<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13D-1(a)
AND AMENDMENTS THERETO FILED PURSUANT TO 13D-2(a)
Under the Securities Exchange Act of 1934
(Amendment No. 1)(1)
KAYNAR TECHNOLOGIES INC.
--------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------
(Title of Class of Securities)
486605108
--------------------------------------------------------
(CUSIP Number)
Edward D. Eddy, III, Esq.
Sidley & Austin
555 West Fifth Street
Los Angeles, California 90013-1010
(213) 896-6000
--------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
December 26, 1998
--------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition which is the subject of this Schedule 13D,
and is filing this schedule because of Rule 13d-1(c), 13d-1(f) or 13d-1(g),
check the following box / /.
NOTE: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. SEE Rule 13d-7(b) for
other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(Continued on following page(s))
Page 1 of 9 Pages
---
<PAGE>
CUSIP No. 486605108 13D Page 2 of 9 Pages
--------- --- ---
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
CFE, INC.
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group* (b) /X/
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds*
WC
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) / /
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization
DELAWARE
- -------------------------------------------------------------------------------
Number of Shares (7) Sole Voting Power
Beneficially Owned 5,206,000
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting Power
--------------------------------------------------
(9) Sole Dispositive Power
5,206,000
--------------------------------------------------
(10) Shared Dispositive Power
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
5,206,000
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares*
/ /
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
56.1%
- -------------------------------------------------------------------------------
(14) Type of Reporting Person*
CO
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 486605108 13D Page 3 of 9 Pages
--------- --- ---
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
GENERAL ELECTRIC CAPITAL CORPORATION
13-1500700
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group* (b) /X/
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds*
NOT APPLICABLE
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) / /
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization
NEW YORK
- -------------------------------------------------------------------------------
Number of Shares (7) Sole Voting Power
Beneficially Owned DISCLAIMED (SEE 11 BELOW)
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting Power
--------------------------------------------------
(9) Sole Dispositive Power
DISCLAIMED (SEE 11 BELOW)
--------------------------------------------------
(10) Shared Dispositive Power
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
BENEFICIAL OWNERSHIP OF ALL SHARES IS DISCLAIMED BY GENERAL ELECTRIC
CAPITAL CORPORATION
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares*
/ /
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
NOT APPLICABLE (SEE 11 ABOVE)
- -------------------------------------------------------------------------------
(14) Type of Reporting Person*
CO
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 486605108 13D Page 4 of 9 Pages
--------- --- ---
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
GENERAL ELECTRIC CAPITAL SERVICES, INC.
06-11095031
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group* (b) /X/
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds*
NOT APPLICABLE
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) / /
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization
DELAWARE
- -------------------------------------------------------------------------------
Number of Shares (7) Sole Voting Power
Beneficially Owned DISCLAIMED (SEE 11 BELOW)
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting Power
--------------------------------------------------
(9) Sole Dispositive Power
DISCLAIMED (SEE 11 BELOW)
--------------------------------------------------
(10) Shared Dispositive Power
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
BENEFICIAL OWNERSHIP OF ALL SHARES IS DISCLAIMED BY GENERAL ELECTRIC
CAPITAL SERVICES, INC.
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares*
/ /
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
NOT APPLICABLE (SEE 11 ABOVE)
- -------------------------------------------------------------------------------
(14) Type of Reporting Person*
CO
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 486605108 13D Page 5 of 9 Pages
--------- --- ---
- -------------------------------------------------------------------------------
(1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above
Persons
GENERAL ELECTRIC COMPANY
14-0089340
- -------------------------------------------------------------------------------
(2) Check the Appropriate Box if a Member (a) / /
of a Group* (b) /X/
- -------------------------------------------------------------------------------
(3) SEC Use Only
- -------------------------------------------------------------------------------
(4) Source of Funds*
NOT APPLICABLE
- -------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) / /
- -------------------------------------------------------------------------------
(6) Citizenship or Place of Organization
NEW YORK
- -------------------------------------------------------------------------------
Number of Shares (7) Sole Voting Power
Beneficially Owned DISCLAIMED (SEE 11 BELOW)
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting Power
--------------------------------------------------
(9) Sole Dispositive Power
DISCLAIMED (SEE 11 BELOW)
--------------------------------------------------
(10) Shared Dispositive Power
- -------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
BENEFICIAL OWNERSHIP OF ALL SHARES IS DISCLAIMED BY GENERAL ELECTRIC
COMPANY.
