FLORAFAX INTERNATIONAL, INC.
................................................................................
(Name of Issuer)
COMMON STOCK, $.01 PAR VALUE
................................................................................
(Title of Class of Securities)
339825101
................................................................................
(CUSIP Number)
KENNETH G. PUTTICK
210 OSPREY COURT
VERO BEACH, FLORIDA 32963
(407) 231-7083
................................................................................
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
SEPTEMBER 16, 1996
................................................................................
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the reporting person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of less than five percent of such class.
See Rule 13d-7).
Note: Six copies of this statement, including the exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Cusip No. 339825101
<PAGE> 2
<TABLE>
<CAPTION>
<S> <C>
1) Name of reporting persons Kenneth G. Puttick
S.S. or I.R.S. Identification Nos. of Above Persons SSN: ###-##-####
- -------------------------------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ]
(b) [x]
_______________________________________________________________________________________________________
3) SEC Use Only
_______________________________________________________________________________________________________
4) Source of Funds
PF - Personal Funds of Reporting Person
_______________________________________________________________________________________________________
5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
_______________________________________________________________________________________________________
6) Citizenship or Place of Organization
United States of America
_______________________________________________________________________________________________________
Number of (7) Sole Voting Power 1,115,000
Shares _____________________________________________________________________________
Beneficially (8) Shared Voting Power 0
Owned by _____________________________________________________________________________
Each (9) Sole Dispositive Power 1,115,000
Reporting _____________________________________________________________________________
Person (10) Shared Dispositive Power 0
With _____________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,115,000
_______________________________________________________________________________________________________
12) Check box if the Aggregate Amount in Row (11) Excludes Certain Shares: [ ]
_______________________________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11): 13.58%
_______________________________________________________________________________________________________
14) Type of Reporting Person IN - Individual Person
</TABLE>
<PAGE> 3
<TABLE>
<CAPTION>
<S> <C>
1) Names of reporting persons Puttick Enterprises, Inc.
S.S. or I.R.S. Identification Nos. of Above Persons SSN: 65-013-2868
_______________________________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ]
(b) [x]
_______________________________________________________________________________________________________
3) SEC Use Only
_______________________________________________________________________________________________________
4) Source of Funds
WC - Working Capital of Reporting Person
_______________________________________________________________________________________________________
5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
_______________________________________________________________________________________________________
6) Citizenship or Place of Organization
Florida
_______________________________________________________________________________________________________
Number of (7) Sole Voting Power 637,000
Shares _____________________________________________________________________________
Beneficially (8) Shared Voting Power 0
Owned by _____________________________________________________________________________
Each (9) Sole Dispositive Power 637,000
Reporting _____________________________________________________________________________
Person (10) Shared Dispositive Power 0
With _____________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person 637,000
_______________________________________________________________________________________________________
12) Check box if the Aggregate Amount in Row (11) Excludes Certain Shares: [ ]
_______________________________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11): 7.76%
_______________________________________________________________________________________________________
14) Type of Reporting Person CO - Corporation
</TABLE>
<PAGE> 4
This Statement on Schedule 13D is jointly filed by Kenneth G. Puttick
and Puttick Enterprises, Inc. (together, the "Reporting Persons").
Item 1. Security and Issuer.
This Statement relates to the common stock (the "Common Stock"), par
value $.01 per share, of Florafax International, Inc. (the "Company"). The
address of the principal executive offices of the Company is 8075 20th Street,
Vero Beach, Florida, 32966.
Item 2. Identity and Background.
(a) This Statement is being filed jointly for Puttick Enterprises,
Inc., ("Enterprises"), and its president, sole director and majority owner
Kenneth G. Puttick.
(b) (i) The address and principal office of Enterprise is
1401 US Hwy One, Vero Beach, Florida, 32960.
(ii) Mr. Puttick's address is 210 Osprey Court, Vero
Beach, Florida, 32963.
