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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13E-4/A
AMENDMENT NO. 1
ISSUER TENDER OFFER STATEMENT
(PURSUANT TO SECTION 13(E)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934)
HARCOURT GENERAL, INC.
(Name Of Issuer and Person Filing Statement)
COMMON STOCK, PAR VALUE $1.00 PER SHARE
(Title Of Class of Securities)
41163G101
(CUSIP Number Of Class Of Securities)
ERIC P. GELLER, ESQ.
SENIOR VICE PRESIDENT,
GENERAL COUNSEL AND SECRETARY
HARCOURT GENERAL, INC.
27 BOYLSTON STREET
CHESTNUT HILL, MASSACHUSETTS 02167
(617) 232-8200
(Name, Address and Telephone Number of Person Authorized To Receive Notices
and Communications On Behalf Of The Person Filing Statement)
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COPIES TO:
Robert L. Friedman, Esq.
John G. Finley, Esq.
SIMPSON THACHER & BARTLETT
425 Lexington Avenue
New York, New York 10017-3954
(212) 455-2000
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MARCH 15, 1995
(Date Tender Offer First Published, Sent Or Given To Security Holders)
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CALCULATION OF FILING FEE
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Transaction Valuation....................................................... $207,500,000*
Amount of Filing Fee........................................................ $ 41,500
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* Based upon purchase of 5,000,000 shares at $41.50 per share.
/X/ Check box if any part of the fee is offset as provided by Rule 0-11(a)(2)
and identify the filing with which the offsetting fee was previously paid.
Identify the previous filing by registration statement number, or the form
or schedule and the date of its filing.
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Amount Previously Paid: $41,500 Filing Party: HARCOURT GENERAL, INC.
Form Or Registration No.: SCHEDULE 13E-4 Date Filed: MARCH 15, 1995
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This Amendment No. 1 amends and supplements the Issuer Tender Offer
Statement on Schedule 13E-4 originally filed on March 15, 1995 (the "Statement")
relating to the tender offer by Harcourt General, Inc., a Delaware corporation
(the "Company"), to purchase up to 5,000,000 shares of its Common Stock, par
value $1.00 per share (the "Shares" or the "Common Stock"), at a price, net to
the seller in cash, not greater than $41.50 nor less than $36.00 per Share, upon
the terms and subject to the conditions set forth in the Offer to Purchase,
dated March 15, 1995 (the "Offer to Purchase"), and the related Letter of
Transmittal (which together constitute the "Offer"), copies of which were
previously filed as Exhibits (a)(1) and (a)(2), respectively, to the Schedule
13E-4. Capitalized terms not defined herein have the respective meanings
ascribed to such terms in the Offer to Purchase and the Statement.
ITEM 4. INTEREST IN SECURITIES OF THE ISSUER.
On March 14, 1995, Jeffrey R. Lurie, a member of the Smith Family Group,
sold 2,500 Shares at $40.00 per Share and not 2,900 Shares at that price as was
previously reported in the Company's Offer to Purchase. On March 15, 1995, Mr.
Lurie sold 5,000 Shares at $39 3/4 and 10,000 Shares at $39 5/8. On March 16,
1995, Mr. Lurie sold 5,000 Shares at $39 1/2 and 20,000 Shares at $40.00. On
March 17, 1995, Mr. Lurie sold 17,500 Shares at $40.00 per Share and 2,500
Shares at $39 7/8. All Shares sold by Mr. Lurie were converted from an
equivalent number of shares of Class B Stock, and all such transactions were
effected on the NYSE.
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SIGNATURES
After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
HARCOURT GENERAL, INC.
By: /s/ ERIC P. GELLER, ESQ.
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Eric P. Geller, Esq.
Senior Vice President,
General Counsel and
Secretary
Dated: March 20, 1995