- -------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares*
/ /
- -------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
NOT APPLICABLE (SEE 11 ABOVE)
- -------------------------------------------------------------------------------
(14) Type of Reporting Person*
CO
- -------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
Page 6 of 9 Pages
--- ---
This Amendment No. 1 (this "Amendment") relates to the Statement on
Schedule 13D, dated June 26, 1998 (as so amended, the "Statement"), filed
with the Securities and Exchange Commission (the "SEC") on behalf of CFE,
Inc., a Delaware corporation ("CFE"), General Electric Capital Corporation, a
New York corporation ("GECC"), General Electric Capital Services, Inc., a
Delaware corporation ("GECS"), and General Electric Company, a New York
corporation ("GE" and, together with GECS, GECC and CFE, the "Reporting
Persons") with respect to the Common Stock, par value $.01 per share (the
"Common Stock"), and Series C Convertible Preferred Stock, par value $.01
(the "Series C Preferred," and collectively with the Common Stock, the
"Securities"), of Kaynar Technologies Inc., a Delaware corporation ("Kaynar").
ITEM 2. IDENTITY AND BACKGROUND
Item 2(f) of the Statement is hereby amended to read in its entirety
as follows:
(f) To the knowledge of the Reporting Persons, all their respective
officers and directors are U.S. citizens, except that (i) Paolo Fresco, a
director of GE, is an Italian citizen, (ii) Claudio Gonzalez, a director of GE,
is a Mexican citizen, (iii) Andrea Jung, a director of GE, is a Canadian
citizen, (iv) G.S. Malm, an executive officer of GE, is a Swedish citizen, (v)
Kaj Ahlmann, an executive officer and director of GECS, is a Danish citizen and
(vi) Nigel Andrews, an executive officer of GECS and GECC and a director of GECS
and GECC, is a citizen of the United Kingdom.
ITEM 4. PURPOSE OF TRANSACTION
Item 4 of the Statement is hereby amended to add the following:
On December 26, 1998, CFE and GECC entered into a Voting and Option
Agreement (the "Voting Agreement") with The Fairchild Corporation, a Delaware
corporation ("Fairchild"), and Dah Dah, Inc., a Delaware corporation and wholly
owned subsidiary of Fairchild ("Purchaser"). A copy of the Voting Agreement is
incorporated by reference as Exhibit 1 hereto; the description of the Voting
Agreement here and in Item 6 is qualified in its entirety by reference to such
Exhibit.
Pursuant to the Voting Agreement, CFE agrees to vote (and GECC
agrees to cause to be voted) all Securities beneficially owned by CFE in
favor of the merger of Purchaser with and into Kaynar (the "Merger"), as
contemplated by that certain Agreement and Plan of Reorganization, dated as
of December 26, 1998, by and among Fairchild, Purchaser and Kaynar (the
"Merger Agreement") and in favor of other transactions contemplated by the
Merger Agreement, and against any competing acquisition proposal or other
agreements that would impede or prevent the Merger. The Merger Agreement is
filed with the SEC as Exhibit 2.1 to Fairchild's Current Report on Form 8-K
dated December 26, 1998.
<PAGE>
Page 7 of 9 Pages
--- ---
The Voting Agreement also grants an option (the "Option") to
Fairchild to purchase all, but not less than all, of the Securities owned by
CFE at a price per share of $28.75 in cash. The Option becomes exercisable 60
days after the Merger Agreement is terminated and certain other conditions
are met.
Except as set forth above, none of the Reporting Persons has any plans
or proposals which relate to or would result in the types of transactions set
forth in subparagraphs (a) through (j) of Item 4.
ITEM 5. INTEREST IN SECURITIES OF ISSUER
Item 5(b) of the Statement is hereby amended to read in its entirety
as follows:
(b) CFE has the sole power to vote or direct the voting of Common
Stock (including Common Stock issuable upon conversion of the Series C
Preferred). As described in Item 4, CFE has agreed to vote in favor of the
Merger and against any competing acquisition proposals or other agreements
that would impede or prevent the Merger. In addition, CFE has agreed, subject
to certain exceptions, not to transfer any of the Securities or convert any
of the Series C Preferred without the prior written consent of Fairchild.