(c) (i) Enterprises' principal business is investments.
(ii) Mr. Puttick is the owner and operator of an
automobile dealership and is a director of Florafax
International, Inc.
(d) During the past five years, neither of the Reporting Persons
has been convicted in a criminal proceeding.
(e) During the past five years, neither of the Reporting Persons
has been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of which was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to federal or state securities laws or finding any
violation with respect to such laws.
(f) (i) Enterprise is a Florida corporation.
(ii) Mr. Puttick is a citizen of the United States of
America.
Item 3. Source and Amount of Funds or Other Consideration.
The source of funds used by Enterprise to purchase the securities of
the Company was working capital. The source of funds used by Mr. Puttick to
purchase the securities of the Company was personal funds.
Item 4. Purpose of Transaction.
Both of the Reporting Persons acquired the securities of the Company
for investment purposes. Each of the Reporting Persons may acquire or dispose
of securities of the Company, including shares of Common Stock, directly or
indirectly, in open-market or privately negotiated transactions, depending upon
the evaluation of the performance and prospects of the Company by the Reporting
Persons and upon other developments and circumstances, including, but not
limited to general economic and business conditions and stock market
conditions.
Item 5. Interest in Securities of the Issuer.
As of September 20, 1996, the Reporting Persons beneficially owned, in
the aggregate, 1,115,000 shares of Common Stock of the Company, held as
follows:
<PAGE> 5
<TABLE>
<CAPTION>
Name of Record Holder Number of Shares
--------------------- ----------------
<S> <C>
Kenneth G. Puttick, Individually 258,000
Kenneth G. Puttick, Individually, unexercised option 20,000
Kenneth G. Puttick, as custodian for Tiffany 50,000
Puttick, his minor daughter
Kenneth G. Puttick, as custodian for Scott 50,000
Puttick, his minor son
Kenneth G. Puttick, as custodian for Chelsey 50,000
Puttick, his minor daughter
Kenneth G. Puttick, as custodian for Tyler 50,000
Puttick, his minor son
Puttick Enterprises, Inc. 637,000
1,115,000
=========
</TABLE>
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer.
Item 7. Material to be Filed as Exhibits.
Exhibit "A". Agreement of Joint Filing
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
the undersigned certifies that the information set forth in this statement is
true, complete and correct.
Dated: October 2, 1996
Puttick Enterprises, Inc.
/s/ Kenneth G. Puttick /s/ Kenneth G. Puttick
- ------------------------------- -----------------------------
Kenneth G. Puttick, President Kenneth G. Puttick
<PAGE> 6
Exhibit "A"
Agreement of Joint Filing
In accordance with Rule 13d-1(f) under the Securities Exchange Act of
1934, as amended, the undersigned hereby agree to the joint filing with all
other Reporting Persons of a Statement on Schedule 13D or any amendments
thereto, with respect to the Common Stock of Florafax International, Inc. and
that this Agreement be included as an Exhibit to such filing.
The undersigned hereby execute this Agreement as of the 2nd day of
October, 1996.
/s/ Kenneth G. Puttick
-------------------------------
Kenneth G. Puttick
/s/ Kenneth G. Puttick
-------------------------------
Kenneth G. Puttick, President
<PAGE> 7
Pursuant to Regulation S-T, Section 232.101(a)(2)(ii), the
information contained in the original 13D filed by Mr. Puttick on March 21,
1991 and the first amendment thereto filed on August 18, 1994 is restated
below:
<TABLE>
<CAPTION>
<S> <C>
1) Name of reporting persons Kenneth G. Puttick
S.S. or I.R.S. Identification Nos. of Above Persons SSN: ###-##-####
_______________________________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [x]
_______________________________________________________________________________________________________
3) SEC Use Only
_______________________________________________________________________________________________________
4) Source of Funds
PF Personal Funds of Reporting Person
_______________________________________________________________________________________________________
5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e): [ ]
_______________________________________________________________________________________________________
6) Citizenship or Place of Organization:
State of Florida, USA
_______________________________________________________________________________________________________
Number of (7) Sole Voting Power 440,000 shares
Shares _____________________________________________________________________________
Beneficially (8) Shared Voting Power 440,000 shares
Owned by _____________________________________________________________________________
Each (9) Sole Dispositive Power 440,000 shares
Reporting _____________________________________________________________________________
Person (10) Shared Dispositive Power 440,000 shares
With _____________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person: 440,000
_______________________________________________________________________________________________________
12) Check box if the Aggregate Amount in Row (11) Excludes Certain Shares: [ ]
_______________________________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11): 8.5%
_______________________________________________________________________________________________________
14) Type of Reporting Person IN - Individual Person
</TABLE>
<PAGE> 8
Item 1. Security and Issuer.