Except as described in Item 5(b), none of the Reporting Persons, nor
to the best of their knowledge, any of their executive officers or directors,
presently has the power to vote or to direct the vote or to dispose or direct
the disposition of any of the Securities which they may be deemed to
beneficially own.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO THE SECURITIES OF THE ISSUER
Item 6 of the Statement is hereby amended to add the following:
The Voting Agreement requires CFE to vote for the Merger and
against any competing proposal to acquire Kaynar or any action that would
impede, frustrate prevent or nullify the Voting Agreement or result in any of
the conditions to the Merger set forth in the Merger Agreement not being
fulfilled. Moreover, the Voting Agreement contains agreements by CFE and
GECC to certain restrictions on their ability to transfer Securities, to
grant any proxy or enter into any voting agreement or otherwise restrict
their ability to perform their obligations under the Voting Agreement.
The Option granted pursuant to the Voting Agreement may be
exercised, in whole but not in part, by Fairchild at any time on or after the
date which is 60 days following a termination (with certain exceptions) of
the Merger Agreement and the satisfaction of certain other conditions.
Fairchild's right to exercise the Option terminates, with certain exceptions,
on the earliest to occur of (i) the consummation of the Merger, (ii) the
termination of the Merger
<PAGE>
Page 8 of 9 Pages
--- ---
Agreement pursuant to Section 7.1(g) thereof, (iii) the termination of the
Merger Agreement by mutual consent of Kaynar and Fairchild, (iv) the
termination of the Merger Agreement by Fairchild as a result of a material
breach by Kaynar of its representations and warranties in Article II of the
Merger Agreement and (v) August 31, 1999. It is a condition precedent to
Fairchild's purchase of the Securities that Fairchild and Purchaser have
complied with Section 3 of the Stockholders Agreement. The Stockholders
Agreement is filed with the SEC as Exhibit 1 to the Reporting Persons'
Statement on Schedule 13D, dated June 26, 1998.
Item 7 of the Statement is hereby amended to read in its entirety as
follows:
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit 1: The Voting Agreement is incorporated into this
Statement by reference to Exhibit 99.1 of Fairchild's
Current Report on Form 8-K dated December 26, 1998.
Exhibit 2: Joint Filing Agreement by and among GE, GECS, GECC and
CFE dated June 26, 1998.
Schedule I. Directors and Executive Officers of CFE
Schedule II. Directors and Executive Officers of GECC
Schedule III. Directors and Executive Officers of GECS
Schedule IV. Directors and Executive Officers of GE
<PAGE>
CUSIP No. 486605108 Page 9 of 9 Pages
--------- --- ---
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
December 31, 1998
CFE, INC.
a Delaware corporation
By: /s/ Preston H. Abbott
----------------------------
Preston H. Abbott
Vice President & Secretary
GENERAL ELECTRIC CAPITAL CORPORATION
a New York corporation
By: CFE, INC.
a Delaware corporation
By: /s/ Preston H. Abbott
----------------------------
Preston H. Abbott
Vice President & Secretary
GENERAL ELECTRIC CAPITAL SERVICES, INC.
a Delaware corporation
By: CFE, INC.
a Delaware corporation
By: /s/ Preston H. Abbott
----------------------------
Preston H. Abbott
Vice President & Secretary
GENERAL ELECTRIC COMPANY
a New York corporation
By: CFE, INC.
a Delaware corporation
By: /s/ Preston H. Abbott
----------------------------
Preston H. Abbott
Vice President & Secretary
<PAGE>
EXHIBIT 2
AGREEMENT REGARDING JOINT FILING
Pursuant to Securities and Exchange Commission Regulation
240.13d-1(k)(1), the undersigned persons agree that a statement may be filed
on behalf of each of the undersigned persons by CFE, Inc. with respect to the
Common Stock, par value $.01 per share, and the Series C Convertible
Preferred Stock, par value $.01 per share, issued by Kaynar Technologies Inc.
Further, each of the undersigned agrees that CFE, Inc., by any of its duly
elected officers, shall be authorized to sign from time to time on behalf of
the undersigned, any amendments to this Schedule 13D or any statements on
Schedule 13G relating to Kaynar Technologies Inc. which may be necessary or
appropriate from time to time.
Dated: June 26, 1998
CFE, INC.
a Delaware corporation
By: /s/ Michael A. Gaudino
------------------------------
Michael A. Gaudino
President:
GENERAL ELECTRIC CAPITAL CORPORATION
a New York corporation
By: /s/ Michael A. Gaudino
------------------------------
Michael A. Gaudino
Vice President
GENERAL ELECTRIC CAPITAL SERVICES, INC.
a Delaware corporation
By: /s/ Nancy E. Barton
------------------------------
Nancy E. Barton
Senior Vice President
GENERAL ELECTRIC COMPANY
a New York corporation
By: /s/ Michael A. Gaudino
------------------------------
Michael A. Gaudino
Executive Officer
<PAGE>
SCHEDULE I TO SCHEDULE 13D
CFE, INC.
DIRECTORS AND EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
DIRECTORS
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
Michael A. Gaudino 201 High Ridge Road Director
Stamford, CT 06927
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
OFFICERS
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
Michael A. Gaudino 201 High Ridge Road President
Stamford, CT 06927
- -------------------------------------------------------------------------------
J. Gordon Smith 201 High Ridge Road Vice President
Stamford, CT 06927
- -------------------------------------------------------------------------------
Peter C. Keenoy 201 High Ridge Road Vice President
Stamford, CT 06927
- -------------------------------------------------------------------------------
Murry K. Stegelmann 201 High Ridge Road Vice President
Stamford, CT 06927
- -------------------------------------------------------------------------------
Preston H. Abbott 201 High Ridge Road Vice President and
Stamford, CT 06927 Secretary
- -------------------------------------------------------------------------------
Jeffrey L. Hyde 201 High Ridge Road Vice President - Taxes
Stamford, CT 06927
- -------------------------------------------------------------------------------
Joseph T. Cassidy 201 High Ridge Road Vice President - Taxes
Stamford, CT 06927
- -------------------------------------------------------------------------------
<PAGE>
SCHEDULE II TO SCHEDULE 13D
GENERAL ELECTRIC CAPITAL CORPORATION
DIRECTORS AND EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
DIRECTORS
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
Nigel D.T. Andrews General Electric Capital Executive Vice President
Corporation General Electric Capital
260 Long Ridge Road Corporation
Stamford, CT 06927
- -------------------------------------------------------------------------------
Nancy E. Barton General Electric Capital Senior Vice President,
Corporation General Counsel
260 Long Ridge Road and Secretary
Stamford, CT 06927 General Electric Capital
Corporation
- -------------------------------------------------------------------------------
James R. Bunt General Electric Company Vice President and
3135 Easton Turnpike Controller
Fairfield, CT 06431 General Electric Company
- -------------------------------------------------------------------------------
David M. Cote General Electric President and Chief
Appliances Executive Officer
Appliance Park General Electric
Louisville, KY 40225 Appliances
- -------------------------------------------------------------------------------
Dennis D. Dammerman General Electric Company Senior Vice President -
3135 Easton Turnpike Finance
Fairfield, CT 06431 and Chief Financial
Officer
General Electric Company
- -------------------------------------------------------------------------------
Benjamin W. Heineman, General Electric Company Senior Vice President,
Jr. 3135 Easton Turnpike General Counsel
Fairfield, CT 06431 and Secretary
General Electric Company
- -------------------------------------------------------------------------------
Jeffrey R. Immelt General Electric Medical President and Chief
Systems Executive Officer
3000 N. Grandview General Electric Medical
Boulevard Systems
Waukesha, WI 53188
- -------------------------------------------------------------------------------
W. James McNerney, GE Aircraft Engines President and Chief
Jr. One Neumann Way Executive Officer
Cincinnati, OH 45215-6301 GE Aircraft Engines
- -------------------------------------------------------------------------------
John H. Myers GE Investment Corporation Chairman and President
3003 Summer Street GE Investment Corporation
Stamford, CT 06904
- -------------------------------------------------------------------------------
Robert L. Nardelli General Electric Company President and Chief
One River Road Executive Officer
Schenectady, NY 12345 GE Power Systems
- -------------------------------------------------------------------------------
<PAGE>
SCHEDULE II TO SCHEDULE 13D
GENERAL ELECTRIC CAPITAL CORPORATION
DIRECTORS AND EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
- -------------------------------------------------------------------------------
Denis J. Nayden General Electric Capital President and Chief