This Statement relates to the shares of Common Stock, par
value $.01 per share. Florafax International, Inc.'s executive offices are
located at 4175 South Memoria, Tulsa, Oklahoma, 74105.
Item 2. Identity and Background.
(a) This Statement is being filed on behalf of Kenneth G.
Puttick.
(b) Mr. Puttick's address is 210 Osprey Court, Vero
Beach, Florida, 32963.
(c) Mr. Puttick is an automobile dealer and is not an
officer or director of Florafax International, Inc.
(d) During the past five years, Mr. Puttick has not been
convicted in a criminal proceeding.
(e) During the past five years, Mr. Puttick has not been
a party to a civil proceeding of a judicial or administrative body of competent
jurisdiction and as a result of which was subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating
activities subject to federal or state securities laws or finding any violation
with respect to such laws.
(f) Mr. Puttick is a citizen of the United States of
America.
Item 3. Source and Amount of Funds or Other Consideration.
This Statement relates to the purchase of 200,000 shares of
Common Stock of Florafax International, Inc. in the open market by Mr. Puttick
with his personal funds during March 10 to March 12, 1991.
Item 4. Purpose of Transaction.
During March, 1991, Mr. Puttick acquired 200,000 shares of
Common Stock of Florafax in the open market. The purpose of this purchase by
Mr. Puttick is for investment and not for acquiring control.
<PAGE> 9
Item 5. Interest in Securities of the Issuer.
As of March 19, 1991, Mr. Puttick owned beneficially 440,000 shares of
Common Stock of Florafax, held as follows:
<TABLE>
<S> <C>
Person Shares
------ ------
Kenneth G. Puttick 240,000
Kenneth G. Puttick, Trustee
(Uniform Gift to Minors' Act) 200,000
Tiffany Puttick (11) 50,000
Scott Puttick (10) 50,000
Chelsey Puttick (5) 50,000
Tyler Puttick (2) 50,000
Total 440,000
========
</TABLE>
<PAGE> 10
<TABLE>
<CAPTION>
<S> <C>
1) Name of reporting persons Kenneth G. Puttick
S.S. or I.R.S. Identification Nos. of Above Persons SSN: ###-##-####
_______________________________________________________________________________________________________
2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ]
(b) [x]
_______________________________________________________________________________________________________
3) SEC Use Only
_______________________________________________________________________________________________________
4) Source of Funds
PF
_______________________________________________________________________________________________________
5) Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) [ ]
_______________________________________________________________________________________________________
6) Citizenship or Place of Organization:
United States of America
_______________________________________________________________________________________________________
Number of (7) Sole Voting Power 895,000 16.1%
Shares _____________________________________________________________________________
Beneficially (8) Shared Voting Power 0 0%
Owned by _____________________________________________________________________________
Each (9) Sole Dispositive Power 895,000 16.1%
Reporting _____________________________________________________________________________
Person (10) Shared Dispositive Power 0 0%
With _____________________________________________________________________________
11) Aggregate Amount Beneficially Owned by Each Reporting Person 895,000
_______________________________________________________________________________________________________
12) Check box if the Aggregate Amount in Row (11) Excludes Certain Shares: [ ]
_______________________________________________________________________________________________________
13) Percent of Class Represented by Amount in Row (11): 16.1%
_______________________________________________________________________________________________________
14) Type of Reporting Person IN - Individual Person
</TABLE>
<PAGE> 11
Item 1. Security and Issuer.