Corporation Operating Officer
260 Long Ridge Road General Electric Capital
Stamford, CT 06927 Corporation
- -------------------------------------------------------------------------------
Michael A. Neal General Electric Capital Executive Vice President
Corporation General Electric Capital
260 Long Ridge Road Corporation
Stamford, CT 06927
- -------------------------------------------------------------------------------
James A. Parke General Electric Capital Senior Vice President -
Corporation Finance
260 Long Ridge Road General Electric Capital
Stamford, CT 06927 Corporation
- -------------------------------------------------------------------------------
John M. Samuels General Electric Company Vice President and Senior
3135 Easton Turnpike Counsel -
Fairfield, CT 06431 Corporate Taxes
General Electric Company
- -------------------------------------------------------------------------------
Edward D. Stewart General Electric Capital Executive Vice President
Corporation General Electric Capital
1600 Summer Street Corporation
Stamford, CT 06927
- -------------------------------------------------------------------------------
John F. Welch, Jr. General Electric Company Chairman and Chief
3135 Easton Turnpike Executive Officer
Fairfield, CT 06431 General Electric Company
- -------------------------------------------------------------------------------
Gary C. Wendt General Electric Capital Chairman and Chief
Corporation Executive Officer
260 Long Ridge Road General Electric Capital
Stamford, CT 06927 Corporation
- -------------------------------------------------------------------------------
<PAGE>
SCHEDULE II TO SCHEDULE 13D
GENERAL ELECTRIC CAPITAL CORPORATION
DIRECTORS AND EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
OFFICERS
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
Gary C. Wendt General Electric Capital Chairman of the Board
Corporation and Chief Executive
260 Long Ridge Road Officer
Stamford, CT 06927
- -------------------------------------------------------------------------------
Denis J. Nayden General Electric Capital President and Chief
Corporation Operating Officer
260 Long Ridge Road
Stamford, CT 06927
- -------------------------------------------------------------------------------
Nigel D. T. Andrews General Electric Capital Executive Vice President
Corporation
260 Long Ridge Road
Stamford, CT 06927
- -------------------------------------------------------------------------------
Michael A. Neal General Electric Capital Executive Vice President
Corporation
260 Long Ridge Road
Stamford, CT 06927
- -------------------------------------------------------------------------------
Edward D. Stewart General Electric Capital Executive Vice President
Corporation
260 Long Ridge Road
Stamford, CT 06927
- -------------------------------------------------------------------------------
Nancy E. Barton General Electric Capital Senior Vice President,
Corporation General Counsel
260 Long Ridge Road and Secretary
Stamford, CT 06927
- -------------------------------------------------------------------------------
James A. Colica General Electric Capital Senior Vice President
Corporation Global Risk Management
260 Long Ridge Road
Stamford, CT 06927
- -------------------------------------------------------------------------------
Michael D. Fraizer General Electric Capital Senior Vice President
Corporation Insurance/Investment
6604 West Broad Street Products
Taylor Building
Richmond, VA 23230
- -------------------------------------------------------------------------------
Robert L. Lewis General Electric Capital Senior Vice President
Corporation Structured Finance Group
1600 Summer Street, 6th
Floor
Stamford, CT 06905
- -------------------------------------------------------------------------------
<PAGE>
SCHEDULE II TO SCHEDULE 13D
GENERAL ELECTRIC CAPITAL CORPORATION
DIRECTORS AND EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
- -------------------------------------------------------------------------------
OFFICERS
- -------------------------------------------------------------------------------
James A. Parke General Electric Capital Senior Vice President
Corporation Finance
260 Long Ridge Road
Stamford, CT 06927
- -------------------------------------------------------------------------------
Lawrence J. Toole General Electric Capital Senior Vice President
Corporation Human Resources
260 Long Ridge Road
Stamford, CT 06927
- -------------------------------------------------------------------------------
Jeffrey S. Werner General Electric Capital Senior Vice President
Corporation Corporate Treasury and
201 High Ridge Road Global Funding Operation
Stamford, CT 06927
- -------------------------------------------------------------------------------
<PAGE>
SCHEDULE III TO SCHEDULE 13D
GENERAL ELECTRIC CAPITAL SERVICES, INC.
DIRECTORS AND EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
DIRECTORS
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
Kaj Ahlmann Employers Reinsurance Executive Vice President
Corp. General Electric Capital
5200 Metcalf Services, Inc.
Overland Park, KS 66201
President and Chief
Operating Officer
Employers Reinsurance
Corp.
- -------------------------------------------------------------------------------
Nigel D.T. Andrews General Electric Capital Executive Vice President
Corporation General Electric Capital
260 Long Ridge Road Corporation
Stamford, CT 06927
- -------------------------------------------------------------------------------
James R. Bunt General Electric Company Vice President and
3135 Easton Turnpike Comptroller
Fairfield, CT 06431 General Electric Company
- -------------------------------------------------------------------------------
David M. Cote General Electric President and Chief
Appliances Executive Officer
Appliance Park General Electric
Louisville, KY 40225 Appliances
- -------------------------------------------------------------------------------
Dennis D. Dammerman General Electric Company Senior Vice President -
3135 Easton Turnpike Finance
Fairfield, CT 06431 General Electric Company
- -------------------------------------------------------------------------------
Benjamin W. Heineman, General Electric Company Senior Vice President,
Jr. 3135 Easton Turnpike General Counsel
Fairfield, CT 06431 and Secretary
General Electric Company
- -------------------------------------------------------------------------------
Jeffrey R. Immelt General Electric Medical President and Chief
Systems Executive Officer
3000 N. Grandview General Electric Medical
Boulevard Systems
Waukesha, WI 53188
- -------------------------------------------------------------------------------
W. James McNerney, GE Aircraft Engines President and Chief
Jr. One Neumann Way Executive Officer
Cincinnati, OH 45215-6301 GE Aircraft Engines
- -------------------------------------------------------------------------------
John H. Myers GE Investment Corporation Chairman and President
3003 Summer Street GE Investment Corporation
Stamford, CT 06904
- -------------------------------------------------------------------------------
<PAGE>
SCHEDULE III TO SCHEDULE 13D
GENERAL ELECTRIC CAPITAL SERVICES, INC.
DIRECTORS AND EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
- -------------------------------------------------------------------------------
Robert L. Nardelli General Electric Company President and Chief
One River Road Executive Officer
Schenectady, NY 12345 GE Power Systems
- -------------------------------------------------------------------------------
Denis J. Nayden General Electric Capital President and Chief
Corporation Operating Officer
260 Long Ridge Road General Electric Capital
Stamford, CT 06927 Corporation
- -------------------------------------------------------------------------------
Michael A. Neal General Electric Capital Executive Vice President
Corporation General Electric Capital
260 Long Ridge Road Corporation
Stamford, CT 06927
- -------------------------------------------------------------------------------
John M. Samuels General Electric Company Vice President and Senior
3135 Easton Turnpike Counsel
Fairfield, CT 06431 Corporate Taxes
General Electric Company
- -------------------------------------------------------------------------------
Edward D. Stewart General Electric Capital Executive Vice President
Corporation General Electric Capital
260 Long Ridge Road Corporation
Stamford, CT 06927
- -------------------------------------------------------------------------------
John F. Welch, Jr. General Electric Company Chairman and Chief
3135 Easton Turnpike Executive Officer
Fairfield, CT 06431 General Electric Company
- -------------------------------------------------------------------------------
Gary C. Wendt General Electric Capital Chairman of the Board,
Services, Inc. President and Chief
260 Long Ridge Road Executive Officer
Stamford, CT 06927 General Electric Capital
Services, Inc.
- -------------------------------------------------------------------------------
<PAGE>
SCHEDULE III TO SCHEDULE 13D
GENERAL ELECTRIC CAPITAL SERVICES, INC.
DIRECTORS AND EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
OFFICERS
- -------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
Gary C. Wendt General Electric Capital Chairman, President and
Services, Inc. Chief Executive Officer
260 Long Ridge Road General Electric Capital
Stamford, CT 06927 Services, Inc.