This Schedule 13D relates to the shares of Common Stock, $.01
par value, of Florafax International, Inc. The principal executive offices of
Florafax International, Inc. are located at 4175 South Memorial, Tulsa,
Oklahoma, 74105.
Item 2. Identity and Background.
(a) This Statement is being filed by Kenneth G. Puttick.
(b) Mr. Puttick's residence address is 210 Osprey Court,
Vero Beach, Florida, 32963.
(c) The present principal occupation of Mr. Puttick is
officer and director of Puttick Enterprises, Inc.,
a Florida Corporation, which is in the business of
operating an automobile dealership, and the address
of Puttick Enterprises, Inc. is 1401 U.S. Highway 1,
Vero Beach, Florida, 32960.
(d) During the past five years, Mr. Puttick has not been
convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors).
(e) During the past five years, Mr. Puttick has not been
a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as
a result of which was subject to a judgment, decree
or final order enjoining future violations of, or
prohibiting or mandating activities subject to
federal or state securities laws or finding any
violation with respect to such laws.
(f) Mr. Puttick is a citizen of the United States of
America.
Item 3. Source and Amount of Funds or Other Consideration.
On August 8, 1994, Puttick Enterprises, Inc. of which Mr.
Puttick is the sole shareholder purchased from Floyd Cox, Jr. 437,000 of the
Common Stock, $.01 par value, of Florafax International, Inc. for a purchase
price of $87,400. Puttick Enterprises, Inc. used its funds in making the
purchase of such shares.
Item 4. Purpose of Transaction.
Puttick Enterprises, Inc. acquired 437,000 shares of the
Common Stock, $.01 par value, of Florafax International, Inc. for investment
purposes only.
Item 5. Interest in Securities of the Issuer.
(a) As of August 8, 1994, Mr. Puttick beneficially owned in
the aggregate 895,000 shares of Common Stock, $.01 par value, of Florafax
International, Inc. held as follows:
<PAGE> 12
<TABLE>
Name of Record Holder Number of Shares
--------------------- ----------------
<S> <C>
Kenneth G. Puttick 258,000
Tiffany Puttick (Kenneth F.
Puttick as guardian) 50,000
Scott Puttick (Kenneth F.
Puttick as guardian) 50,000
Chelsey Puttick (Kenneth F.
Puttick as guardian) 50,000
Tyler Puttick (Kenneth F.
Puttick as guardian) 50,000
Puttick Enterprises, Inc. 437,000
895,000
========
</TABLE>
This 895,000 of the shares of Common Stock, $.01 par value, of
Florafax International, Inc. that Mr. Puttick beneficially owns constitutes
16.1 percent of the outstanding shares of Common Stock, $.01 par value, of
Florafax International, Inc., as listed in Florafax' Form 10-QSB, Quarterly
Report for the quarterly period ending May 31, 1994.
(b) Mr. Puttick has the sole power to vote and to dispose of
the 895,000 shares of Common Stock, $.01 par value, in Florafax International,
Inc. of which he is the beneficial owner.
(c) On August 8, 1994, Mr. Puttick purchased form Floyd Cox,
Jr. 437,000 of the Common Stock, $.01 par value of Florafax International, Inc.
for an aggregate purchase price of $87,400 or $.20 per share. The transaction
was effected in Vero Beach, Florida by endorsement of such shares from Mr. Cox
to Puttick Enterprises, Inc.
(d) None.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer.
None.
Item 7. Material to be Filed as Exhibits.
None.