- -------------------------------------------------------------------------------
Kaj Ahlmann Employers Reinsurance Executive Vice President
Corp. General Electric Capital
5200 Metcalf Services, Inc.
Overland Park, KS 66201
President and Chief
Operating Officer
Employers Reinsurance
Corp.
- -------------------------------------------------------------------------------
Nigel D.T. Andrews General Electric Capital Executive Vice President
Corporation See Schedule II
260 Long Ridge Road
Stamford, CT 06927
- -------------------------------------------------------------------------------
Denis J. Nayden General Electric Capital President and Chief
Corporation Operating Officer
260 Long Ridge Road See Schedule II
Stamford, CT 06927
- -------------------------------------------------------------------------------
Michael A. Neal General Electric Capital Executive Vice President
Corporation See Schedule II
260 Long Ridge Road
Stamford, CT 06927
- -------------------------------------------------------------------------------
Edward D. Stewart General Electric Capital Executive Vice President
Corporation See Schedule II
260 Long Ridge Road
Stamford, CT 06927
- -------------------------------------------------------------------------------
Nancy E. Barton General Electric Capital Senior Vice President,
Corporation General Counsel and
260 Long Ridge Road Secretary
Stamford, CT 06927 See Schedule II
- -------------------------------------------------------------------------------
James A. Parke General Electric Capital Senior Vice President
Corporation Finance
260 Long Ridge Road See Schedule II
Stamford, CT 06927
- -------------------------------------------------------------------------------
Lawrence J. Toole General Electric Capital Senior Vice President
Corporation Human Resources
260 Long Ridge Road See Schedule II
Stamford, CT 06927
- -------------------------------------------------------------------------------
<PAGE>
SCHEDULE III TO SCHEDULE 13D
GENERAL ELECTRIC CAPITAL SERVICES, INC.
DIRECTORS AND EXECUTIVE OFFICERS
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PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
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Jeffrey S. Werner General Electric Capital Senior Vice President,
Corporation Corporate Treasury and
201 High Ridge Road Global Funding Operation
Stamford, CT 06927 See Schedule II
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<PAGE>
SCHEDULE IV TO SCHEDULE 13D
GENERAL ELECTRIC COMPANY
DIRECTORS AND EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
DIRECTORS
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J.I. Cash, Jr. Harvard Business School Professor of Business
Baker Library 187 Administration - Graduate
Soldiers Field School of Business
Boston, MA 02163 Administration
Harvard University
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S.S. Cathcart 222 Wisconsin Avenue Retired Chairman,
Suite 103 Illinois Tool Works
Lake Forest, IL 60045
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D.D. Dammerman General Electric Company Vice Chairman of the Board,
3135 Easton Turnpike Senior Vice
Fairfield, CT 06431 President-Finance,
General Electric Company
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P. Fresco Fiat SpA Chairman of the Board,
via Nizza 250 Fiat SpA
10126 Torino,
Italy
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C.X. Gonzalez Kimberly-Clark de Mexico, Chairman of the Board and
S.A. de C. V. Chief Executive Officer
Jose Luis Lagrange 103, Kimberly-Clark de Mexico
Tercero Piso S.A. de C.V.
Colonia Los Morales
Mexico, D.F. 11510,
Mexico
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Andrea Jung Avon Products, Inc. President and Chief
1345 Avenue of the Operating Officer,
Americas Avon Products, Inc.
New York, NY 10105
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G.G. Michelson Federated Department Former Member of the
Stores Board of Directors
151 West 34th Street Federated Department Stores
New York, NY 10001
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E.F. Murphy General Electric Company Vice Chairman of the Board
3135 Easton Turnpike and Executive Officer
Fairfield, CT 06431 General Electric Company
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<PAGE>
SCHEDULE IV TO SCHEDULE 13D
GENERAL ELECTRIC COMPANY
DIRECTORS AND EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
- -------------------------------------------------------------------------------
S. Nunn King & Spalding Partner, King & Spalding
191 Peachtree Street, N.E.
Atlanta, GA 30303
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J.D. Opie General Electric Company Vice Chairman of the Board
3135 Easton Turnpike and Executive Officer
Fairfield, CT 06431 General Electric Company
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R.S. Penske Penske Corporation Chairman of the Board and
13400 Outer Drive, West President
Detroit, MI 48239-4001 Penske Corporation
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F.H.T. Rhodes Cornell University President Emeritus
3104 Snee Building Cornell University
Ithaca, NY 14853
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A.C. Sigler Champion International Retired Chairman of the
Corporation Board, Chief
1 Champion Plaza Executive Officer and
Stamford, CT 06921 Former Director
Champion International
Corporation
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D.A. Warner III J.P. Morgan & Co., Inc., Chairman of the Board,
& Morgan Guaranty Trust President, and Chief
Co. Executive Officer
60 Wall Street J.P. Morgan & Co.
New York, NY 10260 Incorporated and
Morgan Guaranty Trust
Company
- -------------------------------------------------------------------------------
J.F. Welch, Jr. General Electric Company Chairman of the Board and
3135 Easton Turnpike Chief Executive Officer
Fairfield, CT 06431
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<PAGE>
SCHEDULE IV TO SCHEDULE 13D
GENERAL ELECTRIC COMPANY
DIRECTORS AND EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
J.F. Welch, Jr. General Electric Company Chairman of the Board and
3135 Easton Turnpike Chief Executive officer
Fairfield, CT 06431
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P.D. Ameen General Electric Company Vice President and
3135 Easton Turnpike Comptroller
Fairfield, CT 06431
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J.R. Bunt General Electric Company Vice President and
3135 Easton Turnpike Treasurer
Fairfield, CT 06431
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D.L. Calhoun General Electric Company Senior Vice President
Nela Park GE Lighting
Cleveland, OH 44122
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W.J. Conaty General Electric Company Senior Vice President
3135 Easton Turnpike Human Resources
Fairfield, CT 06431
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D.M. Cote General Electric Company Senior Vice President
3135 Easton Turnpike GE Appliances
Fairfield, CT 06431
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D.D. Dammerman General Electric Company Vice Chairman of the Board
3135 Easton Turnpike and Senior Vice President -
Fairfield, CT 06431 Finance
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L.S. Edelheit General Electric Company Senior Vice President
P.O. Box 8 Corporate Research and
Schenectady, NY 12301 Development
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B.W. Heineman, Jr. General Electric Company Senior Vice President,
3135 Easton Turnpike General Counsel and
Fairfield, CT 06431 Secretary
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J.R. Immelt General Electric Company Senior Vice President
P.O. Box 414 GE Medical Systems
Milwaukee, WI 53201
- -------------------------------------------------------------------------------
<PAGE>
SCHEDULE IV TO SCHEDULE 13D
GENERAL ELECTRIC COMPANY
DIRECTORS AND EXECUTIVE OFFICERS
- -------------------------------------------------------------------------------
PRESENT PRESENT
NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION
- -------------------------------------------------------------------------------
G.S. Malm General Electric Company Senior Vice President
3135 Easton Turnpike Asia
Fairfield, CT 06431
- -------------------------------------------------------------------------------
W.J. McNerney, Jr. General Electric Company Senior Vice president
1 Neumann Way GE Aircraft Engines
Cincinnati, OH 05215
- -------------------------------------------------------------------------------
E.F. Murphy General Electric Company Vice Chairman of the Board
3135 Easton Turnpike and Executive Officer
Fairfield, CT 06431
- -------------------------------------------------------------------------------
R.L. Nardelli General Electric Company Senior Vice President
1 River Road GE Power Systems
Schenectady, NY 12345
- -------------------------------------------------------------------------------
R.W. Nelson General Electric Company Vice President
3135 Easton Turnpike Corporate Financial
Fairfield, CT 06431 Planning
and Analysis
- -------------------------------------------------------------------------------
J.D. Opie General Electric Company Vice Chairman of the Board
3135 Easton Turnpike and Executive Officer
Fairfield, CT 06431
- -------------------------------------------------------------------------------
G.M. Reiner General Electric Company Senior Vice President,
3135 Easton Turnpike Chief Information Officer
Fairfield, CT 06431
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J.G. Rice General Electric Company Vice President,
2901 East Lake Road GE Transportation Systems
Erie, PA 16531
- -------------------------------------------------------------------------------
G.L. Rogers General Electric Company Senior Vice President
1 Plastics Avenue GE Plastics
Pittsfield, MA 01201
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L.G. Trotter General Electric Company Senior Vice President
41 Woodward Avenue GE Industrial Systems
Plainville, CT 06062
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